Professional Documents
Culture Documents
The Business
Continuity
Operating
System
What the best do differently to
achieve success.
BOOK PREVIEW Available for purchase early 2021.
We will make sure to notify you via email as soon as it’s available for
purchase on Amazon.
In the interim, please enjoy the enclosed excerpt where you’ll meet
Michael Taylor who is charged with building a business continuity
program for the fictitious Felder Corporation.
BOOK A MEETING
TABLE OF CONTENTS
4 PREFACE
PREFACE
Business continuity is a relatively intuitive, simple topic that As a consultant who has worked with hundreds of
often gets over-complicated in its implementation. Let me try organizations over the years, I’ve seen all kinds of problems
to explain without using an industry definition: get in the way of organizations achieving the right level of
resilience.
Business continuity is all about trying to keep the
organization’s mission from being disrupted, and if something Based on my experiences and observations, I thought about
bad happens, implementing an established plan to return to writing a book that helps demystify the topic of business
normal as quickly as possible. It’s that simple! continuity management and provides guidance on how to
avoid the most common mistakes. I wanted this book to help
But again, those responsible for business continuity in their
sustain the planning effort, with a focus on really connecting
organizations do more than over-complicate the approach
What
to the
choosing best
and do differently
implementing solutions thatto
prevent and/
business continuity to the strategy of the organization. Plenty
of books and whitepapers already exist on methodology, so I
achieve
or success.
respond to disruption. Those same individuals struggle to
chose to cover that at a fairly high level in this book. Instead,
sustain the planning effort over time.
I chose to focus on the areas that cause confusion, create
In today’s business climate, we must compete for the unnecessary complexity, and result in poor performance. I
attention of all stakeholders. We must be able to create think the two primary root causes of poor performance are
energy among the different program participants that focus and engagement.
do their part in helping the organization get to the right
The solution to these two problems, and others, is something
business continuity outcomes.
we call the Business Continuity Operating System, or BCOS.
Those outcomes are the strategies that the organization The BCOS model is a set of processes and tools that the
can employ to respond and recover successfully when faced Castellan team developed over many years, and I’m eager to
with a disruption, clarify and focus on what to protect, and share it with you, the reader.
create confidence among those that benefit from business
continuity.
I personally learn best through stories and thought a I hope the story and the content are both enjoyable and
fictitious story or case study would be an ideal way to helpful as you work to protect your organization and enable it
introduce the BCOS. In this book, I wanted to depict the use to continue regardless of circumstance.
of the BCOS in action, rather than introduce it using theory.
- Brian Zawada
If you are not a fan of stories, don’t worry; I follow the fictional
case study with an explicit description of BCOS and the core
elements that drive its success.
For a few years now, I’ve had a mentor who was also a client, Felder does not own any of the patents or formularies for
Shannon Carter. She’s Felder’s Chief Operating Officer and the products it produces for clinical trials and commercial
the one that introduced me to the opportunity at Felder. In purposes; rather, its customers are the ones investing and
addition to my personal desire to get embedded in a company testing modern therapeutics. In 2015, Felder began offering
rather than serving more than half a dozen organizations at additional services to its customers; chief among them are
a time, I found the idea of building something from scratch process development (helping to create methods to develop,
intriguing, especially for a rapidly growing company like test and commercialize therapies), administering adverse
events reporting (helping to capture and manage when a advice, wondering if the organization was really committed to
patient has a negative reaction to a therapy), and clinical trials Enterprise Risk Management.
management processes (the controlled testing of therapies
I could tell Shannon wanted to tell me something important.
among a select number of patients). To date, two customers
She paused before starting.
have taken advantage of these services, which are run out of
the Cleveland, Ohio, headquarters. “Michael, you and I have worked together for a number of
years; you know me to be straightforward, so here I go. I’ve
The more I learned about Felder, the more exciting this
attended two of your ‘Introducing ERM’ meetings, and to
opportunity seemed to me. After extensive interviews, I
me, they were kind of boring, more theoretical than practical
joined the company. I showed up with a specific game plan to
about how ERM might benefit Felder and its leaders. As I
transform Felder’s approach to risk management.
reflected on the second meeting, I found myself wondering if
Now, as I reflected on my first nine weeks at Felder, I realized you even have a solid grasp of what Felder does.”
