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THE UNCONVENTIONAL
DIMENSIONS OF
THE BASIC STRUCTURE
DOCTRINE:
AN INSIGHT
Sayan Mukherjee*
The aim of this paper is to bring in to focus the expanded perimeters of the
Basic Structure doctrine, the most significant Judicial Construct to protect
the essence of Constitutionalism in our country. The doctrine was
formulated to prevent unrestrained exercise of the power to amend
bestowed upon the Parliament by the Constitution. However, through a
detailed study of the nature of the doctrine, and also going through the
various judicial pronouncements we come to the conclusion that Basic
Structure doctrine is not merely applicable for testing the vires of the
Constitutional amendments but can also be extrapolated to other arenas.
The paper is divided into three chapters and an epilogue. In the first
chapter, an initial introduction to the doctrine and its origins and some
critical and essential aspects of the doctrine has been discussed. The second
chapter deals with the applicability of the Basic Structure doctrine in the
process of law-making. The third chapter deals with the applicability of the
doctrine by the court to compel an amendment. These are the areas where
the Basic Structure doctrine is yet to find an usage but there are ample
scope by which these aspects can be brought under the umbrella of the
Basic Structure. This are unconventional dimensions of the doctrine and is
a field yet untilled but bears huge significance in establishing
This paper seeks to explore the various dimensions of the Basic Structure
doctrine enunciated by the Supreme Court in the Keshavananda Bharati v.
State of Kerala1. Initially the doctrine was applicable only for the purpose of
amendment to the Constitution. But now, with changing times the horizons
of the doctrine has expanded and the doctrine is finding application beyond
such limited scopes. As per the doctrine, any Constitutional Amendment that
violates ‘Basic Structure’2 of the Constitution is a nullity.3 According to the
Court, an isolated reading of article 368 attributing to it its natural meaning
would be incorrect, in spite of the fact that the article imposes no express
restrictions on the amending powers.4 Thus the Court rejecting a literal
interpretation of Article 368 read certain implied limitations on the
amending power of the Parliament into it. To quote Justice Shelat and
Justice Grover,
1
(1973) 4 SCC 225
2
It may be noted that even though certain features have been listed as being part of the Basic
Structure, no clear and precise definition of what provisions or features of the Constitution
constitute the Basic Structure of the Constitution has been provided either in Keshavananda’s
case or in any subsequent cases. The matter has been left to judicial discretion.
3
Supra n. 1 at p. 292
4
Reference may be made to the judgment of Chief justice Sikri, at p. 316, who approvingly
quoted the English case of Bidie v. General Accident & Fire Life Insurance Corporation, (1948)
2 All ER 995, wherein it was held that, “The first thing one has to, I venture to think, in
construing words in a section of an act of Parliament is not to take the words, so to speak, and
to attribute to them what is sometimes called their natural or ordinary meaning.”
This view of the Supreme Court has often been contradicted by the other
Judges on a number of grounds. J. Dwivedi opined that within the folds of
5
Supra note 1 at p. 435
6
Ibid. Per Shelat and Grover, JJ., “Rule is established beyond cavil that in construing the
Constitution of the United States, what is implied is as much a part of the instrument as what
is expressed.”
7
Both dealing with the election of the President.
8
Article 52 reads: “The President of India.- There shall be a President of India”
9
Article 53 reads; “Executive Power of the Union.- (1) The executive power of the Union shall be
vested in the President and shall be exercised by him either directly or through officers
subordinate to him in accordance with the Constitution.
(2) Without Prejudice to the generality of the foregoing provision, the Supreme Command of
the Defense Forces of the Union shall be vested in the President and the exercise thereof shall be
regulated by law.
(3) Nothing in this Article shall- (a) be deemed to transfer to the President any functions
conferred by any existing law on the Government of any State or any other authority; or
(b) prevent Parliament from conferring by law functions on authorities other than the
President.”
10
Supra note 1 at p. 315
11
See Articles 372 and 320(5) of the Constitution.
48 Nirma University Law Journal: Volume-1, Issue-1, July-2011
“I conceive that it is not for us to make ultimate value choices for the people.
The Constitution has not set up a government of the Judges in this country.
