Professional Documents
Culture Documents
(2014) 41:109–124
DOI 10.1007/s13384-013-0126-8
Received: 18 May 2012 / Accepted: 26 August 2013 / Published online: 14 September 2013
The Australian Association for Research in Education, Inc. 2013
C. Imms
Australian Catholic University, Melbourne, VIC, Australia
E. Froude
Australian Catholic University, Sydney, NSW, Australia
B. Joffe
Southern Cross University, Lismore, NSW, Australia
C. Heine
Monash University, Melbourne, VIC, Australia
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Introduction
School readiness is a term used to denote the point in development when a child is
ready to enter full-time school, which in Australia is around 5 years of age. It is
accepted that the way a child transitions into school can impact on their school
success (Luster and McAdoo 1996). School readiness is described as ‘‘… the
capacity to simultaneously learn and cope with the school environment…’’ (Gesell
Institute of Child Development 1987, p. 7). According to Ladd et al. (2011), a child
entering school faces a different physical context, processes, types of interaction,
social groups and rules, to those he/she has experienced before the point of school
entry. Hence these authors suggest a social component of school readiness, positing
the importance of being able to engage in pro-social, interactional and relational
behaviour with peers and teacher, which in turns assists adjustment and learning in
school. Such suggestions are in keeping with similar ones raised by authors such as
Ripich and Spinelli (1985) and Tattershall and Creaghead (1985), who stress for
instance, the importance of children needing to know the rules of classroom
discourse. School readiness has been described as a multi-factorial construct, taking
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into account the child’s behavioural, developmental, and cognitive skills that are
considered necessary for entry to a school environment (Forget-Dubois et al. 2009).
Links are beginning to be made between notions such as successful transition to
school (and the ability to engage in learning in the context of the classroom) with
the ability to self regulate emotions; a phenomenon related to the construct of
resilience (Eisenberg et al. 2010).
Decisions on a child’s school readiness are frequently based on age (Crnic and
Lamberty 1994). In most states in Australia, this is easily operationalised, however,
the cut-off dates for school entry vary between states. For example in Victoria, a
child must be 5 years of age by 30th April compared to 30th June in New South
Wales and the 1st of January in Tasmania. Although the age criterion is present for
all Australian states, children may be ‘held over,’ that is, kept in preschool or
kindergarten for an additional year at age 3 or 4 years despite being the correct
chronological age for school entry. Legally, children do not have to enter school
until the age of 6 years. In Victoria, the first year of full-time school is called the
‘preparatory’ or ‘prep’ year. Prior to this year many, although not all, children
attend Kindergarten at age 3 and/or 4 years usually on a part-time capacity. In this
paper the terms prep and kindergarten will be used to refer to those formal education
settings and their respective teachers. The term preschool will be used to indicate
the period of time prior to formal school entry at prep, and may include
kindergarten, agency-based child-care or other family based day-care.
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and inform processes required for enhancing school transition. It could also justify
initiatives to create and maintain optimal environments and mechanisms to assist
the child’s adjustment, wellbeing and progress within school. For instance, early
intervention could be implemented to address particular ‘at risk’ presentation or
behaviours. For the child who has already entered school, an informed teacher,
cognisant of the need to address any, or all of these factors and alerted to do so,
could strive to do so proactively and be consistently responsive to the needs of a
particular child and to what Dockett and Perry (2004, p. 219) refer to as ‘signifiers
of … unsuccessful transition’ Teachers of children in the first year of school are well
placed to contribute to specific guidelines of school readiness based on their
experience of curriculum and classroom expectations and experiences.
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factors that influence a child’s school readiness. This descriptive study used survey
methods to meet the aims.
Method
Participants
Survey tool
Data were collected using a purpose-designed survey that prep teachers were asked
to complete. The survey explored four key areas that are described in Table 1. As
the focus of the survey was on school-wide practices and opinions, demographic
data regarding the prep teachers themselves was not collected. Sections A, B and C
comprised mainly open-ended questions with some forced choice ‘Yes/No’ items.
Section B also contained a 4-point Likert scale question, which contained 15 items
related to school readiness factors. Section D consisted entirely of closed questions.