What the best do differently to
I wasn’t making too much progress on getting people excited
achieve
about success.
Enterprise Risk Management (ERM). I’d held meetings
Ouch.
to introduce the topic, explain roles and responsibilities, and I was confused. Of course I didn’t know the ins and outs
even show how managing risk would evolve over the next five of what Felder does. I had just joined the company, and I
years, but there didn’t seem to be much excitement (other was busy trying to make an impact as a risk management
than mine). I’d noticed attendance waning significantly week specialist. There would be plenty of time to learn the business
after week and started to get frustrated. But I had no idea later. Why would Shannon criticize me for jumping into my job
why. I’d never had this problem as a consultant. with both feet?
Because I was at a loss, I set up a meeting with Shannon titled She continued. “Even before you scheduled this meeting, our
“Mentoring Advice.” She accepted, and we met in the Felder CFO approached me and expressed a concern about how to
cafeteria. I recapped the issue and asked for her get ERM off the ground. I won’t share his ideas with you right
now, but I think he’s got an idea or two on how he wants you me yesterday because one of their requirements is a strong
to learn more about the business, which he—and I—think is business continuity capability.”
essential to get ERM to a good place.”
Steve continued. “Right. All their other requirements are
When I started to ask Shannon for more information on these straightforward, and quite honestly, I think we meet some,
ideas, she shot me down. She told me to set up a meeting if not most already. Based on my conversation with Jacob,
with the CFO as soon as possible because it would be better business continuity is the one that concerns me. Paulsen
to hear it straight from him. doesn’t want to pay for multisite manufacturing capability
right now, but they want to know that we have plans to
Concerned that the CFO, Andrew Preston, who is also my
recover an affected manufacturing location’s capacity in the
boss, was dissatisfied in some way with my performance, I
event of a major catastrophic event. Given the expectation
scheduled the meeting with him. That was the day that my
that we would place their manufacturing in Carolina, Puerto
role at Felder changed quite a bit. I think it was a Wednesday.
What the best do differently to Rico, they are concerned about the threat of hurricanes.”
Andrew had invited Shannon, Jacob Cunningham, our general
achieve
counsel, andsuccess.
Steve Henry, our head of business development, Shannon added, “They are demanding some specific language
to the meeting. in their contract for business continuity, and none of us are
comfortable with their request unless we have a strategy
Andrew started the meeting, looking my way. “Steve, Shannon
to meet their business continuity expectations. To add to
and I met last week, and we have a pretty significant growth
what Steve has already said, they want business continuity
opportunity that we want to take advantage of. Paulsen,
capability, not only for the manufacturing processes, but also
one of the largest and fastest-growing pharmaceutical
for anything else that supports their contract manufacturing.
companies in the world, is interested in leveraging our
They want us to follow a specific standard, and they want the
contract manufacturing capabilities for two of its products
right to audit us periodically, with penalty clauses for non-
that are close to receiving FDA approval following successful
compliance. This is far more than what our existing customers
clinical trials. Paulsen is not a current client, and Steve’s been
have asked for.”
targeting them heavily for 24 months now. Steve came to
“That’s where we need you, Michael,” added Andrew. “As best fit. Risk is the closest thing to business continuity, and
part of our broader risk management program, we’d like to with my support and knowledge of the company, I think I
place the responsibility for designing and implementing the can direct you to the appropriate areas of the business and
business continuity program with you. We’ve talked about this other leaders and subject matter experts. We talked about
with Corey (Felder’s CEO), and we all agree it’s time to look at putting this under Anne (Felder’s CIO), but we don’t want
this effort strategically and for the company as whole, rather it to be perceived as just an IT risk effort. We talked about
than just for a new customer. I want you to give this some putting it in Shannon’s organization, but we don’t want it to
thought and come back to us in a month or so with a high- be singularly focused on manufacturing either. And we talked
level approach to tackling the business continuity program about Sara’s organization (head of Felder’s Internal Audit
design and implementation. We indicated to Paulsen that we function), but she pointed out that she audits controls, she
could have a business continuity program established in 18 doesn’t own them—and I agree. So, we’ll work through your
months, and they seem to be okay with that.” time constraints, but netting this customer, and getting this
What the best do differently to specific risk under control, is critical.”
