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8, AUGUST 2016
Abstract—The midinfrared (MIR) spectral region (3–5 μm), of the most important parameters in the physics of land-surface
which penetrates most haze layers in the atmosphere and is processes at local to regional or global scales [2]. Knowledge
less sensitive to variations in atmospheric water vapor, seems to of LST provides important information for many studies, such
be appropriate for retrieving land surface temperature (LST).
However, there are currently few studies of LST retrieval with as evapotranspiration, climate change, surface energy budgets,
MIR data because it is difficult to eliminate solar irradiance hydrological cycle, vegetation monitoring, urban climate, and
from the total energy measured in the MIR during the daytime. environment change [3]–[9]. Consequently, the ability to accu-
This paper proposes a physics-based method to retrieve LST rately determine LST over large spatial and temporal scales is
from MODIS daytime MIR data. The bidirectional reflectivity essential to many applications [10].
describing the reflected solar direct irradiance is determined using
the method by Tang and Li. The directional emissivity, repre- Estimation of LST from satellite observations in the thermal
senting the surface emitted radiance, is determined by a kernel- infrared (TIR, i.e., 8–14-μm window) has been ongoing for
driven bidirectional reflectance distribution function model, several decades, and LST retrieval accuracy has been sig-
i.e., RossThick-LiSparse-R. Intercomparisons using the MODIS- nificantly improved. Currently, many algorithms have been
derived LST product MYD11_L2, for the Baotou experimental proposed and developed to estimate LST from polar-orbit satel-
site in Urad Qianqi, Inner Mongolia, China, have a maximum
root-mean-square error (RMSE) of 1.69 K and a minimum RMSE lite data [11]–[17] and geostationary satellite data [18]–[20].
of 1.31 K, for four scenes of MODIS images. Furthermore, in situ Li et al. [21] comprehensively reviewed the current algorithms
LSTs measured at the Hailar field site in northeastern Inner and grouped them into three categories, i.e., single-channel
Mongolia, China, were also used to validate the proposed method. methods, multichannel methods, and multiangle methods, pro-
Comparisons of the LSTs retrieved from MODIS daytime MIR viding that the land surface emissivities (LSEs) are known
data and those calculated using in situ measurements have a
bias and RMSE of −0.17 K and 1.42 K, respectively, which a priori. They noted that the retrieval of LST from space is
indicates that the proposed method can accurately retrieve LST mathematically underdetermined and unsolvable. Although the
from MODIS daytime MIR data. solution of the radiative transfer equation (RTE) sets becomes
Index Terms—Daytime, land surface temperature (LST), mid- deterministic via assumptions and constraints on the LSEs,
infrared (MIR), MODIS. LST retrieval remains unstable due to the high correlations of
the measurements in the TIR region. The introduction of the
I. I NTRODUCTION midinfrared (MIR) channels into LST retrieval can significantly
reduce the correlation of the RTE sets and greatly improve the
II. S TUDY A REAS AND DATA S ETS The in situ experimental campaigns were conducted at the
Hailar field site. To ensure that the ground measurements of
A. Study Areas LST were representative at the satellite pixel scale, four SI-111
Two field experimental sites were chosen as study areas. infrared radiometers, which were manufactured by Apogee
Fig. 1 shows the locations of the sites (red rectangles). The first Instruments, Inc., USA, were uniformly installed at an interval
study area, i.e., the Baotou experimental site, is located in Urad of 120 m at the field site. The SI-111 sensors measured the TIR
Qianqi, Inner Mongolia, in northern China, between latitudes radiance in the 8.0–14.0-μm domain and obtained brightness
40◦ 45’ N and 40◦ 54’ N and longitudes 109◦15’ E and 109◦40’ E. temperatures with an absolute accuracy of ±0.2 K. The sensors,
The area has a semiarid temperate continental climate with a with a FOV of 44◦ , were mounted at a height of 2.0 m to observe
mean annual temperature of 6 ◦ C and a mean annual rainfall an area of approximately 2.0 m2 . An additional SI-111 sensor
of approximately 288 mm. Most of the soil in this area is was directed toward the sky at 53◦ with regard to the zenith and
sandy loam and silt loam. The site was chosen because there measured the downwelling atmospheric radiance, which was
is a series of cloud-free MODIS data available over this region used to correct for the reflected atmospheric component [29].
