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Analytica Chimica Acta 703 (2011) 8–18

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Analytica Chimica Acta


journal homepage: www.elsevier.com/locate/aca

Review

Pressurized liquid extraction as a green approach in food and herbal plants


extraction: A review
Arwa Mustafa ∗ , Charlotta Turner
Center for Analysis and Synthesis, Department of Chemistry, Lund University P.O. Box 124, SE-221 00, Lund, Sweden

a r t i c l e i n f o a b s t r a c t

Article history: Pressurized liquid extraction is a “green” technology for the extraction of nutraceuticals from foods
Received 3 February 2011 and herbal plants. This review discusses the extraction principles and the optimization of the extrac-
Received in revised form 1 July 2011 tion parameters that improves the extraction efficiency. The use of different solvent mixtures and other
Accepted 2 July 2011
extraction additives to enhance the efficiency of the extraction are discussed. Dynamic mode of extrac-
Available online 20 July 2011
tion in Pressurized liquid extraction, and the use of combined and hyphenated sample preparation and
analytical techniques are presented. This work discusses how different studies used Pressurized liquid
Keywords:
extraction to enrich phenolic compounds, lignans, carotenoids, oils and lipids, essential oils and other
Pressurized liquid extraction
Pressurized hot water extraction
nutraceuticals from foods and herbal plants.
Food © 2011 Elsevier B.V. All rights reserved.
Herbal plants
Nutraceuticals
Extraction parameters
Review article

Arwa Mustafa is a postdoctoral fellow in Analytical Charlotta Turner is a senior lecturer in Analytical
Chemistry at Lund University in Sweden. She obtained Chemistry at Lund University in Sweden. She obtained
her PhD in food science (Acrylamide in bread, pre- her PhD in analytical chemistry from Lund Univer-
cursors; formation and reduction) from the Swedish sity in 2001. Turner went for a postdoc sejour at the
University of Agricultural Sciences in 2008 and her U.S. Department of Agriculture in Berkeley, CA, USA
M.Sc from the University of Leeds, UK in 2000. From (2001–2004), after which returned to Sweden and
2008–2010, Arwa was a postdoctoral fellow at the Uppsala University (2004–2009), where she also initi-
Analytical Chemistry Department, Uppsala Univer- ated her Green Technology Group. Charlotta Turner’s
sity. Her research interest is extraction and particle research interests are focused on super- and sub-
formulation of bioactive compounds and nutraceuti- critical fluid technology, antioxidant speciation in
cals using Pressurized Fluid Extraction techniques and plants and green analytical chemistry.
Supercritical Carbon Dioxide technology.

1. Introduction
chemistry [1–4]. One way to adapt to the principles of green chem-
The application of green technology aims to preserve the natural istry is to reduce the use of harsh organic solvents, and to facilitate
environment and its resource, and to limit the negative influence and encourage the use of novel extraction techniques that are
of human involvement. The philosophy of Green chemistry is to known to be more environmentally friendly. Traditional extrac-
develop and encourage the utilization of procedures that reduce tion techniques include: Soxhlet extraction, sonication, blending
and/or eliminate the use or production of hazardous substances. and solid–liquid extraction. These techniques require long extrac-
Anastas and Warner initially presented the principals of green tion times, and large amounts of samples, sorbents and organic
solvents, of which the later are often costly to purchase and dis-
pose, in addition to their negative environmental impact and other
∗ Corresponding author. Tel.: +46 704350962; fax: +46 46 222 8209. human health issues [5,6]. The primary drawback of the traditional
E-mail address: Arwa.Mustafa@organic.lu.se (A. Mustafa). extraction methods is that the obtained final extracts often require

0003-2670/$ – see front matter © 2011 Elsevier B.V. All rights reserved.
doi:10.1016/j.aca.2011.07.018
A. Mustafa, C. Turner / Analytica Chimica Acta 703 (2011) 8–18 9

