Professional Documents
Culture Documents
Revisited
Ole-Jørgen Skog
National Institute for Alcohol and Drug Research, Oslo
The paper reviews Durkheim’s theory of suicide, with particular reference to his treat-
ment of alcohol as a causal factor. It is argued that Durkheim views alcohol as an
individual-levelfactor, rather than as a socio-cultural factor on a par with other social
facts This conception is criticized, as is Durkheim’s analysis of his data It is argued that
the rate of alcohol abuse in society is a social fact that has an explanatory power beyond
the level of individual suicides. Some possible causal links between the social suicide
rate and rates of alcohol abuse are discussed.
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Table I Rates of alcoholic insanity If1 French Departments grouped according to suicide rate (p. 78).
even, at Saint Petersburg, to 2U (1855). And still the case, and consumption therefore
yet whereas, m the currespondmg periods, 15U decreases, rather than increases, as one
suicide> per million inhabitants occurred m moves north. There are also reasons to
France, Belgium had only 68, Great Britain doubt the reliability of the remaining
711, Sweden 85, Russia very few Even at Saint
figures. For instance, according to modern
Petersburg from 1864 to 1868 the average statistical sources the consumption level in
annual rate was only 6tri 8 Denmark is the only
northern country where there are both many
Sweden in 1870 was 9.1 litres per adult (15
suicides and a large consumption of alcohol years and older), or 5.9 litres per capita
(16 51 liters In IX4S) If then our northern (Lenke 1989) - not 10.34 litres as Durkheim
departmcnts are distinguished both by their claims.
tendency to suicide and their addiction to alco- Durkheim’> explanation of the high con-
hol, it is not because the former anses trom the sumption level m the North m terms of
latter and is explained by it The conjunction i, ’nourishment calculated to maintain the
accidental In general, much alcohol is drunk
in the North because of the local ranty of wine
organism’s temperature’ is quite bizarre by
modern standards. It is also surprising that
and its cost, and perhaps because a special
a man who su strongly stressed the need
nuunshment calculated to maintain the organ-
ism’s temperature is more necessary there than for social explanations so easily lapses into
elsewhere; and on the other hand the ong- meteorological factors (or cosmic factors as
inating causes of suicide are especially con- he called them, when they were discussed
centrated in the same region of our country. in relation to suicide). This is obviously yet
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another indication that he did not perceive still remain for which another cause would
alcohol - in casu, the level of alcohol con- have to be sought.
sumption - as a social fact, as opposed to Since most modern studies seem to imply
most social scientists of our time. that even classical Durkheimian variables
Durkheim completes his statistical analy- explain only a fairly modest fraction of the
sis of alcohol by comparing the different variance in suicide rates (Stack 1982), this
states of Germany, and concludes that the is not a very good argument.
results confirm his conclusion (p. 80). It is It is also worth noting that Durkheim
difficult to disagree at this point, provided thinks of alcohol mainly in terms of alcohol-
that the data are good. ism when he discusses its (lack of) impact
To sum up, the evidence presented by on the suicide rate. Having analysed the
Durkheim clearly shows no coherent high excess mortality in the army (Book
pattern. Some of his data suggest a decent two, chapter four on ’Altruistic Suicide’),
correlation, while the correlation is very he wntes (p. 231):
low in the rest of the data. However, the
Alcoholism has been suggested, which is said
quality of these data is questionable. It to afflict the army more than the civilian popu-
therefore seems a little premature to con- lation But if, m the first place, as has been
clude, as Durkheim does, that ’A society shown, alcoholism has no definite influence on
does not depend for its number of suicides the suicide-rate in general, it is unlikely to have
on having more or fewer neuropaths or more on that of military suicides in particular.
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In particular, it is documented that gen- together with other people. It certainly
etical factors to some extent increase the makes a difference to one’s drinking behav-
risk that some individuals will become alco- iour whether one was born in France, North
hol abusers (Partanen et al. 1966; Goodwin Carolina, Japan or Iran. And it makes a
1976; Cloninger et al. 1981). Here we shall difference if one’s family and friends are
simply take for granted the fact that the teetotallers, moderate drinkers, or heavy
biological constitution plays a certain role, drinkers.
but we will restrict ourselves to discussing A corollary of these facts is that indi-
environmental factors, which undoubtedly vidual drinkers tend to model and modify
play the major role m relation to aggregate each other’s drinking and hence that there
level variations. We also note, without is a strong interdependence between the
further discussion, that it is widely recog- drinking habits of individuals who interact.
