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STEVEN D. BROWN
Loughborough University
PAUL STENNER
University College London
ABSTRACT: This paper describes the relevance of Spinoza’s Ethics for con-
temporary thought on the psychology of emotion. Spinoza’s account of the pas-
sions completely inverts the Cartesian primacy given to mind. For Spinoza
the critical task is to formulate an ethics of knowing, which begins with an
understanding that body and mind are two attributes of the same substance.
Increasing the capacity of the body to both be affected and affect others is the
means by which the knowing subject progresses. The article sketches out the
key concepts involved in this system and shows how they sensitize us to a
post-cognitive understanding of emotion in Proust’s Swann’s Way.
KEY WORDS: Emotion; Spinoza; Proust; jealousy.
OTHERNESS WITHIN
81
0047-0732/01/0300-0081$19.50/0 䉷 2001 Human Sciences Press, Inc.
82 INTERNATIONAL JOURNAL OF GROUP TENSIONS
merits and fascinations, one cost of this strategy is a too rapid set-
tling of the question of how modern Westerners do indeed construct
emotion. The aim of this article is partly to unsettle what we think we
know about these “modern” constructions.
We will attempt this task of “unsettling from within” by returning
to a figure often cast as a father of the Enlightenment: Spinoza. In
Spinoza’s Ethics of 1677, we already find an explicit and sustained
critique of that thinker usually held responsible for laying the phi-
losophical foundations for modernity: Descartes. The usual story,
crudely put, is that Spinoza, despite his enlightenment ambitions (his
valorization of reason), had one foot firmly in Medieval mysticism (his
unwieldy pantheism), and so helped to open a door to modernity
which he himself could not enter. Descartes, by contrast and despite
Spinoza’s critiques, did enter modernity. This story, of course, works
only in as far as we continue to consider ourselves “modern” in the
broadly Cartesian sense: only in so far, that is, as we continue to
divide up the world according to the nexus of problematics enshrined
in Cartesian dualism. As soon as this dualism is rendered question-
able (as it now undoubtedly is), Spinoza and the tradition he gave rise
to resume center stage and our relationship to our past is dramati-
cally altered. We discover, to adapt Latour (1993), that we never were
modern. This, in our view, has radical implications for the psychology
of emotion.
Whence it follows that when men say that this or that action arises
from the mind which has power over the body, they know not what they
say, or confess with specious words that they are ignorant of the cause
of said action, and have no wonderment at it. (E. III. prop. 2, note)1
Truly I should like him [Descartes] to explain this union through its
proximate cause. But he conceived the mind so distinct from the body
that he could not assign a particular cause for this union, nor for the
mind itself, but he had perforce to recur to the cause of the whole uni-
verse, that is, to God. (E. V. preface)
The mind and body are one and the same thing, which is conceived now
under the attribute of thought, now under the attribute of extension.
Whence it comes about that the order of the concatenation of things is
one, or, nature is conceived now under this, now under that attribute,
and consequently that the order of actions and passions of our body is
simultaneous in nature with the order of actions and passions of our
mind. (E. III. prop. 2, note)
The human mind has no knowledge of the human body, nor does it
know it to exist, save through ideas of modifications by which the body
is affected. (E. II. prop. XIX)
For no one has thus far determined the power of the body, that is, no
one has yet been taught by experience what the body can do merely by
the laws of nature, in so far as nature is considered merely as corporeal
and what it cannot do, save when determined by the mind. For no one
has acquired such accurate knowledge of the construction of the human
body, as to be able to explain all its functions; nor need I omit to men-
tion the many things observed in brutes, which far surpass human
sagacity, and the many things which sleep-walkers do, which they
would not dare to do when awake: this is sufficient to show that the
body itself, merely from the laws of its own nature alone, can do many
things, at which the mind marvels. (E. III. prop. 2, note)
From the given essence of a thing certain things necessarily follow, nor
can things do anything else than that which follows necessarily from
their determinate nature. Wherefore the power or endeavour of any-
thing by which it does, or endeavours to do, anything, either alone or
with others, that is, the power or endeavour by which it endeavours to
persist in its own being, is nothing else than the given or actual essence
of that given thing. (E. III. prop. 7, proof)
This endeavour, when it has reference to the mind alone, is called will
(voluntas); but when it refers simultaneously to the mind and body, it is
called appetite (appetitus), which therefore is nothing else than the es-
sence of man, from the nature of which all things which help in his
preservation necessarily follow; and therefore man is determined for
acting in this way. Now between appetite and desire (cupiditas) there is
no difference but this, that desire usually has reference to men in so far
as they are conscious of their appetite; and therefore it may be defined
as appetite with consciousness thereof. (E. III. prop. 9, note)
modification, which has its effect upon the power of the individual to
persist in being. Will is therefore conatus viewed with “reference to
the mind alone.”