3. Pressurized liquid extraction (PLE)

PLE is a technique that involves extraction using liquid sol-


vents at elevated temperature and pressure, which enhance the
extraction performance as compared to those techniques carried
out at near room temperature and atmospheric pressure [6,16].
The merits of enabling the use of solvents at temperatures above
their atmospheric boiling point is the enhanced solubility and mass
transfer properties. Dionex Corporation first introduced PLE in 1995
at the Pittcon Conference, where it was introduced as Accelerated
Solvent Extraction Technology (ASE® ). This technique is also known
as pressurized liquid extraction; pressurized solvent extraction;
Fig. 1. Positioning of the analyte in the sample matrix. accelerated solvent extraction and enhanced solvent extraction.
In case when water is used as the extraction solvent, the tech-
nique is referred to as Pressurized Hot Water Extraction (PHWE),
sub-critical water extraction or superheated water extraction. In
this paper, these techniques will be referred to as PLE and PHWE,
subsequent concentration and clean-up prior to analysis. Further- respectively.
more, when considering the extraction of bioactive compounds that
are sensitive, thermolabile and are found in low concentrations, 3.1. Equipment
traditional extraction techniques would not be the most suitable
option. This is due the fact that those compounds generally have Recently, [17] gave a comprehensive overview of the principles
selectivity with a probable low extraction yields. To obtain those and instrumentation of PLE. Briefly, there are two main set-ups
bioactive compounds and natural food ingredients in an environ- for PLE, static and dynamic instruments. In the dynamic setup, the
mentally friendly way, a green extraction approach is required. extraction solvent is continuously pumped through the sample ves-
Pressurized liquid extraction (PLE), especially using water as a sol- sel. The dynamic system requires high-pressure pumps. As a matter
vent, is an emerging greener technology compared to conventional of fact there are no commercial dynamic PLE systems available
extraction techniques. The objective of this paper is to give an at the market. However, a new instrument (ASE-350® ) provides
overview of extraction fundamentals and in particular using PLE. both static and dynamic modes in the same run. This is featured by
This paper explores how different studies have used and optimized the ability of the instrument to introduce fresh solvents during the
the main parameters of PLE to extract bioactive compounds and extraction process (Bruce Richter, personal communication 2011).
nutraceuticals from foods and herbal plants. In the static set-up, the extraction process consists of one or several
extraction cycles with replacement of the solvent between cycles.
While in the dynamic (flow) mode of operation, the flow rate is
set during the static time, where the pump delivers solvent at a
2. Principle of extraction constant flow rate. A wide range of extraction temperatures can be
applied in PLE, it usually ranges from room temperature to 200 ◦ C
The theory and principle of extraction have been reviewed in and the pressure range is 35–200 bar. Depending on the nature of
comprehensive studies [6–12]. Briefly, the efficiency of the extrac- the sample matrix, filter paper, dispersing or drying agents might be
tion depends on the nature of the sample matrix, the analyte to used to facilitate the efficiency of the extraction. Hydromatrix is an
be extracted and the location of the analyte within the matrix. The inert diatomaceous earth used both as dispersing and/or dehydrat-
process of extraction of heterogeneous samples was illustrated by ing agent during extraction [18]. The presence of moisture in the
Pawliszyn in 2003 by a model that assumes that the sample particle sample matrix affects the efficiency of extraction, therefore hydro-
is porous and is surrounded by an organic layer. The extraction and matrix is used to adsorb water from the matrix, which ultimately
recovery of the analyte from the sample matrix can be expressed enhances the extraction process. Glass beads could be used as dis-
in few steps. Initially, to be able to remove the analyte from the persing agents when there is no need for moisture absorption from
extraction vessel, the compound is first desorbed from its site in the sample. Dispersion agents are also used to fill up the extrac-
the sample matrix; then it is diffused through the organic part of tion cell and reduce the consumption of solvents by reducing cell
the matrix to be able to reach the matrix–fluid interface. At this volume. In most PLE equipments, when the set parameters of the
stage the analyte is distributed into the extraction phase, then it extraction temperature and pressure are reached, the extraction is
diffuses through the extraction phase that is present within the then performed in a static mode for a predetermined time, a com-
pore, thereafter it reaches the part of the extraction phase that is mon range is 5–15 min that is done in different cycles. At the end
affected by convection. The final stage of the extraction process of the last extraction cycle and to avoid any loss or memory effects,
is collection of the extracted analyte [6,13]. A critical step in the the sample cell is purged with inert gas to wash off the solvent from
extraction process is the positioning and the status of the analyte the cell and the tubing into the collection vial. Most of the extrac-
within the sample matrix; five different positions have been postu- tion cells are made of 316L-stainless steel, which restrict extraction
lated (Fig. 1); adsorbed to the surface of the matrix (1); dissolved in a at extreme pH, however, the new PLE extraction instrument has
solvent pore and/or adsorbed at the surface (2); dissolved/adsorbed extraction vessels that are made of dionium and the tubing down-
in a matrix micro/nano-pore (3); chemically bonded to the matrix stream the extraction chamber are pH hardened, i.e. can withstand
(4); or dissolved in a bulk solution (5) [13,14]. The rate-limiting a wide pH-range. This new feature may allow in-vessel treatment
step in the extraction process depends on the nature of the matrix during the extraction, e.g. saponification during lipid extraction.
to be extracted. In environmental applications, desorption step is In the static extraction mode, the critical factors are the tem-
usually the rate-limiting step, since solute–matrix interactions are perature and time of the extraction. The efficiency of the extraction
difficult to overcome, for example in natural sediments, soils and depends on the solubility of the analyte in the extraction solvent
sludge. In plant materials, the rate-limiting step is more commonly and on the partitioning of the target-compound between the water
the solubilization or the diffusion steps [6,11,15]. and the extraction solvent. A suggested drawback of the static
10 A. Mustafa, C. Turner / Analytica Chimica Acta 703 (2011) 8–18

