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17TH INTERNATIONAL CONFERENCE ON GEOMETRY AND GRAPHICS ©2016 ISGG

4–8 AUGUST, 2016, BEIJING, CHINA

THE SPATIAL MODELS IN THE TREATISE


DE PROSPECTIVA PINGENDI BY PIERO DELLA FRANCESCA

Riccardo MIGLIARI1, Federico FALLAVOLLITA2 and Marta SALVATORE3


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Sapienza University of Rome, Italy 2 Alma Mater Studiorum University of Bologna, Italy

ABSTRACT: De Prospectiva Pingendi is a Treatise whose destiny is best reflected in the title: a
work dedicated to painters, that teaches them the art of illusion. It therefore teaches them to con-
struct an image that evokes the depths of space, passing through walls and painted tablets, to show
landscapes, environments and human figures, seen as we see them in our daily experience of the
world. Thus, for centuries, what has attracted the attention of readers and exegetes to this work, was
the final result of Piero’s teaching: the prospective or, to better say, the perspective image. Conse-
quently, the Treatise has been thoroughly investigated in the context of art history, less in the histo-
ry of methods of representation. On the occasion of the Italian National print Edition which, for the
first time, considers the Latin and Vernacular manuscripts, as well as all of Piero della Francesca’s
original drawings, the treatise has been the object of in-depth analysis and critical review. This re-
view highlights the two space models Piero mastered permitting the construction of perspective.
The first of these models, used in the First and Second Books, is that of the space as it appears, or
as we would say today, the projective space. Piero states the law that describes the compression of
this space as a function of the distance by the observer as a succession of magnitudes. This law has
an unsuspected generality and alone provides a theoretical support to all subsequent perspective
constructions, even in the absence of expedients, such as the distance point, that appears unrelated
to Piero della Francesca’s concept. The second model, which is used in the Third Book, is that of
space as it is. This model is not theorized, but only practiced. And yet we can find, in the model,
characters that are specific to the method in its full maturity: the presence of associated orthogonal
projections, the control of movements in order to handle items in general location and the discreti-
zation of the modeled forms. Perspective is a bridge between those two conceptions of space and
between the ancient and the modern world.

Keywords: Perspective, Descriptive Geometry, Representation Methods

1. INTRODUCTION Thus, the Treatise was thoroughly studied


De Prospectiva Pingendi, written by Piero more from the point of view of art history, ra-
della Francesca at the end of the Fifteenth cen- ther than that of the history of representation.
tury, represents the first illustrated treatise of On the occasion of the Italian National print
perspective that history has given us. Edition which, for the first time, considers to-
It is, as is noted, a work by a painter dedi- gether the Latin and Vernacular manuscripts
cated to other painters, to teach them the art of and all autograph drawings of Piero della
perspective, namely the construction of images Francesca (which are contained in the manu-
that evoke, to the eyes of an observer, an illu- script code n. 616 of the Municipal Library of
sory depth of represented space. For centuries, Bordeaux and in the manuscript code n. 1576
the approach to the study of this work has in- of the Palatine Library of Parma), the Treatise
volved perspective and the procedures for its has been the object of in-depth analysis and
construction. critical review (The Italian National print

Paper #00
Figure 1: The two graphical models of the Treatise,
mss. n.616, Bibliothèque Municipal de Bordeaux, ff. 10v, 35r, 74v.

Edition is currently in press by the Istituto 2. MODELS OF 3-DIMENSIONAL SPACE


Poligrafico e Zecca dello Stato). Representing means constructing a graphical
The results of this study have shown that the model of an object on which you can carry out
treatise is not only a treatise on perspective. geometrical operations that simulate similar
This work, in fact, contains within itself, and physical operations, such as sections, projec-
solves, the main issue facing representation, tions and various movements. Instead of an
albeit indirectly: the problem of the description image, which refers to a three-dimensional
of three-dimensional space on a shape but is unable to control it, a representa-
two-dimensional media. tion is a two-dimensional graphic and symbolic
The solution relies on the construction of structure that can replace the three-dimensional
two graphic models: the prospectiva (perspec- object, providing a faithful image.
tive) and the propia forma (proper form). In the De Prospectiva Pingendi two graphic
While prospectiva describes the space as it ap- models of this type coexist, which Piero defines
pears, consistent with the real vision, and is in the introduction disegno (drawing) and
widely discussed in the text, the propia forma commensuratio (proportion), in other words
describes the space as it is and, while not ex- proper form and perspective. These two models
plicitly theorized, is skilfully performed. The are associated in the Treatise to the two modi
real protagonist of the Treatise is therefore not (ways) proposed by Piero to construct the de-
perspective but space, how it appears and how graded figures of the observed objects (fig. 1).
it is. In this view, the De Prospectiva Pingendi The first modo (way), used in both the First
is configured as a Descriptive Geometry Trea- and Second Books in the case of simple sub-
tise, the first of the modern era and the first that jects, teaches the drawing of degraded figures
history has ever given us [1-2-11]. through a method that operates directly in the
prospective space and that, therefore, employs