I was immediately uncomfortable, maybe annoyed more than
achieve success.
anything. Shannon had told me that she and Andrew had a He paused for a moment and then continued. “I think you met
plan to help me understand the Felder business, not add with Shannon recently and she shared some feedback with
more responsibility. you about the perceptions of our new ERM program. She
and I are both in agreement that tackling business continuity
“I don’t mean to push back,” I said, “but I’m new to
might help you learn more about the business, which will help
the organization; plus, you’ve given me a number of
with ERM.”
objectives around improving insurance and Enterprise Risk
Management, and perhaps most important, I have very little I was skeptical, or at the very least, I didn’t understand that
experience with business continuity. Are you sure I’m the last point. I didn’t see how fully understanding the business
right person?” was critical to getting risks under control. While that
knowledge would come with time, I had to deal with the
Andrew interrupted and held up his hand. “I understand
risks now.
your concern, Michael. But for right now, we think you’re the
To me, the obvious result of business continuity is a plan. That months to tackle this assignment. If I had a plan completed
seemed easy enough. If I have a plan to describe how Felder for all locations, I assumed this documentation would satisfy
would respond to different threats, that would be good Paulsen and meet any of their contractual requirements.
enough, right? From what I read, customers often ask for
This became my approach. I would create a plan for each of
copies of a plan, so if I wrote a high-level plan that could be
the following Felder locations:
shared with Paulsen, especially one that focused on how we
would respond to a hurricane, we should be good. • Independence, Ohio (addressing the corporate
headquarters)
I did another search for “business continuity plan template.”
One of the industry magazines had a site for templates. • Carolina, Puerto Rico
I registered with them and created an account on their
• New Brunswick, New Jersey
website, which gave me access. There were dozens of
What the
examples, somebest do differently
titled “crisis totemplate,”
management plan • Concord, California
others titled “business continuity plan template,” “business
achieve success. • Quincy, Massachusetts
recovery plan template,” “contingency plan template,” “crisis
communications plan template,” or “emergency response plan • Portland, Oregon
template.” The templates seemed similar, so I stuck with the
term that Andrew used, “business continuity plan template.” • Cork, Ireland
The template seemed straightforward. It referred to an Because the Carolina site is the main driver for this effort,
initial response process, a situation assessment form, a and their #1 threat is hurricanes, I thought I’d better do
business continuity team to lead the response, checklists for another search for “hurricane response procedures.” Sure
evacuation, personnel accountability, media communications, enough, lots of examples came back, and I downloaded a few
and how to determine an effective method to recover sets of procedures that I could add to the Carolina plan once
following the onset of a disruption. The content all seemed I created it.
easy to update, and I began to wonder why I would need 18
As I was reviewing some of the plan templates, other help me learn more about the business—and why was that so
information emerged, including articles and templates important right now? I still wasn’t connecting the dots.
for things such as risk assessment, threat assessment,
I created a short memo summarizing my ideas (something
Business Impact Analysis, and policies. I dismissed these as
like a project charter), started work on a Business Continuity
unnecessary for Felder for several reasons:
Plan for the Carolina site so I had something to show Andrew,
1. I know the threats we need to focus on (i.e., hurricanes). and scheduled a meeting with him for the following Tuesday
to review my approach and get his approval. Thirty-six
2. I don’t need to understand the impact to initiate business
hours later, I had all the materials together for Tuesday and
continuity. I was told to initiate planning by our senior
returned my attention to the project I figured was most
leadership team and one of their customers.
important, the insurance renewal.
3. Based on my understanding, Felder is not a policy-driven
What the best
organization. Coreydo
anddifferently to so I
Andrew are the drivers,
achieve success.
moved past the policy considerations, too.
By the end of that day, I felt I had a good game plan and was
a lot less worried about balancing my work priorities. I felt I’d
be able to knock out business continuity before the end of
the quarter! Maybe I hadn’t made a mistake in taking the job
at Felder after all. Something was still bothering me, though.
Why did Andrew and Shannon think business continuity would
Ben looked concerned, and it hit me that I sounded like I was and the customer. Of the 29 different products, Felder is the
whining. He asked me about what had gone wrong with my sole-source manufacturer for 15 of these products.
initial presentation to Andrew, and I explained.