and the land cover of the area is diverse, including cropland, Fig. 2 gives one photograph of the SI-111 infrared radiometers
grassland, open shrubland, and barren or sparsely vegetated installed at the field site to illustrate the field measurement. All
areas. In addition, it has an average ground elevation of 1290 m measurements were recorded every 10 s and were stored as 30-s
above sea level, and the atmosphere is quite clean. averages. Furthermore, to reduce the influence of the external
The second study area, i.e., the Hailar field site, is located environment on the measured infrared radiance, a wireless net
in Northeastern Inner Mongolia, China (49◦ 21’ N, 120◦ 07’ E). observation system was adopted to transfer the radiances to a
The central area of the study site is approximately 0.4 km2 . The computer terminal.
4674 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 54, NO. 8, AUGUST 2016
Ts = Bi−1 τi εi
(1−εi )(Ratm_i ↓+Rsatm_i ↓)+ρbi Rsi (3)
− εi
where B −1 is the inverse of the Planck function. The atmo-
↑
spheric parameters (τi, Ratm_i ↓, Ratm_i
s
↓, Ratm_i s
, Ratm_i ↑, Ris)
can be calculated from atmospheric radiative transfer models,
such as Moderate Resolution Atmospheric Transmittance
and Radiance Code (MODTRAN, http://www.modtran5.com)
[31] or Operational Release for Automatized Atmospheric
Absorption Atlas (4A/OP, http://4aop.noveltis.com/) [32], if
Fig. 2. Photograph of SI-111 infrared radiometers installed at the field site. the atmospheric profile is available from either conventional
radiosoundings or satellite soundings. To estimate LST from
D. DEM Data (3), both the surface bidirectional reflectivity ρbi and the
To calculate the real atmospheric path length between the directional emissivity εi must be known.
targets and the sensor, digital elevation model (DEM) data with
90-m resolution provided by the NASA Shuttle Radar Topo- B. Determination of the Bidirectional Reflectivity
graphic Mission (SRTM) were used. The SRTM provides DEMs Based on the difference in the solar reflection in two adjacent
for over 80% of the Earth, and the vertical error of the DEM is MODIS MIR channels 22 (centered at 3.97 μm) and 23 (cen-
reported to be less than 16 m. These data are currently distrib- tered at 4.06 μm), Tang and Li [33] assumed that the surface
uted free of charge by the USGS and are available for download bidirectional reflectivities were equal in channels 22 and 23 and
from the National Map Seamless Data Distribution System or that the ground brightness temperatures in those two adjacent
the ftp site (http://srtm.csi.cgiar.org/SRTM_v41/SRTM_Data channels were the same if the contribution of the direct solar
_GeoTIFF). The DEM data were resampled at 1-km resolution radiation was not considered. They developed a new method to
to match the MYD021KM data. retrieve the bidirectional reflectivity in the MIR channel from
MODIS channels 22 and 23 using
III. M ETHODOLOGY 0
B22 (Tg_22 ) − B22 Tg_22
A. Radiative Transfer Theory for the MIR ρb_22 = s (4)
R22
On the basis of radiative transfer theory for a cloud-free at-
mosphere in thermodynamic equilibrium, the daytime channel where the subscript 22 represents MODIS channel 22. ρb_22 is
radiance Bi (Ti ), which was observed at the TOA by a MIR the bidirectional reflectivity of MODIS channel 22. Tg_22 is the
channel (3–5-μm window) of the sensor onboard a satellite, is daytime ground-based brightness temperature for channel 22,
s
approximately [30] and R22 is the solar irradiance at ground level in MODIS
