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International Journal of Audiology 2012; 51: 379–388

Original Article

Evaluation of patients with vertigo of vertebrobasilar insufficiency


origin using auditory brainstem response, electronystagmography,
and transcranial Doppler

Enass S. Mohamed*, Wafaa A. Kaf †, Tarek A. Rageh‡, Nageh F. Kamel‡ & Amal M. Elattar*
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*Audiology Unit, ENT Department, Faculty of Medicine, Assiut University, Assiut, Egypt, †Communication Sciences and Disorders Department,

Missouri State University, Springfield, Missouri, USA and ‡Neurology Department, Faculty of Medicine, Assiut University, Assiut, Egypt

Abstract
Objectives: Vertigo can be a manifestation of underlying vertebrobasilar stroke in older adults. The study objectives were to investigate the correlation, sensitivity, and specificity
of the auditory brainstem response (ABR), electronystagmorgraphy (ENG), and transcranial Doppler (TCD) collectively to distinguish between vertigo due to vertebrobasilar
insufficiency (VBI) and vertigo due to non-VBI. Design: Prospective experimental study comparing ENG, ABR, and TCD battery findings between two groups of patients
with vertigo and a control group. Study sample: Participants included 14 patients with vertigo of VBI origin, 14 patients with vertigo of non-VBI, and 11 matched controls.
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Results: Participants with VBI had more abnormal findings in the ENG (86%), TCD (72%), and ABR (64%) compared to the non-VBI group (64%, 21%, and 7%, respectively) and the
control group. The combined battery revealed positive correlations, 64% sensitivity, and 84% positive predictive value (PPV) in the VBI group, and 100% specificity with lack of
correlations in the non-VBI group. Conclusions: The modest sensitivity and PPV helps with early detection of VBI, thus preventing risk of vertebrobasilar stroke in 84% to 64% of
patients. The 100% specificity in the non-VBI group rules out VBI, thus reducing the referral rate for unnecessary, diagnostic evaluations and ineffective treatment.

Key Words: Vertigo; vertebrobasilar insufficiency (VBI); electronystagmography (ENG); transcranial Doppler (TCD); auditory brain-
stem response (ABR); pulsatility index (PI); mean flow velocity (MFV); posterior inferior cerebellar artery (PICA)

Vertigo refers to the sensation of spinning or moving of either the insufficiency (VBI) (Fisher, 1967). Vertebrobasilar arteries provide
person or the surroundings without external movement stimuli, arterial blood flow to the essential structures of the vestibular sys-
which is usually caused by a disturbance in the vestibular system tem (inner ear, VIII nerve, and vestibular nuclei and their connec-
(Blakley & Goebel, 2001). Vertigo can cause many adverse effects tions with folliculonodular lobes of the cerebellum). Hence, it is not
on social, emotional, and occupational aspects of life. In addition, uncommon that reduced blood flow in the vertebrobasilar system may
vertigo, dizziness, light headiness, or imbalance may be warning cause vertigo (Shepard & Telian, 1996). Transient symptoms may
signs of a serious condition, such as impending vertebrobasilar stroke accompany hypoperfusion or transient ischemia, but more severe
which arises from the blood vessels of the lower brainstem (Rao & symptoms may be due to thrombotic vascular accidents involving
Libman, 1995; Caplan, 2000). Several researchers have found that the posterior fossa circulation.
the prevalence rate of stroke depends on the associated symptoms. The classic presentation of VBI includes episodic vertigo with
Kerber et al (2006) reported a low prevalence of stroke (0.7%) in head motion, imbalance, dysarthria, hemiparesis, diplopia, dys-
their study participants who have an “isolated” symptom of dizziness; phagia, ataxia, drop attacks (Lalwani, 1994), and sudden sensorineu-
however, they reported a high prevalence of stroke (3.2%) in patients ral hearing loss (Ballesterosa et al, 2009). However, audiovestibular
who had combined symptoms of dizziness, vertigo, and imbalance. symptoms can be the first and only clinical signs of VBI, and can be
Norrving et al (1995) reported that stroke is common, with a high easily misdiagnosed as peripheral labyrinthine disorder and attributed
prevalence rate of 12.5% (3 out of 24) in elderly patients who have to non-VBI vertigo (Petrova & Haning, 2003). Therefore, including
acute episodic vertigo. This high occurrence of stroke in Norrving a test or group of tests that are sensitive for early diagnosis of VBI
et al’s study could also be explained by an age effect, which is is important. In addition to being sensitive, highly specific measures
another risk factor for stroke. One of the main causes of stroke or are important because most dizzy patients of non-VBI vertigo (e.g.
transient ischemic attack in patients with vertigo is vertebrobasilar vestibular or labyrinthine disorder) are often falsely diagnosed as

Correspondence: Wafaa A. Kaf, 901 South National Avenue, Communication Sciences and Disorders Department, Missouri State University, Springfield, MO 65897, USA.
E-mail: wafaakaf@missouristate.edu

(Received 13 June 2010; accepted 20 December 2011)


ISSN 1499-2027 print/ISSN 1708-8186 online © 2012 British Society of Audiology, International Society of Audiology, and Nordic Audiological Society
DOI: 10.3109/14992027.2011.652676
380 E. S. Mohamed et al.