“As you know, in addition to our headquarters in Cleveland,
Ben took notes throughout my introduction and appeared to Ohio, Felder has a total of seven manufacturing locations
smirk a bit when I explained the outcomes of my research and around the world. Each site holds raw materials and
the plan template I handed to Andrew. Once I was done with warehouses finished goods onsite until the product is shipped
my summary, Ben put his pen down, looked up, and started by to the customer or a distributor. Felder does not maintain a
sharing relevant background about Felder. centralized distribution center in any of its markets.
“When I joined Felder, I was surprised that we hadn’t begun “Felder has a complex supply chain littered with single and
work planning for a disruption. And I’m equally surprised that sole-source providers. Over the years, decisions made to
none of our customers has pushed us to address this specific engage with a single provider for a product were made
What the best do differently to
risk before now. We have serious vulnerabilities. primarily for financial reasons, although in some cases, only
achieve success. one provider is available to supply a product.”
“In the last calendar year, Felder manufactured 29 different
prescription pharmaceutical products for 18 different I couldn’t help but be amazed as to how much Ben knew
global customers. The products produced by Felder are about Felder.
often produced at only one manufacturing location. Each of
He continued. “Three years ago, Felder made the decision
its products is ‘validated’ by the FDA or another country’s
to implement SAP for many of its financial and operational
equivalent regulatory agency. This regulatory validation
processes. The SAP environment, together with many of
requires rigid supply chain, production, and quality processes
the internal systems, runs in the cloud. Felder also employs
executed to exacting standards. Each customer is required to
numerous Software as a Service (SaaS) applications. Nearly
seek regulatory approval to market and sell these products;
all its ‘non-cloud’ and non-SaaS systems are physically in one
therefore, Felder is unable to change or move production
third-party data center in Virginia, although its VOIP phone
processes unless granted approval by the regulatory agency
system is architected to be redundant across three sites Ben continued. “At the same time, business continuity is
(the Virginia data center, the Cleveland headquarters, and something I’m passionate about, Michael, and I can tell you, I
Concord). have lots of lessons-learned to share. May I share a few things
now and maybe we can reconnect tomorrow to have some
“During a recent meeting with our account management
more time together?”
team, I learned that two of our largest customers are making
inquiries about business continuity. These inquiries are I nodded and Ben continued.
coming through the sales organization, and it’s taken some
“Like you, when I first got involved in business continuity,
time for them to catch senior management’s attention, even
I thought the outcome was a plan document, but it’s so
though in one case we might be in breach of contract. As you
much more. It’s about trying to minimize the frequency of a
know, the potential for getting the Paulsen account was the
disruption by designing the business appropriately, affecting
impetus needed to make a serious effort in this area. And,
the culture of the organization, and getting its leaders to
What
as you’vethe best
learned, do differently
business to than just a
continuity is far more
continually think about business continuity when making
document. It’s a significant and ongoing undertaking.”
achieve success. strategic decisions. But it’s also about planning to enable
I picked up my pen to take a few notes as Ben continued. recovery if any key resources become unavailable, such as
people, buildings, equipment, IT, or suppliers. Beyond making
“I think Paulsen is astute in suggesting, even mandating, that
the mistake in thinking that business continuity is all about a
its most critical suppliers seek conformance to ISO 22301. But
plan, the other trap that many people fall into is thinking it’s
more on that later. First, I’m happy to provide some coaching
all about IT.”
and advice as you work on building the program. I just need
to be honest in that I can’t spend a huge amount of my time Where was Ben last week? I wondered to myself.
on this right now, as I have two large projects plus my ‘day job’
“But there are two other things that are important to note.
to tackle.”
First, you should absolutely think strategically. By this, I mean
With a frown, Ben told me that having a ‘day job,’ plus extra that you need to be thinking about the continuity of our
projects, is the Felder way. I frowned as well. most important products, services, and supporting business
processes. In other words, think top-down. Obviously, you strategy of our business. It also describes a process of driving
can’t do this effectively without thoroughly knowing the continual improvement over time. Do you think you will have
company. One of the biggest mistakes business continuity time to read it before we meet again? It’s not that long.”
professionals make is assuming they can do their job
For the third time, I nodded. In addition to thanking Ben
effectively without an intricate knowledge of the business. I
profusely, I promised to set up a time to meet the following
can’t overemphasize how important it is to thoroughly know
day.
the company.”