0
channel 22. Tg_22 is the MIR ground brightness temperature
Bi (Ti ) = Bi (Tg_i )τi + Ratm_i ↑ +Ratm_i
s
↑ (1) without the contribution of the solar direct beam and can be esti-
where Ti and Tg_i represent channel brightness temperatures mated from the ground brightness temperatures Tg_22 and Tg_23
observed in channel i at TOA and at ground level, respectively. in channels 22 and 23 using
Bi is the Planck function, τi is the total atmospheric transmit- 0
Tg_22 = Tg_22 +a1 +a2 (Tg_22 −Tg_23 )+a3 (Tg_22 −Tg_23 )2 (5)
↑
tance along the target to the sensor path in channel i, Ratm_i is
the thermal-path atmospheric upwelling radiance in channel i, where Tg_23 is the daytime ground-based brightness tempera-
s
and Ratm_i ↑ is the thermal-path upward radiance resulting ture of MODIS channel 23. The coefficients a1 −a3 are only
from the scattering of solar radiation. Bi (Tg_i ) is the channel dependent on the solar zenith angle (SZA). More details con-
radiance in channel i at ground level, which can be written as cerning the development of this method can be found in [33].
Bi (Tg_i ) = εi Bi (Ts )+(1−εi) Ratm_i ↓ + Ratm_i
s
↓ +ρbi Ris C. Determination of the Directional Emissivity
(2)
Based on Kirchhoff’s law, for an opaque medium in thermal
where εi (i.e., LSE; hereafter, εi is used interchangeably with equilibrium, the directional emissivity ε(θv , ϕv ) is related to the
LSE) is the directional channel emissivity in channel i; Bi (Ts ) is hemispherical directional reflectance ρh (θv , ϕv ) by
the radiance emitted by a blackbody with land surface temper-
ature Ts (i.e., LST; hereafter, LST is used interchangeably with ε(θv , ϕv ) = 1 − ρh (θv , ϕv ) (6)
Ts ); Ratm_i ↓ is the channel downward atmospheric radiance,
which is defined as 1/π times the total downward atmospheric with
s
irradiance; Ratm_i ↓ is the channel downward solar diffusion 2π2
π
radiation over the hemisphere divided by π; ρbi is the surface ρh (θv , ϕv ) = ρb (θv , ϕv , θs , ϕs ) cos θs sin θs dθs dϕs (7)
bidirectional reflectivity in channel i, which is usually referred
0 0
to as the surface bidirectional reflectance distribution function
(BRDF); and Ris is the solar irradiance at the ground level in where θv is the viewing zenith angle (VZA), ϕv is the viewing
channel i. All terms in (1) and (2) are angular dependent. For azimuth angle, θs is the incident SZA, and ϕs is the solar
simplicity, the angular expressions are omitted in this equation. azimuth angle.
TANG AND WANG: PHYSICS-BASED METHOD TO RETRIEVE LST FROM MODIS DAYTIME MIDINFRARED DATA 4675
with
π
2π2
Ifx (θv ) = fx (θv , θs , ϕ) cos(θs ) sin(θs )dθs dϕ (10)
0 0
where the subscript x represents the subscripts vol or geo. As Fig. 3. Flowchart to retrieve LST from MODIS daytime MIR data in channels
22 and 23.
the integrals of Ifvol (θv ) and Ifgeo (θv ) over the incident angle θs
and the relative azimuth angle ϕ are complicated mathematical
expressions and cannot be analytically derived, Tang et al. [38]
proposed parameterization expressions to approximately calcu-
late the integrals of Roujean’s volumetric kernel fvol and the
reciprocal LiSparse geometric kernel fgeo as
θv
Ifvol (θv ) = −0.0299+0.0128 exp (11)
21.4382
θv −90.9545 2
Ifgeo (θv ) = −2.0112−0.3410 exp −2 . (12)
68.8171
The parameters kiso , kvol , and kgeo in (8) can be fitted using
a least square method, if there are more than three bidirectional
reflectances ρb available with different angular configurations.