Procedure
After initial piloting of the survey, a package was posted to 250 randomly selected,
state government schools across metropolitan Melbourne, Australia. The survey
package contained (i) a brief explanation about our research, along with an
invitation to participate; (ii) the ‘Determining School Readiness’ survey and (iii) a
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stamped, return self-addressed envelope. Before the mail out, each school was
assigned a number from 1 to 250 in order to track whether participants had
responded from each school. For schools where no response had been received, a
reminder was sent out along with a new survey package. Following the reminder
mail-out, no further contact was made with individual schools. Like School Group
ratings were used to determine the spread of socio-economic need within
participating schools. The Like School Group scale ranks schools from 1 to 9
with regard to the amount of government funding and assistance they receive; the
higher the schools’ Like School Group ranking, the more assistance they receive,
indicating greater socio-economic need.
Data analysis
Due to the nature of the data collected via our ‘Determining School Readiness’
survey, both descriptive statistics and thematic analyses were conducted. Descrip-
tive statistical analyses were supported by PASW, statistical package for the social
sciences, Version 17 (www.spss.com). Thematic analysis was undertaken for all
open-ended questions. To do so, at least two members of the research team per-
formed an independent thematic analysis on the data. This was followed by team-
based discussions to reach a consensus and thereby, derive core themes to address
the research inquiry.
Results
All respondents were prep grade teachers working in public primary schools in
metropolitan Melbourne. From 250 surveys sent to randomly selected schools, 153
(61.2 %) were returned after one mailed reminder. Schools from each of the nine
Like School Groups were represented and there was no evidence of a difference
between those responding and those not, in Like School Group rating clusters (see
Table 2 and footnote). Table 2 provides descriptive information regarding class
sizes, number of prep-grades within the school and the composition of the prep-only
or composite prep grades. The mean number of prep-grades per school was 3.05
(SD = 1.3), with a mean of 20.52 (SD = 3.6) children in each grade. Most classes
(83.7 %) contained only prep children.
Participants from all 153 schools indicated that their school ran a formal orientation
process that was designed to facilitate transition to school. Processes used for
evaluating a child’s readiness to go to school included discussions with kindergarten
teachers, completion of checklists or surveys by kindergarten teachers, interviews
and consultations. The majority of respondents indicated that they held formal
transition days, where kindergarten children could attend their chosen school, and/or
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where prep teachers, and in some instances prep or older ‘buddy’ students, visited
kindergarten classrooms to assist in orientation and familiarisation. In addition,
parent information evenings were also commonly held. Many teachers reported that
their school had a close working relationship with local kindergartens and that this
assisted them to identify children considered at risk of not being ready for school.
Almost all prep teachers (n = 150; 98 %) indicated that the orientation process
enhanced school transition. In particular teachers commented that the process was
valuable for meeting parents, discussing parent and school expectations and
identifying any goals or strategies that may need to be in place to smooth the
transition experience of the child. The majority of prep teachers (n = 111; 72.5 %)
reported that they believed the orientation processes used at their school assisted in
determining school readiness, while 39 teachers (25.5 %; 2 % missing data) did not.
Those respondents who did not agree that the orientation process assisted in
determining school readiness, indicated that the decision to attend school was
frequently already made by this time, or that there was insufficient time available to
make an assessment of the child’s overall readiness for school.
Discussions were commonly held about individual children’s readiness for
school (n = 131; 85.6 %), however respondents indicated that these conversations
did not always contribute to the decision regarding whether a child should transition
to school or not. Of the 131 prep teachers who did discuss individual children, 52
(39.7 %) indicated such a process did not contribute to decision-making. This was
predominantly because the decision had already been made. Moreover, they
indicated the purpose of the discussion was to assist transition, not to decide
whether a child should proceed to prep-grade. In some cases, the prep-teacher’s
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opinion was not sought, nor was it considered in regard to whether transition should
occur. In addition, some teachers indicated that for privacy reasons, they did not
have access to information about the transition decision. There were a further 49
(37.4 %) teachers who indicated the discussion did contribute to decision-making.
The final 30 (22.9 %) provided more equivocal responses, indicating the discussions
contributed sometimes, but not at other times. These teachers indicated that the
discussions were helpful for planning for special cases and future funding, for goal
setting and organising class groupings.
