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Tap 2012 2235397
Tap 2012 2235397
Abstract—In this paper, a novel idea to reduce the number of naturally becomes a straightforward method toward a lower cost
active elements in a large periodic array is presented and demon- array.
strated firstly by an -plane microstrip array. High aperture Sparse or thinned arrays, generally aperiodic, are one of the
efficiency can be achieved by making use of mutual coupling
between array elements, and then the total production cost of most classical examples with reduced element number. Design
the array is greatly decreased by reducing the number of active of a large aperiodic sparse array is generally based on some
array elements and associated components. A simple way to complicated optimization method for the desired electrical
control the mutual coupling of the microstrip array is given as an performances, e.g., almost difference sets [2], particle swarm
example in this paper. Simulations and measurements show that
optimization [3], convex optimization [4], Bayesian compres-
when the active element spacing is as large as ( is the
free-space wavelength at the operating frequency), a 18.3 dB sive sampling [5], matrix pencil method [6], and cross-entropy
side lobe level (SLL) and an approximately equal aperture effi- method [7]. Moreover, they are often difficult to build in prac-
ciency can be achieved. No obvious performance degradations are tice due to their customary aperiodicity. On the other hand,
found compared to a conventional array with half the element for a periodic arrangement over an identical aperture, fewer
spacing and an identical total size. Then, simulations
and measurements of an -plane sparse array are given based
elements means a larger element spacing, consequently causing
on the same idea, followed by the simulated results of a planar higher side lobe level (SLL) and lower aperture efficiency, es-
two-dimensional (2-D) one. pecially as the element spacing is over ( is the free-space
Index Terms—Antenna arrays, microstrip antennas, mutual wavelength at the operating frequency).
coupling, sparse array, thinned array. In the past decades, several attempts were made to build
another type of arrays with reduced number of feeding ports
(or active elements) for high-gain operation, e.g., the famous
I. INTRODUCTION Yagi–Uda antenna with endfire radiation patterns [8], employ-
Fig. 1. 2-D antenna array model. The mutual coupling between neigh-
boring elements along the ( ) and ( ) planes are denoted by and Fig. 2. Geometry of the demonstrating microstrip array with controlled mutual
, respectively. coupling. (a) Three-dimensional (3-D) view, (b) top view and (c) side view of
one element. (d) Top view of two-element combination. ,
and , , , ,
and , in mm.
along the E plane, i.e. only half the number of array elements
are directly fed. Although an ideal model is given and ana-
lyzed, no array prototype and measured results can be refer-
enced. In this paper, the idea in [14] is extended to build a peri- fed. For short, we name them an - or -plane sparse array,
odic sparse array with a large active element spacing (note that and moreover if only the elements with are
it is called sparse array because its element spacing is as large excited, it is called a 2-D sparse array here for easy reference.
as ) and to check its comparative directivity to a conven- However, the periodic sparse array, as introduced in the first
tional closely-spaced fully-fed array. Then, an -plane periodic section, generally features higher side lobes, smaller aperture
efficiency and lower gain when compared to the conventional
sparse microstrip array, an improved design based on our pre-
closely-spaced fully-fed array in Fig. 1. It is actually because
vious investigations [15], is presented using the same idea, fol-
very weak power can be coupled to the passive elements in
lowed by initial studies on a 2-D sparse array.
commonly reported conventional microstrip arrays [21]. More
II. PROPOSED IDEA AND OPERATING PRINCIPLE importantly, the weak power on the passive elements will ran-
domly contribute to the array performances, i.e. either positive
Fig. 1 shows an 2-D array model placed in the or negative effects is possible.
plane. It is assumed that the array is linearly polarized, and its If one can effectively manipulate the mutual coupling among
- and -planes are aligned with the and planes, respec- the newly developed sparse array, it will be possible to transfer
tively. In the figure, mutual coupling between neighboring ele- a part of energy on the active elements to the passive ones with
ments along the axis is denoted by , implying mutual cou- properly controlled magnitude and phase, and consequently
pling in the -plane, and similarly that along the axis in the constructive interactions between the radiated fields of all
-plane is denoted by . The mutual coupling between non- elements will be achieved, followed by an improved aperture
neighboring or diagonal elements is omitted due to the weak efficiency, fewer active elements, fewer required output ports
intensity. For the ease of design, people generally make great of the feeding network, and also fewer other necessary com-
effort to avoid the mutual coupling or suppress it as much as ponents associated with each active element. So far, a novel
possible by the use of high impedance surface (HIS) [16] and high-efficiency -plane ( -plane, 2-D) sparse array can be
other structures [17]. Otherwise, its effects are sometimes taken built by controlling ( , and ).