The directional emissivity ε(θv ) in the MIR channel can then Fig. 4. Map of the LST estimated from MODIS MIR data for the Baotou study
be calculated using (9)–(12). Subsequently, the LST can be area observed at 06:05 UTC on May 27, 2014.
estimated according to (3).
Because of the difference in the spatial resolutions between
IV. R ESULTS AND VALIDATIONS the MYD021KM data (1 km) and MYD07_L2 data (5 km),
the atmospheric quantities need to be interpolated to match the
A. Application to Actual MODIS Daytime MIR Data
MYD021KM data. A simple bilinear interpolation method pro-
1) Data Preprocessing: Based on the clear-sky confidence posed by Tang and Li [33] was adopted to perform the angular,
level (i.e., clear, probably clear, uncertain, and cloudy) assigned altitudinal, and spatial interpolations in this study.
to each IFOV in the MODIS cloud mask product MOD35_L2, 2) Estimation of LST: The objective of this study is to esti-
the cloudy pixels were first screened out of the MODIS mate the LST from daytime MIR data. Fig. 3 gives a flowchart
level_1B data. of the proposed method to retrieve LST from the actual MODIS
To obtain the atmospheric quantities (τi , Ratm_i ↓, Ratm_i
s
↓, MIR data in channels 22 and 23.
↑
Ratm_i , Ratm_i ↑, Ri ) involved in (3), the latest radiative
s s
Fig. 4 shows an example of the estimation of LST for
transfer model, i.e., MODTRAN 5, was used with the MODIS the Baotou study area on May 27 (DOY 147), 2014, at
MYD07_L2 atmospheric profile product and the DEM data. 06:05 Coordinated Universal Time (UTC). The model inputs
4676 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 54, NO. 8, AUGUST 2016
Fig. 5. (a) Retrieved bidirectional reflectivity versus view zenith angle. (b) Sun and satellite zenith and azimuth angles in polar representation for grassland, barren
land, and open shrubland, for the four days.
are the TOA MIR radiances of channels 22 and 23 from observations with different angular configurations will generate
MYD021KM; geodetic latitude, longitude, solar zenith and az- better fitting results in the kernel-driven model. Consequently,
imuth angles, satellite zenith and azimuth angles from MYD03, combining Terra and Aqua MIR data on some consecutive
cloud mask from MYD35_L2; temperature and moisture pro- cloud-free days will robust the inversion. Since most of the
files from MYD07_L2 and the DEM data for the study area. Terra data observed on Julian days 145–151, in 2014, for the
Symbols A and B, which are located in the red and yellow Baotou field experimental site were contaminated by clouds or
colored areas in Fig. 4, represent the LSTs of barren or sparse partial clouds, only Aqua data sets were used in this work.
grassland, and open shrubland, respectively. As shown in Fig. 4, Fig. 6 shows a comparison of the LSTs retrieved with the
the estimated LSTs on the southern side are lower than those on proposed method from the MODIS daytime MIR data and
the northern side. This is because the elevation of the southern the values extracted from the MYD11_L2 LST product for the
side is, on average, approximately 400 m higher than that of the Baotou experimental site for the four days. The LSTs derived
northern side. from the MODIS MIR cloud-free data on the four days varied
from 287 to 327 K. This is because the satellite overpass times
for each day are different, and the satellite observation angles
B. Validation Using the MODIS LST Product MYD11_L2
of the same pixel for different days are also different. For Julian
To validate the proposed LST retrieval method, an inter- day 145, the overpass time was 06:15 UTC. It was 06:05 UTC
comparison method was used with the MODIS LST V5 prod- for Julian day 147, 05:50 UTC for day 149, and 05:40 UTC for
uct MYD11_L2 retrieved using a generalized split-window day 151. Compared to the MYD11_L2 LSTs, the bias and root-
algorithm [13] from the MODIS TIR data. Because both of mean-square error (RMSE) were −0.68 and 1.69 K for Julian
the estimated LSTs are derived from MODIS level-1B data, day 145, −0.41 and 1.34 K for Julian day 147, 0.42 and 1.31 K
geographic coordinate matching, temporal matching, and VZA for Julian day 149, and 0.81 and 1.55 K for Julian day 151, re-
matching for the intercomparison data do not need to be taken spectively. The results show that the maximum RMSE is 1.69 K
into account. and the minimum RMSE is 1.31 K, for the comparisons.
