Professional Documents
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Soft System Methodology 7 Steps
Real World
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Inquiry is the basis of Problem Understanding
You start with using these 5 properties of Systems
• Boundaries: How systems interacts with its environments? Where? When? If I
use helicopter views, can it be expanded/reduced? Is there frictions
(problems) in the boundaries border? Who is involved I this problems?
• Emergence/Holistic Properties: What can we expect the systems
characteristics/properties when its working well? At what conditions that this
usually or can be occur?
• Purpose: what is the purpose of the systems? It is known clear enough by the
components? Are they multiple goals?
• Feedback and Control Mechanism: Is there signs of connections (feedbacks,
meeting, information sharing, shared responsibilities) on each component?
How the feedbacks are induced, collected and handled?
• Dynamics Dimensions: If we change the context, does the systems changes
(goals, boundaries, emergence properties or feedback mechanism)? At what
dimensions the most changes occurs in the systems?
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Jawaban yang Dihasilkan dalam Proses Mencari Tahu tidak
hanya memiliki 1 dampak
Sebenarnya ada dampak kedua dalam Jawaban
• Jawaban proses mencari tahu biasanya menjadi landasan dalam
mengambil keputusan/aksi terhadap permasalahan
• Namun, pada sisi yang lain, jawaban ini dapat:
a) Memperkuat atau memperlemah mental model saat ini
b) Menjadi mental model yang baru
• Mental model yang baru atau lebih kuat atau di”renovasi” ini akan kita
gunakan sebagai templates/pola jika ada permasalahan yang sama
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Different Inquiry Process between hard approach and soft
approach
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Inquiry Process
Leads to
Selections of
Perceived
Real World Models of Relevant
Purposeful Activities
Situations/ Systems each based
Problems On declared World-View
‘Comparison’
(Inquiry through Question A Structured debate about
Situations/Problems Desirable and feasible change
using Models)
Actions to
Improve Accomodates
which enables to
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Soft System Methodology 7 Steps
Real World
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Rich pictures
Rich pictures should show the following aspects of the problem situation :
• Structure - formal organisation, physical aspects etc.
• Processes - tasks and activities
• How structure and process interact
• Hard and soft aspects - facts and opinions
• Social roles - formal and informal; conflict
• Climate and context - environment
• The role of the analyst / facilitator
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Patching’s rich
picture of a PUB
as a problem
situation
Patching, D. (1990).
Practical Soft Systems
Analysis
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Root Definitions
IPOF Model Systems Concepts
• Open systems receive inputs, transform them and produce outputs
• In order to achieve its goals, the system components must interact to
exchange information and create feedback control mechanism
• Interaction internally between sub-systems; and externallybetween the
system and its environment
• Systems use feedback information to control their performance and
remain in dynamic equilibrium with their environment
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Root Definitions
Root Definitions of relevant purposeful
Root Definitions activity system (Definisikan akar
aktivitas sistem yang relevan ) 3
• Pendefinisian sistem
dalam suatu format
tertentu:
• “ A system to do X by y to
achieve Z”
• X = Output, Y= Proses, Z =
Goals/Output
• Basic and concise
representation of the
system
• However, it would still
need an explanation, and
this is where the
CATWOE should do
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RD Explanations throughCATWOE
CATWOE Explanations/Guidance
• (C)ustomer
– Who is the system operated for?
– Who is the victim or beneficiary of this transformation-system?
• (A)ctors
– The actors represent a set of people who are acting in concert to achieve a specific purpose.
– Actors also define the system boundary – who is inside or outside the system, from this perspective.
• (T)ransformation
– What single process will convert the input into the output?
– It is important to define a single (not complex) transformation. If you have multiple verbs, this
normally indicates that you are confusing two or more transformations.
• (W)eltanscauung: Worldview
– What is the view which makes the transformation worthwhile (meaningful)?
Understanding this element communicates the real purpose of the system from this perspective, so you
should work hard at this part.
• O)wner
– Who has the power to say whether the system will be implemented or not? (Who has the authority
to make changes happen?)
• (E)nvironment
– What are the constraints (restrictions) which may prevent the system from operating? What needs
to be known about the conditions that the system operates under?
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Root definition template yang integrate dengan CATWOE
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• No observer is 100% committed
to just one W (Views)
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Let’s take an example of
“The Pub as a System”
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Customer root definition
Root Definitions can be Refined from CATWOE and vice versa
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Employee root definition
Root Definitions can be Refined from CATWOE and vice versa
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RD has 2 parts: One Sentence RD and CATWOE
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Conceptual Modeling (CM)
Departemen Teknik Industri UI
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Model Development
Conceptual Models of the System (holons) named in the
Penggambaran Model root definitions (Membangun model konseptual
berdasarkan definisi yang menjadi akar aktivitas 4
• The next step is to model the relevant systems described in the root
definitions (Based on root definitions)
• Conceptual models show the activities that the system in the root
definition must perform.