nized today that there is no clear distinction This suggests a social network perspective
between alcoholism and normal dnnking. on drinking. Moreover, it suggests that an
Use and abuse vary continuously, and there individual’s behaviour can only be fully
is no well-defined threshold separating nor- understood as a part of a larger entity.
mal and abnormal drinking (Bruun et al. Firstly, his dnnking habits must be under-
1975; Edwards et al. 1977). stood in relation to his personal social net-
Social and cultural change is clearly the work - that is, the people with whom he
outcome of a highly complex process interacts. Secondly, since the individuals in
involving different levels of social organ- his network are influenced by still other
ization and different sectors of social and individuals, these indirect secondary con-
economic life. One can describe and ana- tacts may also have an impact on ego. And
lyse these changes from many different per- so it continues. Potentially, each individual
is linked - directly or indirectly - to all
spectives. The approach chosen below
represents a kind of methodological indi- members of his culture, and perhaps even
vidualism. It is based on the regulative idea beyond that. Since the same argument
that it should be possible to describe and works for every member of a culture, we
understand wholes in terms of dynamic must conceive a population as an integrated
interactions between the elements of a structure of individual drinkers.
social structure. This idea does not imply It is possible to construct formal models
psychological reductiomsm in the sense that in order to investigate the implications of
these elements are presumed independent such interdependencies of drinking behav-
of, and prior to, the whole. On the contrary, iour more closely (Skog 1979). Such models
the elements (i.e. individuals) are shaped are technically complex, however, and only
and reshaped in the process of interaction, selected results will be exemplified here.
and they are therefore products of social The basic presumption of the model is
life as well as building blocks of social life. that an individual’s drinking habits are the
However, individuals are observationally product of an interplay between three types
distinct ’objects’, and from a method- of factors: (1) individual characteristics,
ological point of view they may serve as including biological constitution, psycho-
units of observation in the study of social logical factors, etc.; (2) his/her social net-
and cultural phenomena. Social and cul- work, i.e. the persons he/she has ties to, in
tural change may therefore be described in one way or another; (3) general and specific
terms of interaction between these building material (including availability) and socio-
blocks, without presuming that they are cultural (including differential norms) con-
’atoms’ with fixed properties. Hence I shall ditions in his environment.
try to substantiate the claim that alcoholism Assume that we have a micro society
rates are social facts by starting at the indi- consisting of, say, 81 individuals, and that
vidual level and proceeding towards the these individuals form a social network that
aggregate level. has the form of a 9 x 9 square lattice.
I take as a point of departure the fact that Neighbours in the lattice influence each
drinking behaviour is a social behaviour - it other directly, so that individuals in the
is something we learn from and practise intenor part of the lattice have four
197
pattern where high and low consumption certain minimum requirements are
levels tend to form clusters. Under these obtained.
circumstances potential heavy drinkers may Available evidence does in fact suggest
in some cases be effectively controlled by quite a strong interdependence of indi-
their network. In other cases, potential vidual drinking habits (cf. Skog 1980 for a
heavy drinkers may increase the dnnking review). Hence, the social network per-
in their network, thus producing a sub- spective leads one to expect that changes
in population drinking typically may be a
culture of higher-than-average drinking
collective phenomenon, and one would
habits, as exemplified in the back corner of
the network. In still other cases, neither of expect that the individual drinker will
these modifications needs to occur, and we adjust his drinking according to the changes
in the overall level of consumption in his
may find a single heavy drinker in the culture. A similar argument should apply
middle of a group of very light drinkers, as
for cross-cultural comparisons. These pre-
exemplified by the ’monolith’ to the right dictions are borne out in cross-cultural
in the bottom diagram in Figure 1.
studies, and studies of cultural change
In the weakly integrated network, indi-
vidual changes in drinking behaviour would (Skog 1985a). Differences between cultures
in terms of drinking are typically collective
remain local phenomena. However, in the
differences, and changes are typically col-
strongly integrated structure, changes in lective as well. The whole population tends
some individuals’ drinking would have sev-
to move up and down the consumption
eral effects. Firstly, their increase would scale more or less in concert when per capita
be partly restrained by the informal social
consumption changes. As a corollary of this
control exerted by their friends. Secondly, fact, and the fact that there is no qualitative
the changes that do occur will induce some difference between normal and abnormal
degree of change m the drinking of their dnnking, it follows that the prevalence of
friends, and their inhibitory effect may thus very heavy drinking co-vanes quite closely
be slightly reduced. Further changes may with the consumption level of ’normal
thus take place. Thirdly, the changes that drinkers’. This is confirmed by survey data
are induced among the ’friends’ of those
(Skog 1985a) as well as by studies of co-
who initiated the process will typically variation between the per capita con-
spread to friends of friends, and so on. sumption of alcoholic beverages and liver
Therefore, a rather complex process is to cirrhosis mortality rates (Popham 1970;
be expected. Skog 1985b).