non-harmful solvents that are easy to remove or recover should


be preferred. The novel concept of “green” solvents reflects the
goal to diminish the environmental impact resulting from the
use of solvent in chemical process [23]. In a study that defines
“green” solvents, it was shown that simple alcohols (ethanol,
methanol) or alkanes (heptane, hexane) are more environmen-
tally preferable solvents compared to dioxane, acetonitrile, acids,
formaledyde and tetrahydrofuran. Furthermore, when compar-
ing solvent mixtures it was shown that methanol–water or
ethanol–water mixtures are environmentally favorable compared
to pure alcohol or propanol–water mixtures. In PLE, a wide range
of organic solvents has been used for the extraction of bioactive
compounds from foods and herbs, and those solvents are pre-
sented in a number of studies [24–31]. For example, two solvent
mixtures (chloroform–methanol 2:1, v/v, and hexane–isopropanol
Fig. 2. Extraction yield (%) vs extraction time (min). 3:2, v/v) were used for extraction of oxysterols from spray-dried
whole egg, vanilla cake and egg noodles [26]. Methanol–water
mixture was used for the extraction of capsaicinoids from pep-
extraction mode is that complete extraction might not be achieved pers [25]. Methanol was used for the extraction of tocopherols
due to the limited volume of the extraction fluid [15,19]. How- and tocotrienols in cereals [32]. Acetone–water mixture was used
ever, using more extraction cycles could be a strategy to surmount for the extraction of phenolic compounds from parsley [33]. And
this limitation. The extraction process could be explained in two dimethyl sulphoxide: ethanol: water solvent mixture was used for
stages as is commonly explained in SFE, first it starts as solubility- the extraction of isoflavones from soybean [34].
controlled then followed by a diffusion-controlled phase [20]. In Hawthorne and Miller first introduced the application of water
dispersion-controlled sample matrices usually there is strong inter- as a solvent in PLE. A more common name for this technique is
actions between matrix and analytes, or long diffusion paths for the PHWE [35]. In their study they showed that by applying high tem-
analytes to pass through the sample matrix. In this case the tem- perature during the extraction, the dielectric constant (polarity)
perature of the solvent and particle size might be critical factors of water decreases substantially. Increasing the temperature of
to enhance the extraction efficiency. Increasing the temperature water also results in a steady decrease in its viscosity and its sur-
and/or reducing the particle size will most likely prevent extraor- face tension, as well as faster diffusivity characteristics [36–45], as
dinary long extraction times. While in solubility-controlled sample described further below. This fact makes water a suitable solvent to
matrices, the analyte–matrix interactions are quite weak and the extract polar, moderately polar and non-polar organic compounds
extraction rate mainly depends on the partitioning of the analyte by increasing the temperature during the extraction. Hawthorne
between the matrix and the extraction fluid. In this case the yield and Miller [35] have shown that the extraction efficiency mainly
is enhanced by using more frequent replacement with the fresh depends on the temperature while pressure has lesser important
extraction solvent (Fig. 2). effect. Pressurized hot water usually refers to liquid water at tem-
In a snapshot, PLE is suitable for a wide range of solutes, polar perature between 100 ◦ C and 374 ◦ C (water’s critical point). This
to nonpolar, with the factors affecting the extraction being: type temperature range is sufficient to produce physicochemical prop-
of solvent, extraction time, temperature, particle size and water erties of water enabling the extraction of many compounds without
content of the sample. Optimization strategies involving these fac- risking degradation [46]. However, for thermolabile compounds
tors have been discussed in Ref. [6], are illustrated in Fig. 3 and are such as antioxidants, there is always a risk of degradation during
discussed below (Fig. 3). PHWE. This fact has been studied deeper for PHWE of anthocyanins
from red onion [47] and antioxidants in general from birch bark
3.2. Solvents [48].
Nevertheless, at higher temperature, some pressure would be
The rule of the thumb in solvent choice is “like dissolves like”, needed to keep the condensed phase of water, for example 15 bar
which indicates the use of polar solvents for polar analytes and are needed at a temperature of 200 ◦ C and 85 bar at 300 ◦ C. If the
likewise nonpolar analytes are dissolved in nonpolar solvents. An pressure decreases to below the boiling point of water, super-
elementary aspect in the choice of solvent is the solubility char- heated steam will be formed [49]. Some factors including the
acteristic of the desired analyte, their diffusivity in the solvent temperature and the pressure of the extraction, mode of extraction
and the characteristics of the sample [17,21]. Ideally, an extract of (static or dynamic) and the mixing with other solvents (modi-
high purity and high selectivity should be achieved, which implies fiers) and additives can influence the efficiency during extraction.
that the analyte of interest should have high solubility in the sol- These factors were reviewed exclusively in numerous reviews
vent while other compounds should have no or minimal solubility. [11,15,19,46,50–52].
When extracting analytes at low concentrations, the rate of extrac- Furthermore, the use of solvent mixtures was found to enhance
tion is not affected by the analyte concentration but rather by the the extraction yields by improving the solubility and increasing
rate of mass transfer, therefore the right solvent chemical prop- interaction of the targeted analyte with the extraction solvent
erties should be chosen to ensure solvation and the release of the [53,54]. Using a solvent mixture during the extraction could be
analyte. There are models describing the solubility of solutes in a important to improve the extraction efficiency. For example, in
solvent, for instance the Hansen solubility parameter [22]. How- a dual mixture, one solvent could improve the solubility of the
ever, since so many other factors than just the solubility some into analyte, while the other would enhance the analyte desorption. In
play during an extraction process, a theoretical consideration of this context, water is usually important to aid breaking matrix and
solubility of solute in different solvents is only a good first approx- matrix–analyte (hydrogen) bonding. Using a mixture of organic sol-
imation. vent and water improved the recoveries of catechins from tealeaves
Economy, safety, and sustainability aspects should be taken in and grapes seeds and phenolic compounds from grapes in PLE
consideration when the choice of solvent is made. Less toxic and [55,56]. Furthermore, using surfactant assisted PHWE was found to
A. Mustafa, C. Turner / Analytica Chimica Acta 703 (2011) 8–18 11