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Figure 2: Form and size of perspective image.

the commensuratio. The second modo, which through the use of symbols or because they are
Piero uses in the Third Book in the case of overlapping.
complex subjects, teaches the construction of These drawings are not thus mere
degraded figures through a graphic procedure two-dimensional images of the objects repre-
which requires the construction of the plan and sented, but three-dimensional models of the
the elevation of the subject observed, and same, and are the first, in the History of science,
which then uses the disegno. to possess this peculiar characteristic, therefore
For the purpose of attributing the value of deserving of further investigation.
'space models' to the drawings of De Prospec-
tiva Pingendi, it is sufficient to find, in the fig- 3. MODEL OF SPACE AS IT APPEARS
ures illustrating the Treatise, the presence of For the purpose of constructing a model of
two associated projections. In the perspectives space 'as it appears' it is necessary to establish a
of plane figures of the first modo, the two law that defines how the quantities that are
drawings in question are the proper form and equal in Euclidean space degrade in perspective
perspective. Their association is represented by space. The degradation of the apparent magni-
a relationship that today we call 'homological', tudes is subject to two variables, which deal,
because it affects homologous pairs of entities, respectively, with the form and size of the per-
one real and the other shortened or degraded. spective.
This relationship is defined by Piero by means The 'form' depends on the observer's dis-
of two pairs of corresponding elements. The tance from the subject observed. The more the
first couple is formed by one of the sides of the observer approaches the object, the greater the
reference square, perpendicular to the picture differences in the degradation of the magni-
plane, and its perspective; the second couple is tudes; on the contrary, the further away the ob-
formed by a diagonal of the reference square server is to the object, the more these differ-
and its perspective. ences are reduced. The difference between the
Even more obvious is the recognition of or- real and the degraded magnitudes tends toward
thogonal projections in the proper form figures zero when the distance from the object and the
of the Third Book. Here, the two projections observer gravitates toward infinity (fig. 2).
are provided by the drawing of the plan and of The 'size', instead, depends on the observer's
the elevation to which, at times, is added a side distance from the picture plane. The shorter this
projection or an overturning. These drawings, distance, the smaller the size of the perspective
which have the same scale ratio [7], are always image; conversely, the greater this distance, the
associated, either through the recall lines, or greater the perspective image (fig. 2). From an
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operational point of view, the situation in To better understand the proposition, we
which the picture plane is very close to the ob- must imagine a painter, a wall to paint (termine
server corresponds to that of a perspective or picture plane), and a set of equal magnitudes
painted on a table; the situation in which the placed at equal intervals, as in the example
picture plane is more distant corresponds, in- provided by Piero (fig. 3). Let us suppose, then,
stead, to a broken-through prospective, i.e. to a that the magnitudes are long one ell, that the
quadrature. range is one ell wide and that the painter, or the
It can also be said, in summary, that the first observer, is four ells away from the picture
considered variation, which covers the distance plane, where the first of the magnitudes will be
between the observer and the observed objects, found. It is easily seen from the similarity of
describes the laws of optics already theorized triangles that the second degraded size will be
by Euclid, those of the perspectiva naturalis. 4/5 of the first, that the third will be 4/6 of the
Instead, the second variation regards the dis- first, and so on. Piero does not consider these
tance between the viewer and the picture plane, relationships, but rather those between the first
describing the laws studied by Piero of the magnitude and the second degraded one, be-
perspectiva artificialis. tween the second and the third degraded one
In a passage between the eleventh and and so on, which are easily obtained from the
twelfth proposition of the First Book, a passage previous ratio, that are (1):
which, curiously, is the only one of De Pro-
spectiva Pingendi not illustrated, Piero enunci- (5/4), (6/5), (7/6), … (1)
ates a law that is a wonderful synthesis of the
complex behavior of the degradation of appar- In the example proposed, the magnitude that
ent magnitudes, which depends on the variation rests on the picture plane, at four ells away
of the two parameters previously considered: from the observer, is 5/4 of the perspective of
the following magnitude at five ells away from
Et hora, perché voglio dire de le linee et su- the observer. The perspective of this second
perficie degradate, è necesario essa proportione magnitude is 6/5 of the perspective of the third
dimostrare, perché quando dico proportional- that follows, and so on. Consistent with the
mente che è proportione intendo, perché le ways of the abacus schools, Piero gives no
proportioni sono inumerabili, et questa non è demonstration of this law, which, however, is
dupla commo è 2 et 4 e 8, et nonn è sexquialtera exemplary and is expressed by means of a suc-
commo 4, 6, 9, né sexquitertia commo 9, 12, 16, cession of ratios (2, 3):
né tripla, né quadrapla, ma dico essere propor-
tione degradata, non commo 4, 8, 12, 15, né an = (x + 1)/x (2)
commo 6, 9, 11, 12, ma è secondo la distantia
da l’ochio al termine dove se mecte le cose de- namely:
gradate et la distantia dal termine a la cosa ve-
duta. Cioè così: sono quatro linee equidistante, (2/1), (3/2), (4/3), (5/4), (6/5), (7/6) ... (3)
et l’una da l’altra è uno braccio, et sono lun-
ghe uno braccio, et sono infra do linee para- The fraction expresses the ratio between the
lelle, et da la prima linea che è termine a degraded size and the one that follows; the de-
l’ochio è quatro braccia; dico la seconda a la nominator indicates the distance of the observer
prima essere sexquiquarta, et la terza a la se- from the picture plane, which can be arranged
conda nel termine è sexquiquinta, et la quarta a in any point of the sequence. As proof of the
la terza nel termine è sexquisexta. (First Book, validity of this description, we observe that for
Proposition 11) [6] very large distances of the observer from the
observed magnitudes, the ratio of the degrada-

