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Captive Breeding
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area between the tip of the rostrum and the blowholes, referred to as
a “continuous” callosity (found only rarely in southern right whales).
Identification can be confounded since the whale lice on and around Captive Breeding
the callosities are mobile, sometimes masking the true edge of the cal-
losity. However, by using additional distinctive features, including the TODD R. ROBECK, JUSTINE K. O’BRIEN AND
three-dimensional configuration of the callosities, additional scars or DANIEL K. ODELL
marks, and crenulations on the lower lip, North Atlantic researchers
have still been able to reliably identify each individual. Photographic
I. Marine Mammals in Captivity
C catalogs of identified right whales, primarily of their callosity patterns,
A
are maintained for the North Atlantic Ocean (by the New England nimals have been held in captivity in one form or another for
Aquarium, Boston, MA), the North Pacific Ocean (the US National hundreds, if not thousands, of years. Private collections turned
Marine Fisheries Service), and in the numerous places in the Southern into “public” collections. A private animal collection at Schloss
Hemisphere, including off of South America near Peninsula Valdez, Schönbrunn, Vienna, Austria, was opened to the public in 1765 and is
Argentina and off the coast of Brazil, off the coast of South Africa, considered to be one of the first modern zoos. The first marine mam-
and off of New Zealand’s sub-Antarctic Auckland Islands (Best et al., mals to be held in captivity may have been polar bears (Ursus mar-
2001). Additional collections of photographs of individual right whales itimus) and various pinnipeds. Reeves and Mead (1999) provide an
based on callosities and other natural markings exist in various institu- excellent overview of marine mammals in captivity. Harbor porpoises
tions around the world. (Phocoena phocoena) may have been held as early as the 1400s, polar
bears since about 1060, and walruses (Odobenus rosmarus) since
1608. As with terrestrial animals, marine mammals were held in pri-
See Also the Following Article vate collections.
Right Whales However, most pinnipeds and some sirenians were not held in
captivity until the late 1800s and early 1900s. Being considerably
more difficult to capture, transport, and maintain, cetaceans, with
References few exceptions, have only been held in captivity since the mid-1900s.
According to Reeves and Mead (1999), 4 species of sirenians, 33
Best, P. B., Bannister, J. L., Brownell, R. L., and Donovan, G. P. (2001).
pinnipeds, 51 cetaceans, the polar bear, and the sea otter (Enhydra
Right whales: Worldwide Status. Journal of Cetacean Research and
Management(Special Issue 2), 309. lutris) have been held in captivity. Of these, 2 species of sirenians, 22
Hamilton, P. K., and Martin, S. M. (1999). “A Catalog of Identified pinnipeds, 15 cetaceans, the polar bear, and the sea otter have repro-
Right Whales from the Western North Atlantic: 1935 to 1997.” New duced in captivity. Among these, however, only a few species, such
England Aquarium, Boston, MA. as the polar bear, California sea lion (Zalophus californianus), harbor
Kraus, S. D., Moore, K. E., Price, C. A., Crone, M. J., Watkins, W. A., seal (Phoca vitulina), bottlenose dolphin (Tursiops truncatus), and
Winn, H. E., and Prescott, J. E. (1986). The use of photographs to killer whale (Orcinus orca), have enough numbers and have been
identify individual northern right whales (Eubalaena glacialis). reproductively managed with enough production to be considered
Reports of the International Whaling Commission, Special Issue 10, part of a successful captive breeding program.
145–151.
Successful captive breeding of any marine mammal requires a
Matthews, L. H. (1938). Notes on the southern right whale, Eubalaena
combination of an appropriate habitat, adequate nutrition and a
australis. Discovery Report, 17, 169–182.