Fig. 3. Factors affecting pressurized liquid extraction (PLE) and optimization parameters.

enhance the extraction of thermally labile and more hydrophobic 3.3.2. Effect of pressure
species in medicinal plants at a lower temperature [15]. The main advantage of applying pressure during the extraction
is that a temperature above the boiling point can be used while
the solvent maintains its liquid state. The use of elevated pressure
3.3. Extraction parameters and effects at high temperature and reduced solvent surface tension helps to
force the solvent within the matrix pore to contact the analyte and
3.3.1. Effect of temperature extract them. Using pressure during extraction could exert pres-
Temperature during the extraction is one of the critical fac- sure on the matrix resulting in disruption, which could enhance
tors that affect the efficiency and selectivity in PLE. The use the mass transfer of the analyte from the sample to the solvent.
of high temperatures improves the efficiency of the extraction High pressure during the extraction controls problems related to
as it helps the disruption of analyte-sample matrix interactions air bubbles found within the matrix that hinder the solvent from
caused by van der Waals forces, hydrogen bonding and dipole reaching the analyte. These conditions boost the analyte solubility
attraction [16]. The use of thermal energy helps to overcome cohe- and desorption kinetics from the sample matrix [62,63]. However,
sive (molecule–molecule) interactions and adhesive interactions the effect of pressure on recovery of most substances is usually neg-
between dissimilar molecules, in this case the analyte and the sam- ligible, e.g. as reported for essential oil extraction from some herbal
ple matrix, by decreasing the activation energy required for the plants [42,64,65].
desorption process. Furthermore, elevated temperature decreases
the surface tension of the solvent, solutes and matrix and there-
fore enhances the solvent wetting of the sample. A decrease in 3.3.3. Addition of additives
solvent surface tension will allow solvent cavities to be formed It is reported that the use of additives such as micellar media
more easily, thus permitting analytes to faster dissolve in the sol- could be used as an alternative to organic solvents in PLE to extract
vent [57]. An increased temperature decreases the viscosity of a organic pollutants from liquid and environmental samples [66,67].
liquid solvent, thereby enhancing its penetration inside the matrix It has recently been demonstrated that non-ionic surfactants solu-
particle, which results in an improved extraction process [58]. tions can be used as an alternative solvent system in PLE [64].
A final important advantage of using higher temperature of the In a quantitative comparative analysis of marker compounds in
solvent is the improved diffusion rate, i.e. mass transfer of the R. glycyrrhizae and E. sinica surfactant assisted PLE with sodium
molecule in the solvent, which allows faster extractions especially dodecyl sulfate and Triton X-100 proved to be at least equivalent
in diffusion controlled samples. On the other hand, the amount of or better compared to sonication with organic solvent [68]. It was
co-extracted analytes might be greater at higher temperatures, i.e. reported that using micelle-mediated extraction with some sur-
decreased selectivity of extraction. In addition, high temperatures factants controlled the degradation of compounds when compared
might affect thermo-labile compounds that are subject to disinte- to regular PHWE [69]. Other additives of interest in PLE are the
gration and hydrolytic degradation [59,60]. The main feature of PLE addition of protective antioxidants, such as ascorbic acid or buty-
is that it employs high diffusion fluids that improve the rate of the lated hydroxtoluene (BHT), especially for oxidation prone analytes.
extraction process, while the amount of needed solvent is consid- CO2 is some times added to lower the pH of water. Other com-
erably decreased [16,61]. The principle of how high diffusion rate mon additive is drying agents and that has been discussed above
improves extraction is for instance discussed in Ref. [58]. [69].
12 A. Mustafa, C. Turner / Analytica Chimica Acta 703 (2011) 8–18

Table 1
Studies on the application of pressurized liquid extraction in food and nutraceuticals.

