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A R T I C L E I N F O A B S T R A C T
Keywords: Background: : Insomnia is a more and more common sleep disorder, which affects health and quality of life.
Aromatherapy Aromatherapy is one of the effective treatments to improve sleep quality. This paper is to comprehensively
Insomnia evaluate the existing research on aromatherapy as a treatment of insomnia to verify its therapeutic effect.
Meta-analysis
Results: : 16 studies (19 comparisons) met inclusion and exclusion criteria were used for meta-analysis. The
Randomized controlled trials
results showed that aromatherapy had a significant effect on improving sleep quality (WMD: -2.52; 95% CI: -3.24
to -1.79). Subgroup analysis showed that different types of patients from different countries can improve their
sleep quality through aromatherapy. The inhalation group, rather than the massage group had an obvious
therapeutic effect, which may be due to the number of studies using massage included in our analysis is too
small. What’s more, different intervention duration does not seem to have a significant effect on the efficacy of
aromatherapy.
Conclusion: : Aromatherapy has a significant effect on improving sleep quality. It can be used as one of the non-
pharmacological treatments for insomnia, and relevant guide should be formulated to facilitate future clinical
applications.
Abbreviations: CBM, China Biomedical Literature Database; CBTI, Cognitive-behavioral therapy for insomnia; CI, Confidence Interval; CNKI, Chinese National
Knowledge Infrastructure; PSQI, Pittsburgh Sleep Quality Index; RCTs, Randomized Controlled Trials; VIP, Chinese Science and Technology Periodical Database;
WMD, Weighted Mean Difference.
* Corresponding author.
E-mail addresses: 597508414@qq.com (Y. Tang), 2415715957@qq.com (M. Gong), 1396806232@qq.com (X. Qin), 1030257410@qq.com (H. Su), 2410216693@
qq.com (Z. Wang), tjhdonghui@163.com (H. Dong).
https://doi.org/10.1016/j.jad.2021.03.066
Received 28 July 2020; Received in revised form 11 March 2021; Accepted 19 March 2021
Available online 26 March 2021
0165-0327/© 2021 Elsevier B.V. All rights reserved.
Y. Tang et al. Journal of Affective Disorders 288 (2021) 1–9
Sleep Questionnaire was higher in the intervention group (48.25) than (1) Patients: patients with insomnia, whether primary or secondary,
in the control group (40.10)).(Lytle et al., 2014; Nasiri et al., 2016; acute or chronic.
Nasiri Lari et al., 2020). (2) Intervention: aromatherapy.
There are many clinical studies on the use of aromatherapy in the (3) Control: no intervention or use of placebo.
treatment of insomnia. The results show that aromatherapy has a sig (4) Outcome measure: the Pittsburgh Sleep Quality Index (PSQI) was
nificant effect on improving sleep quality in different populations applied to evaluate the quality of sleep.
through different ways, but different studies are different in application (5) Study design: randomized controlled trials.
fields, types, duration, and so on, the quality of these studies is also
uneven. At present, there is no systematic comprehensive analysis of The exclusion criteria were:
randomized controlled trials (RCTs) investigating the efficacy of
aromatherapy in the treatment of insomnia. Therefore, this paper con (1) Aromatherapy combined with other treatments such as music
ducts a meta-analysis of the therapeutic effect of aromatherapy on therapy and acupuncture.
insomnia, in order to verify the therapeutic effect of aromatherapy on (2) Studies published in other languages rather than English.
insomnia and to provide guidance for the clinical use of aromatherapy in (3) Studies with incomplete or unavailable data.
the future. (4) University research papers, reports, observational studies, over
lapping publications and studies related to animal experiments.