Omura, H., Ohsumi, S., Nemoto, T., Nasu, K., and Kasuya, T. (1969). social structure that is conducive toward successful reproduction. It
Black right whales in the North Pacific. Sci. Rep. Whales Research becomes obvious when analyzing the history of successful births and
Institute, Tokyo 21, 1–78. survivorship of these species in captivity that early animal managers
Payne, R., and Dorsey, E. M. (1983). Sexual dimporphism and aggres- had little thought or, in some cases, knowledge of the requirements
sive use of callosities in right whales (Eubalaena australis). In necessary for the development of successful breeding programs. In
“Communication and Behavior of Whales” (R. Payne, ed.), pp. 295– contrast, past records of breeding and survivorship with recent trends
329. AAAS Selected Symposium 76, Westview Press, Boulder, CO. beginning in the mid-1980s where captive breeding successes have
Payne, R. S., and Rowntree, V. J. (1984). Southern right whales: A pho- equaled or, in some cases, surpassed the best scientific estimates of
tographic catalogue of individual whales seen in waters surrounding
wild population breeding and survivorship, and one can see just how
Peninsula Valdes, Argentina. Unpublished Report available from
far the captive marine mammal community has evolved. Detailed
Center for Long Term Research, Inc., 191 Weston Road, Lincoln,
MA 01773. censuses of captive marine mammals in North America (Asper et al.,
Payne, R., Brazier, O., Dorsey, E.M., Perkins, J.S., Rowntree, V.J., 1990; Andrews et al., 1997) have shown the increasing numbers of
and Titus, A. (1983). External features in southern right whales captive-bred marine mammals, particularly California sea lions, har-
(Eubalaena australis) and their use in identifying individuals. In bor seals, and bottlenose dolphins. In 1995, 70% of the California
“Communication and Behavior of Whales” (R. Payne, ed.), pp. 371– sea lions, 56% of the harbor seals, and 43% of the bottlenose dol-
445. AAAS Selected Symposium 76, Westview Press, Boulder, CO. phins on display in North American facilities were captive-born. This
Rowntree, V. (1983). Cyamids: The louse that moored. Whalewatcher compares with 3%, 4%, and 6%, respectively, in 1975.
(J. American Cetacean Society) 17(4), 14–17.
Rowntree, V. (1996). Feeding, distribution, and reproductive behavior
of cyamids (Crustacea: Amphipoda) living on humpback and right II. Why Breed Marine Mammals in Captivity?
whales. Can. J. Zool. 74, 103–109. A. Legal Necessity
Tomilin, A. G. (1957). Mammals of the USSR, Vol. 8: Cetacea.
Translated by the Israel Program for Scientific Translations. Available In the “early days,” when animals were just being displayed as
from National Technical Information Service, 5285 Port Royal Road, “curiosities,” it was easier to collect replacements when animals died.
Springfield, VA 22161. In most countries today this is simply not possible. Despite only a
Captive Breeding 179
50,000
False
40,000 pregnancy?
Pregnancy Pregnancy Pregnancy
Progesterone (pg/ml)
30,000
C
20,000
Estrus Estrus
Calf cycling
10,000 Calf cycling
born
born Calf
born
0
1500 1900 2300 2700 3100 3500 3900 4300 4700 5100 5500
Age (days)
Figure 2 Serum progesterone of killer whale (Orcinus orca) from birth through sexual matu-
rity and calving and showing estrous cycling and pregnancies. Progesterone levels were “zero”
until after 1900 days of age.
600
500
Total length (cm)
400
300
⫺0.001X
Y ⫽ 539.60 (e⫺0.76 e )
200
0 1000 2000 3000 4000 5000 6000
Age (days)
Figure 3 Killer whale (Orcinus orca) growth (length) curve as an example of data
that can be gathered from captive-bred animals.
developed and the one that is most likely to have an immediate impact the health of these animals can only be speculated, but it seems pru-
on the genetic management of captive marine mammals is AI. Once dent for managers who have groups of compatible animals to carefully
developed in all captive species, AI can provide an immediate mecha- consider the impact of removing or introducing individuals on the
nism for marine mammal managers to increase the genetic fitness of population social dynamics. Further, bringing animals from other loca-
their respective populations without having to rely on the transporta- tions may expose the new population of animals to bacterial or viral
tion of animals between facilities. Wild animal population studies have organisms, which they have no natural resistance against.
shown that dolphins develop strong social ties to other animals and The development of AI, the most common assisted reproductive
that these bonds can be maintained throughout the life of the animals technology, for commercial use began in the 1950s. The successful
(Connor et al., 2000). To what extent these bonds are important for application of AI and other ART to domestic species and humans was
Captive Breeding 181
in part because of their accessibility for research into their reproduc- Skin
tive mechanism or reproductive physiology. Critical importance for 1 cm Blubber
the successful application of ART in any species is the determina-
tion of how reproductive hormones, particularly luteinizing hormone Muscle
(LH), relate to ovulation (Sorensen, 1979).