Compounds group Research work references

Phenolic compounds in general [34], [39], [51], [76], [56], [90–96]


Polyphenols [97], [98]
Isoflavones [34], [63], [99–102]
Lignans [103–111]
Carotenoids [10], [24], [25], [125–133]
Oils and lipids [134–139]
Essential oils [29], [42], [65], [140–150]
Antioxidants in general [39], [48], [127], [130], [153–161]
Medicinal compounds and herbal [15], [37], [40], [65], [153], [163–166]
nutraceuticals

4. Hyphenated and combined techniques


Fig. 4. Recoveries for catechin (mg g− ) from grape seeds; non-fermented tea leaves;
Recently, there has been a new breakthrough in the devel- medium-fermented tea leaves and fermented tea leaves using pressurized liquid
extraction (PLE); stirring-assisted extraction (SAE); ultrasound-assisted extraction
opment and the improvement of the extraction and analytical
(UAE) and static extraction (SE). Results in this figure are from data reproduced from
instrumentations and the integration of different steps in one step. (Pineiro, Palma and co-workers 2004) [56].
This approach has added a new level of complexity and diversity by
multiple on-line coupling and combination of different analysis and
detection techniques and multidimensional approaches, also called 5.1. Phenolic compounds
“hyphenation” [70,71]. The prospect of hyphenation and/or combi-
nation of different sample preparation and analytical techniques in Phenolic compounds are one of the four major secondary
one single process is one of the most recent strategies in analytical metabolites found in plants and they are well known for their
chemistry. These combinatory techniques were for instance used importance in plant physiology [12,81–85]. The main source of
for the extraction of phenolic compounds [72,73]. It was demon- phenolic compounds in human diet is plant-derived foods, namely
strated to be useful in the extraction of aliphatic and polycyclic fruits, vegetables, cereals, legumes and nuts. Diets rich in phe-
aromatic hydrocarbons or polychlorinated biphenyls from plants nolic compounds has been attributed to many health prompting
and biological and samples [74,75]. Other hyphenation methods effects, such as reducing the risk of developing coronary heart
used for the extraction of bioactive compounds from food mate- diseases, cancer, hypertension, diabetes and inflammatory pro-
rials included pressurized solid-phase extraction for the isolation cesses [86–89]. Determination of phenolic compounds in plants
of trans-resveratrol from grapes [76]. Combining PLE with son- becomes pivotal to be able to facilitate research and development
ication was used for the extraction of isoflavone from soybean, in relation to nutrition and health effects. Extraction process rep-
this combination gave better recoveries compared to FEE alone, resents a critical factor in this development. The extraction of
sonication alone and Soxhlet [77]. In-line coupling of PLE with phenolic compounds using PLE has been demonstrated in numer-
solid-phase extraction has been used for the extraction of phenolic ous studies. The analytical procedures for the determination of
compounds from grapes [55]. Using this procedure it was possible phenolic compounds in different categories of plant food mate-
to extract cinnamic esters, and improve the selectivity of the pheno- rials and herbs were recently reviewed in Ref. [90,91]. A number
lic compounds between the methanolic and waters phases. A recent of studies have presented systematic approaches for optimization
review article has been published that mainly discuss hyphenated of the extraction procedure, PLE or PHWE, and comparing yield
and combinatory techniques in food analysis [78]. to that obtained from traditional methods [34,51,76,92–96]. The
common conclusion in these studies is that PLE methods were pre-
ferred, giving comparable and/or better recoveries yet being very
time efficient and economic when it comes it solvents and other
5. Food and nutraceuticals applications in PLE laboratory facilities utilization compared to the traditional meth-
ods. For instance, the extraction of catechin and epicatechin was
The term “nutraceutical” was first coined in 1989 by the Founda- carried out in a comparative study employing magnetic stirring,
tion for Innovation in Medicine and it is described as “any substance ultrasound-assisted extraction, and extraction with pressurized
that may be considered a food or part of a food, and provides solvents [56]. Solvents utilized in this study were water, methanol,
medical or health benefits, including the prevention and treatment ethanol, and ethyl acetate. Fig. 4 shows the recoveries of catechin
of disease”. Nutraceuticals are pharmaceutics with physiological from different matrices using different extraction technologies. The
or metabolic function. Furthermore, a nutraceutical is “a nutrient optimization results revealed that PLE was a better methodology in
that not only maintains, supports, and normalizes any physio- terms of recovery (RSD was 3%; n = 5), reproducibility and time effi-
logic or metabolic function, but can also potentiate, antagonize, ciency. Different extraction parameters in PHWE were optimized to
or otherwise modify physiologic or metabolic functions” [79,80]. extract naringenin and other major flavonoids (dihydrokaempferol,
Nutraceuticals may include dietary fibers, different types of phe- naringin) from knotwood of aspen [92]. Recoveries were then
nolic compounds and antioxidants, polyunsaturated fatty acids, compared to those from other extraction procedures, namely, ultra-
amino acids, proteins and minerals. Recently, PLE is becoming more sonic extraction and reflux in methanol. Results proved that PHWE
and more popular for extraction of nutraceuticals and other bioac- was fast and effective for the isolation of biofunctional flavonoids
tive compounds (Table 1). This increasing interest is mainly due to from aspen knotwood, producing higher recoveries than Soxhlet
the fact that PLE is automated with reduced extraction time and sol- extraction, sonication or reflux. The total phenolic content and the
vent consumption and its set-up suits analytes that are oxygen and antioxidant capacity of extracts from canola meal was determined
light sensitive. PLE requires minimal sample pre-treatment, espe- in different extraction procedures, PLE at 110 and 160 ◦ C, hot water
cially for non-fatty sample – only homogenization and/or drying. extraction (80 ◦ C) and ethanolic (95%, v/v) extraction. The highest
A. Mustafa, C. Turner / Analytica Chimica Acta 703 (2011) 8–18 13