Modifications occur in encounters between the individual and other
finite things (themselves manifold). As such, the precise kind of mod-
ification experienced depends upon the exact nature of relations that
are possible between two individuals qua complex bodies. Spinoza de-
scribes the outcome of encounters in terms of emotion or affect:
For each one manages everything according to his emotion, and thus
those who are assailed by conflicting emotions know not what they
want: those who are assailed by none are easily driven to one or the
other. Now all these things clearly show that the decision of the mind,
and the appetite and the determination of the body, are simultaneous in
nature, or rather one and the same thing, which when considered under
the attribute of thought and explained through the same we call a deci-
sion (decretum), and when considered under the attribute of extension
and deduced from the laws of motion and rest we call a determination
(determinatio). (E. III. prop. 2, note)
Although affect seems here to be the prior term (“for each one man-
ages according to his [sic] emotion”), Spinoza avoids what we moderns
would understand as the opposition of emotion and cognition, by in-
sisting that affects are emergent orderings of the relational field
made up in the encounter between manifold finite beings. His project
is thus perhaps closer to those contemporary explorations of the pro-
duction of order from disorder in physical and social worlds (Cooper,
1990; Hetherington & Munro, 1997; Latour, 1993; Prigogine & Sten-
gers, 1984; Serres, 1982). Following this line, we will proceed in the
following section to explicate Spinoza’s system of affects as processes
90 INTERNATIONAL JOURNAL OF GROUP TENSIONS
WHAT IS AN ENCOUNTER?
the image of the absent loved one to then experience sorrow or de-
spair.3
What is also important in this process is the link made by Spinoza
between being affected (through the image) and the capacity to affect
(as the result of modifications). It is this dual aspect of affection that
links ordering to power. Affects of dysphoria determine the person in
such a way that they diminish their abilities. This occurs in encoun-
ters between bodies that do not agree in some way, such as when one
body adversely affects, dominates or even, in extreme cases, destroys
another by decomposing the relations through which it is constituted.
Opposed to this are affects of euphoria which are marked by an in-
crease in power when “agreeable” bodies unite into a new form of
composition that extends the abilities to act of one or both. What mat-
ters, then, is how bodies (as manifolds) come together in the encoun-
ter to compose either harmonious or disharmonious relations:
The power of any particular thing, and consequently the power of man,
by which he exists and works, is determined only by another particular
thing whose nature must be understood through the same attribute,
through which human nature is conceived. Therefore our power of act-
ing, in whatever way it may be conceived, can be determined, and con-
sequently aided or hindered, by the power of some other particular
thing which has something in common with us. (E. IV. Prop. 29, proof)
The phrase “something in common with us” or “common notions”
plays a pivotal role in Spinoza’s ethical system. Suffice it to say here
that there is a great deal in nature that is “disagreeable” to the hu-
man, and thus the source of dysphoria or worse. Such things are obvi-
ously to be avoided, and it is one of the central propositions in Spi-
noza’s political theory that the role of the state is to provide the
conditions under which disagreeable encounters and accompanying
affects of dysphoria may be minimized.4
Spinoza then moves to consider the idea of images, or the finite
aspects of thought. Seen in terms of this other attribute, the encoun-
ter shows forth as series of modifications arising from the relations
between ideas, some of which currently constitute the mind (as idea
of the body, divisible into ideas of the simple bodies constituting the
manifold complex body), others of which are the ideas of external
bodies (themselves manifold). For Spinoza, the passage to greater or
diminished abilities in euphoria or dysphoria is paralleled by a move-
ment toward “adequacy” or “inadequacy” with regard to ideas. An “in-
adequate” series of ideas (the effect of a disagreeable encounter) is
one that does not contain the cause of the effect. In other words, it is a
92 INTERNATIONAL JOURNAL OF GROUP TENSIONS
failure to have the “idea of the external body” as “clearly and dis-
tinctly” part of mind. Whether adequate or not, the resultant ordering
of ideas acts as the ideational form of the affect:
[T]his idea, which constitutes the form (forma) of the emotion, must
indicate or express the constitution of the body, or some part of it, which
constitution the body or that part possesses by reason of the fact that its
power of acting, or existing is increased or diminished, aided or hin-
dered. (E. III. Gen. Def.)
which refer to and have their sole standing in terms of one another.
