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II6 Gut 1999;45(Suppl II):II6–II16

Fundamentals of neurogastroenterology

Gut: first published as 10.1136/gut.45.2008.ii6 on 1 September 1999. Downloaded from http://gut.bmj.com/ on August 29, 2021 by guest. Protected by copyright.
J D Wood, D H Alpers, P L R Andrews
Co-Chair, Committee
on Basic Science:
Brain–Gut,
Multinational Working
Teams to Develop Abstract Enteric innervation
Diagnostic Criteria for Current concepts and basic principles of Neural networks for control of digestive
Functional neurogastroenterology in relation to functions are positioned in the brain, spinal
Gastrointestinal
functional gastrointestinal disorders are cord, prevertebral sympathetic ganglia, and in
Disorders,
Departments of reviewed. Neurogastroenterology is em- the walls of the specialized organs that make up
Physiology and phasized as a new and advancing subspe- the digestive system. Control involves an
Internal Medicine, cialty of clinical gastroenterology and integrated hierarchy of neural centers. Starting
The Ohio State
digestive science. As such, it embraces at the level of the gut, fig 1 illustrates four lev-
University College of els of integrative organization. Level 1 is the
Medicine and Public the investigative sciences dealing with
enteric nervous system (ENS), which has local
Health, Columbus, functions, malfunctions, and malforma-
Ohio, USA circuitry for integrative functions independent
tions in the brain and spinal cord, and the of extrinsic nervous connections. The second
J D Wood
sympathetic, parasympathetic and en- level of integration occurs in the prevertebral
Co-Chair, Committee teric divisions of the autonomic innerva- sympathetic ganglia where peripheral reflex
on Basic Science: tion of the digestive tract. Somatomotor pathways are influenced by preganglionic sym-
Brain–Gut, systems are included insofar as pharyn- pathetic fibers from the spinal cord. Levels 3
Gastroenterology
geal phases of swallowing and pelvic floor and 4 are within the central nervous system
Division, Department
of Medicine, involvement in defecation, continence, (CNS). At the third level, sympathetic and
Washington University and pelvic pain are concerned. Inclusion parasympathetic outflow to the gut is deter-
School of Medicine, St of basic physiology of smooth muscle, mined in part by reflexes with sensory fibers
Louis, Missouri, USA mucosal epithelium, and the enteric that travel with autonomic nerves. The fourth
D H Alpers
immune system in the neurogastroen- level includes higher brain centers that supply
Department of terologic domain relates to requirements descending signals that are integrated with
Physiology, St Georges for compatibility with neural control incoming sensory signals at level 3. The neural
Hospital Medical mechanisms. Psychologic and psychiatric networks at level 1 within the walls of the gut
School, London, UK
relations to functional gastrointestinal integrate contraction of the muscle coats,
P L R Andrews transport across the mucosal lining and
disorders are included because they are
Correspondence to: significant components of neurogastroen- intramural blood flow into organized patterns
Jackie D Wood, Ph.D, terology, especially in relation to projec- of behavior. These networks form the ENS,
Professor of Physiology and which is considered to be one of the three sub-
Internal Medicine, tions of discomfort and pain to the
divisions of the autonomic nervous system
Department of Physiology, digestive tract.
College of Medicine, The together with sympathetic and parasympa-
(Gut 1999;45(Suppl II):II6–II16)
Ohio State University, 302 thetic divisions. Nervous malformations and
Hamilton Hall, 1645 Neil malfunctions in these systems are increasingly
Avenue, Columbus, Ohio Keywords: enteric nervous system; brain–gut axis;
43210, USA. Email: autonomic nervous system; nausea; gut motility; mast recognized as underlying factors in functional
wood.13@osu.edu cells; gastrointestinal pain; Rome II gastrointestinal disorders (FGID).
The musculature, mucosal epithelium, and
vasculature are the gut’s eVector systems.
Higher brain centers Control level 4 Global behavior of the organ at any moment
reflects neurally integrated activity of these sys-
tems. The nervous system coordinates activity
of the primary eVectors to produce meaningful
Parasympathetic Sympathetic patterns of behavior for the whole organ. The
system system Control level 3
ENS is a local minibrain within which is stored
Prevertebral a library of programs for diVerent patterns of
ganglia Control level 2 gut behavior. Digestive, interdigestive, and
emetic patterns of intestinal behavior reflect
outputs from three respective programs. For
example, during emesis, propulsion in the
Enteric nervous system Control level 1 upper small intestine is reversed for rapid
movement of the contents toward the open
pylorus and relaxed stomach. This program
can be called up from the library either by
Muscle/mucosa/vasculature Effector level
Abbreviations used in this paper: CNS, central
Figure 1 Neural control of the gut is hierarchic with four basic levels of integrative nervous system; ENS, enteric nervous system; FGID,
organization. Level 1 is the enteric nervous system (ENS) which behaves like a local functional gastrointestinal disorder; NTS, nucleus
minibrain. The second level of integrative organization is in the prevertebral sympathetic
ganglia. The third and fourth levels are within the central nervous system (CNS). tractus solitarius; DVN, dorsal motor nucleus of the
Sympathetic and parasympathetic signals to the digestive tract originate at level 3 and vagus; IBS, irritable bowel syndrome; ICC, interstitial
represent the final common pathways for outflow of information from the CNS to the gut. cells of Cajal; 5-HT, 5-hydroxytryptamine; TRH
The fourth level includes higher brain centers that provide input for integrative functions at thyrotropin releasing hormone; CRF, corticotropin
level 3. releasing factor.
Fundamentals of neurogastroenterology II7