2. Methods
2.4. Data extraction and quality assessment
2.1. Study design
The literature data extraction and quality assessment were inde
This meta-analysis analyzes the reported effects of aromatherapy as a pendently completed by two researchers, and the decision was assisted
treatment for insomnia. by a third party when there was a disagreement. The data collected
included the first author, year of publication, country, sample charac
teristics, sample size, intervention measures, intervention style, dosage,
2.2. Literature search strategies
duration. The quality of the literature was evaluated by JADAD scale
(Moher et al., 1996), which was evaluated from four aspects: randomi
Two researchers carried out the literature search process indepen
zation, concealment of allocation, double blinding, withdrawals and
dently. The key parameters are as follows: The participants were adults
dropouts. The total score ranges from 0 to 7 points, of which 0 to 3 points
aged 18 years or older. The interventions consisting of all types of
representing low quality and 4 to 7 points representing high quality
aromatherapy (inhalation, massage, skin application, capsule prepara
research.
tion, etc.). The comparisons included placebo or no intervention. And
the outcome measure was the Pittsburgh Sleep Quality Index (PSQI).
2.5. Statistical analysis
The databases searched included PubMed, Web of Science, ScienceDir
ect, OVID, ClinicalKey, Chinese National Knowledge Infrastructure
All the analyses were performed using Stata software (version 15.1).
(CNKI), China Biomedical Literature Database (CBM), Wanfang Data
The results of an individual RCT were analyzed as continuous data, and
Resource System and Chinese Science and Technology Periodical
as there was no statistically significant differences between the inter
Database (VIP). The search time is limited from inception till October
vention and control group in terms of the score of PSQI before the
2020. The words searched included as following: aromatherapy, essential
intervention in each study, the effect were calculated using the mean
oil, fragrance, insomnia, sleep disorder, sleep disturbance, the quality of
and standard deviation of the score of PSQI after intervention in the
sleep.
intervention group and the control group. The summary results of PSQI
The search strategy for PubMed was: (((("sleep initiation and main
were calculated by weighted mean difference (WMD) and its 95% con
tenance disorders"[MeSH Terms] OR ("sleep"[All Fields] AND "ini
fidence interval (CI), using the random effects models. The heteroge
tiation"[All Fields] AND "maintenance"[All Fields] AND "disorders"[All
neity of the included studies was calculated using the I2 and P values of
Fields]) OR "sleep initiation and maintenance disorders"[All Fields] OR
the Q test. I2 ≥ 50% or P <.10 was considered to have significant het
"insomnia"[All Fields]) OR ("sleep wake disorders"[MeSH Terms] OR
erogeneity(Egger et al., 1997). A sensitivity analysis was performed on
("sleep"[All Fields] AND "wake"[All Fields] AND "disorders"[All Fields])
the PSQI to assess the impact of individual studies on the overall anal
OR "sleep wake disorders"[All Fields] OR ("sleep"[All Fields] AND "dis
ysis. Subgroup analyses were conducted based on the study region, ar
order"[All Fields]) OR "sleep disorder"[All Fields])) OR ("sleep wake
omatic substance, style, dosage, duration, types of patients and Jadad
disorders"[MeSH Terms] OR ("sleep"[All Fields] AND "wake"[All Fields]
score to explore the potential heterogeneity among the included studies.
AND "disorders"[All Fields]) OR "sleep wake disorders"[All Fields] OR
The funnel plot and Begg test were used to assess the publication bias of
("sleep"[All Fields] AND "disturbance"[All Fields]) OR "sleep dis
the included studies.
turbance"[All Fields])) OR (quality[All Fields] AND ("sleep"[MeSH
Terms] OR "sleep"[All Fields]))) AND ((("aromatherapy"[MeSH Terms]
3. Results
OR "aromatherapy"[All Fields]) OR ("oils, volatile"[MeSH Terms] OR
("oils"[All Fields] AND "volatile"[All Fields]) OR "volatile oils"[All
3.1. Literature search
Fields] OR ("essential"[All Fields] AND "oil"[All Fields]) OR "essential
oil"[All Fields])) OR ("odorants"[MeSH Terms] OR "odorants"[All Fields]
Two researchers searched electronic databases according to the
OR "fragrance"[All Fields])) AND Randomized Controlled Trial[ptyp] .A
search strategies independently, 417 articles were obtained through
similar strategy was applied to the Cochrane Library and Embase. These
preliminary search, 185 articles were excluded due to duplicates, 179
search terms were adapted and used in the Chinese databases with no
articles were excluded after reading titles and abstracts.
limitations.