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Figure 3: Graphical representation of the degradation law of the apparent magnitudes.

tion tends to unity, as happens in the projec- the observer’s eye (fig. 4). It is difficult to be-
tions from an improper center. lieve that the mirror was used to draw the per-
Piero chooses to consider the ratio between spective experimentally, but it is certainly like-
foreshortenings, rather than the ratio between ly that the mirror gave, even to Piero, a con-
foreshortenings and real magnitude. In this way, crete and sensitive indication of that conver-
he needs not consider the distance between the gence [10].
observer and the picture plane, thus expressing In the first and second books Piero uses the
a law that operates in the perspectiva artificial- same letter (A) to indifferently indicate the eye
is but that is also valid in the perspectiva natu- and the principal point, which represents the
ralis. reflection in the mirror, where the aforemen-
The enunciation of the aforesaid, that, if tioned perpendicular lines converges. In the
proven, could rightfully be called ‘The fun- Third Book, instead, the eye is associated with
damental theorem of De Prospectiva Pingendi’ the O letter which, however, does not appears
[12], is not in itself sufficient to solve the ap- in perspective images, where it would be easy
plication problem, i.e., the perspective drawing. to identify the principal point and exploit it for
This ‘theorem’, while legitimizing all the con- constructions. The fact is that Piero has no idea
structions of the Treatise, does not provide di- what the vanishing point is and, therefore, what
rect support. the distance point is. To understand Piero and
If the ratios between degraded sizes start appreciate the greatness of his contribution to
from an experimental analysis and find gener- the History of descriptive geometry, it is oblig-
alization in the formulation of a law, the con- atory to forget all that the following centuries
vergence of images of lines perpendicular to have taught us (Martin Kemp in [4]): in partic-
the picture plane is, however, an experimental ular, the vanishing points of the image as the
datum. Evidence of this can easily be checked direction of a star of parallel straight lines. In
by using a mirror with which it is easy to see fact, all our current perspective culture and all
how reflected images of straight lines that are the constructions emanating from it, are based
perpendicular to it, converge in the reflection of on this concept, which is totally absent from
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Figure 4: The point A is the reflection of the observer's eye,
mss. n.616, Bibliothèque Municipal de Bordeaux, f. 6v.