total phenolic content and antioxidant capacities were achieved in


ethanolic extracts when expressed on per gram of extract basis.
However, when expressed on a per gram of meal basis, the highest
content of total phenolics and antioxidant capacities were found
in extracts PHWE at 160 ◦ C [39]. This indicates that discrepancies
in the results are not only related to the extraction procedure, or
the way results are expressed, but majorly points out that there are
different selectivity using different extractions methodologies.
The effect of extraction conditions on the yield of polyphenols
from apple and peach pomaces was determined using PLE with
carbon dioxide to improve the solubility of the polyphenols. The
total phenolic content of the extracts were 0.47 and 0.26 mg gallic
acid equivalent/g sample and the antiradical efficiencies (1/EC50 ) of
the extracts were 3.30 and 1.5 mg DPPH/mg sample for apple and
peach pomaces, respectively [97]. PLE was as well used to extract
polyphenols from the needles of Pinus taiwanensis and Pinus mor-
risonicola by involving enzymatic hydrolysis using mixed enzyme
of cellulase, hemicellulase, pectinase and protease. In this study, a
comparison between the static and the dynamic modes was inves- Fig. 5. Extraction of different types of lignans from Schisandra chinensis using pres-
tigated, revealing that the content of polyphenols expressed as surized liquid extraction (PLE), reflux and sonication extraction. Results in this figure
catechin equivalents obtained from the dynamic mixed enzymatic are from data reproduced from (Lee and Kim 2010) [108].
hydrolysis mode were higher than those obtained from the static
enzymatic hydrolysis mode [98]. respectively. Further studies has presented the extraction of lignans
Isoflavones are important bioactive compounds that are present and other phenolic compounds from flaxseed using pressurized hot
in plants, known to exist in nature as free aglycones or as conjugates water, giving a range of yield was in the order of 14–21 mL g− of
with sugars and/or acids. The effect of extraction parameters and/or extract, with quite similar extraction parameters. In some cases
techniques from different soybeans and soy foods on the yield of alkaline pH was used [109–111].
isoflavones has been discussed in some studies [34,63,99–101].
A systematic study was carried out to evaluate variation in 5.3. Carotenoids
solvents and extraction procedures used for the extraction of
isoflavones from soybeans. In this study seven different solvent Carotenoids are naturally occurring fat-soluble pigments. There
mixtures were evaluated: acetonitrile–water; ethanol–water; are about 600 known carotenoids, which are divided into two
methanol–water; dimethylsulphoxide–acetonitrile–water; main classes, xanthophylls and carotenes. They are naturally
dimethylsulphoxide–ethanol–water and Genapol–water. The found macromolecules and their major sources for human health
assessment was done using six different extraction techniques: are fruits and vegetables [112–114]. Consuming a diet rich in
shaking, vortexing, sonication, stirring, Soxhlet and PLE. The opti- carotenoids are said to be correlated to lowering the risk for degen-
mum isoflavones recoveries from soybean samples were obtained erative diseases such as diabetes, range of cancers, cardiovascular
with dimethylsulphoxide–ethanol–water (5:70:25, v/v/v) solvent diseases and osteoporosis [88,115–120]. The conventional methods
mixture using a PLE [34]. Recently, the extraction of quercetin from for the extraction of carotenoids involves a range of organic solvent
yellow onions and converted to its aglycone using a combination and solvent mixtures, as were reviewed in Ref. [121,122]. In food
of PHWE and enzymatic hydrolysis [102], results in this study samples, solvents used to extract carotenoids included acetone,
showed that hyphenation of sub-critical water extraction/enzyme petroleum ether, diethylether, tetrahydrofuran, methanol, hex-
hydrolysis is both a fast and sustainable method to obtain quercetin ane, dichloromethane and methanol chloroform mixture [123,124].
from onion by-products. When extracting food samples with high water content, it is more
suitable to use organic compounds that have high water miscibility.
5.2. Lignans To avoid the aforementioned adverse-effect of using organic sol-
vent extractions, PLE has become more popular for the extraction
Lignans are phenolic compounds of plant origin, derived from of carotenoids. One of the earlier studies presenting the use of PLE in
phenylalanine, and one of the major classes of phytoestrogens the extraction of carotenoids was in different types of green algae.
[103–105]. The major sources of lignans are flax seeds and sesame In this study it was shown that PLE has equal extraction efficiency
seeds, other sources include rye, wheat and barely. They has also compared to conventional organic extraction methods, utilizing
been found in many plants of oriental medicine and reported less volumes of conventional solvents and less time of extraction
to have pharmacological activities. Extraction, chromatographic, [125]. The extraction of carotenoids from different types of micro
electromigration and hyphenated methods for the separation and and macro algae was studied in Ref. [10,24,126–130]. Pressurized
Lignans metabolites in biological matrices and food samples is hot ethanol was used for the extraction of astaxanthin from shrimp
reviewed in Ref. [106]. Extraction of lignans using ethanol–water waste [131]. Recently, carotenoids were qualitatively and quantita-
mixture was optimized, the best yield was obtained with 70% tively determined in herbal teas and vegetables, and bioavailability
ethanol concentration at 40 ◦ C and 28 h extraction time [107]. How- of different carotenoid species was also investigated [132,133]. PLE
ever, PLE was developed for the extraction and determination of has also been used for the extraction of capsaicinoids from peppers
nine types of bioactive lignans in Schisandra chinensis in compari- [25].
son to conventional reflux and sonication extractions [108]. Results
from this study showed that the yield from PLE was comparable 5.4. Oils and lipids
with higher extraction yields at temperature of 125 ◦ C and 5 min
one static cycle compared to 3 h of extraction for the reflux and PLE was used to extract polar and nonpolar lipids from corn
the sonication (Fig. 5). The total phenolic compounds were 17.2, and oats. In general, increasing the extraction temperature and
14.9 and 15.3 mg g− for the PLE, reflux and sonication extractions, the polarity of the extraction solvent resulted in more yield of
14 A. Mustafa, C. Turner / Analytica Chimica Acta 703 (2011) 8–18