vertigo due to VBI and non-VBI. Also, serial ABR monitoring is


Abbreviations suggested to evaluate the status of the vascular lesion.
ABR Auditory brainstem response In addition to using ABR, change in cerebral blood flow is another
BA Basilar artery important factor in diagnosing vertigo due to cerebrovascular causes.
ENG Electronystagmography An important tool in the diagnosis of VBI is transcranial Doppler
IPL Interpeak latency (TCD), an ultrasound examination of blood flow velocity of intrac-
MRA Magnetic resonance angiography ranial arteries. The TCD is both a safe and reliable method for mea-
MRI Magnetic resonance imaging suring relative changes in cerebral blood flow such as hypoplasia
MFV Mean flow velocity (also shown as Vm in equations) or vasospasm, and it is a portable measure that can be used at the
NPV Negative predictive value bedside (Stolz et al, 2002). Also, TCD is an established, inexpensive
OPK Optokinetic measure in the evaluation of blood flow velocities in the intracranial
PICA Posterior inferior cerebellar artery segments of the vertebral artery (VA) and the basilar artery (BA)
PI Pulsatility index (Syme, 2004). It is conducted by imaging technicians, whereas radi-
PPV Positive predictive value ologists interpret the findings. Diagnosis made with TCD sonography
Vd Diastolic velocity is based on the detection of increased or decreased blood flow veloc-
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Vs Systolic flow velocity (also shown as SFV in the text) ity, absence of blood flow, or change in pulsatility in a specific ves-
TCD Transcranial Doppler sel. Increased flow velocity usually occurs due to a reduction in the
VA Vertebral artery arterial luminal area caused by vasoconstriction or stenosis. On the
VBI Vertebrobasilar insufficiency other hand, decreased blood flow velocity is typically found down-
stream to a high grade stenosis, whereas absent flow indicates vessel
occlusion without collateral supply (Lupetin et al, 1995). Pulsatility
index (PI) is a Doppler-based index developed to quantify changes
having VBI if they are in the stroke-prone age group. When mis- in blood velocity. It is a mathematical representation of pulsatility,
diagnosis of VBI arises, subsequent referral for unnecessary, costly which reflects the degree of peripheral resistance of vessels. It is cal-
diagnostic evaluations is suggested, and possibly needless and inef- culated by subtracting diastolic velocity (Vd) from systolic velocity
fective treatment is sometimes given (Caplan, 1988). (Vs), and then dividing by the mean velocity (PI ⫽ [Vs ⫺ Vd]/Vm).
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For appropriate diagnosis and effective treatment of vertigo, accu- The normal range of PI is between 0.8 and 1.2. Increased PI above
rate diagnosis of the site of lesion, and hence the cause of vertigo, the normative cut off value of 1.2 usually reflects increased cere-
has to be established. Along with history and clinical manifestations, bral peripheral resistance, mostly secondary to increased intracranial
objective measures such as trunk sway (Vonk et al, 2010) and electro- pressure. While decreased PI ⬍ 0.8 is due to decreased peripheral
nystagmography (ENG) testing are useful in the diagnosis of vertigo resistance due to vessel’s stenosis mostly consistent with arterio-
of peripheral vestibular disorders (non-VBI vertigo). Electronystag- venous malformation (Lindegaard, 1992; Spencer & Whisler, 1986).
mography findings can also be abnormal if there is a central vestibu- TCD also provides insight into the hemodynamic status of the frontal
lar lesion (VBI vertigo), but it is not as sensitive for central lesions carotid and rear vertebrobasilar system (Delilovic et al, 2002). It may
as the peripheral lesions. Silvoniemi et al (2000) reported abnormal afford further insight to the pathophysiology of VBI and provides
ENG in 59% (10 out of 17) of cerebral infarctions and 71% (5 out a readily available method of initial and serial assessments of VBI
of 7) of cerebellar infarctions. Furthermore, the pattern of abnor- patients (Schneider et al, 1991). Olszewski et al (2006) recommend
malities from ENG findings cannot differentiate among involvement the use of TCD for diagnosing cervical vertigo. They found that
of a specific site of lesion (labyrinth, VIII nerve, or the vestibular presence of a positive neck rotation test in TCD examination with
nucleus) (Jacobson et al, 1993; Shepard, 2002). Also, ENG findings presence of a 15% decrease of vertebral artery flow is indicative of
in vascular disturbances vary according to the site and extent of the cervical vertigo.
lesion, causing differences in grading of abnormalities in eye move- Although magnetic resonance imaging (MRI) is considered the
ments (Silvoniemi et al, 2002). In addition, if ENG abnormalities gold standard measure in diagnosing brain infarction, it is of lim-
show signs of both peripheral and central vestibular lesions, this ited value in patients with isolated vertigo, focal blockage of blood
may be an indication of a possible vertebrobasilar lesion, causing an vessels, or an insult at the neurons levels. These localized lesions
ischemic insult to the periphery (Jacobson et al, 1993). usually do not cause structural damage to be detected by MRI (Ay
Conversely, vertigo as a result of disorders of vertebrobasilar et al, 1999; Welsh et al, 2002; Stoddart et al, 2000; Syme, 2004).
circulation may be detected by measures such as auditory brain- Instead, TCD is more sensitive (96%) than MRI (84%) or magnetic
stem response (ABR). Given that the vertebrobasilar arteries supply resonance angiography (MRA) (46%) in early detection of acute
blood to the lower brainstem, ABR has been used as a non-invasive small vessel occlusions (Kaps & Link, 1998; Razumovsky et al,
measure to evaluate the functional integrity of the VIII nerve and 1999; Syme, 2004), specifically if it is conducted with transcranial
auditory brainstem in vertiginous patients. Several investigators have color-coded duplex ultrasonography to visualize arteries, and the
reported that ABR findings are usually normal in patients with ver- entire artery starting from its origin is examined (Ghorbani et al,
tigo from peripheral vestibular disorders compared to patients with 2010). Another study by Navarros et al (2007) conducted a system-
central vertigo due to brainstem pathology as a result of VBI (Rao & atic review of literature from 1982 to 2005 to evaluate the precision
Libman, 1995; Welsh et al, 2002). Some of the ABR abnormalities of TCD compared to MRA. They found that TCD has high sensitivity
that have been reported in cases with vertigo due to VBI included (92%–100%) and specificity (92%–97%) in the diagnosis of tran-
poor morphology, delayed wave I, III, and V absolute and interpeak sient ischemic attack. Furthermore, TCD is useful in distinguishing
latency (IPL) (Arnold, 2000; Musiek & Gollegly, 1985; Wasilewska the cause of sensorineural hearing loss of vascular disorder from
& Domzal, 1999), and delayed interaural wave V latency (Welsh inner ear lesion. It is believed by some researchers that patients with
et al, 2002). Thus, the use of ABR can objectively distinguish between insufficient vertebrobasilar circulation may also potentially develop
VBI Vertigo: ENG, ABR & TCD 381