The outcome of such a process is illus- Hence, heavy drinking and alcoholism is
trated in Figure 2. This diagram has been closely related to drinking in general, and
generated by letting eight randomly chosen it varies strongly across cultures and within
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Figure1 Results from simulation experiment of indwldual drinking in a social network, with very
weak (top) and strong (bottom) interaction between ’neighbours’. Each bar represents an
Ùzdwldual. and its height measures his consumptIOn level.
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Figure 2. Correlation diagram showing direct and indirect changes in drinking in a simulation experiment
with the strongly interacting network. The consumption level was allowed to increase among
eight subjects (marked as stars), selected at random. The new equilibrium state for the whole
network was then calculated.
each culture over time. The collective nothing to prevent it. Here, isolation and
movements of the whole population up and inferior regulation is a cause, and drinking
down the consumption scale therefore an effect. This argument is in effect a vari-
imply that normal drinking represents the ant of Durkheim’s concept of anomy
cultural foundation of heavy drinking, and Second, isolation may also be a conse-
that the consumption level - and hence the quence of alcoholics’ deviant drinking.
nsk of drinking problems - for a drinker However, this does not rule out the possi-
with a given constitutional disposition, is bility that isolation also existed prior to the
directly related to the amount of alcohol he drinking problem, at least in some cases.
is exposed to in his cultural environment. Conceivably, isolation may sometimes lead
Therefore, the prevalence of persons with to heavy drinking, which in due course may
such problems must be seen as a social fact. increase isolation even further, i.e. a posi-
tive feedback mechanism could be oper-
4. Social types of alcoholism ating.
It is a well-documented fact that alcoholics Although those who were socially iso-
and excessive users of alcohol tend to be lated early stage are probably over-
at an
more socially isolated than others (Bacon represented among heavy drinkers, one
1945; Mowrer and Mowrer 1945; Singer et would also expect that a large number of
al. 1964). This may be explained by two heavy drinkers started out with normal
distinct mechanisms, which may very well social relations. The social network model
be operating simultaneously. predicts that such persons will be heavy
First, people who are poorly socially inte- drinkers if they live in a wet environment
grated are also weakly controlled by their and have many heavy drinking friends. In
environment. They may therefore run the effect, the model predicts that heavy
risk of developing a drinking problem, par- drinkers and alcoholics may form a fairly
ticularly if a strong psycho-social dis- heterogeneous group, and we can dis-
position is present, simply because there is tinguish two main ’types’ of alcoholics
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(Skog 1980, 1989): type A - those who integration and those integrated into a wet
dnnk heavily because they are integrated environment.
into a heavy drinking subculture, type B - Being poorly socially integrated is likely
those who are heavy drinkers because they to be a nsk factor, not just because of weak
are poorly integrated. informal social control, but also because it
Type A become heavy drinker not pn- often implies loneliness. As many studies
marily because of a high psycho-biological have shown, a considerable fraction of
disposition, but because they live m a wet alcoholics report feelings of loneliness, and
environment. They will be most numerous it is tempting to suggest that excessive
in countnes with a high per capita con- drinking may, m many cases, be a way
sumption level. In fact, the empirical of ’copmg’ with feelings of loneliness and
relationship between per capita consump- inadequate social relations. It is of interest
tion and prevalence of heavy drinking can to note that Hornqvist et al. ( 1988) in a
be seen as a direct manifestation of this prospective, longitudinal study of Swedish
type. alcoholics, do m fact suggest that the two
Type B - the poorly socially integrated - most important prognostic factors are an
would typically be persons with a high dis- alcoholic’s feeling of loneliness and whether
position. Their disposition is allowed to he has a ’drinking buddy’. In our termm-
mamfest itself due to lack of informal social ology, the factors would be called poor
control, restraining their drinking. While social integration and integration mto a wet
the strongly socially integrated person is environment, respectively.