Piero’s culture. The concept of infinity has no ically on the proper form of the square, are
place in the Treatise, an idea that will not transferred, always graphically, to the degraded
flourish before the middle of the Seventeenth figure. In this way, the 'force of lines' substi-
century, when geometry will be changed due to tutes the calculated degradation according to
the projective expansion of space [5]. Piero's the previously mentioned law. In all the
model is again only a Euclidean model. propositions of the Second Book Piero operates
The prospective model of the De Prospec-
tiva Pingendi space is thus a finished model,
which can be identified with the sides of the
square that houses the plane figures of the First
Book, and the ground plan in the solid figures
of the Second. Among the degraded forms of
this square and its proper form, there is a
two-way relationship we now call homological,
which Piero cleverly controls. Therefore, for
each geometric entity in proper form there is a
corresponding perspective image and vice versa.
In most of his constructions, Piero moves from
the proper form to get the perspective, but
seems well aware of the two-way nature of the
relationship that he established. This is demon-
strated in proposition 15 of the First Book, in
which he constructs directly into perspective
space the perspective of a square divided in
twenty-five parts and subsequently finds its
proper form (fig. 5).
Proposition 15 legitimate the drawings in
which, for brevity, the proper form will be
omitted, such as all those of the second book Figure 5: The homological relations of
(fig. 6). Here, the relations established graph- the Proposition 15 of the First Book.
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that are repeated equally for all prop ositions:
the construction of the proper form, the degra-
dation of the proper form, the construction of
the degraded figure.
In the first phase, the object is represented as
it is (fig. 7). This drawing step includes an
analysis of the geometrical structure of the ob-
ject, simple in the case of regular shapes such
as square, octagon and the cube, extremely
complex in the case of partially modeled fig-
ures, like the italic capital, or organic, such as
the human head.
Figure 6: A prism figure of the Second Book, In the second phase, once the center of pro-
mss. n.616, Bordeaux, f. 21r. jection and the picture plane are established,
Piero constructs and sections, in plan and ele-
vation, the star of straight lines that has for
directly in perspective space by acting directly vertex the center of projection and for rays the
within the appearance of things, as it would in lines detected by the center itself and by the
the physical reality of space. vertices of the geometric structure that discre-
tizes the object (fig. 8). The coordinates of the
4. MODEL OF SPAC E AS IT IS intersection points of the star with the picture
The construction of 'space as it is’ is repre- plane are recorded graphically on a wooden
sented in all twelve propositions of the Third ruler and on two parallel strips of paper, so as
Book. The process used for the degraded image to be able to reconstruct the points on the pic-
representation is structured around three stages ture plane, by sliding the wooden ruler on the

Figure 7: The perspective of an Attic base with the second modo,


step 1, construction of the proper form.

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two paper strips fixed to the sides of the paper. This significant 'gap' permits the assumption
Finally, in the third step, the perspective that the level of knowledge concerning the rep-
image of the object studied is reconstructed, resentation in plan and elevation had reached,
linking the points generated in the previous step in Piero’s time, a certain maturity, and it would
(fig. 8). Despite the repetition of the procedure, therefore be shared by painters, elective readers
there is no theoretical reference in the text of the Treatise.
about the representation in proper form. Piero Piero uses the proper form with a surprising
merely says: maturity for the era. This is not a representation
purely for the construction of perspective, but
Perhò è de bisogno sapere fare tucti li con- rather the instrument responsible for the control
torni mensuratamente de quello che l’omo vuol of generative form processes, giving his draw-
fare, et quello ponere sopra il piano nelli luo- ings a strong design connotation. Piero imagi-
ghi loro in propia forma, del qual modo darò nes three-dimensional models of objects [8]
notitia nelle dimostrationi che seguitaranno. and makes use of the representation in plan and
(Third Book, Proemio) [6] elevation to control the construction and to be

Figure 8: The perspective of an Attic base with the second modo, step 2 and 3,
degradation of the proper form and construction of perspective image.