Ménière’s disease (Gortan, 1999; Selmani et al, 2001). In a group only symptom without any associated neurological manifestations
of 65 Ménière’s patients with associated hearing loss, Gortan (1999) and negative MRA/MRI findings. All participants were excluded
investigated the correlation between the velocity of vertebrobasilar from the study if they had psychogenic dizziness, heart problems,
circulation and ear lesion in patients diagnosed with Ménière’s dis- high blood pressure, high cholesterol level, vertigo of established
ease. He found that TCD was abnormal in 28% of patients compared central nervous system focal etiology, migranous vestibulopathy,
to age matched controls, suggesting that the associated hearing loss hearing loss of greater than 50 dB HL at 4000 Hz as it confounds
was due to VBI, not Ménière’s disease. ABR recording, and middle-ear disorders as shown by otoscopic
Little is known about the combined use of these three measures examination and tympanometric findings. The demographic charac-
(ENG, ABR, and TCD) to assess the differences in vestibular sys- teristics and associated symptoms in both patient groups are shown
tem, brainstem function, and vertebrobasilar circulation in patients in Table 1. The study was approved by the local ethics committee
with clinical diagnosis of VBI vertigo and patients with non-VBI at the Faculty of Medicine, Assiut University. All participants gave
vertigo. To our knowledge, Rageh et al (2010) is the only study that voluntary consent to participate in the study.
explored the findings of these three measures in patients with a clini-
cal diagnosis of vertigo. They reported that these measures may help
with early detection of patients at risk of vertebrobasilar stroke. The Procedures
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present study extends Rageh et al’s research to empirically investi- The two patient groups and the control group underwent ENG,
gate the correlation among findings of the ENG, ABR, and TCD in ABR, and TCD examinations. The audiologist who conducted the
the two patient groups with vertigo to distinguish between vertigo basic audiological evaluation and the three experimental measures
of confirmed cerebrovascular origin (using MRA and/or MRI as a was blinded to the clinical diagnosis of the two patient groups. The
gold standard) and vertigo of vestibular, labyrinthine origin com- ENG and ABR were completed in one session in the audiology unit,
pared to the findings in the control group. Also, the current study whereas the TCD was done in a separate session in the neurology
investigated the characteristics of ENG, ABR, and TCD measures in department. The test order was randomized and the total testing time
the two vertiginous patient groups. Furthermore, it was important to for each participant lasted about an hour and a half (history and hear-
evaluate the combined sensitivity, specificity, and predictive value ing evaluation: 15 minutes, ENG: 30 minutes, ABR: 20–25 minutes,
of the three measures to objectively support the clinical diagnosis TCD: 20 minutes).
of vertigo in the two patient groups. The presence of positive cor- A full ENG test battery was done by Micromedical tech (Meta
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relation, high sensitivity, and positive predictive value (PPV) should 4 version 4.5) using monopolar electrode montage, and it included a
support the diagnosis of VBI, thus preventing risk of vertebrobasilar search for nystagmus both with and without fixation, with horizontal
insufficiency if diagnosed early. If the test battery was not sensitive and vertical gaze deviation, and with a post-head shaking test. Also,
enough to detect patients with VBI, high test specificity and negative nystagmus was studied using both the Dix-Hallpike test (position-
predictive value (NPV) should be clinically useful in ruling out VBI, ing test) for the right and left side, and positional tests including
and thus reducing the referral rate for more expensive and invasive the supine, head right and head left, and right lateral and left lateral
testing to rule out VBI. positions. An assessment of saccades, smooth pursuit, and optoki-
netic nystagmus was also done. In addition, caloric function was
Methods studied with the use of alternate bithermal caloric irrigation with
water at 30°C and 44°C. Overall, ENG results were reported as
Participants normal or abnormal if any test was two standard deviations above the
Fourteen patients with vertigo of confirmed vertebrobasilar insuf- normal value recorded from the control group. More specifically, a
ficiency (VBI group: five females and nine males aged 40–67 years, difference of ⱖ 20% was considered unilateral caloric weakness and
with mean age ⫽ 50.7 years), and 14 patients with vertigo of non- the magnitude of the slow-component velocity of ⱖ 6 degree/s was
VBI origin (non-VBI group: 10 females and four males aged 39–65 considered abnormal during positional and post-head shake testing
years with mean age ⫽ 48.6 years) were recruited from the outpa- or nystagmus tests.
tient clinic of the neurology department, Assiut University Hospi- The ABR recording was done with Nicolet Spirit version 2 using
tal, Assiut, Egypt. Another group of 11 healthy controls matched in the following settings: alternating clicks of 100 μs duration at two
age (mean ⫽ 43.9 years; five females) were included in the study. repetition rates, 11.1 and 51.1 clicks/s, 10 ms time window, and
All participants including the control group were submitted to full 150–3000 Hz filter setting. The click stimuli were delivered monau-
medical and neurological history and examinations by neurologists rally to right and left ears at 90 dB HL. Each response reflected an
(third and fourth authors), and to complete audiological and bal- average of 1500 stimulus presentations. Two traces were recorded
ance history and examinations by an audiologist (first author). Basic at each repetition rate and an averaged response was calculated. The
audiological evaluation included pure-tone audiometry (air- and absolute latencies of waves I, III, and V, and IPL of I–III, III–V, and
bone-conduction thresholds) for 250–8000 Hz, speech audiometry, I–V of each averaged response were identified and measured offline
tympanometry, and acoustic reflex threshold. The initial inclusion and then compared between the groups.
criterion for the patient groups was definite history of vertigo either TCD testing was conducted using Nicolet Bravo, 460 SN. The
of VBI or non-VBI origin. For the diagnosis of vertigo due to VBI, TCD examination for the distal part of the vertebral artery (VA) and
the neurologists used the following clinical diagnostic criteria: acute the proximal part of the basilar artery (BA) was performed with a
vertigo associated with drop attacks, gait disturbance, intermittent bidirectional, handheld 2-MHz probe to emit pulsed wave via the
ataxia, dysarthria, dysphagia, numbness of the face, hemiparesis, sub-occipital window. The axis of the probe was aimed at the gla-
headache, diplopia, and/or hemianopia. The clinical diagnosis was bella. This recording was matched with the subject’s head in neutral
confirmed by either MRA and/or MRI for ischemic foci or lacunar position (with no head movement). The measured depth of the analy-
infarction. For the participants with non-VBI vertigo, the diagnostic sed vessels represents the distance between the surface of the probe
criteria used to verify this group included presence of vertigo as the and the insonated vessel. The depth of insonation ranged between
382 E. S. Mohamed et al.