After evaluating the full text of 53 articles, 37 of them were excluded
due to using other scales (n=28), not RCTs (n=6), overlapping publi
2.3. Literature inclusion and exclusion criteria cations (n=1) and other reasons (n=2). 16 articles consisting of 19
comparisons were eventually included in this meta-analysis(Afshar
Based on the PICOS principle, the inclusion criteria of study pub et al., 2015; Chang et al., 2017; Cheraghbeigi et al., 2019; Effati-Daryani
lished in medical journals were as follows: et al., 2018; Genc et al., 2020; Haiyan et al., 2015; Hajibagheri et al.,
2
Y. Tang et al. Journal of Affective Disorders 288 (2021) 1–9
2014; Hamzeh et al., 2020; Heydarirad et al., 2019; Kao et al., 2017; 3.4. Subgroup analysis
Karadag et al., 2017; Mirghafourvand et al., 2016; Nematolahi et al.,
2018; Ozkaraman et al., 2018; Rafii et al., 2020; Ya-bo et al., 2017). The Due to high heterogeneity between the studies, we conducted ana
literature screening process and results are shown in Figure 1. lyses of seven subgroups. The study region, aromatic substance, style,
duration, control group, types of patients and Jadad score were selected
3.2. Study characteristics for subgroup analysis. The analysis of the study region (Iran, China,
Turkey) showed that, there were significant differences in the three
This meta-analysis included 19 comparisons involving a total of 1346 subgroups, the heterogeneity in the China subgroup was slightly lower
insomnia patients. These studies were published between 2014 and than others, however, the difference in this subgroup was not as sig
2020 (of which 18 (94.74%) occurred in the past five years), mainly in nificant as the other two subgroups (Supplementary Figure 3). The
Iran, China, Turkey. Each comparison included 30 to 158 patients (6 subgroup analysis of intervention styles indicated that the therapeutic
comparisons for adult individuals, 6 for cancer patients, 3 for cardiac effect in the intervention group was significantly better than that in the
patients, 2 for postpartum women, and 2 for inpatients). The aromatic control group when using inhalation. By contrast, the aromatherapy
substances used in these studies include lavender, rosemary, orange showed no significant effect on insomnia in the massage group
peel, tea tree, peppermint, blended, and mixed essential oils. The (Figure 3). We also analyzed the subgroup of the duration, which
intervention duration ranges from 3 days to 8 weeks, with 15 compar showed that there were obvious benefits in all three subgroups
isons using inhalation, 2 comparisons using massage, 1 using capsule, (Figure 4). In the aromatic substance subgroup, less heterogeneity was
and 1using skin application. The quality of the literature was evaluated found in the 3 trials with rose subgroup, and each substance showed
by the JADAD scale, where 2 comparisons scored 7 points, 3 compari powerful effect on insomnia (Figure 5). According to the subgroup of the
sons scored 6 points, 3 comparisons scored 5 points, and 6 comparisons control group, no matter use placebo or no intervention, the interven
scored 4 points. The specific characteristics of the literature are shown in tion groups all showed significant differences (Figure 6). What’s more,
Table 1. the subgroup analysis of Jadad score demonstrated that there was low
heterogeneity in the low-quality subgroup (Jadad score <4) (Supple
3.3. Meta-analysis mentary Figure 4). In addition, we performed a subgroup analysis of the
different types of insomnia patients, the results showed that aroma
A total of 1346 patients were included in this study, consisting of the therapy had an effect on every types of patients, among which it had
intervention group (n=681) and the control group (n=665). Using the better effect on insomnia patients with cardiovascular disease or cancer.