the response in the wall of the intestine to dis-


tension or mucosal stroking is a reflex contrac-
tion of the circular muscle coat above the site of

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stimulation and inhibition of the circular mus-
cle below the site. This pattern of behavior is
Effector systems reproduced each time mechanoreceptors are
activated by stretch of the wall or deformation
Interneurons of the mucosa. This behavioral pattern, like
Muscle
Reflexes that of all reflexes, mirrors the output of a set of
Sensory Motor Secretory fixed “hardwired” connections within the
Program glands
neurons library neurons interneuronal circuitry.
Blood Pattern generators are neural networks that
Information vessels
processing generate rhythmic or repetitive behavior in
eVector systems of animal phyla ranging from
Integrated Integrated system invertebrates to higher vertebrates including
synaptic circuits behavior humans. They are formed by interneuronal
Figure 2 The conceptual model for the enteric nervous system (ENS) is the same as for synaptic connections that are preprogramed to
the central nervous system (CNS). Sensory neurons, interneurons, and motor neurons are produce an adaptive pattern of eVector behav-
connected synaptically for flow of information from sensory neurons to interneuronal
integrative networks to motor neurons to eVector systems. The ENS organizes and ior. Pattern-generating circuitry consists of
coordinates the activity of each eVector system into meaningful behavior of the integrated motor programs that signal motor neurons for
organ. Bi-directional communication occurs between the CNS and ENS. control of repetitive cyclical behaviors. The
commands from the brain or by local sensory sequence of events in stereotyped repetitions of
detection of noxious substances in the lumen. motor outflow to the eVector system is
Structure, function, and neurochemistry of determined by the program circuit. Pro-
enteric ganglia diVer significantly from other grammed motor behavior, unlike reflex behav-
autonomic ganglia. Unlike other autonomic ior, does not require sensory input to start the
ganglia that function mainly as relay distribu- program, and feedback information from
tion centers for signals transmitted from the sensory neurons is unnecessary for sequencing
CNS, ENS ganglia are interconnected to form of the steps in the program. For many of the
a nervous system with mechanisms for integra- behaviors generated by programmed motor
tion and processing of information like those circuits (e.g., chewing, swallowing, breathing),
found in the brain and spinal cord. On this the entire sequence of the motor program may
basis, the ENS is sometimes referred to as the be initiated by input signals from a single neu-
brain-in-the-gut or enteric minibrain. ron called a command neuron. Cyclic patterns
Many properties of the ENS resemble the of secretory and contractile behavior seen in
CNS1 2 and the conceptual model is the same the large intestine in response to histamine
(fig 2). Like the CNS, the ENS works with release from enteric mast cells is an example of
three functional categories of neurons identi- the output of pattern generating circuitry in the
fied as sensory, inter-, and motor neurons. ENS.3 4
Sensory neurons have receptor regions
specialized for detecting changes in thermal, Central command signals
chemical, or mechanical stimulus energy. The The vagus nerves have long been recognized as
receptor regions transform changes in stimulus the major transmission pathway for control
energy into signals coded by action potentials signals from the brain to the digestive tract,
that subsequently are transmitted along sen- whereas the general neurophysiological mecha-
sory nerve fibers to other points in the nervous nisms underlying the eVects of vagal nerve
system. stimulation on the upper gut have been
Interneurons are connected by synapses into clarified only recently. New awareness of the
networks that process sensory information and independent integrative properties of the ENS
control the behavior of motor neurons. Multi- has led to revision of earlier concepts of
ple connections among many interneurons mechanisms of vagal influence. Earlier con-
form “logic” circuits that decipher action cepts of vagal innervation presumed that
potential codes from sensory neurons and sig- ganglia of the digestive tract were the same as
nals from elsewhere in the nervous system. parasympathetic ganglia in other visceral sys-
These are recognized as integrative or reflex tems where the ganglia generally have a relay
circuits because they organize reflex responses distribution function. These previous concepts
to sensory inputs. supposed that parasympathetic innervation of
Motor neurons are the final common the gut was similar. EVerent vagal fibers were
pathways for transmission of control signals to believed to form synapses directly with gan-
the eVector systems. In the digestive tract, glion cells that innervated the cells of the eVec-
motor signals may initiate, sustain, or suppress tor systems. This concept, illustrated in fig 3, is
the behavior of the eVector depending on the inconsistent with current evidence and should
kind of transmitter released. be abandoned.
The earlier concept placed the “computer”
entirely within the brain, whereas, current con-
Reflexes and pattern generators cepts place “microprocessor” circuits within
Reflexes are a form of neurally-mediated the wall of the gut in close proximity to the
behavior of eVector systems that occurs in eVector systems. Numbers of neurons equal to
response to stimulation of sensory neurons. those of the spinal cord are present in the ENS
Reflex behavior is stereotypical. For example, (i.e., ∼1×108). This large amount, which
II8 Wood, Alpers, Andrews