60–90 mm for localizing vertebral arteries and between 90–120 mm Table 1. Demographic characteristics and clinical manifestations
to obtain a recording from the basilar artery. In addition to the depth, by number of participants (and percentage) of the VBI group versus
systolic flow velocity (SFV, or Vs), mean flow velocity (MFV, or the non-VBI group. The control group (n ⫽ 11; mean age ⫽ 43.9
Vm) (cm/s), and PI were measured in the vertebral and basilar arter- years; five females) had no associated clinical manifestations.
ies. If the explored artery has a blood flow that comes toward the
transducer, the sonographic registration will be positive regarding VBI group Non-VBI group
the baseline; if the artery shows a flow that moves away from the (n ⫽ 14) (n ⫽ 14)
transducer, the sonogram will be negative. For a complete review of
Age (years) 50.7 ⫾ 5.5 48.6 ⫾ 7.9
principles and measurements of TCD see Lupetin et al (1995). Gender
Male 9 (64.3%)* 4 (28.5%)
Results Female 5 (35.7%) 10 (71.5%)*
Vertigo 7 (50%) 8 (57.1%)
This study included one independent variable (groups: vertigo-VBI, Nausea & vomiting 4 (28.5%) 9 (64.3%)*
vertigo non-VBI, and control), and three dependent variables (ABR, Hearing loss 4 (28.7%) 5 (35.7%)
TCD, and ENG measures). Findings from the three measures from Tinnitus 9 (64.3%) 8 (57.1%)
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each group were presented as a mean ⫾ SD, and calculation of per- Cervical radiculopathy 7 (50%)* 1 (7.1%)
centage. Test results were considered abnormal if any parameter of Pyramidal sign 8 (57.1%)* 2 (14.2%)
the three measures was two standard deviations above the normal Cranial nerve 4 (28.5%)* 0 (0%)
value recorded from the control group. Compared to the positive involvement than
MRI findings in all participants in the VBI group, the sensitivity of Vascular risk factors 9 (64.3%)* 3 (21.4%)
the three measures was defined as the ability of the three measures to
VBI: Vertebrobasilar insufficiency. *Characteristic manifestations in each
correctly identify patients with VBI. It was calculated as the number
group.
of true positive results (patients with VBI) divided by the sum of true
positive and false negative results. The specificity was defined as the
ability of the three measures to correctly identify patients without
VBI (non-VBI). The specificity was calculated as the number of
of the non-VBI group exhibit signs of vestibular dysfunction, such
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true negative results (patients with non-VBI) divided by the sum


as nausea, vomiting, and hearing loss mainly in females (71.5%).
of true negative and false positive results. Also, the proportion of
Both groups had comparable percentage of positional vertigo and
VBI patients with abnormal, positive test results who are correctly
tinnitus.
diagnosed as having VBI (the positive predictive value [PPV ⫽ true
The averaged right ear and left ear hearing thresholds across 500,
positive/(true positive ⫹ false positive)]), and the proportion of
1000, and 2000 Hz in the three groups were, on average, 14.6 ⫾ 4dB
patients with negative test results who are correctly diagnosed with
and 14.3 ⫾ 3 dB for the control group, and 27 ⫾ 16 dB and 22 ⫾ 11
non-VBI (the negative predictive value [NPV ⫽ true negative/(true
dB for the VBI group, and 31 ⫾ 20 dB and 26 ⫾ 17 dB in the non-
negative ⫹ false negative)]) were calculated. Statistical comparisons
VBI group. There was a statistically significant difference in the
were calculated using one-way analysis of variances (ANOVA) to
hearing thresholds between both experimental groups and the control
determine if the ABR and TCD recordings differentiated between
group (p ⬍.001); however, there was no significant difference of the
the three groups. Differences were considered statistically significant
hearing thresholds between the two experimental groups (p ⫽.65
for p-value ⬍.05.
right ear; p ⫽.45 left ear).
Quantitative correlation between numeric data of the three mea-
sures using Pearson’s correlation coefficient was used to determine if
the measures are related and can collectively predict individual dif- ENG findings
ferences. To assess whether categorical distributions of these mea- Table 2 shows the ENG findings in the two patient groups. Com-
sures differ from one another in correct hits at diagnosis of VBI or pared to the normal ENG findings in the control group, results
non-VBI, qualitative correlations using the chi-square (χ2) test were revealed that 12 out of 14 participants (86%) with VBI had
done to correlate between measures (TCD and ABR, TCD and ENG, abnormalities in at least one of the ENG tests. Of the VBI
and ABR and ENG) in both vertiginous groups. The overall results patients, 50% had abnormal positioning and positional test results,
of the χ2 test in the two patient groups would determine whether or which included direction-fixed nystagmus and classic response on
not a tendency exists for a measure to be abnormal in the presence
of another abnormal measure. Thus, findings from all participants in
each patient group were recounted as either normal or abnormal for Table 2. ENG abnormal findings in the two patient groups (VBI
each measure. Then, the χ2 correlation was calculated by comparing group and non-VBI group) compared to the control group.
the categorical tallies of the abnormal findings of two measures at
a time in both vertiginous groups. Significant result was determined VBI Non-VBI Control
at p ⬍.05. Statistical analyses were completed using the statistical group group group
package SPSS for MS Windows (PASW statistics 18.0). TESTS No (%) No (%) No (%)
Table 1 shows the demographic characteristics and associated
Positioning and Positional tests 7 (50.0%) 4 (28.6%) 0 (0%)
symptoms in both patient groups. In the VBI group there were
Post head shaking test 3 (21.4%) 3 (21.4%) 0 (0%)
more males (64.3%), more associated symptoms of cervical radicu-
Unilateral caloric weakness 5 (35.7%) 3 (21.4%) 0 (0%)
lopathy (50%), pyramidal signs (57.1%), cranial nerve involvement Ocular motor tests 7 (50.0%) 2 (14.3%) 0 (0%)
other than the eighth nerve (28.5%), and higher vascular risk factors
(64.3%) than in the non-VBI group. In contrast, the characteristics VBI: vertebrobasilar insufficiency.
VBI Vertigo: ENG, ABR & TCD 383