Respondents were also asked to provide suggestions regarding alternate
processes that might be used to facilitate the transition to school. Most teachers
(n = 133; 86.9 %) suggested that their current processes could be improved, and in
particular that there could be greater liaison between kindergartens and schools, and
in addition, a more formal process for determining school readiness. Many prep
teachers reported that they needed more detailed information about each child prior
to them entering school. Suggested mechanisms for obtaining this information
included kindergarten teacher-completed checklists and assessment or screening of
specific skills by kindergarten teachers or other professionals. Suggestions for
improving the liaison between school and preschool personnel included increasing
the amount of time prep teachers were able to observe children in the kindergarten
setting, as well as increased opportunity for discussion between prep teachers and
parents of kindergarten children. Specific suggestions included having a nominated
transition coordinator and formal reporting between the kindergarten and school.
Increasing the age-of-entry for all children was also suggested as a mechanism that
would assist with successful transition.
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mentioned in the open-ended responses. Gross motor skills were also rarely
identified in open-ended responses yet identified by 78 % of respondents as
important when specifically asked.
When asked to elaborate on their ranking of the importance of factors, the
responses supported the finding that emotional and social development, self-care
and language skills were
Important factors, as illustrated in the following quotes:
Children need to feel safe and secure in order to succeed therefore social and
emotional development is often an indicator in our setting of how children will
perform. Others take up the challenge but take longer to do so.
This sentiment was reflected by a number of participants. In relation to age, it was
felt that the older the child the better. As one respondent reported;
Mostly there is a correlation between very young children and very poor
social and emotional maturity, receptive and expressive language. Those
children really struggle with separating from parents, understanding what is
going on in the classroom and being able to get along with other children.
A range of views were expressed about the importance of age as a factor on which
to base school readiness. The majority of teachers indicated that age was the
primary factor for determining school readiness. Some teachers suggested children
needed to be older than 5 years, with 6 or 7 years reported as being preferable.
Younger children were perceived as less mature, and where differences were
identified between boys and girls, maturity was the key factor. Some teachers
reported that age was not relevant, but rather other factors were relevant such as
family support, maturity (separate from age), and the child’s specific cognitive or
social skills. The opinion that age of entry should be consistent across the states of
Australia was also expressed. There were mixed responses to whether the gender of
the child was an important criterion for school entry decisions. For those
respondents who said this was not an important criterion, reasons given included
that gender was only one factor amongst many; that gender had not been an issue
according to their experience; that judgements regarding school readiness should be
individualised and that gender was irrelevant. Conversely, the respondents who said
gender was important indicated that boys were more immature and emotionally
younger than girls; that boys’ speech was less developed and that they ‘used actions
rather than words’. Moreover, boys were perceived to be less able to concentrate
and to have poorer fine motor skills than girls.
The two key themes identified as important to successful school transition were
child-based skills and social-environmental supports. Consistent with the data about
school readiness, transition was thought to be more successful if the child had
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sufficient emotional, self-care, social, language and motor skills. In addition, the
child’s ability to fit into school routines, their age and maturity were also thought to
contribute to successful transition. In addition to child factors, previous kindergarten
experiences, formal orientation programs, characteristics of school staff and
parental attitudes were also identified as contributing to successful experiences of
school transition.
One measure of successful transition is that the child has settled into school routines
and adapted to the school experience. Figure 1 illustrates the range of time frames
by which prep teachers expected children to have adapted to school. The majority of
teachers expected that children will have adapted to school within the first term (by
6 weeks: n = 22; 14.4 % and by end of term 1: n = 61; 39.9 %).
According to the participants, when the prep year has not gone well, it is possible
to recommend that the child repeat the year. Factors that teachers consider in
making this decision were wide ranging, but tended to focus around academic
progress such as counting and learning letters, social immaturity and cognitive or
more general developmental concerns. Age of the child was also identified as a
factor by 29 (19.3 %) teachers, with younger children being identified as being ‘‘too
young to cope.’’ A few participants reported that their school’s policy was that no
child would repeat a grade (n = 5; 3.33 %) and a further 8 (5.33 %) indicated great
reluctance to hold a child back.
Discussion
This study set out to explore factors that influence school readiness from the
perspective of those who teach children in the first year of school and the processes
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used to facilitate school readiness and transition. Factors explored in the current
study included both practical and strategic processes to determine and/or facilitate
school readiness, as well as prep teachers’ views about necessary developmental
attributes that assist children with the transition to school.