It has confided the duty of determining paramount norms to Parliament
alone. Courts are permitted to make limited value choices within the
parameters of the Constitutional value choices. The Court cannot gauge the
urgency of an amendment and the danger to the State for the want of it,
because all evidence cannot come before it. Parliament on the other hand, is
aware of all factors, social, economic, political, financial, national and
international pressing for an amendment and is therefore in a better
position to decide upon the wisdom and expediency of it.”12
But one must not forget that in India, it is the Constitution and not any
Constitutional body that is supreme. The Court being the custodian of the
Constitution, must defend the values propagated by it from the over-
ambitiousness of the legislature.13 Therefore it is under an obligation to
invalidate even Constitutional amendments if they violate the Constitutional
philosophy.14 Again, in spite of the fact that the Parliament consists of
democratically elected representatives of the people, it is still a majoritarian
institution. Thus, if the Parliament is vested with absolute power to amend
the Constitution, such amendment may not reflect the will of the nation and
can hence be violative of the very basis of the Constitution. For instance, if
the legislature in order to appease the vast Hindu majority abrogates
12
Supra note 1 at p. 946
13
Supra note 1 at p. 451; Per Shelat and Grover, JJ., “…Under our Constitution none of the three
great departments of the State is supreme and it is only the Constitution that is supreme and
which provides for a government of laws and not of men..when the Judiciary places a
limitation on the amending powers, says Mr. Palkhivala, only as a matter of true construction,
the consequence is not that the Judiciary is supreme but that the Constitution is supreme.”
14
Supra note 1 at p. 481; Per Hegde and Mukherjee, JJ. akin to the term “The Personality of the
Constitution” used.
THE BASIC STRUCTURE DOCTRINE: AN INSIGHT 49
Another pertinent objection was that unless power to amend is there, the
present Basic Structure, though competent for use now, may become
redundant in future and can bind the future generations with stubborn
rigidity which they are unwilling to accept.16 Thus it perplexes us as we
ponder upon whether Basic Structure itself is a constant or is it merely
reflective of certain basic needs of the time? As J. Beg answers this,
“My learned Brother Justice Dwivedi has, very aptly, compared the mode
of progress visualized by the Constitution as the movement of a Chakra.
Such a movement naturally involve that a part of the nation which may
have been at the top at one time may move towards the bottom and then
come back to the top again.”17
Thus, today what seems sacrosanct as the Basic Structure and may
subsequently be excluded from the status by turning of the Constitutional
15
Supra note 1 at p. 481; Per Hegde and Mukherjee, JJ., who raised the same issue, “That apart,
our Constitution was framed on the basis of consensus and not on the basis of majority votes.
It provides for the protection of the minorities. If the majority opinion is taken as the guiding
factor then the guarantees given to the minorities may become valueless.”
16
Supra note 1 at p. 908 and 909; Per Beg, J. citing ancient Indian text Stated that, “(1) Anve
krita yugay dharmaah tretaayam duaaparey parey anye kali yugey nreenam yuga
roopaanusaaratah
-Parashara
-Manu
(2) anya krita yugey dharma treetaayaama dvapaarey parey anye kali yugey nreenaam
yuga roopanusaratah
-Parashara
-Manu
English translation of the sense of the above passages runs as follows: ‘The fundamental laws
(imposing fundamental duties or conferring fundamental rights) differ from age to age; they
are different from the age known as krita from those in the dvaapara age; the fundamental
laws of the kali age are different from all previous ages; the laws of each age conform to the
distinctive character of that age(yuga roopaa nusaara tah).’
In other words even our ancient jurists recognized the principle that one generation has no
right to tie down the future generations to its own views or laws even on fundamentals.
The fundamentals may be different not merely as between one society and another but also
between one Generation and another of the same society or nation.”
17
Supra note 1 at p. 909
50 Nirma University Law Journal: Volume-1, Issue-1, July-2011
From this understanding of the Basic Structure we shall now move towards
the other avenues and fields Parliament and also under specific
circumstances in allowing the Court to compel amendments to the
Constitution.
The aim of this chapter is to show that the law-making power of the
Parliament under Article 245 is subject to the limitations posed forward by
the Basic Structure doctrine. The main line of argument to prove such a
hypothetical Statement would be the argument used by Mr. Shanti Bhushan
in Indira Gandhi v. Raj Narain19. Now whether the Law-making power of the
Parliament is subject to such limitations have perplexed the Indian jurists
since a long time.20 The power of legislation has been made subject to the
18
Supra note 14
19
1975 (Supp) SCC 1. In this case, the specific issue being dealt with in this section was
addressed by the Court, with the final holding that the law making power is not subject to the
basic structure.
20
Reference can be made to the cases of Indira Nehru Gandhi v. Raj Narain, 1975 (Supp) SCC 1;
Ismail Faruqui v. Union of India, (1994) 6 SCC 360; V. C. Shukla v. Delhi Administration,
(1980) 2 SCC 665; Minerva Mills v. Union of India, (1986) 4 SCC 222; G. C. Kanungo v. State
of Orissa, (1995) 5 SCC 96.
THE BASIC STRUCTURE DOCTRINE: AN INSIGHT 51
The apex Court in Indira Gandhi’s case answers in negative24. Chief justice
Ray25, J. Mathew and Justice Chandrachud held that the law-making power
of the Parliament was not subject to Basic Structure. As Stated by
J. Mathews,
21
Article 245 of the Constitution of India.