Dix-Hallpike test in which the nystagmus is characterized by being prolonged I-III, III-V, and I-V IPL two standard deviations above
linear-rotary with a latent period of 5–10 s, having a duration of the mean of the control group. These ABR abnormalities from
10–20 s, commonly reappearing in the opposite direction on return the VBI group are shown in Figure 1, displaying ABR recordings
to the sitting position, and declining in severity with repetition of obtained from a participant in the VBI group compared to normal
the provoking manoeuvre. The second largest proportion of abnor- ABR findings from a participant in the non-VBI group. The PPV
mality was presence of unilateral caloric weakness (36%) that is of ABR was 90% in identifying patients with VBI, whereas the
followed by abnormal post head-shaking as the least sensitive test NPV was 72% in identifying patients with non-VBI. The ANOVA
(21%). In addition, 35% had prolonged saccadic latency, 29% had results revealed that the VBI group had a significant shift of ABR
hypermetria, 14% had saccadic pursuit, 7% had low pursuit gain, wave V latency (F ⫽ 2.705, df ⫽ 2,20, p ⬍.0001) and ABR I-V
14% had low optokinetic (OPK) gain, and 7% had OPK asymmetry. IPL (F ⫽ 1.407, df ⫽ 2,20, p ⬍.05) at a higher rate than the control
In the non-VBI group nine out of 14 participants (64%) had abnor- group (F ⫽ 2.705, df ⫽ 2,20, p ⬍.001). These ABR abnormalities
malities in ENG tests. Positioning and positional tests revealed are consistent with retrocochlear lesion at the level of the eighth
direction fixed nystagmus and classic response on Dix-Hallpike nerve and the brainstem.
test in 29% of participants followed by abnormal post head-shaking
test (21%) and unilateral caloric weakness (21%). The least abnor-
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malities were shown in the ocular motor tests (14%). There was Transcranial Doppler examination
no evidence of spontaneous or vertical gaze nystagmus in either Figure 2 shows TCD recordings of the left vertebral artery from
of the study groups. The PPV, the proportion of VBI patients with two participants with VBI and non-VBI vertigo. The TCD record-
abnormal, positive ENG results who are correctly diagnosed as ing of the left vertebral artery from one participant of the non-VBI
having VBI, was 57%, whereas the NPV, negative predictive value, group displays normal PI (0.77) and normal MFV (44 cm/s). In
was 71% in identifying patients with non-VBI. contrast, the TCD recording of the left vertebral artery from one
participant with vertigo of VBI group shows increased PI (1.5)
and decreased MFV (23 cm/s). The overall TCD examination was
ABR findings abnormal in 72% of the VBI vertigo group, whereas it was abnor-
The control group had within normal ABR absolute latency and mal in only 21% of participants in the non-VBI group. The PPV of
IPL to both repetition rates. On average, ABR absolute latencies TCD was 77% in identifying patients with VBI, whereas the NPV
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to low rate from the right ears were 1.7 ⫾ 0.06 ms, 3.8 ⫾ 0.12 ms, was 73% in identifying patients with non-VBI. The ANOVA find-
and 5.7 ⫾ 0.17 ms for waves I, III, and V latency, respectively. ings revealed statistically significant differences between groups for
The recorded IPL for I-III (2.1 ⫾ 0.11 ms), III-V (2.1 ⫾ 0.10 ms), the PI of the right vertebral artery (F ⫽ 4.280, df ⫽ 2,36, p ⬍.05),
and I-V (3.8 ⫾ 0.11 ms) also were within normal in the right ears.
The mean latency of wave V ABR to high rate was 6.5 ⫾ 0.12 ms
in both ears. There were no significant latency differences between
ears or repetition rates (p ⬎.05) in the control group. Table 3 shows
the ABR findings in the two patient groups which revealed that nine
participants (64%; 15 ears) in the VBI group had abnormalities on
one or more parameters compared to only one abnormality in the
non-VBI group. These abnormalities were shown unilaterally in five
patients (36%) and bilaterally in four patients (29%) with VBI. The
ABR abnormalities in the VBI group included poor morphology
and indiscernible wave V (three ears), increased mean interaural
wave V latency difference of more than 0.3 ms (three ears), and

Table 3. ABR abnormal findings among VBI group versus non-


VBI group. The ABR was abnormal in 15 ears out of 9 patients with
VBI and only one ear with non-VBI.

VBI group Non-VBI group


ABR Findings # of ears # of ears Figure 1. Click ABR recordings to 90 dB nHL from one participant
(S1) with non-VBI vertigo (top panel), and another participant (S2)
Poor morphology and 3 1 with VBI vertigo (bottom panel). The participant with the non-VBI
indiscernible wave V has normal ABR absolute latency at low repetition rate for the right
Increase interaural 3 0 ear (1.64, 3.69 and 5.60 ms for waves I, III, and V, respectively) and
latency difference the left ear (1.76, 3.80, and 5.69 ms for I, III, and V, respectively).
Increase interpeak 3 0 There was no interaural wave V latency difference to low and high
latencies
repetition rate (0.2 ms). Unlike the participant with non-VBI vertigo,
Shift in wave V latency at 6 0
the ABR of the participant with VBI shows bilateral abnormalities.
high repetition rate
Total number of patients 9 (64.2 %) 1 (7.1 %)
Right ABR is of poor morphology with small wave V amplitude to
with abnormal ABR (%) low and high repetition rates, indiscernible wave I, and prolonged
III and V latency. On the left, ABR findings show absent wave I and
ABR: auditory brainstem response; VBI: vertebrobasilar insufficiency. abnormal interaural wave V latency difference (1.1 ms).
384 E. S. Mohamed et al.
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Figure 2. Transcranial Doppler (TCD) ultrasonogram recording from the left vertebral artery belonging to a patient with non-VBI vertigo
and a patient with vertigo due to VBI. The TCD from the non-VBI patient depicts normal pulsatility index (PI ⫽ 0.77) and normal mean flow
velocity (MFV ⫽ 44 cm/s). In contrast, the TCD of the patient with VBI illustrates an increase of the PI (1.5) and a decrease of the MFV (23
cm/s) compared to non-VBI group. PI ⫽ [Vs – Vd]/Vm (Vs ⫽ systolic flow velocity; Vd ⫽ diastolic flow velocity; Vm ⫽ mean flow velocity).