As he stood up, Ben looked me squarely in the eyes and
My mind wandered for a moment. I think this is what Shannon
offered one last bit of advice, as well as a cryptic comment.
was getting at during our mentoring conversation. I snapped
“To do business continuity well, you will need to prioritize
my attention back to Ben as he continued.
it and get behind it. But business continuity may surprise
“Second, you must actively engage with our senior leadership you. If you do things right, you will get to meet people and
What the best do differently to
team as a means of understanding what they value most learn the business far faster than if you were simply working
achieve
and ensuringsuccess.
the program is aligned with Felder’s business in insurance or in the quality department. This assignment
strategy. I know you’ve been employed by Felder for only a should help you tackle your insurance and ERM assignments.
short time, and you may not know it’s common here to staff But if I’m wrong, and you’re still unhappy with the assignment
key initiatives with cross-functional steering committees. I in about a month, you might want to have another meeting
strongly recommend you charter such a steering committee.” with Andrew to discuss this problem. Business continuity is
far too important for Felder to have someone leading it that
I wrote furiously, until Ben suggested we schedule an
doesn’t want to lead it.”
hour together the next day to continue talking. Then he
suggested I buy a copy of ISO 22301 and read it before our With that he left, and I felt a little disappointed in myself that
next meeting. He said, “We used ISO 22301 when I ran the I had been so open with Ben in our first meeting. Perhaps I
program at Creden. It serves as a great framework to tackle shouldn’t have shared my disdain for the assignment.
the problem of business continuity and connect it to the
win-win opportunity—assuming I did a good job! The only 2. Identify business continuity obligations, meaning
alternative was to struggle in front of the entire leadership expectations like those Paulsen had conveyed as a service
team, leave Felder, and go back to consulting. level agreement
As I pulled into the parking lot that morning, I made a 3. Scope the program in terms of products, services, and
commitment to myself: I needed to get all-in on this project, business processes, and set objectives for the business
at least for a few months anyway. continuity program based on the outcomes that the
program should deliver
I got to the office at 7:30 a.m., long before my meeting with
Ben at 11 a.m. We had decided to meet this time in my office.
4. Develop and seek approval for business continuity I then prepared to get Ben’s feedback. Reviewing the list,
requirements, such as downtime tolerances, resource I couldn’t help but wince once again at the memory of
needs, and even opportunities to decrease the likelihood Andrew’s reaction to the hasty and inadequate template I
of a disruption (ISO 22301 calls this a Business Impact had presented to him. At least I still had the opportunity to
Analysis and Risk Assessment) redeem myself. With Ben’s feedback, I should be ready to
create a project plan to describe timing, participation, and
5. Identify gaps in how well we’ve previously prepared, based
outcomes for Andrew’s feedback next week.
on the business continuity requirements we’ve identified,
and determine strategies to close these gaps Right on time, Ben arrived in my office. It turned out I wasn’t
the only one that had come prepared for the meeting.
6. Document plans to describe how we would respond to
I started by thanking Ben again for his time and insight
a disruption and how we would implement the recovery
yesterday. I apologized for my attitude and shared with him
strategies
What the best do differently to my commitment to get this business continuity initiative to
a good place. I let him know I had purchased a copy of, and
achieve
7. success.
Train stakeholders on how to participate in the planning
process and how to participate in the response and read, ISO 22301, explained some of my background with ISO
recovery process when we’re in “crisis mode” 9001, and introduced my top 10 list.