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Figure 9: The construction of 28 lacunars of the coffered dome,
overlap of the 3D dome model on f.102r, mss. n.1576, Palatine Library of Parma.

able to communicate it to the reader. undergoes translation and a double rotation (fig.
Particularly significant in this regard is the 10). In particular, the second of the two rota-
case of the dome, in which the majority of the tions does not move around an edge, which
proposition is dedicated to the construction of would make it easier to control, but around a
the 28 lacunars of the coffered dome [13], re- vertex, by imposing the condition that all the
solved using the approximate plane develop- others are moving on planes parallel to the or-
ment of a spherical sector (fig. 9). thographic plane, which Piero represents in
In some cases, the genesis of the form can plan. The procedure used for the construction
be particularly difficult due to the necessity of of the rotated cube finds a second application in
discretizing continuous surfaces. This is the the case of the reclining human head. Here, the
case with organic or semi-modeled forms, as plan derives from two associated drawings, a
human head or italic capitals; it is probable that prospectus and a profile, which is the meridian
Piero has used a physical model on which to plane of the head overturned on the icnographic
locate the landmarks. plane (fig. 11). The same process is used today
The most significant sign of the maturity of to construct the projections of a figure given in
the proper form method is the ability to move proper form.
objects represented in space through processes
known today as 'change of projection planes'. If, 5. CONCLUSIONS
in fact, the ability to flawlessly represent ob- In the dual vision of space, which is charac-
jects in three dimensions in plan and elevation teristic of the De prospectiva pingendi, not only
is documented by many Greek and Roman fig- does one see the origins of perspective as a
ures of antiquity [3-8-11], the ability to make method of representation, but also the origins
use of same to move the objects represented in of the associated orthogonal projection method,
space or to section line and plane, is attested that of Descriptive geometry. More precisely, it
with certainty, for the first time, from Piero’s shows an actual conception of space as an ani-
drawings. Hence, it is the cube figure which sotropic infinite space, which is the prospective
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Figure 10: The movements of a cube, mss. n.1576, Palatine Library of Parma, ff. 42v, 43r.