Once ARTs were developed in domestic species, it was naively
believed that they could easily be transferred to exotic species. Follicle
However, relatively little success was realized with exotic animals until
the late 1970s when an endocrinological breakthrough occurred. This
breakthrough was the ability to analyze reproductive hormones in
Ovary C
urine. This technology was successfully used to characterize the endo-
crinological events in a wide range of exotic species, including for the
first time in marine mammals; the killer whale (Walker et al., 1988).
Other smaller cetacean species proved more difficult to train for urine
collection, and detailed endocrinological evaluations would have to
wait until a technique was developed for training urine collection in
bottlenose dolphins (Lenzi, 2000). This simple technique has since
revolutionized urine collection and the subsequent endocrine evalu-
ation of cetaceans (whereas Pinnipeds are yet to undergo such exten- Figure 4 Sonographic image of an ovary of a Pacific white-sided
sive evaluation). As a result, nearly 15 years after the first published dolphin (Lagenorhynchus obliquidens) showing a follicle.
report of urinary hormones in killer whales, endocrine characteristics
have now been reported in four additional cetacean species. semen has been obtained (Schroeder and Keller, 1990; Robeck and
Although the capability to characterize the endocrine cycle is criti- O’Brien, 2004; Robeck et al., 2004; O’Brien and Robeck, 2007).
cal, for it to be useful to predict the timing of the actual insemination, Although cryopreserved semen provides a long-term supply of
it must first be related to ovulation. For deduction of the temporal genetic material from a particular animal and is the only method
relationship between urinary hormones and ovulation in cetaceans, currently available to store semen for long (greater than a few days)
two important techniques had to be developed. This first was an assay periods of time, when used with AI it has approximately half the fer-
system that could rapidly detect the LH surge—a brief and dramatic tilizing life span of fresh semen. As a general rule, frozen–thawed
hormonal surge that in most mammalian species precedes ovulation semen must be deposited in the uterus and at close proximity to ovu-
at a regular interval. The second was to develop a method to allow lation. Fresh, cooled semen, having a longer fertilizing life span than
for consistent observation of ovarian activity using transabdominal frozen–thawed semen, can be placed with less accuracy, generally in
ultrasonography. Brook (2001) was the first to develop a technique the true cervix or distal uterine body, and with a greater time inter-
to accomplish this in the bottlenose dolphin. This simple technique val prior to ovulation. Thus, when attempting to develop AI, first
which relies on understanding the anatomical location of the ovaries in attempts are generally made using fresh cooled semen.
relationship to the abdominal musculature has since been successfully All of the successful AIs in marine mammals have been per-
utilized to consistently locate ovaries in many other captive marine formed using an endoscope to deposit either fresh or frozen–thawed
mammals, including the killer whale, beluga, the Pacific white-sided semen into the uterus (uterine body or the horn). Before this could
dolphin (Fig. 4), and the false killer whale (Pseudorca crassidens). be accomplished, a thorough understanding of female reproductive
Finally, by combining this ultrasound technique with rapid LH assay tract anatomy was essential. Despite the close phylogenetic relation-
systems, landmark research was completed that allowed characteriza- ship between captive delphinids, significant variation exists in their
tion of the timing between the LH surge and ovulation (Robeck et al., reproductive tract morphology. For example, bottlenose dolphins have
2004, 2005). This information then opened the door for the develop- a pseudocervical vaginal fold or flap that must be traversed before
ment and application of AI in cetaceans. encountering the true cervix. Knowledge of the anatomy of the bot-
Once ovulation timing could be predicted, the optimum timing of tlenose dolphin would do little to help placement of semen into the
insemination had to be systematically determined for each species. uterine body of a closely related member of the delphinid family, the
However, before any AI attempts could be made the collection of Pacific white-sided dolphin. This species has a cervix which is com-
semen had to be developed. Currently, collection of semen on a rou- posed of a series of three annular folds that present anatomical barri-
tine basis has been achieved only in a few marine mammal species, ers to the placement of semen. The killer whale, another member of
and as one would expect, this list correlates with the species where the delphinid family, has a completely different arrangement consist-
AI has now been accomplished. The first species where semen collec- ing of two longitudinally ridged cervices aligned in series.