8. Exercise and test business continuity strategies to see if Appearing to be genuinely impressed with my progress, and
they work and/or identify ways to improve perhaps my revised attitude, Ben took some notes. He told
me he agreed with the top 10 list, the order of the proposed
9. Perform management reviews with the Steering
next steps, and the approach for my next meeting with
Committee to present performance metrics and get input
Andrew.
on prioritizing improvement opportunities
Just when I thought we were about to end the meeting early
10. Drive continual improvement by addressing management’s
because we were on the same page, he threw me a curve ball.
prioritized corrective actions
“I can tell you’re feeling good about your plan. Thirteen years 1. I was casting too wide a net: my program scope was too
ago, I was assigned business continuity responsibility, I had no large, and everything was designated as critical.
experience, and I found a mentor to get me started. I didn’t
2. People were dreading when I might call on them to
have ISO 22301, but I had a distant relative of the standard,
participate in the planning process. In most cases, I
that being British Standard (BS) 25999-2. It was helpful.
struggled to get people, including our senior leadership
I found a lot of books to read, and my mentor ran a great
team, to attend. People were bored with business
program that provided a ton of insight. As a result, I came up
continuity. In many ways, it was always the same thing
with a top 10 list similar to yours. And I ran with it!”
during meetings: me talking and asking them to do things.”
I stared at him, my eyes asking Ben to tell me what happened.
Ben must have seen me slump into my chair.
“To be honest,” Ben continued, “it was a struggle. Progress
He smiled in a conciliatory manner. “Not to worry. The issues
was much slower than I anticipated. I felt like I constantly took
What the best do differently to I experienced made me think about how to add value to the
three steps forward, then two steps back. There were many
achieve success.
spreadsheets—I did a huge Business Impact Analysis survey
organization and make business continuity more interesting.
For those first three years, I had gathered advice on what to
and guess what I learned? Everybody thinks his or her area is
do (like a Business Impact Analysis) or outcomes I should be
critical. I tried to keep everyone happy, but it got harder and
working to achieve (like a plan), but I struggled with finding
harder as time went on.
proven methods on how to do these things.”
“Before I knew it, we were three years into the program, and I
I didn’t dare interrupt Ben, but I agreed. During my hours of
was ready to give up. I think I can say I honestly hated my job,
Internet searches, I had found a lot on what to do but not too
probably in many ways like the way you felt yesterday!”
much guidance on how to do it.
We both laughed and then Ben continued. “I sat down with
Ben continued. “I don’t know what sparked it, but I got
my boss to lay it all on the table. He helped me see what was
interested in solving two of the biggest problems I was
going on, and he boiled it down to two core issues:
facing. I ended up labeling them Focus and Engagement. The
funny thing is, I soon discovered that most in the business I’m sure I did a bad job of hiding my excitement. I must have
continuity profession face the same challenge.” been beaming.
He paused, and I had to ask, “Did you eventually figure it Ben gave me a scowl, pointed a finger in my direction and
out?” bellowed, “But I’m not going to do this for you!”
He smiled again. “I think I made a lot of progress. In fact, We both laughed again.
in my last five years at Creden, I had the opportunity to
Before I knew it, our hour was up, and I hadn’t yet learned
present what I had learned at several industry conferences,
much about the BCOS. Ben assured me again that he wasn’t
and I’m confident my presentations had a positive effect on
disappearing and suggested we meet again the following day
many organizations’ levels of preparedness. Perhaps most
so he could begin to connect what I learned through my ISO
important, I had a lot more fun—and I think the people who
22301 research to the BCOS model. Naturally, I agreed.
participated in my program had more fun too.
What the best do differently to
Before leaving my office, Ben suggested that I work on the
achieve
“I success.
even named my approach—I called it the Business
project charter and project schedule to get the program
Continuity Operating System or BCOS. BCOS provides the
designed and implemented based on the ‘top 10’ list. From
How that so many people seem to struggle with.”
there, we could weave in the BCOS model. We also briefly
I made a note to do an Internet search and look for any of discussed the difference between a business continuity
Ben’s recorded presentations. project and the business continuity program. Ben and I
agreed that my goal was to develop a project plan that
Ben continued. “After we met yesterday, when I shared
addressed the design and implementation of the business
with you my time constraints, it hit me. I miss spreading the
continuity program in year one, while not losing sight of the
word about what I learned as a business continuity program
need to build the program for long-term success. To him, that
manager. I miss sharing my approach. Talking about business
was the difference between a project and a program—and I
continuity yesterday—for the first time in three years—relit
agreed.
that spark, and I wanted to mention that I am really excited
about helping you get us to a good place.”
model using six iterative processes. I called these processes continuity right here at Felder?” I asked.