polar lipids. In corn, total phytosterols was found to be about 0.6 To maximize the antioxidant capacity of the extracts from three
and 2.1 wt% in the hot ethanol extracts and the hot methylene spices of Lamiaceae family, rosemary, oregano and marjoram, PLE
chloride extracts, respectively. While in the oat extracts digalac- parameters were optimized. The optimized temperature was found
tosyldiacylglycerol was the most abundant polar lipid with levels to be 129 ◦ C and the optimal methanol concentrations with respect
ranging from 1.6 wt% in the cold hexane extracts to 4.3 wt% in the to the antioxidant activity of rosemary and marjoram extracts were
hot ethanol extracts [134]. Furthermore, the extraction of polar 56% and 57% respectively. Oregano showed a different response to
lipids from the leaves of Lochroma gesnerioides was carried using the effect of methanol, while a lower concentration of 33% was
PLE [135]. The extraction of grape seed oil rich in vitamin E was found to be optimal for oregano. Comparing to solid–liquid extrac-
carried out using conventional methods (Soxhlet and mechanical tion, the antioxidant capacity from PLE extracts were significantly
press extraction) and compared to PLE with hexane as solvent, of higher (p < 0.05) [157]. Different extraction techniques were studies
which the later technique gave better yield of the vitamin E rich for the extraction of antioxidants from rosemary; they included PLE
extract [136]. The extraction of antioxidants, emulsifying agents using water and ethanol as solvents, and supercritical fluid extrac-
and emulsion-stabilizers from rice bran and black rice was done tion under different conditions and solvents combination. The PLE
using PHWE. The bran extracts treated at 260 ◦ C for 5 min had a method produced extracts with the highest antioxidant activity
higher activity toward autoxidation of linoleic acid. Furthermore, [127,158,159]. In a recent study, the use of PHWE was presented as
the bran extracts prepared at 40–200 ◦ C for 5 min showed the emul- a promising technique to obtain antioxidants, mainly from natural
sifying and emulsion-stabilizing activities, compared to extracts sources. The use of high extraction temperatures in the process
from lower temperatures [137–139]. was shown to result in the generation of new bioactive com-
pounds/antioxidants during the extraction process via Maillard,
5.5. Essential oils caramelization and thermoxidation reactions. The results suggest
that the antioxidant capacity of the neoformed compounds from
Essential oils are volatile aroma compounds that are found those processes during the extraction depends on the nature of the
in herbal plants. They are well known for their use in food, sample [160]. PHWE was used to obtain and characterize nutraceu-
pharmaceutical and cosmetic products. Some essential oils are ticals from oregano leaves (Origanum vulgare L.) [153]. The highest
known for their antimicrobial, antioxidant and antifungal activities. antioxidant activity was observed at the highest extraction tem-
Additionally, they have been widely used for their aroma-active perature, 200 ◦ C, while the total phenolic content was not affected
constituents and flavor properties [140–143]. A PHWE method by the extraction temperature. Antioxidant or radical-scavenging
was optimized for the extraction of essential oils from differ- ability of grape skin extracts was characterized in a novel combi-
ent types of herbs [144–149] and other Chinese medicinal plants nation of PLE and electron paramagnetic resonance spectroscopy,
[65,144]. The extraction of essential oils from coriander seeds using different extraction solvents and temperatures. Other inves-
was done in a comparative study using PHWE, hydrodistillation tigated parameters included composition of anthocyanins, total
and Soxhlet extraction. The results showed that PHWE produced phenolic compounds content, tristimulus color values, and pH val-
essential oils are more concentrated in valuable oxygenated com- ues. Results showed that extracts retained their antioxidant and/or