tion was successfully trained was the bottlenose dolphin (Keller, 1986). Once the semen has been deposited and ovulation has occurred,
Bottlenose dolphins seem to have consistently elevated libidos and thus how do you determine if you have had success? With the applica-
were relatively easily trained to provide semen via manual stimulation. tion of ultrasound for pregnancy detection (Williamson et al., 1990),
Since the success with bottlenose dolphins, four killer whales and three more and more marine mammal practitioners have become aware
Pacific white-sided dolphins and one beluga have been trained to pro- of the fact that all species of captive delphinids can exhibit variable
vide semen on a regular basis. Obviously, to reach the full potential of periods of false pregnancies. These periods of elevated progesterone
AI, all genetically valuable males should be trained to provide semen. are currently endocrinologically indistinguishable from pregnancy.
Once the semen has been collected, it must be stored temporar- Thus, pregnancy can only be confirmed with the use of ultrasound.
ily for immediate use or permanently by cryopreservation. Semen In the bottlenose dolphin, the conception rate after AI using
cryopreservation has been successfully accomplished by different frozen–thawed semen is 65–70%. AI in this species has been taken
methods (straws, pellets, or cryovials) in all of the species for which a step further by the development of sperm-sorting technology, a
182 Captive Breeding
Reeves, R. R., and Mead, J. G. (1999). Marine Mammals in Captivity. In when the Marine Studios at Marineland opened in Florida, USA
“Conservation and Management of Marine Mammals” (J. R. Twiss, (Reeves and Mead, 1999).
Jr, and R. R. Reeves), p. 412–436. Smithsonian Institution Press, At first, marine mammal facilities were quite popular. During
Washington, D.C. the 1950s, 1960s, and 1970s, the number of aquaria and zoological
Robeck, T. R., and O’Brien, J. K. (2004). Effect of cryopreservation
parks displaying marine mammals increased rapidly to meet pub-
methods and pre-cryopreservation storage on bottlenose dolphin
lic demand, especially in Europe, North America, and Australasia.
(Tursiops truncatus) spermatozoa. Biol. Reprod. 70, 1340–1348.
Robeck, T. R., Greenwell, M., Boehm, J. R., Yoshioka, M, Tobayama, T., Simultaneously, technology and methods for the capture, transport,
Steinman, K, and Monfort, S. T. (2003). Artificial insemination and maintenance of marine mammals improved with increasing
using frozen–thawed semen in the Pacific white-sided dolphin
(Lagenorhynchus obliquidens). Proc. IAAAM May 2003.
knowledge and experience. Scientists took advantage of the ability
of the animals at these facilities to conduct groundbreaking research
C
Robeck, T. R., Steinman, K. J., Gearhart, S., Reidarson, T. R., McBain, J. F., on dolphin acoustics, human/dolphin communication, dolphin brain
and Monfort, S. L. (2004). Reproductive physiology and development function, hearing and echolocation, and behavior. Soon the public
of artificial insemination technology in killer whales (Orcinus orca). became more familiar with dolphins through shows at aquaria and
Biol. Reprod. 71, 650–660. from “Flipper,” a popular TV show, in which a dolphin was portrayed
Robeck, T. R., et al. (10 authors) (2005). Estrous cycle characterization
as a free-ranging family friend. With this heightened awareness, the
and artificial insemination using frozen–thawed spermatozoa in the
public began to understand that dolphins were not large fish, but
bottlenose dolphin (Tursiops truncatus). Reproduction 129, 659–674.
Schroeder, J. P., and Keller, K. V. (1990). Artificial insemination of bot- intelligent and friendly marine mammals. However, the image trans-
tlenose dolphins. In “The Bottlenose Dolphin” (S. Leatherwood, and formation inspired—at least in part by animals at marine mammal
R. R. Reeves, eds), pp. 447–460. Academic Press, San Diego. facilities—would soon become a public relations nightmare for the
Sorensen, A. M. (1979). “Animal Reproduction: Principles and industry that helped to make these animals popular.