effectively controlled by his environment, Integration and regulation through infor-
those who are weakly integrated are less mal social control are fundamental ideas m
effectively controlled. This type would be this theory. Hence, it is easily recast m
expected to be most numerous, relatively Durkheimian terms. In cultures where
speaking, m low-consumption countnes, drinking is integrated mto daily life, there
since type A would be rare in these coun- are few restrictions to prevent heavy dnnk-
tnes. ing, while m low consumption cultures
It should be noted that there are some these regulations are quite effective. High
similarities between this social typology and consumption countries may therefore be
Jellinek’s classical typology of alcoholism called anomic with respect to the use of
(Jellinek 1960), as well as with Cloninger alcohol. Furthermore, people who are
et al.’s (1988) type 1/type 2 scheme. Type weakly integrated are also at high rmk, even
1 alcoholics are characterized by a late onset m low consumption countnes. In effect,
of drinking problems, which are reinforced there are considerable overlaps between
by external circumstances, and few social this theory of alcohol abuse and Durk-
complications. Type 2 alcoholics have an heim’s theory of suicide.
early onset of drinking problems, regardless
of external circumstances, and have mul-
tiple social problems. According to the 5. Possible relations between
authors, type2 subjects are typically anti-
social, aggressive, high on novelty seeking,
alcohol abuse and suicide
but low on harm avoidance and reward In preceding sections I have already hinted
dependence, and frequently show signs of at a few possible causal mechamsms that
antisocial behaviour, while type 1 subjects could serve as links between suicide and
typically have opposite characteristics alcohol abuse. In this section I shall discuss
(Cloninger et al. 1988). Hence, type 1 may these mechamsms more closely. As already
resemble type A above, while type2 noted, for this purpose it is useful to dis-
resembles type B. tinguish between acute intoxication and
These predictions find support in a pro- chromc abuse. Both may be causally related
spective, longitudinal study of alcoholics to suicide, but the mechamsms be may
(Skog 1989). The two groups with the most somewhat different. I shall start dis- by
unfavourable prognosis m terms of con- cussmg chronic abuse and its Implications
sumption level were those with a poor social for suicides.
201
society, one would expect that a high per level of consumption in a culture, the more
capita consumption level could produce a opportunities there would be for drinking
large number of abusers with a reduced instead of committing suicide, and ceteris
level of social integration, an elevated level paribus, the fewer suicides one could
of anomy and an increased nsk of suicide. expect. If both mechanisms are operating
However, one could also argue for a quite simultaneously, but to varying degrees in
different relationship between alcohol different regions, a quite incoherent pattern
abuse and suicide, created by what may be may result.
called the mechanism of alternative solu- Faced with this situation, it becomes per-
tions. Finding strong correlations at the tinent to ask how the two mechanisms may
individual level, but practically no eco- be disentangled, in the event that both
logical correlation between different meas- should be operating, and to clarify under
ures of alcohol abuse and suicide rates in what circumstances they may be operating.
regional data from Hungary, Elekes (1988) As to the problem of disentangling the
has suggested that drinking and suicide may two; it should be noted that the mechanism
perhaps be alternative ways of ’solving’ of alternative solutions is limited to people
problems. Similar ideas were suggested by who are poorly integrated from the begin-
Menninger (1938), who described alcohol- ning, and that this relationship could there-
ism as ’chronic suicide’. Elekes suggests fore be tested on type B alcoholics. The
that the choice between these alternatives mechanism of social deterioration would
may depend on cultural traditions. The be particularly pronounced among type A
hypothesis is clearly speculative, but it is alcoholics.
compatible with Gove and Hughes’ (1980) As to the problem of circumstances; it
observation of a high correlation between may be the case that the second mechanism
the proportion of single-person households is constramed in terms of age, and that the
and both the suicide rate and liver cirrhosis suicide of the poorly socially integrated may
mortality. Social isolation apparently may only be somewhat delayed but not pre-
produce both alcohol abuse and suicide, vented entirely, when drinking is an
and it thus appears that the two phenomena alternative. Hence, if the second mech-
may sometimes have a common social aeti- anism is in fact present, then one could
ology. expect different relationships between
A priori, it does not appear unlikely that, suicide rates and rates of alcohol abuse
among people who are poorly socially inte- among younger and older persons.
grated and suffer from loneliness prior to Besides long-term abuse, single cases of
any alcohol problems, drinking and suicide intoxication could be linked to suicide.