• Activities are shown as bubbles with inputs and outputs.
• The formal system model is the checklist of everything that should be
taken into account in the conceptual model
• The 3 E’s are the benchmark against which the model is evaluated
• Map is Activities = Transformation
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Systems Concepts – There must be a Communication and
Control Mechanism (Feedback Loops)
• Central heating system controlled by its thermostat
• Driving a car
• Bank statements provide information about the state of your bank
account leading to you adjusting your spending
• The University sets targets for student numbers and collects statistics
in order to monitor recruitment and retention
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Systems concepts - Types of System
• Natural - e.g. solar system, organic systems, climate, eco-systems
• Designed physical - e.g. tools, machines
• Designed abstract - e.g. mathematics, classification, music, computer software
• Human Activity Systems (HAS) where people carry out goal-driven activities.
Usually include elements of other types of system.
– E.g. A human activity system to paint a fence...
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The need for “Purposeful” Human Activity System HAS or Holon
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Transformation Process ~ Activity
• Transformation process to be properly formulated its input and output
must be of the same kind (tangible or intangible)
• Should answer these questions
– What must then be done to reach the output?
– What must then be done to make the output available?
– What has to be done to acquire the input?
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Steps of Model Development for beginners
(Checkland, 1990)
1. Tuliskan aktivitas yg diperlukan 7. Cek apakah model yg dikembangkan
untuk melakukan proses
transformasi dengan kata kerja telah memenuhi karakteristik
imperatif (7+2 pada skala yg sama) sebuah sistem, sbb:
Predikat - Obyek
2. Pilih aktivitas yg dapat dilakukan
– An ongoing purpose
bersamaan (tidak menjadi prasyarat – A means of assessing
satu dengan lainnya). Letakkan performance
aktivitas ini dalam satu garis.
3. Letakkan aktivitas yang tergantung – A decision making process
pada aktivitas diatas dalam satu – Components that are also
garis, lanjutkan seterusnya untuk
semua aktivitas systems (contain sub-systems)
4. Indikasikan saling ketergantungan – Components that interact
antar aktivitas dengan garis panah
5. Susun ulang anak panah untuk – An environment
menhindarkan anak panah yg – A boundary between the
tumpang tindih. system & the environment
6. Tambahkan cara untuk mengevaluasi
kinerja & masukkan aspek – Resources
lingkungan teridentikasi CATWOE – Causality
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Conceptual Model Template
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Customer root definition
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Root Definition 1 – Customer Based
A system owned by the publican, and operated by the employees, visiting
entertainers and customers of the public house ... that identifies and satisfies the
needs of customers for affordable drinks and entertainment .... in an environment
that influences customers socialising and drinking preferences ... constrained by
legal requirements and local opinion effecting the provision of pub facilities.
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CM Rules
• The CM must be constructed from the • Arrows within CM are essentially
words in the RD without resource to the logical dependencies and should have a
specific situation. Thus the inclusion of consistent format.
activities and/or sets of activities – Arrows which represents
within the CM must be defended accumulated dependencies (such
against specific words or phrases as activity performance
within the RD information and constraint
• Since each activity in the CM could be information) may have a different
the source of a RD for expansion to a format and labeled to indicate their
more detailed level, sufficient words content.
should be used within the activity to be – Temporary dependencies as
precise about the transformation dependencies with unknown
process its describes destination (such as control
• CM should be defensible against the actions) should be of different
Formal System Models. Major format. In essence arrows which
implications of this is there should be look the same should means the
adequate connectivity, reference to re- same
sourcing and at least one “monitor and
control” subsystem within the CM
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Example
(1) (2)
Evaluate market Establish service
position standard
(5)
(4) (3) Improve service
Perform market Identify daily quality Control
intelligence operation bottlenecks
Monitor
(7) (6) (8)
Do market Improve operation Redesign
intimacy efficiency business process
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Measure of Transformation Process
• E1: Efficacy
– Does the activity actually work? Does it achieve it purpose? Do the activities which
transform inputs produce the required outputs?
• E2: Efficiency
– How many/much resources activity consumes?
– does the transformation take place as economically as possible - i.e. with the
minimum of resources?
• E3: Effectiveness
– Does the activity the right thing to be doing?
– is this done in such a way that the long-term survival of the system is secured?