22
In such circumstance, the Government established would not reflect the true will of the people,
but would become the sole repository of the moneyed class, and this is against democratic
principles.
23
It may be noted that ‘democracy’ has been considered as a basic structure of the Constitution
in various cases, including Indira Gandhi v. Raj Narain cited in Supra note 19
24
However it may be noted that to some extent the position has been changed in the cases of V.
C. Shukla v. Delhi Administration and G. C. Kanungo v. State of Orissa, cited in supra note 20
25
It may be noted that though Chief Justice Ray was unable to fully appreciate the ratio of
Keshavananda’s case, and Stated “ the theory of implied limitations on the power of
amendment of the Constitution has been rejected by seven judges in Keshavananda Bharati’s
case.”
52 Nirma University Law Journal: Volume-1, Issue-1, July-2011
But according to Mr. Shanti Bhushan it was paradoxical that the higher
power should be subject to a limitation which will not operate on the lower
power. The contention was negated by J. Chandrachud who Stated that
certain limitations do operate upon the higher power because it is a higher
power. A Constitutional amendment has to be passed by a special majority
and certain amendments have to be ratified by the legislatures of not less
than one-half of the States as provided by Article 368(2). An ordinary
legislation can be passed by a simple majority.27
26
Supra note 19 at p. 138
27
Supra note 19 at p. 262
28
Supra note 1 at p. 236; Per Beg, J.(who seems to have appreciated this point), “I mention this
here in answer to one of the question set out much earlier: Does the ‘Basic Structure’ of the
Constitution test only validity of a Constitutional amendment or also ordinary laws? I think it
does both because ordinary law making itself cannot go beyond the range of constituent
powers.”
THE BASIC STRUCTURE DOCTRINE: AN INSIGHT 53
The second argument posed forward by the apex Court to restrict the scope
of the Basic Structure doctrine was that it is a vague and indefinable concept.
It was Stated that: “The concept of a Basic Structure as brooding
omnipresence in the sky apart from specific provisions of the Constitution
constituting it, is too vague and indefinite to provide a yardstick to
determine the validity of an ordinary law.”29
“The legislative entries are the fields of legislation. The pith and substance
doctrine has been applied to find out legislative competency, and eliminate
encroachment on legislative entries. If the theory of Basic Structure or
Basic Feature be applied to legislative measures it will denude the
parliament and the State Legislatures of the power of legislation or deprive
them of laying down legislative policies. This will be encroachment on the
separation of powers.” 32
29
Supra note 19 at p. 141; Per Mathews, Further reference made by C. J. Ray (at p. 61), “the
theory of basic structure or Basic Features is an exercise in imponderables. Basic Structures or
Basic Features are indefinable. The legislative entries are the fields of legislation.”
30
Ridge v. Baldwin, (1964) A. C. 40 at p. 64
31
Supra note 1 at p. 366
32
Supra note 19 at p. 61; Chief Justice Ray went on to further substantiate this stating that, “the
Judiciary, said the Federalist, is beyond the weakest of the three departments of power”. Also
see generally, the judgment of J. Ray and J. Dwivedi in Keshavananda Bharati’s case.
54 Nirma University Law Journal: Volume-1, Issue-1, July-2011
This contention is untenable in law. It is the duty of the Courts to see that the
Legislature does not transgress the powers under its legislative authority.33
The Judiciary in such circumstances cannot wash its hands of and evade
responsibility. In Supreme Court Advocates on Record Association v. Union
of India34:
“The Court missed another valuable opportunity to enunciate the point that
the idea of impersonate rule is inherent in the idea of State…The Court
ought to have grasped and elucidated upon the idea of State as a holistic
concept. Had it done so it would have become apparent that it is illogical to
limit the application of the Basic Structure doctrine only to cases involving
33
The line of argument finds support in the judgment of J. Beg who States that, “Courts,
however, have to test the legality of laws, whether purporting to be original or Constitutional,
by the norms laid down by the Constitution.”
34
(1998) 4 SCC 409
35
A. Lakshmikanth, Basic Structure and Constitutional Amendments: Limitations and
Justiciability, p. 266.(2002)
THE BASIC STRUCTURE DOCTRINE: AN INSIGHT 55
This opinion seems correct. There is no reason to assume that the power to
contravene the Basic Structure, while excluded from the constituent power
has been introduced through a side-door that is through the law-making
power. For example, if prior to the 42nd Amendment Act, the Parliament in
exercise of its Constituent powers attempted to insert the word ‘Hindu’ in the
preamble in the place where ‘secular’ stands now, such a step would not be
allowed as secularism was nevertheless a part of the Basic Structure.37
However, if it was a mere law that was passed declaring India to be a Hindu
State, with no repercussions on the rights of the people, this would not be
liable to be struck down on any grounds. It fails all tests of logic and seems to
be an absurdity.