PI of the left vertebral artery (F ⫽ 3.554, df ⫽ 2,36, p ⬍.05), and correlations between the PI of the right vertebral artery and right
PI of the basilar artery (F ⫽ 5.061, df ⫽ 2,36, p ⬍.01). Tukey ABR wave III latency (r ⫽ 0.537, p ⬍.05) and between the PI of
post-hoc comparisons showed that the VBI group had a signifi- the right vertebral artery and wave V absolute latency (r ⫽ 0.472,
cant increase in the PI of both vertebral arteries in the VBI group p ⬍.05). Also, Figure 4 displays positive correlations between the
compared to the control group (p ⬍.01) and the non-VBI group PI of the left vertebral artery and left ABR wave V absolute latency
For personal use only.

(p ⬍.05) and a significant increase of the PI of the basilar artery (r ⫽ 0.572, p ⬍.05) and between the PI of the left vertebral artery
compared to the control group (p ⬍.01). Also, there were signifi- and III-V IPL (r ⫽ 0.562, p ⬍.05). In contrast to the positive cor-
cant differences between groups for the MFV of the right vertebral relation findings in the VBI group, there were no significant correla-
artery (F ⫽ 4.387, df ⫽ 2,36, p ⬍.05), MFV of left vertebral artery tions between different parameters of TCD and ABR in the non-VBI
(F ⫽ 4.797, df ⫽ 2,36, p ⬍.01), and the MFV of the basilar artery group. Additionally, qualitative correlations using the chi-square
(F ⫽ 8.550, df ⫽ 2,36, p ⬍.001). Post-hoc comparisons showed test were performed between ENG, ABR, and TCD in both patient
decreased MFV of the right and left vertebral arteries compared groups. In the VBI group, results showed significant correlations
to the control group (p ⬍.05) and non-VBI group (p ⬍.01), and between TCD and ABR (χ2 ⫽ 1.98, p ⬍.05) and between TCD
decreased MFV of the basilar artery in the VBI group compared and ENG (χ2 ⫽ 2,37, p ⬍.05), but no significant correlation was
to the control group (p ⬍.01) and the non-VBI group (p ⬍.001). obtained between ENG and ABR findings (Table 5). In the non-
There were no significant differences between the control group VBI group there were no significant correlations between the three
and the non-VBI group on any of the above PI and MFV measures measures (p ⫽.493–.680).
(p ⬎.05) (Table 4).
The combined sensitivity of the three tests was modest, 64%, Discussion
in patients with VBI whereas the specificity rate was 100% in
patients with non-VBI. Quantitative Pearson-product correlations An estimated 20% of the vascular supply to the central and periph-
between the PI of the TCD and waves III and V, and III-V IPL of eral vestibular systems is from the vertebrobasilar artery system.
ABR were computed in both patient groups. The scatter diagram
of Figure 3 depicts that the VBI group shows moderately positive

Table 4. Transcranial Doppler (TCD) findings in VBI group versus


non-VBI group.

VBI (mean ⫾ SD) Non-VBI (mean ⫾ SD) p - value

VAR (MFV) 23.58⫾6.02 31.27⫾6.91 ⬍.005**


VAL (MFV) 24.21⫾5.11 31.02⫾7.02 ⬍.005**
BA (MFV) 23.67⫾6.02 35.03⫾8.02 ⬍.005**
VAR (PI) 1.08⫾0.61 0.97⫾0.21 ⬍.05*
VAL (PI) 1.08⫾0.61 0.86⫾0.23 ⬍.05*
BA (PI) 0.90⫾0.53 0.81⫾0.23 ⬎.05
Figure 3. Positive correlation between right ABR wave III absolute
VAR: vertebral artery right; *significant at p ⬍.05; **significant at p ⬍.005; latency and the pulsatility index (PI) of the right vertebral artery
VAL: vertebral artery left; BA: basilar artery; VBI: vertebrobasilar insufficiency; (VAR.PI) (r ⫽ 0.537, p ⬍.05) and between right ABR wave V
MFV: mean flow velocity; PI: pulsatility index absolute latency and VAR.PI (r ⫽ 0.472, p ⬍.05).
VBI Vertigo: ENG, ABR & TCD 385

VBI group may be explained by the presence of multiple vascular


lesions that may affect the inner ear and brainstem. In the present
study, unilateral caloric weakness, a sign of peripheral vestibular
dysfunction, was observed in 36% of participants in the VBI group
compared to only 21% of participants in the non-VBI group, which
is in agreement with the findings of Rageh et al (2010). Also, Grad
and Baloh (1989) reviewed the ENG findings of 84 patients with
vertigo of cerebrovascular origin and found that peripheral vestibular
abnormalities were common on ENG testing, with 42% of patients
having unilateral hypoexcitability to caloric stimulation. Several
studies have attributed unilateral caloric weakness to an insult and
hypoperfusion to the vestibular labyrinth as a consequence of vas-
cular ischemia of the vertebrobasilar system (Baloh, 1989; Baloh
Figure 4. Positive correlation between left ABR wave V absolute et al, 1977; Marie et al, 2000).
latency and the pulsatility index (PI) of the left vertebral artery (VAL. In addition to the presence of unilateral caloric weakness, abnor-
Int J Audiol Downloaded from informahealthcare.com by University of Birmingham on 08/27/13

PI) (r ⫽ 0.572, p ⬍.05), and between left ABR wave III-V interpeak mal results in other ENG tests were found. These abnormalities
latency (IPL) and VAL.PI (r ⫽ 0.562, p ⬍.05). included positioning and positional tests, ocular motor tests, and
post head shaking test, which were seen more often in the VBI
group (50%, 50%, and 21%, respectively) than in the non-VBI
Disturbed circulation of the vertebrobasilar system, known as verter- group (29%, 14%, and 21%, respectively). Chen and Young (2003)
brobasilar insufficiency, often results in peripheral vertigo, which examined seven patients with acute vertigo due to brainstem
may be the early symptom of VBI before later symptoms of stroke stroke. All patients were conscious and had no long tract signs. The
(Lee et al, 2004; Norrving et al, 1995; Yamasoba et al, 1995) that researchers found abnormal ENG findings in these patients on the
occur in 28% of VBI cases (Grad & Baloh, 1989). Consequently, eye tracking test, optokinetic nystagmus test, and on caloric testing.
it seemed important to distinguish between vertigo of VBI and Norrving et al (1995) reported that infarction of the anterior inferior
non-VBI for early detection and treatment of individuals with VBI cerebellar artery (AICA) may be preceded by episodes of isolated
For personal use only.