It is worth noting the response rate to the survey was high with almost two-thirds
of all surveys being returned. The vast majority of surveys were completed in full.
This involved extended answer questions as well as ‘quick-to-complete’ alternate
choice questions. Based on the response rate and the effort taken by participants, it
is reasonable to assume that the topic of school readiness, when posed to prep
teachers was considered worthy of their attention. In addition, with a similar spread
across Like School Group ratings between respondent and non-respondent schools,
we expect the sample to reflect the views of prep teachers in Victoria.
In their role as prep teachers, the participants of the present study were able to
offer valuable insights because they are the educators attending to children in their
first year of school. As such, these teachers are well qualified to comment on factors
that assist with school readiness. Nevertheless, our results demonstrated that despite
prep teachers’ critical role with these children, many felt somewhat excluded from
the process of contributing to a discussion about whether a given child was in fact
ready to transition into school, despite being in the prime position to do so. When
teachers reflected on specific child-related factors considered important for school
readiness, they conveyed that they highly valued emotional and social skills, self-
care, and language skills.
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Recently, a number of authors (Dockett and Perry 2004; Lin et al. 2003; Wesley and
Buyesse 2003) have documented a shift from considering age along with literacy
and numeracy as key determiners for school readiness, to placing greater value on
aspects such as emotional, self-care and social skills. Much of the data from the
current study supports this view, suggesting that development of literacy and
numeracy is appropriately considered the task of the school and is not required prior
to school entry. Many of the prep teachers in this study talked about a more global
sense of readiness to learn that was important, with only a few participants
indicating they expected children to have already learned some aspects of early
reading and writing skills such as identifying letter names. Readiness to learn was
described both in behavioural terms, such as being able to sit and concentrate, as
well as in emotional terms, such as having confidence and being resilient; (the latter,
supporting views such as those of Eisenberg et al. 2010). Findings from the current
research endorse the position that prep teachers were not so concerned with what
children had learned prior to school entry, but rather that they entered school with
the capacity to engage, participate and learn within a classroom environment. These
findings, (e.g. the ability to engage), support propositions by authors such as Ladd
et al. (2011) regarding the importance of social readiness for school.
Virtually all participants rated emotional, self-care and social abilities as well as
language skills as having ‘high importance’ for successful transition into school. It
is not surprising that social abilities together with language skills were deemed
important, given the substantial overlap between these two areas. What was
surprising was that, in particular, our participants overwhelmingly revealed a high
regard for children being able to manage their self-care independently. Although
Johnson et al. (1995) highlighted independent toileting as a key requirement for
school readiness, the more current literature has focused on social and emotional
factors (Mashburn and Pianta 2006). The capacity of a prep child to undertake self-
care activities independently has practical implications for managing classroom
curricular and daily activities. Our results indicate that prep teachers want to focus
on other aspects of skill development in the classroom, thus expect that the child
comes to school without the need for assistance to gain independence in personal
self-care. Although it would be a typical developmental expectation that day-time
independent toileting be achieved by 5 years of age, for this to be raised as a key
criterion suggests it is a marker of lack-of-readiness in some children. What is not
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clear from our data is whether the children who are not independent in toileting are
also showing signs of not being ready for school in other areas.
Although the respondents in this study placed weight on emotional, self-care and
social skills in relation to school readiness, age is the established criterion upon
which the decision to go to school is made in an Australian context. It was
interesting to note that neither age nor gender featured in the open responses from
participants when asked to identify factors important for school readiness in an
open-ended format. However, when specifically asked, participants had clear
opinions, typically suggesting that the age of school entry should be consistent
across Australia. Further, there was fairly widespread support for a later starting age
to be mandated. It appeared that age and gender may have been vehicles for
discussing maturity and a capacity to both cope and benefit from school rather than
being factors of importance themselves. Some of the comments teachers made about
boys’ readiness for school, for example that they use actions rather than words,
leaves open the question as to whether schools are ready for boys learning styles,
rather than boys being ready for school.