Practices.” McGraw-Hill, New York.
Walker, L. A., et al. (8 authors) (1988). Urinary concentrations of ovarian
steroid hormone metabolites and bioactive follicle-stimulating hor- II. The Impact
mone in killer whales (Orcinus orca) during ovarian cycles and preg- In developed nations, the boom in aquaria and oceanaria experi-
nancy. Biol. Reprod. 39, 1013–1020. enced through the 1970s came to a near halt during the mid-1980s
Williamson, P., Gales, N. J., and Lister, S. (1990). Use of real-time
due to the growing debate over keeping cetaceans in captivity.
B-mode ultrasound for pregnancy diagnosis and measurement of
fetal growth in captive bottlenose dolphins (Tursiops truncatus). Pressure from non-government organizations (NGOs) and changes in
J. Reprod. Fertil. 88, 543–548. public opinion forced the closure of some existing facilities and pre-
vented some new facilities from being opened. While the 1990s saw a
decline in the number of facilities for keeping cetaceans in Australia
and some parts of Europe, but the number of captive facilities
increased in other parts of the world, notably in Asia, Latin America,
and the Caribbean, where there was little or no domestic agitation
against oceanaria.
Captivity Compared with most terrestrial mammals, marine mammals are
expensive and difficult to maintain in captivity. They require a good
deal of logistical support, such as high-quality food sources, special-
PETER CORKERON
ized veterinary care, large enclosures, and expensive water-quality
maintenance systems. Cetaceans and sirenians (manatees, Trichechus
I. The Debate spp., and dugongs, Dugong dugon]), being wholly aquatic, present
T
he debate over the ethics of marine mammals in captivity is greater logistic difficulties than any other marine mammals. A few
essentially about cetaceans (whales, dolphins, and porpoises) species predominate at these facilities because they have shown
because other marine mammals such as seals and sea lions do greater success in captivity, and because they are relatively easy to
not inspire the same passion as whales and dolphins do. The ongoing capture. Of these animals, those most often used in public perform-
debate over whether cetaceans should be kept in captivity is relatively ances include common or Indo-Pacific (Tursiops aduncus) bottlenose
recent in contrast to the history of human/marine mammal interac- dolphins, belugas or killer whales, and California sea lions (Zalophus
tions. Human interest in marine mammals was initially based on the californianus), whereas phocids such as harbor seals (Phoca vitu-
commercial value of killing seals and whales for oil, meat, and hides. lina), sea otters (Enhydra lutris), and sirenians are more typically
The larger animals represented a greater profit, so small marine mam- maintained in non-performing exhibits.
mals such as dolphins were mostly considered to be pests to fisher- Most modern facilities in developed nations maintain high stand-
men. Occasional reports of marine mammals being kept in captivity as ards of operation and animal care. However, many facilities, particu-
curiosities are scattered throughout history: polar bears (Ursus mar- larly those in less developed nations, fall well short of such standards
itimus) were kept by Scandinavian rulers prior to the Middle Ages; a and internationally, new captive facilities are opening mostly in less
killer whale (Orcinus orca) that had been live stranded was kept and developed nations. There is concern that capture and holding facilities
used for sport by Roman guards during the first century ad; and seals that are effectively unregulated exist, particularly in southeast Asia and
were kept in menageries by the eighteenth century. In the mid-1800s, parts of Latin America and the Caribbean, supplying animals to sup-
P. T. Barnum displayed belugas (Delphinapterus leucas) and common port the growth of the aquarium industry in these regions.
bottlenose dolphins (Tursiops truncatus) in his New York museum for Even if only for short periods of time, almost every species of
a short time, and in the late 1800s, the Brighton Aquarium in England marine mammal other than most of the great whales have been main-
displayed harbor porpoises (Phocoena phocoena) for several months. tained in captivity. As an anomaly, two young gray whales (Eschrichtius
A new era of modern marine mammal exhibits began in the late 1930s robustus) were kept in captivity for about 1 year each, and a wealth of