before stroke development. In the absence of stroke symptoms, ver- vertigo thought to be caused by transient ischemia of the inner ear
tigo associated hearing loss is often seen in patients with non-VBI or the vestibular nerve. In the inner ear, the vestibular labyrinth is
(Yamasoba et al, 2001). Yamasoba et al (2001) found that 20% of more susceptible to ischemia than the cochlea. The internal audi-
VBI patients had hearing loss mainly due to cochlear involvement. tory artery (IAA) gives off a larger common cochlear artery that
This is consistent with the clinical manifestations of our patient supplies the cochlea and the inferior part of the vestibular labyrinth,
groups, where hearing loss is less frequent in the VBI group (28%), and a smaller anterior vestibular artery that supplies the superior
than in the non-VBI group (36%). part of the vestibular labyrinth including the horizontal semicircular
Presence of abnormal ENG findings in 86% of the VBI group canal and the utricular maculae. The smaller caliber of the anterior
and 64% of the non-VBI group in the current study suggest that vestibular artery and its lack of collaterals are thought to leave the
the ENG examination is a valuable test of patients with vertigo, superior vestibular labyrinth particularly susceptible to ischemia,
in particular those with VBI-type vertigo (Lambert, 1986; Rageh which explains the caloric weakness found in some cases of VBI.
et al, 2010; Steenerson et al, 1986). Also, the ENG findings Also, infarction in IAA distribution may occur before other branches
showed specific ENG abnormal pattern in the VBI group that is of AICA (Rao & Libman 1995). Norrving et al (1995) reported that
suggestive of central vestibular lesion, most probably involving vertigo is also a prominent feature of posterior inferior cerebellar
cerebellopontine angle or brainstem. This pattern included prolonged artery (PICA) infarcts, probably due to the abundance of vestibular
saccadic latency, hypermetria, saccadic pursuit, low pursuit gain, connections with the floculonodular lobe and inferior vermis of the
and low OPK gain and asymmetry (Jacobson et al, 1993; Steener- cerebellum, which are supplied by the PICA. The data from the
son et al, 1986). These results are in agreement with Delilovic et al ENG findings are thus important for separating peripheral from cen-
(2002), who reported that 88% of individuals in the VBI group had tral vestibular system lesions or diagnosing mixed lesions that may
abnormal ENG findings compared to only 16% in the control group. affect the inner ear and the brainstem. Despite the good sensitivity
The recorded peripheral and central vestibular dysfunctions in the of ENG, the 57% PPV indicates that individuals who tested posi-
tive for VBI have a 57% chance of actually having VBI, whereas
the NPV indicates a 71% chance of not having VBI when the test
Table 5. Qualitative correlations between TCD, ABR and ENG in result is negative. The overall low PPV and modest NPV suggest
both patient groups. that ENG alone is not conclusive in identifying VBI or eliminating
VBI as a diagnosis.
VBI group Non-VBI group The use of ABR can also assist in localizing lesion sites and in
Measures X2 X2 distinguishing between vertigo due to VBI and vertigo due to ves-
tibular dysfunction. Presence of VBI has an effect on the integrity of
TCD and ABR 1.98* 0.38
the VIII cranial nerve and the brainstem, which can be detected by
TCD and ENG 2.37* 0.40
the use of ABR. As shown in Table 3, ABR was abnormal in 64.2%
ENG and ABR 0.49 1.98
of patients with VBI and only in 7.1% of non-VBI group, whereas
TCD: transcranial doppler; ABR: auditory brainstem response; ENG: Rageh et al (2010) reported abnormal ABR in 14% of individuals
electronystagmography; VBI: vertebrobasilar insufficiency; X 2: Chi-Square with non-VBI group. Compared to the normal ABR recording in
test; *significant at p ⬍.05. the control group, the main ABR abnormalities in the VBI-group
386 E. S. Mohamed et al.

were poor morphology and an indiscernible wave V, delayed inter- study of PI revealed a significant increase in the PI of vertebral
aural wave V latency and III-V IPL, and delayed wave V latency arteries in the VBI group compared to the non-VBI group and the
at high repetition rate. These abnormalities have been reported in control group. However, the PI of the basilar artery could not distin-
previous literature and are indicative of brainstem lesion (Arnold, guish between the two vertiginous groups. The observed decreased
2000; Musiek & Gollegly, 1985; Rageh et al, 2010; Welsh et al, MFV of vertebrobasilar arteries in the VBI group is probably due
2002). Similarly, Zhong (1996) found abnormal ABR results in 14 to altered cerebral self-regulation, resulting in compensatory verte-
out of 24 (58.3%) participants with VBI vertigo compared to 2 out of brobasilar artery hypoflow. Also, Olszewski et al (2006) reported
24 (8.3%) participants with non-VBI vertigo. Vascular impairment that cervical spondylosis usually induces VA compression, resulting
of the peripheral cochleovestibular nerve and hypoperfusion of the in decreased blood flow in the basilar artery. General cardiovascu-
intra-axial pathways are considered as potential causes of abnormal lar causes appear more important in causing VBI. Atherosclerosis,
ABR (Welsh et al, 2002). More specifically, Wasilewska and Domzal for example, may cause intracranial abnormalities such as stenosis
(1999) suggested that ABR abnormalities of wave I, III, and V may and occlusion of intracranial vertebral arteries and basilar artery
reflect disturbance of the microcirculation at the lower brainstem steal (Schneider et al, 1991). The TCD is thus more sensitive than
that is responsible for the mechanism of vertigo of vertebrobasilar MRI in early detection of small vessel occlusions, an insult at the
origin and the abnormal ABR. Presence of interaural latency delay neuron level, or occurrence of isolated vertigo (Syme, 2004; Welsh
Int J Audiol Downloaded from informahealthcare.com by University of Birmingham on 08/27/13