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Systems thinking about the problem situation
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Systems thinking in SSM is validated by FSM
• SSM uses the “Formal Systems Model” as a checklist to design a human
activity system. A healthy system should have the following
characteristics -
– Objectives or purpose
– Connectivity
– Measures of performance
– Monitoring and control
– Decision-taking procedures
– Boundary
– Resources
– System hierarchy
– Continuity
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Soft System Methodology 7 Steps
Real World
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3
} 4
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Comparison of models and the real world
• The CM is a model of a notional system that does not exist in the real
world – WHAT OUGHT TO BE in an ideal world rather than HOW
THINGS ARE ACTUALLY DONE.
• Comparison of the CM and the real world problem situation will reveal
mismatches or absence of activities – these are the areas which need
to be addressed.
Comparison can be done in several ways ....
A. General discussion and observation
B. Question Generation
C. Historical Reconstruction
D. Model Overlay
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A. General discussion and Observation
• The CM is used as the basis for discussions between the analyst, the
client and the other stakeholders.
• Objective is to identify desirable features shown in the CM that are
not present in the real world.
• Issue-based systems might reveal fundamental problems that have not
been brought into the open before and which must be addressed.
• Activities shown on the CM may not take place – or may take place, but
not in a structured way.
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B. Question Generation
• The models are used to identify questions about the real world
activities that need an answer. For each activity in the CM questions are
asked to elicit -
– Does a corresponding activity exist in the real world?
– If so, how is the effectiveness of that activitymonitored?
– How is the activity carried out and by whom?
– How well does the process work at present?
– Any other thoughts or comments?
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C. Historical Reconstruction
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D. Model Overlay
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Extended analysis
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Patching suggests a checklist to focus thinking on each
component ..
Etc.
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Example
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A. Owner Analysis
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B. Social System Analysis
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C. Political system analysis
Politics: a process by which differing interests reach accommodation.
• Converting power into action,
– includes Impression and Information Management
• Politicking tactics
– Reason-facts/ data
– Friendliness-flattery/goodwill
– Coalitions-group support
– Bargaining-exchange of benefits or favors
– Assertiveness-forcing or demanding
– Higher Authority-superior support
– Sanctions-punishments or depriving
• Ethical questions
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A. Power in Political System Analysis
Power is the capacity or potential to influence another
– Leaders use power to attain their goals, facilitate achievement
– A function of Dependency
• Dependency postulate: Importance, Scarcity, andNon-substitutability
Power Types:
• Coercive Power
– Fire and Hire Power
• Formal Power
– Structural Power, Compensation/Performance Evaluation
• Expert Power
– Expertize Power (such as doctor)
• Referent Power
– Power from knowing other powerful people
• Relationship Power
– Social Capital, Trustworthiness/Reliability
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Perubahan Hubungan Mengubah Perilaku Sistem
dan ini lebih sulit diprediksi dari perubahan perilaku akibat penggantian komponen
GM
A
R&D
P
T C
M
B
A A A
B C B C B C
Benefits:
• Identifies the forces and factors working against the proposed solution
that can be eliminated or reduced
• Identifies the forces and factors supporting the proposed solution that
can be reinforced
• Stimulates balanced action planning
• Encourages people to openly discuss, prioritize, and accept reality
Tip:
• Simply pushing the positive factors for a change may have the opposite
effect. It is often more helpful to remove, minimize, or go around
barriers
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Example of Force Field based on Width
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Tindakan Pemecahan Masalah
Changes: Systematically desirable,
Intervention Development culturally feasible (laksanakan
perubahan sistematis yg layak &
diinginkan) 6
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Identify feasible and desirable changes
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Checkland suggests three orders of change
Structure, Process, Perceptions
• Changes to structure. Factors that are not dynamic such as
organisational structures, roles.
• Changes to processes. The activities through which the organisation
carries out its transformations and realises its goals.
• Changes in attitudes and the expectations of individuals -
Weltanschauung
– SSM has little to say about how Stage 6 can be managed ...
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Tindakan Pemecahan Masalah
Intervention Deployment Action to improve the problem
situation (Lakukan tindakan untuk 7
perbaikan)
• Merupakan akhir siklus atau awal siklus baru
• Berdasarkan langkah 6 dan bertumpu kepada manajemen perubahan
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Tools: Stream analysis
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• Dibaca dari atas ke bawah
• Yang diatas berarti dahulu
dilakukan
• Terlihat seperti aliran
mengalir
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Critiques of SSM
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Critiques of SSM
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References
• Checkland, Peter and Jim Scholes. Soft System Methodology in Action
(Includes a 30-years retrospective). John Wiley and Sons. Chicester.
Sept 2005.
• Wilson, Brian. Soft System Methodology: Conceptual Model Building
and its Contribution. John Wiley and Sons. Chicester. 2001
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