And the process of this explication expresses a certain power of un-
derstanding, which emerges when the individual, as a manifold, is
able to grasp an adequate ordering of ideas:
Desire leads the mind to endeavor to conceive (to place within it-
self) those things that improve the individual’s power of understand-
ing. Things that reduce this power lead the mind to conceive ways of
excluding or avoiding those things (E. III. props. XI–XIII). Hence we
love whatever we think increases our power and perfection (i.e., what-
ever gives rise to euphoria), and hate those things that decrease it. To
hate is to endeavor to remove or exclude the hated thing, and to love
is to endeavor to have and to keep the loved thing.
All encounters, even those where only the image is actually pres-
ent, lead to modifications and determinations for action. The euphoria
resulting from an encounter with a loved thing, for example, config-
ures the body as a lover disposed to love. All things may now be en-
countered according to this sympathetic disposition (as through the
“rose tinted spectacles” of the love that loves to love), and things
which may previously have been encountered as neutral—or even
dysphoric—may accidentally or incidentally become causes of further
pleasure:
Spinoza and the Psychology of Emotion, Brown/Stenner 95
From the fact alone that we have regarded something with the emotion
of pleasure or pain, though it were not the efficient cause of the emotion
we can love or hate that thing. (E. II. def. XV, corollary)
The wider import of this note is to indicate that it is not the proper-
ties of what is encountered that are decisive in emotions, nor the
qualities of the affected individual. What is at issue is the composi-
tion of an affective relationship. So euphoria and dysphoria are not
the ground of any given emotion any more than musical harmony is
the ground of the simultaneous tones which give rise to it. The names
of the many emotions we experience are merely the names given to
differently assembled euphoric or dysphoric relations, akin to chords.
Hence Spinoza does not build a hierarchical structure upon them as if
they were foundations, but points instead to the lack of any essential
connection between affected body, encountered body, and quality of
affection:
A man is affected with the same emotion of pleasure or pain from the
image of a thing past or future as from the image of a thing present. (E.
III. prop. XVIII)
being. This much is clear from the association of conatus with desire.
What is at stake in an affect is nothing less than how the person
should “go on” or proceed forth on the basis of their emotion. Spinoza
is moreover presenting a processual account of affects as the unfold-
ing of personal powers to act and understand within a complex web of
forces made up by a world of finite beings and things affecting one
another.
Although Spinoza makes repeated reference to “individuals,” it is
clear from his conception of bodies and minds as manifolds that the
prior ontological category is the “alliance” or “relationship.” Affects
occur in an encounter between manifold beings, where everything de-
pends upon what form of composition they are able to enter into.
Thus the method begins from a point that exceeds individualism (as
we moderns would understand it), concerning itself instead with the
“necessary connections” by which relations are constituted. Spinoza
challenges us to begin not by recourse to biology or culture, or indeed
any of the great dualist formulations, but with the particularity proper
to an encounter, such as “common notions,” “proximate causes,” or
“resultant modifications.” Indeed it is a substantial part of this chal-
lenge to be able to understand or explicate affects as ultimately part
of a single analytic frame or “plane of composition,” known as God or
Nature.6 Once again, this directs us toward the study of how ordering
occurs, irrespective of and circumventing the analytic divisions be-
tween “humans,” “things,” and “nature” with which we are familiar.
explore the affective dimension of the relation between Being and be-
ings (Heidegger being the clearest reference point here). More pre-
cisely we would hazard that the tension between the work of thought
and materiality operates as it were “beneath the surface” of most at-
tempts to produce a comprehensive psychological theory of emotions
(e.g., Lazarus, 1991; Neu, 1977), and indeed emerges into full view
within those critical attempts at rethinking the accomplishments of
emotionality (e.g., Harré, 1991; Sarbin, 1986). In other words, Spi-
noza’s problem actually remains as our problem: we have never
ceased confronting this irreducible difference.
In order to gain some purchase on how the tension becomes embod-
ied in accounts of emotionality, we will describe an extended example
taken from Proust’s Swann’s Way. Proust’s work is arguably the great
modernist Occidental exploration of affect. We would argue that
whatever is “in” Proust is in some way part of the conditions of knowl-
edge in which we, as modern European psychologists, grasp and con-
front questions of emotionality. What is more, Proust is in many ways
remarkably Spinozist in his conception of such issues as the role of
habit in organizing our emotional experiences; the central place of
images; and, most notably, the emphasis on the revelation of common
notions, as in the following:
There was in me a personage who knew more or less how to look, but it
was an intermittent personage, coming to life only in the presence of
some general essence common to a number of things, these essences
being its nourishment and its joy. Then the personage looked and lis-
tened, but at a certain depth only, without my powers of superficial
observation being enhanced. Just as a geometer, stripping things of
their sensible qualities, sees only linear substratum beneath them so
the stories people told escaped me, for what interested me was not what
they were trying to say but the manner in which they said it and the
way in which this manner revealed the character of their foibles.