fixed effects model analysis, it was found that there was significant It is interesting that there was no heterogeneity in inpatients subgroup.
heterogeneity in the included studies (I2=90.6%, P<.00001), so the (Supplementary Figure 5).
random effects models was used for analysis. The total WMD showed
that the level of PSQI in the intervention group was significantly lower
3.5. Publication bias
than that in the control group (WMD: -2.52; 95% CI: -3.24 to -1.79,
Figure 2), which can be considered that the difference between the
Supplementary Figure 6 showed the results of the published bias
intervention group and the control group is statistically significant, that
analysis of this study using the Begg test in Stata 15.1, which indicated
is, aromatherapy significantly improved sleep quality. Significant het
that there was no publication bias of PSQI (p>0.462).
erogeneity was observed in the included studies (I2 = 90.6%, P
<.00001). Moreover, a meta-analysis using Cohen’ d effect size was
4. Discussion
performed as well, the result also showed that aromatherapy plays a role
in improving sleep quality (Supplementary Figure 1). Supplementary
A growing number of studies have shown that aromatherapy can be
Figure 2, which showed the results of the sensitivity analysis of the
used to improve sleep quality in patients with insomnia (Blackburn
included studies, indicated that the combined results remained stable
et al., 2017; Chien et al., 2012; Cho et al., 2013). However, there is no
after excluding any trail.
systematic comprehensive analysis of RCTs investigating the effective
ness of aromatherapy in the treatment of insomnia. This paper evaluated
the therapeutic effect of aromatherapy for insomnia with PSQI as an
3
Y. Tang et al. Journal of Affective Disorders 288 (2021) 1–9
Table 1
The specific characteristics of the included studies.
Author Year Country Sample Sample Size Interventions Intervention Dosage Duration Jadad
Characteristics Intervention Control Intervention Group Control Style Score
Group Group Group
outcome measure based on RCTs. aromatic substances was performed in this paper, and the results showed
PSQI, a self-report questionnaire which is consists of 7 components that there were obvious differences in the three subgroups. However,
and 19 items, evaluates subjective sleep quality, sleep latency, sleep there are only a handful of literatures have studied the therapeutic effect
duration, habitual sleep efficiency, sleep disturbances, use of sleep of different essential oils on insomnia. Therefore, whether the treatment
medication, and daytime dysfunction. Each item is scored between 0 and effects of different types of aromatic substances are different or not need
3, providing an overall score ranging from 0 to 21. A total score of 5 or to be verified by more studies.
higher represents sleep disorder. This meta-analysis selected most of the Interestingly, the results of subgroup analysis of PSQI showed that
RCTs using PSQI to evaluate the sleep quality that had been concen the studies using inhalation were significantly more than that of mas
trated over the past 5 years, including 1346 insomniacs. The summary sage, which was inconsistent with the results previously reported by Min
results showed that the PSQI score of patients treated with aroma YC(YC, 2011). It can be seen that there were significant differences in
therapy was decreased significantly (the higher the PSQI score, the PSQI in the inhalation subgroup, indicating that inhaling aromatic
worse the sleep quality). Although several studies reported that there substances, rather than using aromatic substances for massage could
was no significant difference between the intervention group and the obviously improve the quality of sleep. This is inconsistent with the
control group, all studies have shown that aromatherapy plays a positive findings reported by Roh and Park that the effect of the massage group
role in the treatment of insomnia. These results indicate that aroma was greater than that of the inhalation group in the treatment of
therapy is more effective in improving sleep quality. depression or anxiety disorders(KH and H, 2009).