As parameters kiso , kvol , and kgeo in (8) need at least three The RMSEs could be different for the four days because
bidirectional reflectances ρb with different angular configu- the MYD11_L2 LSTs were derived with a generalized split-
rations on consecutive cloud-free days to be obtained, the window algorithm [13], whereas the LSEs were determined
MODIS data observed on Julian days 145, 147, 149, and 151, in via the classification-based method [39], without taking into
2014, for the Baotou field experimental site were selected. The account the directional effect of the LSE, which may lead to
bidirectional reflectivities ρb were retrieved from the MODIS large errors in the LST retrieval for different observation angles.
MIR data using MODTRAN and the atmospheric profiles for Fig. 7 shows the corresponding histograms of the differences
this area in MYD07_L2, for images of the four days. Then, the between the LST estimated with the MODIS MIR data and those
corresponding directional emissivities ε in the MIR channels from the MYD11_L2 product. Although the maximum LST er-
were calculated, and the LSTs were estimated according to (3). ror in the comparison is approximately −4.5 K, we can see that
Fig. 5(a) shows, as an example, the bidirectional reflectivities 60.5% of the pixels have LST absolute differences below 1.5 K
retrieved for grassland, open shrubland, and barren land versus for Julian day 151 [see Fig. 7(d)]. This proportion is 65.6% for
the VZA. Fig. 5(b) illustrates the observation geometry of the Julian day 145 and increases to 73.9% for day 147 and 77.4%
sun and satellite zenith and azimuth angles in polar represen- for day 149. This finding implies that the proposed method can
tation for the four days. It should be noted that many more be used to estimate the LST from MODIS daytime MIR data.
TANG AND WANG: PHYSICS-BASED METHOD TO RETRIEVE LST FROM MODIS DAYTIME MIDINFRARED DATA 4677
Fig. 6. Comparison of the LSTs estimated from MODIS daytime MIR data to those extracted from the MYD11_L2 LST product for the Baotou study area, on
four continuous days 145, 147, 149, and 151, in 2014.
Fig. 7. Difference histograms between the LSTs estimated from MODIS daytime MIR data and those extracted from the MYD11_L2 LST product for the Baotou
study area, on four continuous days 145, 147, 149, and 151, in 2014.
4678 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 54, NO. 8, AUGUST 2016
V. C ONCLUSION
This paper has developed a physics-based method to retrieve
LST from the MODIS daytime MIR data in channels 22 (cen-
tered at 3.97 μm) and 23 (centered at 4.06 μm). On the basis
of radiative transfer theory in the MIR region, a bidirectional
reflectivity retrieval method proposed by Tang and Li [33] was
used to separate the reflected solar direct irradiance and the ra-
diances emitted by the surface and atmosphere. A kernel-driven
BRDF model, i.e., RossThick-LiSparse-R, was proposed to de-
scribe the non-Lambertian reflective behavior of the land surface
Fig. 8. Comparison of the LSTs estimated from MODIS daytime MIR data and to accordingly determine the directional emissivity if there
and those calculated using in situ measurements, at the time of the MODIS were more than three bidirectional reflectances available with
overpasses, at the Hailar study site.
different angular configurations on several consecutive days.