(Proust [1927], 1981, pp. 737–738)
Here there is also a linkage made between essence and “joy,” a cen-
tral proposition of the Ethics. But perhaps the point on which Proust
and Spinoza are closest is in their treatment of jealousy. Both hold
jealousy to be among the most complex of affects, involving a contin-
ual shuffling of images and ideas as it passes through various phases.
It is also quintessentially a passion, that is, an affect that cuts us off
most decisively from our power to act.
Proust’s most elegant account of jealousy occurs in the third chap-
ter of Swann’s Way. Here what is described is the course of a develop-
Spinoza and the Psychology of Emotion, Brown/Stenner 99
But then at once his jealousy, as though it were the shadow of his love,
presented him with the complement, with the converse of that new
smile with which she had greeted him that very evening—and which
now, perversely, mocked Swann and shone with love for another—of
that droop of the head, now sinking onto other lips, of all the marks of
affection (now given to another) that she had shown him. And all the
voluptuous memories which he bore away from her house were, so to
speak, but so many sketches, rough plans like those which a decorator
submits to one, enabling Swann to form an idea of the various attitudes,
aflame or faint with passion, which she might adopt for others. With the
result that he came to regret every pleasure that he had tasted in her
company, every new caress of which he had been so imprudent as to
point out to her the delights, every fresh charm that he found in her, for
he knew that, a moment later, they would go to enrich the collection of
instruments in his secret torture-chamber. (Proust, 1981, p. 301)
This hatred towards an object loved together with envy is called jeal-
ousy (zelotypia), which therefore is nothing else than a wavering of the
mind caused by simultaneous love and hate, accompanied by the idea of
a rival who is envied. Further, this hate towards the object loved will be
greater according to the pleasure with which the jealous man was wont
100 INTERNATIONAL JOURNAL OF GROUP TENSIONS
to be affected from the love which the thing loved returned to him. (E.
III. prop. 34, note)
[I]f she was now frequently away from Paris, even when she was there
he scarcely saw her, and she who, when she was in love with him, used
to say “I’m always free” and “What do I care what other people think?”
now, whenever he wanted to see her, appealed to the proprieties or
pleaded some engagement. (Proust, 1981, p. 339)
substitutions in the kinds of ideas that are evoked by the jealous af-
fect. Swann conceives of simple descriptions, moral evaluations, de-
sires, regrets, justifications, and apologies, all of which rapidly circu-
late around the ideas of the images of Odette:
The life of Swann’s love, the fidelity of his jealousy, were formed of the
death, the infidelity, of innumerable desires, innumerable doubts, all of
which had Odette for their object. (Proust, 1981, p. 404)
His jealousy, like an octopus which throws out a first, then a second,
and finally a third tentacle, fastened itself firmly to that particular mo-
ment, five o’clock in the afternoon, then to another, then to another
again. (1981, p. 309)
OPERA POSTHUMA
NOTES
1. In citing passages from the Ethics, we will refer to part (E), proposition (prop.),
definition (def.), note or proof. Hence the note to the second proposition in part two
is E. II. prop. 2, note.
2. Spinoza’s description of power in terms of a relationally circumscribed “power-to
act,” rather than a sovereign or foundational “power-over” the body or, indeed,
others is recapitulated by much postructuralist social science (see Curt, 1994; Law,
1991; Rose, 1989). For explicit attempts to address Spinoza’s conception of power in
political theory, see Chomsky and Foucault (1974), Curley (1996), Gatens (1996),
Negri (1991).
3. In this respect Spinoza prefigures many of the attempts in psychology and psychia-
try to elucidate the image as the material cause of trauma (e.g., Antze & Lambek,
1996).
4. The state functions here as an “individual” or collective assemblage composed of the
bodies of the citizenry. It assumes the role of minimizing disagreeable modifications
of “itself” as supra-individual (Curley, 1996).
5. It is certification that is at issue since ideas are by their very nature already af-
firmed in mind (Gilbert, 1991).
6. This aspect has been developed in ecological readings of Spinoza, notably Naess
(1977).
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