ponents, while hydrodistillation and Soxhlet extraction had higher radical-scavenging properties, serving as a source of functional food
efficiencies [147]. Essential oils in Acorus tatarinowii Schott were supplements or color enhancers [161].
determined by PHWE followed by solid-phase micro-extraction Benthin et al. 1999 [162] presents one of the early studies on
and gas chromatography–mass spectrometry. Results showed that herbal nutraceuticals. In this study the extraction yield of cur-
this hyphenated method gave a recovery of 92% of the active cuminoids, saponins flaconolignans and terpenes were compared
compound asarone with good repeatability (RSD less than 13%) using PLE and the traditional European Pharmacopoeia. Essential
[42,65]. Furthermore, the extraction yield and antioxidant potency oil in Acorus tatarinowii Schott was determined by pressurized
of essential oils from boldo leaves was determined using differ- hot water extraction followed by solid-phase microextraction and
ent types of extraction methods, Soxhlet extraction, supercritical gas chromatography–mass spectrometric determination. Results
and PHWE. The highest yield and antioxidant potency was found showed that this methodology gave a recovery of 92% of the active
in the PHWE extracts [150]. Extraction of pharmacological essen- compound asarone with good repeatability (RSD less than 13%)
tial oils from Cyperus rotundus was done using three methods, [65]. Yields were found to be equivalent or higher when using PLE
hydro-distillation, PLE and supercritical fluid extraction. Among with substantial decrease in the extraction time and solvent con-
these 3 methods, PLE exhibited the highest extraction efficiency for sumption. Xanthones and flavanones from bark of Psage orange
alpha-copaene, cyperene, beta-selinene, beta-cyperone and alpha- tree Maclura pomifera were extracted using solvent liquid extrac-
cyperone, nevertheless SFE had the best selectivity for extraction tion, supercritical fluid extraction and PLE, of which the later two
of beta-cyperone and alpha-cyperone [29]. gave better yield [163]. PLE was as well used for the extraction of
stevioside from Stevia rebaudiana Bertoni [164]. The anti-microbial
5.6. Other bioactive compounds activity of PLE extracts from the microalga Haemotococcus pluvialis
were determined, of which extracts in ethanol from the red phase
Natural antioxidants are commonly phenolic compounds, of the microalgae showed higher antimicrobial activity compared
including sub-classes of flavonoids, tocopherols and phenolic acids to other solvents used [165]. Additionally, two bioactive com-
[82,122,151]. Also other classes of compounds are represented, for pounds stevioside and rebaudioside A were extracted from Stevia
instance, carotenoids. Common for the studies referred to here rebaudiana Bertoni using heating under water with reflux, PHWE
is that they use antioxidant assays to describe the efficiency of and microwave-assisted extraction. The two later techniques gave
extraction. The traditional method for extraction of antioxidants better efficiency [37]. In a comparative study, Gastrodin and vanil-
from plants is carried out by techniques based on organic sol- lyl alcohol from Gastrodia elata Blume, showed better stability
vents [151,152]. However these techniques are less favored due when extracted with PHWE as compared to heating under reflux
to reason discussed earlier in this paper. In a number of com- using water. Extraction method using PHWE had a good preci-
parative studies, water and other solvents and solvent mixtures sion, showing that this method is a better alternative for thermally
were used for the extraction of antioxidants from plant materials, labile compounds present in medicinal plants [15,40]. The effect of
usually PLE was preferred to the traditional extraction methods extraction technique on the bioactive hydrolysable tannins from
[39,48,130,153–156]. Phyllanthus niruri Linn was done by comparing the recovery of
A. Mustafa, C. Turner / Analytica Chimica Acta 703 (2011) 8–18 15

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