Startup, Analysis, Strategy, Plans, Exercise, and Improve.
Ben quickly responded with a nod. “At a summary level, that’s
It’s important to note that Analysis through Exercise is very
it. We do need to go a little deeper on a few things, but we
closely aligned to the methodology that you read about
can do so over time as you work through your project plan.”
in ISO 22301. At times I chose to execute the ISO 22301
methodology creatively. Ben continued. “As a first step in the Startup phase, if we
can get the program sponsor’s attention, and that of other
“I will share how I did that—but Analysis through Exercise
senior leaders, to engage in an open conversation on four
isn’t the special part. And just to connect the dots between
Frame questions, we will have the input you need to deliver a
our conversation yesterday and now, your top 10 list that you
focused, year-one business continuity program.”
shared with me yesterday is very much aligned to Analysis
through Exercise. As we work together, you’ll see that the Ben went to my dry-erase board and wrote four questions:
What Process,
Startup the best doover
glossed differently to When you
by most, is essential.
1. Why are we doing business continuity?
get the Startup Process right, the other processes have the
achieve success.
greatest chance of success.” 2. What are we trying to protect?
I was staring at the white piece of paper with the six gray 3. “How much” business continuity do we need?
boxes.
4. Who should be involved in the program?
“Michael, what I found at the end of my first three years as
a business continuity program manager is that business The questions made sense to me; well, except for the third
continuity is no different than any other discipline. In a broad one. But nonetheless, I nodded.
sense, to be successful, you must do four things throughout “Michael, my recommendation to you is to approach
every process step: next week’s meeting with Andrew as a blend of project
“So, this is it? This is what I need to do to get business introduction and a Frame Meeting. Get his input and
feedback and ask if he feels it’s appropriate to bring in the
other members of the leadership team to offer their input remains a model of effectiveness today, and management is
to ensure everyone is on the same page as to what business highly confident that their program provides the right level of
continuity means to Felder. I doubt Andrew will want to be the resilience.”
only member of the senior leadership team to offer input on
Leaving the white piece of paper aside this time, Ben walked
the program design.”
up to my dry-erase board again, erased the four Frame
I had known Andrew only for a few months, but based on my questions, and wrote:
understanding of Felder’s collaborative culture, I agreed he
1. Frame
would want a larger meeting.
2. Process
“One more thing, Michael. Remember when I mentioned
to you that at a summary level, BCOS is simple in that it is 3. Participation
essentially seven straightforward processes? That’s true—but
What the best do differently to 4. Engagement
there are seven ingredients that must be present for this to
achieve
work. I want success.
to explain them to you and then I’ll have given 5. Measurables
you enough for today. It should be enough for you to prepare
for next Friday’s meeting with Andrew.” 6. Improvement
I looked over the list. Again, before I could start asking “You mentioned that we can pause on some of these
questions, Ben seemed to read my mind and began explaining. ingredients and instead focus on preparation for the meeting
with Andrew next Friday. I assume we need to focus on
“Yes, Frame is a BCOS ‘process step’ but I also consider it
presenting the recommended process and prepare to get his
an ingredient for success. The key here is that the executive
input on the four Frame questions?”
management team and all other program participants are
in complete agreement regarding the answers to the four He answered with one word. “Precisely.”
Frame questions, and they use that information to tackle the
And with that, he packed up his things and left.
problem of business continuity risk. I don’t think it makes
sense to cover all seven BCOS ingredients right now; we can
do so over the next few months.”
I nodded.
What the best do differently to
achieve
In success.
watching Ben talk about BCOS and its ingredients, I could
see his passion. When I first met him, I saw him as a guy
that rarely gets out of a quality lab—kind of reserved and
unexcitable. My impression was the opposite now, and quite
frankly, I found Ben’s excitement contagious.
“Ben, this makes sense and it’s really interesting how you took
years of trial and error with business continuity to develop
the BCOS. And I thought business continuity was a little
stuffy and a one-and-done thing that’s all about creating
plans!”
The book follows up the fictional case study with an explicit description
of BCOS and the core elements that drive its success.
In the interim, if you have any questions about BCOS or are looking for
hands-on help with improving your business continuity program, please
don’t hesitate to connect with our team today.
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