is believed to be due to interference with neural transmission, failure et al, 2002). However, focal blockage of small vessels due to ath-
of central propagation along the ascending pathway, and lesion of the erosclerosis is not the case in the current study because none of
vertebral, basilar, and internal carotid arteries (Ferbert et al, 1988; our participants had history of atherosclerosis, heart problems, or
Fuse, 1991; Welsh et al, 2002). In the current study, delayed latency hypertension. The current results of 72% sensitivity, 77% PPV, and
of later waves and prolonged IPL most likely confirm the diagnosis 73% NPV support the clinical value of using TCD in the diagnosis
of central vertigo as opposed to peripheral non-VBI vertigo. Addi- of vertigo due to VBI.
tionally, extensive lesions usually tend to produce abnormal ABR To investigate the relationship between TCD abnormalities and
waves bilaterally more often than localized lesions that produce uni- ABR abnormalities, Li and Fand (2002) studied ABR and TCD in
lateral ABR abnormalities. While abnormal ABR—whether unilat- 68 participants with VBI vertigo and 30 participants with non-VBI
eral (36% of cases) or bilateral (29% of cases)—suggests brainstem vertigo. In the VBI group ABR was affected in 84.6% of participants
lesion is due to vascular insult, bilateral ABR abnormalities are indi- while TCD was affected in 83.1% of participants. Both tests, ABR
For personal use only.

cations of massive extension of ischemic insult into the brainstem. In and TCD, were abnormal in 72% of the VBI patients. In contrast, Li
agreement with previous ABR findings in participants with transient and Fand (2002) did not find such correlation in any of the patients
ischemic vertigo due to VBI (Zhong, 1996), our results also show with non-VBI vertigo. Similarly, Zhong (1996) reported that 67%
that ABR recording at the higher repetition rate is a sensitive indi- of cases with vertigo due to VBI had abnormal ABR and TCD find-
cator for detecting VBI at the brainstem level. In addition, the high ings compared to only 46% in non-VBI cases. In the current study,
PPV (90%) of individuals who showed abnormal ABR results were we found a positive correlation (r ⫽ 0.47–0.53) between the TCD
correctly diagnosed as having VBI and the modest 72% NPV of PI of the right vertebral artery and ABR waves III and V absolute
patients not having VBI signify the clinical value of ABR to identify latency on the right side. On the left side, this positive correlation
or rule out VBI. (r ⫽ 0.56–0.57) was present between the PI of the left vertebral
Transcranial Doppler has been reported in the literature as a valu- artery and ABR wave V latency and III-V IPL. These significant
able measure in patients with VBI. Schneider et al (1991) demon- correlations (p ⬍.05) confirm that ABR and TCD parameters can
strated that TCD examination provides evaluation and quantification reflect nerve function and blood supply state of the brainstem, and
of the vertebrobasilar circulation in VBI. In the present study, the thus can distinguish between vertigo of vertebrobasilar origin versus
control group had normal TCD examination with normal MFV for peripheral origin, thus ABR and TCD measures should be considered
vertebral arteries (mean ⫽ 44 cm/s) and basilar artery (48 cm/s), in cases with vertigo to rule out VBI. In addition to the quantitative
and normal PI (mean ⫽ 0.94). These results are consistent with the correlation between ABR and TCD, our results also showed signifi-
reported normative MFV (ranges: 27–55 cm/s for vertebral artery cant qualitative correlation between TCD and ENG in patients with
and 30–57 cm/s for basilar artery) and PI (range ⫽ 0.8–1.2) (Lupetin VBI (Table 5). These positively correlated, categorical distributions
et al, 1995). The overall TCD examination was abnormal in 72% between TCD and ABR, and TCD and ENG, but not between ABR
in the VBI group compared to only 21% in the non-VBI group, and ENG, in the VBI group suggest that ABR and ENG abnor-
which suggests a high rate of vascular lesion of the vertebrobasilar malities can be predicted in the presence of TCD abnormalities. This
system in the VBI group. Researchers reported that the blood flow finding is suggestive of the superiority of the TCD measure above
velocity of the vertebral artery and vertebrobasilar artery decreased ENG and ABR in cases with VBI. These findings are consistent with
in 73%–75% of patients with VBI compared to the control group the Delilovic et al study (2002) and Rageh et al study (2010) that
(Rageh et al, 2010; Zhang et al, 2005). Also, Zhong (1996) reported showed significant correlation between TCD and ENG in individuals
more abnormal TCD findings in the VBI group (54%) compared to with VBI. On the other hand, the presence of categorical differences
the non-VBI group (46%), but their reported abnormal TCD in 54% and lack of correlations between the three measures in the non-VBI
of the VBI group is less than that reported in the present study (72%) group suggest high specificity of these measures in the diagnosis of
and in the Zhang et al and Rageh et al study. The lower percentage in non-VBI, hence ruling out VBI. This was supported by the overall
Zhong’s study is most likely due to the fact that their vertigo patients 100% specificity rate of these three measures and the modest NPV
had transient’ vertebrobasilar ischemic attacks. of the ENG (71%), TCD (73%), and ABR (72%), indicating that they
The present TCD examination of vertebral and basilar arter- correctly identified patients who do not have VBI (non-VBI group).
ies revealed significant symmetrical decrease of the MFV of the In addition, the high PPV of the ABR and TCD (84%) supports the
right and left vertebral artery and basilar artery in the VBI group clinical value of using ABR and TCD to correctly identify 84% of
compared to the non-VBI group and the control group. Also, the individuals who have vertigo due to VBI.
VBI Vertigo: ENG, ABR & TCD 387

Although MRI is a gold standard for cases with infarction, it may Kennedy, and Dr. Gloria Galanes for reviewing and proofreading
miss cases with small ischemic foci or lacunar infarction that may earlier version of this paper. We are thankful for the anonymous
not cause structural damage (Stoddart et al, 2000; Welsh et al, 2002). reviewers for their valuable comments. Part of this paper was
The present study proposes the use of a test protocol that consists of presented 2011 American AudiologyNOW Convention in Chicago,
TCD and ABR measures to assess vertebrobasilar circulation due to USA.
their high specificity and PPV, and modest sensitivity. Clinically, add-
ing TCD and ABR to the ENG testing is a cost effective protocol to Declaration of interest: The authors report no conflicts of interest.
differentiate between vertigo of vestibular origin and vertigo of verte- The authors alone are responsible for the content and writing of the
brobasilar lesion. The latter often poses serious risks if not diagnosed paper.
and treated early. Thus, this battery should be integrated into the test
protocol for vertigo. In the presence of abnormal ENG results, pres-
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