Currently, the most common aromatic substances used for insomnia Nevertheless, we cannot consider that the massage group is inef
are lavender, orange peel, rose, etc. Subgroup analysis for different fective in the treatment of insomnia, because a large number of studies
4
Y. Tang et al. Journal of Affective Disorders 288 (2021) 1–9
Figure 2. Meta-analysis of the intervention group versus the control group on PSQI for patients with primary insomnia.
5
Y. Tang et al. Journal of Affective Disorders 288 (2021) 1–9
have confirmed that aromatherapy has an effect on insomnia, whether explore the reasons for this result.
through inhalation or massage. What’s more, only two of the studies we It is well known that CBTI is a first-line treatment for chronic
included in this meta-analysis using massage, it is likely that the result of insomnia in adults of any age, and its therapeutic effect on insomnia had
the subgroup analysis of different intervention types is less reliable due been recognized internationally(Qaseem et al., 2016; Riemann et al.,
to the small sample size. More clinical studies on using aromatic sub 2017). In recent years, with the rapid increase in the incidence of
stances for massage to treat insomnia are needed to provide stronger insomnia all over the world, the role of aromatherapy in the treatment of
evidence in the future. In addition, the subgroup analysis of the duration insomnia is becoming more and more prominent, which has been
can be seen that there were significant differences between the inter confirmed by more and more studies. Aromatherapy, which is a method
vention group and the control group under different intervention that uses the special properties of aromatic drugs to improve the cir
duration (< 2w, 2-4w, > 4w), and there was no obvious difference culation and endocrine system of the human body. The application of
among the three groups, which suggested that different intervention aromatherapy in China has a long history. Nowadays, aromatherapy has
duration does not seem to have a significant effect on the efficacy of attracted wide attention as a supplement and alternative therapy to treat
aromatherapy. Due to the different incidence of insomnia in different diseases with integrated Chinese and Western medicine. Therefore, we
regions and people in different regions have different living and medi carried out this meta-analysis, through the results of the analysis, we
cation habits, we also conducted a subgroup analysis of the study region, think that when the duration of intervention is reasonable, aroma
of which the results showed that the differences between the interven therapy as a non-pharmacological therapy is effective in improving sleep
tion group and the control group of the three subgroups were statisti quality with fewer side effects, and we believe that inhalation is more
cally significant. effective than massage. As for the mechanism of aromatherapy for
In the literature quality evaluation process, we distinguished high- insomnia, the current mainstream idea is that the mechanism is related
quality literature from low-quality literature, and conducted a sub to the olfactory pathway. The results of the study by Mc Sorley et al.
group analysis based on the jadad scores. The results showed that both showed that the decline in sleep quality is related to the decline in odor
the two subgroups showed significant difference before and after recognition(McSorley et al., 2017). However, the current research on its
intervention. However, we don’t think that this subgroup analysis is specific pathway and drug mechanism is still insufficient, and more
unnecessary, because the jadad scale evaluates literatures from four in-depth research is still needed in the future.
aspects: randomization, concealment of allocation, double blinding, It is worth mentioning that the heterogeneity of this meta-analysis
withdrawals and dropouts. We tend to think that high-quality literatures was high, and the sensitivity analysis of the included studies showed
will be more persuasive in judging the effectiveness of treatment. What’s high stability, while the subgroup analysis still showed high heteroge
more, because of the included population had different reasons for neity. This may be due to the different sample characteristics of different
insomnia, a subgroup analysis of the insomnia patients was performed, studies (including postpartum women, university students, inpatients,
and the results demonstrated that the patients with cardiovascular dis patients with chronic disease, etc.), using of different aromatic sub
ease or cancer can improve their sleep quality to a greater extent stances (different kinds of single essential oil from different manufac
through aromatherapy, and more scientific experiments are needed to turers, different proportion of mixed essential oils, etc.), the use of
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Y. Tang et al. Journal of Affective Disorders 288 (2021) 1–9
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Y. Tang et al. Journal of Affective Disorders 288 (2021) 1–9
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