into account in the design [18]. However, difficulties in fabrica-
tions or designs are significantly increased by the complicated
design procedure or array structures resulting from the suppres- III. GEOMETRY OF -PLANE SPARSE ARRAY
sion of mutual coupling. In order to demonstrate the proposed idea, we consider an
Actually, mutual coupling does not always have adversary -plane linear microstrip array at around 6 GHz, which was
effects, and it is deliberately exploited to improve array per- initially investigated in our previous work and only simulated
formance, e.g., broadening the array operating bandwidth [19], results were presented there [14]. The geometry is repeated in
[20] or enhancing the array gain [8], [21]. In this design, a sig- Fig. 2 for easy reference. Two boundary conditions of electric
nificant reduction in array complexity and weight as well as ef- walls along directions in Fig. 2(a) indicate that this config-
ficiency improvement by decreasing the power loss in feeding uration is actually an infinitely long periodic structure with pe-
network are desired. Specifically, a new periodic array with riodicity of . In the array, only the active elements, covering
sparse element distributions along the - or -plane will be one half the number of its elements and staggered with the pas-
formed when only the elements with or sive ones along the axis, are differentially fed by two ideal
in a periodic array of Fig. 1 are directly ports in simulations, i.e., two probes denoted by and .
QU et al.: HIGH-EFFICIENCY PERIODIC SPARSE MICROSTRIP ARRAY BASED ON MUTUAL COUPLING 1965
Fig. 4. Two possible truncations of the proposed -plane sparse array. The
ground sizes of Options I and II are 100 mm 300 mm and 100
mm 400 mm , respectively. For easy comparisons, both arrays
are differentially fed by ideal ports (without feeding network). (a) Option I, trun-
cated array with three passive and four active patches. (b) Option II, truncated
array with five passive and four active patches.
Fig. 10. Geometry of the -plane periodic sparse array and photograph of the
array prototype. , , , , ,
, , , , , , ,
, , , , , , ,
, , and ground size 270 100. (a) Top view. (b) Side view. Fig. 12. Simulated and measured radiation patterns of the -plane array.
(c) Feeding network. (d) Photograph of the array prototype.
TABLE II
COMPARISON OF THREE PROPOSED ARRAYS
VI. CONCLUSION
Fig. 13. Geometry of the proposed 2-D sparse array (in mm). There are nine The novel method to build a high-efficiency periodic sparse
patch elements in total, and only two of them are active (directly fed). Ground array by controlling the mutual coupling is proposed in this
size . (a) Top view. (b) Side view.
paper. It is demonstrated firstly by an -plane microstrip array
with a large active element spacing, and by controlling the
mutual coupling properly, the array can show similar aperture
efficiency to its counterpart of a conventional closely spaced
fully-fed microstrip array. Meanwhile, the array feeding net-
work can be greatly simplified and the reduction in antenna
gain and efficiency caused by the loss of the feeding network
can also be improved. Then, successful designs of an -plane
sparse microstrip array and a 2-D planar one prove extensive
potential applications of the proposed idea.
Although this research makes some progress toward the final
objective to build a novel periodic sparse array with beam scan-
ning ability and reduced array production cost, the proposed
schematic in this paper cannot scan their beam yet because the
mutual coupling is just simply enhanced by a few strips, and the
phase characteristics of currents coupled to the passive patches
Fig. 14. Simulated directivity radiation patterns of the 2-D sparse array at
4.5 GHz in the (E) and (H) planes.
cannot be tuned. Thus, more works are needed to build a peri-
odic sparse array with phased beams, and the most critical issue
will be on flexible controlling of mutual coupling by more ef-
second substrate with identical relative permittivity and thick- fective ways. However, the developed array so far can be used
ness of 1.5 mm are placed between the ground and the first sub- at least in one-dimensional beam scanning systems.
strate layer for supporting purpose. Some critical dimensions
are given in the figure, and after careful parametric optimiza- REFERENCES
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[11] A. P. Feresidis, G. Goussetis, S. Wang, and J. C. Vardaxoglou, “Arti- in 1996 and was promoted to Chair Professor of
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high-gain planar antennas,” IEEE Trans. Antennas Propag., vol. 53, he was first Associate Dean then Dean of College
no. 1, pp. 209–214, Jan. 2005. of Science and Engineering. He has been Acting
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line]. Available: http://www.mtt-serbia.org.rs/microwave_review/pdf/ and millimeter-wave components and systems, and RFICs.