The MODIS LST/E product MYD11_L2, with LST retrieved
C. Validation Using In Situ Measurements using a generalized split-window algorithm at 1-km spatial
The in situ measurements observed by the infrared radiome- resolution, was used to validate the proposed method. Compar-
ter are ground-based radiances coupled to the LST, LSE, and isons of the LSTs estimated with the proposed method from the
downwelling atmospheric radiance; therefore, LST can be re- MODIS daytime MIR data and the values extracted from the
trieved from MYD11_L2 LST product for the Baotou experimental site in
Urad Qianqi, Inner Mongolia, China, on Julian days 145, 147,
1
↓ 149, and 151, in 2014, indicated a maximum RMSE of 1.69 K
LST = Bλ−1 Lground,λ − (1 − ελ )Ratm,λ (13)
ελ and a minimum RMSE of 1.31 K.
To further demonstrate the proposed method, in situ LSTs
where B −1 is the inversion of the Planck function; Lground,λ measured at the Hailar field site in northeastern Inner Mongolia,
is the ground-based radiance emitted from the surface; ελ is China, were also used to validate the proposed method. The
↓
the LSE; and Ratm,λ is the downwelling radiance from the sky, results showed that the bias and RMSE between the LSTs
which is obtained from measurements by the additional SI-111 retrieved from MODIS daytime MIR data and those calculated
infrared radiometer directed toward the sky at the study site. using in situ measurements, at the time of the MODIS over-
Determining parameters kiso , kvol , and kgeo in (8) from passes, were −0.17 K and 1.42 K, respectively, which implies
the MODIS MIR data requires at least three approximately that the proposed method could be used to accurately retrieve
cloud-free images of continuous days, as mentioned earlier. LST from MODIS daytime MIR data.
Therefore, five days of cloud-free MODIS images in November
2013, five days in March 2014, four days in April 2014, and
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Jun. 2013. Bo-Hui Tang (M’11) received the B.S. degree from
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from SVISSR/FY-2C/D/E measurements,” IEEE Trans. Geosci. Remote degree from the China Remote Sensing Satellite
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and perspectives,” Remote Sens. Environ., vol. 131, pp. 14–37, Apr. 2013. the Institute of Geographic Sciences and Natural
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[24] A. G. Kerber and J. B. Schutt, “Utility of AVHRR channels 3 and 4 in Resources Research, Chinese Academy of Sciences. He is also with the Jiangsu
land-cover mapping,” Photogramm. Eng. Remote Sens., vol. 52, no. 12, Center for Collaborative Innovation in Geographical Information Resource
pp. 1877–1883, Dec. 1986. Development and Application, Nanjing, China. His research mainly includes
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ature and emissivity retrieval to the mid-infrared (3–5 μm) using the mul-
tispectral thermal imager (MTI),” Remote Sens. Environ., vol. 98, no. 2/3,
pp. 141–151, Oct. 2005. Jie Wang received the B.S. degree in spatial infor-
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temperature retrieval using nighttime mid-infrared channels data from sity, Wuhan, China, in 2013. He is currently working
airborne hyperspectral scanner,” IEEE J. Sel. Topics Appl. Earth Observ. toward the M.S. degree in cartography and geograph-
Remote Sens., vol. 8, no. 3, pp. 1208–1216, Mar. 2015. ical information system with the Institute of Geo-
[27] E.-Y. Zhao et al., “Land surface temperature retrieval using airborne graphic Sciences and Natural Resources Research,
hyperspectral scanner daytime mid-infrared data,” Remote Sens., vol. 6, Chinese Academy of Sciences, Beijing, China.
no. 12, pp. 12 667–12 685, Dec. 2014. He is currently with the University of Chinese
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istics of the Moderate Resolution Imaging Spectroradiometer (MODIS) his study is retrieving the land surface temperature
on EOS-AM1,” IEEE Trans. Geosci. Remote Sens., vol. 36, no. 4, and developing new vegetation index from mid-
pp. 1088–1100, Jul. 1998. infrared data.