While there are formal processes in place to assist the transition to school for
children, the findings of this study suggest that prep teachers are not routinely
involved in the decision making process. The teachers in the present study
expressed a desire to play a more active role in determining whether children are
ready for school. This raises questions regarding prep teachers’ roles in informing
the discussion regarding preschool children’s school readiness. Further, reports of
some teachers in this study, suggests that it is preferable for children to repeat
kindergarten rather than prep. A particular age of entry, may be a necessary but not
sufficient criterion upon which to make the judgement for school entry. If so, clear
guidelines as to what the minimum skill sets are for children, and how to effectively
evaluate these in all children may enable early identification of children ‘at risk’ of
not being ready and thus early provision of targeted support for these children.
Clearer identification of school readiness is likely to involve a broad group of
personnel including educators, medical and allied health professionals as well as
parents and carers who are all key stakeholders in the child’s learning and well-
being (Lara-Cinisomo et al. 2008). Ongoing involvement of preschool professionals
as well as prep teachers in this discussion is necessary to ensure that children
identified as ‘at risk’ are able to access necessary services to enhance their potential.
Findings and conclusions from the current study must be considered in the context
that data were collected only from state government schools in one major city in
Australia. Therefore, only one set of policy guidelines and one funding body were at
play and generalisability of the data must be considered accordingly. It is hoped that
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future research will extend these findings in other contexts to provide more
comprehensive knowledge of the experiences and views held by prep teachers
regarding school readiness. Analysis was limited by the fact that an individual
survey response was not linked to its respondent. Therefore, key influences related
to particular teachers’ experiences could not be interpreted. As part of the
requirement to protect participants’ anonymity, we were unable to gather such
information. Further, an online survey, rather than a paper-based survey would have
possibly allowed for greater assurance of participants’ confidentiality.
Findings from the current study were further limited by the fact that only one
participant group served as the data source. To create a more comprehensive and
balanced perspective, the views of kindergarten teachers (currently underway by
authors of this study) and parents would be invaluable. The current study thus
prompts further questions for exploration. In particular, gaining insights from other
key stakeholders such as parents and kindergarten teachers is necessary as a means
of understanding all aspects of determining school readiness.
Acknowledgments This study was supported by a La Trobe University Faculty of Health Science
Grant. We acknowledge the roles and contributions of previous members of the research group, Anne
Ozanne, Patricia Eadie and Linda Santamaria. Deb Benetti supported the data collection process with
great efficiency. We thank the many teachers who took the time to respond to our survey.
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Author Biographies
Tanya Serry is a lecturer and researcher at La Trobe University and honorary research fellow at the
Murdoch Children’s Research Institute. At la Trobe University, she is the leader of paediatric speech and
language team and post-graduate student coordinator. Her research experience is primarily focused on
language development and reading difficulty in young children.
Christine Imms is Professor of Occupational Therapy and Head of School of Allied and Public Health at
the Australian Catholic University. Professor Imms has over 17 years of clinical experience plus 14 years
of academic research experience predominantly in the field of childhood disability. She has over 50
publications and more than $2M(AUD) in grant funds.
Elspeth Froude is the senior lecturer and national course coordinator (Occupational Therapy) and
Assistant Head of School for the North Sydney campus of Australian Catholic University. Elspeth is the
Editor-in-Chief for the Australian Occupational Therapy Journal.
Beverly Joffe is the Speech Pathology Course Coordinator and Discipline Lead within the School of
Health and Human Sciences at the Gold Coast Campus of Southern Cross University. Her master’s
research through the University of the Witwatersrand, addressed assessment of communication in
preschool children, whereas her doctoral research through the University of Melbourne, focused on
speech and language intervention for children via the structured use of music and movement.
Chyrisse Heine is an Audiologist and Speech Pathologist. She is a Lecturer at La Trobe University,
School of Human Communication Sciences and a Senior Research Fellow at Monash University, School
of Primary Health Care. Chyrisse is a Fellow of Speech Pathology Australia and has received the
Audiology Australia Certificate of Outstanding Service. Chyrisse has a special interest in (Central)
Auditory Processing Disorder and is recognized as a national and international expert in this area.
Celeste Merrigan is a Clinical Psychologist in private practice. She has a Masters degree in Educational
& Developmental Psychology and a Doctorate in Clinical Child, Adolescent & Family Psychology. She
provides assessment, therapy for clients across the lifespan from early childhood through to adulthood. Dr
Merrigan is a full member of the Australian Psychology Society.
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