Vol8No1-03-BReljic.PDF Prof. Chan received the U.S. National Science Foundation Presidential
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Conf., Oct. 2011, pp. 1047–1050. (2004) Prizes in the IEEE International Microwave Symposium Student Paper
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[19] B. A. Munk, Finite Antenna Arrays and FSS. Hoboken, NJ, USA: From 1988 to 2002, he was with IECAS as an
Wiley, 2003. Engineer and a Senior Engineer. He was a Visiting
[20] J. J. Lee, S. Livingston, R. Koenig, D. Nagata, and L. L. Lai, “Com- Scholar at the University of Oxford, U.K., from
pact light weight UHF arrays using long slot apertures,” IEEE Trans. October 1995 to October 1996. From June 1999 to
Antennas Propag., vol. 54, no. 7, pp. 2009–2015, Jul. 2006. August 2000 and from January 2002 to June 2002,
[21] D. M. Pozar and D. H. Schaubert, Microstrip Antennas: The Anal- he was a Senior Research Assistant and a Research
ysis and Design of Microstrip Antennas and Arrays. Piscataway, NJ, Fellow, respectively, with the City University of Hong Kong. He joined
USA: IEEE Press, 1995. Peking University as an Associate Professor in 2002 and was promoted to
[22] C. L. Mak, K. M. Luk, K. F. Lee, and Y. L. Chow, “Experimental study Full Professor in 2004. He moved to the University of Electronic Science and
of a microstrip patch antenna with an L-shaped probe,” IEEE Trans. Technology of China as a Chang-Jiang Professor nominated by the Ministry
Antennas Propag., vol. 48, no. 5, pp. 777–783, May 2000. of Education of China in 2010. His research interests include many aspects
of electromagnetic theory and applications, such as wave propagation and
scattering, microwave remote sensing, antennas and microwave components.
Dr. Xia was a recipient of the Young Scientist Award of the URSI in 1993. He
was awarded the first-class prize on Natural Science by the Chinese Academy of
Sciences in 2001. He was the recipient of the Foundation for Outstanding Young
Investigators presented by the National Science Foundation of China (NSFC)
Shi-Wei Qu (S’08–M’11–SM’12) was born in in 2008.
He’nan province, China, in October, 1980. He
received the B.Eng. and M.Sci. degrees from the
University of Electronic Science and Technology
of China (UESTC), Chengdu, China, in 2001 and Zaiping Nie (SM’96) was born in Xi’an, China,
2006, respectively, and the Ph.D. degree in the City in 1946. He received the B.S. degree in radio
University of Hong Kong (CityU), in October 2009. engineering and the M.S. degree in electromagnetic
He is currently an Associate Professor in School of field and microwave technology from the Chengdu
Electronic Engineering, UESTC. From 2009 to 2010, Institute of Radio Engineering (now University
he worked as a COE (Global Center of Excellence) of Electronic Science and Technology of China,
Research Fellow and a Postdoctoral Fellow in To- UESTC), Chengdu, China, in 1968 and 1981,
hoku University, Sendai, Japan. From 2001 to 2002, he worked for the 10th respectively.
Institute of Chinese Information Industry. From 2006 to 2007, he was a Re- From 1987 to 1989, he was a Visiting Scholar with
search Assistant in the Department of Electronic Engineering, City University the Electromagnetics Laboratory, University of Illi-
of Hong Kong. He has authored or coauthored over 30 internationally refereed nois, Urbana, IL, USA. Currently, he is a Professor
papers and over 20 international conference papers. From 2007 to 2010, he pub- with the Department of Electromagnetic Engineering, UESTC. He is author
lished his researches about UWB bowtie antennas and cavity-backed bowtie an- or coauthor of over 300 journal papers. His research interests include compu-
tennas in seven papers on IEEE TRANSACTIONS ON ANTENNAS PROPAGATION. tational electromagnetics and its applications, antenna theory and techniques,
His research interests include UWB antennas and arrays, phased arrays, and electromagnetic scattering and inverse scattering, field, and waves in inhomo-
millimeter-wave antennas and arrays. geneous media.