space. To this latter space, a finite isotropic considered. Thus, once this is accomplished, it
space is overlapped, referring to the space of wou ld be possible to imagine a History of
measures and to the proper form of objects. the scientific representation of space that con-
When you consider the Piero’s Treatise as a siders these two models, so well combined in
harmonious synthesis of text and drawings, in Piero della Francesca’s work.
which neither of the two components can do
without the other, it can easily be seen that the
relative importance of these two ways of con-
ceiving space and operate in it, is equivalent.
Although Piero says little or nothing about the
disegno, namely the representation of objects in
proper form, disegno however plays a decisive
role, as much in the first two books, due to the
homological correspondence between proper
form and perspective, as well in the third book,
because of the description and the degradation
of the proper form of objects.
During the entire history of the Treatise, it is
above all appreciated for the results that it pro-
duces: the perspective image, constructed with
the two modi, that are still proposed in the
teaching of perspective. Figure 11: The human reclined head,
If, to achieve that outcome, the concept of mss. n.6161, Bordeaux, f. 86v.
two overlapping spaces for different purposes,
i.e. see and measure, must be mastered, then,
the possibility of overcoming the dualism that
separates the History of perspective from the
History of descriptive geometry must also be
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ACKNOWLEDGMENTS disegno di architettura nel Rinascimento.
The authors are pleased to thank: Marisa Annali di architettura 2002.14: 35-54.
Dalai Emiliani, Carlo Maccagni and Ottavio [8] J. V. Field. A Mathematician’s Art. Yale
Besomi, members of the Commission responsi- University Press. 2005.
ble of the De Prospectiva Pingendi Italian Na-
tional Edition; Franca Ela Consolino, Flavia [9] C. Inglese and A. Pizzo. I tracciati di can-
Carderi and Chiara Gizzi, curators of the Latin tiere di epoca romana, progetti esecuzioni e
and Vernacular edition of the texts; Leonardo montaggi. Gangemi Editore, Roma, 2014.
Baglioni, Marco Fasolo, Matteo Flavio Mancini, [10] M. Kemp. La scienza dell’arte. Prospettiva
Jessica Romor, curators, together with the Au- e percezione visiva da Brunelleschi a Seu-
thors, of the diplomatic and critic edition of the rat. Giunti, Firenze, 1994.
Piero’s autograph drawings. The considerations [11] G. Loria. Storia della Geometria Descrit-
expressed in this study are the result of the col- tiva dalle origini sino ai giorni nostri.
laboration of the scholars mentioned. Hoepli, Milano, 1921.
[12] R. Migliari, M. Salvatore. Il ‘teorema fon-
REFERENCES
[1] K. Andersen. Piero’s place in the history of damentale’ del De Prospectiva Pingendi. In:
descriptive geometry. In M. Dalai Emiliani M. T. Bartoli, M. Lusoli (ed.), Le teorie, le
(ed.), Piero della Francesca tra arte e tecniche, i repertori figurativi nella pro-
scienza, Arezzo-Sansepolcro, atti del Con- spettiva d’architettura tra il ’400 e il ’700,
vegno Internazionale di Studi a cura di M. pp. 3-23, Firenze University Press, Firenze,
Dalai Emiliani, pp. 73-95, 1996. 2015.
[2] K. Andersen. The Geometry of an Art. The [13] M. Salvatore. Propia forma e prospectiva
History of the Mathematical Theory of del catino absidale di Piero della Francesca.
Perspective from Alberti to Monge. In: M. T. Bartoli, M. Lusoli (ed.), Le teorie,
Springer, New York, 2007. le tecniche, i repertori figurativi nella
prospettiva d’architettura tra il ’400 e il
[3] F. Camerota. Renaissance Descriptive ’700, pp. 56-64, Firenze University Press,
Geometry: The Codification of Drawing Firenze, 2015.
Methods. In Levèvre Wolfgang (ed.), Pic-
turing machines. 1400-1700, pp. 175-208, [14] J. A. Ruiz de la Rosa. Traza y Simetrìa de la
Arquitectura - En la Antigüetad y Medievo.
The MIT Press, Cambridge, London, 2004.
Pubilcatione de la Universidad de Sevilla,
[4] F. Camerota. La prospettiva del Rinasci- Sevilla, 1987.
mento - Arte, architettura, scienza. Mon-
dadori Electa, Milano, 2006. ABOUT THE AUTHORS
[5] U. Cassina. La prospettiva e lo sviluppo 1. Riccardo Migliari is Full Professor in
dell’idea dei punti all’infinito. In O. Chisini Fundamentals and Applications of Descriptive
(ed.), Periodico di Matematiche, volume I, Geometry since 1990 at the Faculty of Archi-
Storia – Didattica – Filosofia, pp. 326–337. tecture at the ‘La Sapienza’ University in Rome.
Zanichelli, Bologna, 1921. He is assiduously engaged in research, particu-
[6] P. della Francesca. De Prospectiva Pin- larly in the areas of Descriptive Geometry and
gendi, 1460-1480. Critical edition edited by of Representation and Instrumental Survey of
G. Nicco-Fasola, Le lettere, Firenze, Architecture. He directed, as Scientific Manag-
1984. er, the architectural survey of Coliseum in
Rome during the preliminary studies for the
[7] F. P. Di Teodoro. Vitruvio, Piero della restoration of the monument undertaken by the
Francesca, Raffaello: note sulla teoria del Archaeological Superintendence of Rome.
From year 2003 he deals, in particular, with the
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renewal of the studies on the scientific repre-
sentation of the space, within in the evolution-
ary picture of the descriptive geometry, from
the projective theory to the digital theory and
from the graphical applications to the digital
modeling. http://www.migliari.it
2. Federico Fallavollita is Associate Professor
of Drawing at the Department of Architecture,
Alma Mater University of Bologna. Architect,
PhD in Science of Representation and Survey
at Sapienza University of Rome (2008).
http://www.unibo.it/faculty/federico.fallavollita
3. Marta Salvatore is Researcher at the De-
partment of History, Drawing and Restoration
of Architecture, at Sapienza University of
Rome. PhD in Survey and Representation of
Architecture and the Environment, she is en-
gaged in research in the areas of Descriptive
Geometry, Representation and Instrumental
Survey of Architecture. In particular, she di-
rects her research activities to the Descriptive
geometry, its history and its renewal through
the digital synthetic method, by digital tools of
representation. She is author of several articles
on the subjects, available on her website:
www.martasalvatore.it

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