may be alternative ’solutions’. Rather than Hence, one should not restrict the search
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for links between suicide and alcohol to An even more direct connection would
alcoholism. First, many cases of alcohol- result if intoxication and drunken com-
related suicides may occur among people portment produced situations that have
who are not alcoholics. In many cultures, destructive consequences for social re-
a large fraction of the victims have been lations. Violence is very often connected to
reported intoxicated and this fraction may intoxication (Gustafson 1986; Lenke 1989),
be larger than the fraction that can truly be and the evidence suggests that the relation-
called alcoholics. Second, the link between ship is at least partly of a causal nature. At
alcoholism and suicide may often operate a more general level, intoxicated persons
via intoxication, the correlation being a often do things that they regret. One can
consequence of the fact that alcoholics also imagine that frustration typically fol-
often have a high frequency of intoxication lows ’omnipotence’ induced by intoxi-
(Mayfield and Montgomery 1972). cation. Both effects may contribute to the
It is worth noting that intoxication can wish to end one’s life.
be seen as an acute type of anomy. Drinking The individual level mechanisms of
to reach intoxication often has a ’time-out’ anomic intoxication may also have effects
function, since ordinary rules for conduct for the population at large. Dunking pat-
are set aside (MacAndrew and Edgerton terns in general and the overall frequency
1969). People are allowed to do things that of intoxication in particular, as well as the
they are normally not allowed to do in a cultural rules of drunken comportment,
sober state. However, this time-out is not vary a lot across cultures, and to some
a complete normlessness and the risk of extent within each culture over time. The
going too far is clearly present, since intoxi- amount of interpersonal conflict created by
cation may induce a feeling of ’omm- alcohol may therefore vary (cf. Lenke
potence’. 1989), and the same applies to the pro-
The frequently reported individual level portion of time the members of a culture
correlation between intoxication and are in a state of intoxication, and thus vul-
suicide may have both trivial and non-trivial nerable to suicidal impulses.
explanations. A trivial explanation could In conclusion, there are many reasons for
be that the victim drinks in order to sup- expecting that alcohol may be a relevant
press his own resistance. This link would causal factor in relation to the suicide rate.
be teleological, rather than causal, and one The relationship is likely to be a complex
should probably not expect that it could one, however, and the resulting pattern
serve as a basis for a causal connection at may easily appear mcoherent at first sight.
the aggregate level. This would be the case Therefore, it is necessary to approach the
only if the victim would not dare to take his problems with great care, using measures
own life if alcohol was not available. that distinguish between different types of
At least two non-trivial links can be dnnking and different groups of drinkers.
imagined. We shall name them mechanisms These difficulties are perhaps illustrated
of anomic I11to,ncation. by the following example. Norstrom (1988)
Presumably, intoxication may increase has analysed trends in overall suicide rates
the nsk of implementing suicidal impulses in relation to per capita alcohol con-
created by other mechamsms. For instance, sumption m the Scandinavian countries,
it can be imagined that intoxication plays a using sophisticated statistical techmques.
role in connection with imitation effects He reports positive relationships for
created by the mass media. It seems likely Sweden and Norway, to the effect that
that an intoxicated person may be more changes in alcohol consumption appear to
easily influenced by suggestions, compared have had a substantial impact on suicide
to a sober person. More generally, persons rates. However, for Finland and Denmark
who already possess strong suicidal he finds no significant effects. This is quite
impulses may be less likely to resist and a confusing state of affairs. Norstrom’s alco-
more likely to carry out their intention hol measure is per capita alcohol con-
when intoxicated, whatever the origin of sumption. This is probably a good proxy
the impulse may be. for the frequency of intoxication and also
203
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level prescribed by internal First version received March 1991
consumption Final version accepted July 1991
factors. This is also allowed to vary across
individuals and in time.
- Social interaction effects, i.e. influence
from friends, etc. Let q be a measure of Notes
’
the effect an individual has on another. In Abstracts 1974-90, 741 ref-
Sociological
This is allowed to vary across all pairs of erences on suicide are listed, 2 per cent (17)
of which mention alcohol. Most of these are
individuals, and is not necessarily sym-
individual level studies, however, and only a
metncal. If two individuals do not interact
handful are concerned with aggregate relations.
directly, the measure is equal to zero. 2Quotations are from the Free Press paper-
The fundamental equation of the model back edition of 1966, translated by Spaulding and
can be written as follows (logarithmic Simpson.
’I cannot resist the temptation to mention
scale) : that m a footnote to the last paragraph quoted,
Durkheim notes that ’The consumption of wine
mdeed vanes rather inversely to suicide Most
mne is drunk m the Midi where suicides are
least numerous.’ However, Durkheim cautiously
points out that wine is ’not to be regarded as a
guarantee against suicide for this reason’ .
if there is a discrepancy between his actual Bacon, S D 1945 Alcoholism and Social
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41-66.
206
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