However, this issue in the Indira Gandhi’s case can now be said to have been
overruled by S. R. Bommai v. Union of India.38 J. Ahmadi held that the
Constitutional philosophy is axiomatic with the provisions of the
Constitution and aptly remarked:
36
Sudarshan, R., Stateness and Democracy in India’s Constitution, India’s Living Constitution,
(2002), p. 160
37
Reference may be made to S. R. Bommai v. Union of India, (1994) 3 SCC 1 at p.77 wherein J.
Ahmadi had clearly Stated: “Notwithstanding the fact that the words ‘Socialist’ and ‘Secular’
were added in the preamble of the Constitution in 1976 by the 42nd Amendment Act, the concept
of Secularism was very much embedded in our Constitutional philosophy… I am therefore in
agreement with the views expressed by my learned colleagues Sawant, Ramaswamy and
Reddy, JJ., that secularism is a Basic Feature of our Constitution.”
38
(1994) 3 SCC 1
56 Nirma University Law Journal: Volume-1, Issue-1, July-2011
Another very important aspect of the Basic Structure doctrine is its scope of
applicability in compelling an amendment to the Constitution. In the light of
the mandate under Article 368, which expressly confers such power
exclusively to the Parliament41, it is not possible for the Court to initiate such
an amendment. However, if an amendment to the Constitution contravenes
the Basic Structure, yet it is still in pursuance with the Constitutional
pursuance or in other words, there is conflict within the Basic Structure, can
in such a situation, the Court can initiate a minor amendment to the
Constitution in order to rescue the Constitution from such a crisis?
39
Ibid
40
Ismail Faruqui’s case and G. C. Kanungo’s case cited in Supra n. 20
41
Supra note 1 at p. 508; Per Hegde & Mukherjee, JJ.: “This exclusive conferment of amending
power on the Parliament is one of the Basic Features of the Constitution…”
THE BASIC STRUCTURE DOCTRINE: AN INSIGHT 57
The first argument to prove this contention would be the oath taken by the
judges of the Supreme Court and the High Courts. By that oath these judges
are supposed to bear true faith and allegiance to the Constitution of India
as by law established and further to uphold the Constitution and the laws44.
Bearing true faith and allegiance must also include upholding the philosophy
of the Constitution45, or the Basic Structure. Salus Populi est Suprema Lex,
the good of the mass of the citizens of our country is a supreme law
embedded in our Constitution46.
If the Court upholds the amendment by the Parliament in this case, then that
will go contrary to the judge’s oath to uphold the Basic structure of the
Constitution. The enforcement of the Directive Principles being a part of the
Basic Structure, any amendment to infringe upon such power should be
struck down. The Court in such a case must compel such an amendment to
uphold the Constitution.
But this is, to a great extent against the doctrine of Separation of power.
According to Professor Cox:
“If one arm of the Government cannot or will not solve an insistent
problem, the pressure falls upon another. Constitutional adjudication must
recognize that the peculiar nature of the Court’s business gives it a
governmental function that cannot be perfectly discharged without the
simple inquiry which decision will be best for the country? Much of the
activism of the warren Court, not only in reapportionment but also in
criminal law and race relations, was the consequence of the neglect of other
agencies of the Government.”49
consider the issue of Separation of Power52, which required that the judicial
intervention in such matters remain bare minimum. The Court after
balancing the two struck down para seven and reinterpreted para six in order
to reach a limited power of the review of the Speaker’s decision. It was held
that the finality clause in para six was not an absolute bar on judicial review
of the Speaker’s decision; it merely limited the review of the same to grounds
like violations of Constitutional mandates, mala fides, non compliance with
natural justice etc.53 Though the Court did not make any express
modification in there, the effect of such an interpretation was not different as
it what it would have been, had the the Court compelled a modification.
IV. EPILOGUE
The aim of this paper was to bring to focus the expanded perimeters of the
Basic Structure the doctrine. Hence some arguments may have toed the
following principle of Schopenhauer: “we do not want a thing because we
have sound reasons for it; we find a reason for it because we want it.”55
Hence these arguments must be analyzed and considered in their context
and relevance in today’s times.
52
This too, have been part of the Basic structure; see the judgment of C. J. Sikri in the
Keshavananda Bharati’s case.
53
Supra note 35 at p. 451
54
Dhawan, R. Privilege Unlimited, The Hindu, November 14, 2003
55
Supra note 1 at p. 947; Per J. Dwivedi.
60 Nirma University Law Journal: Volume-1, Issue-1, July-2011