Classic concept Current concept rons in the sacral region. Several higher brain
regions transmit to these outflow centers.
Frontal regions of the cerebral cortex, bed

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nucleus of the stria terminalis, paraventricular
V al Vagal nucleus of the hypothalamus, and the central
aff agal Vagrent efferent
ere nucleus of the amygdala project to the vagal
Vagal nt affe
efferent Interneurons outflow center in the medulla oblongata. These
Reflexes areas share information with the limbic regions
Sensory
neurons Program library where emotional responses to sensory input
Information processing from the outside world as well as signals of
volitional origin are processed.
Vagal aVerent fibers from the upper gastro-
Enteric Enteric
motor motor intestinal tract form synapses in the nucleus
neurons neurons tractus solitarius (NTS). They are thought to
mediate non-painful physiologic sensations
(e.g., distension, satiety and nausea). Evidence
Effector Effector for a role in the perception of noxious stimula-
system system
tion is equivocal. The NTS is the relay station
Figure 3 Classic outmoded and current concepts of relations between the brain and the for transfer of vagal aVerent information from
digestive tract. The classic concept viewed parasympathetic eVerents (e.g., vagal eVerents) the gut to higher brain centers. Information
as synapsing directly with enteric motor neurons, as illustrated on the left side of the
diagram. In the current concept, parasympathetic eVerent fibers transmit command signals relayed by the NTS influences the outflow of
from the brain to the integrative and motor program circuitry of the enteric nervous system both volitional and non-volitional signals from
minibrain as shown on the right side of the diagram. higher brain centers.
evidently is required for program control of the Linked interactions between higher brain
digestive processes, would greatly expand the centers, emotional state and gastrointestinal
volume of the CNS if situated there. Rather disorders are well recognized. Abdominal pain,
than having the neural control circuits packed diarrhea, nausea, altered food intake, and
exclusively within the CNS and transmitting emesis can all be manifestations of emotional
every byte of control information over long or traumatic stress. The same symptoms
transmission lines, vertebrate animals have following stress can occur in psychiatrically
most of the circuits for automatic feedback normal individuals, as well as in those with
control located in close proximity to the eVec- psychiatric illness. Findings that antidepressant
tor systems. medications relieve some FGID symptoms is
Figure 3 illustrates the current concept of evidence of disorder in the higher brain centers
central involvement in gut function. Local that influence the outflow of commands to the
integrative circuits of the ENS are organized gut. Nevertheless, the eVect is not evident for
for program operations independent of input all antidepressants and is not necessarily
from the CNS. Subsets of neural circuits are related to eVects on mood.5 The stress-related
preprogramed for control of distinct patterns of symptoms and behavioral changes (i.e., sleep
behavior in each eVector system and for the disturbances, muscle tension, pain, altered
coordination of activity of multiple systems. diet, abnormal illness behavior) associated with
Enteric motor neurons are the final common FGIDs probably reflect subtle malfunctions in
transmission pathways for the variety of diVer- the brain circuits responsible for interactions of
ent programs and reflex circuits required for higher cognitive functions and central centers
ordered gut function. that determine outputs to the gastrointestinal
Rather than controlling individual motor tract, and not to psychiatric illness alone.
neurons, messages transmitted by parasympa-
thetic eVerent fibers are command signals for Vago–vagal reflexes
the activation of expanded blocks of integrated Vagal integrative centers in the brain are more
circuits positioned in the gut wall. This explains directly involved in the control of the special-
the strong influence of a small number of vagal ized digestive functions of the esophagus,
eVerent fibers (approximately 10% of vagal fib- stomach and the functional cluster of duode-
ers are eVerent) on motility and other eVector num, gall bladder, and pancreas than in the
systems over extended regions of the stomach distal small bowel and large intestine. The cir-
or intestine. In this respect, the ENS is cuits in the dorsal vagal complex and their
analogous to a microcomputer with its own interactions with higher centers are responsible
independent software, whereas the brain is like for the rapid and more precise control required
a larger mainframe with extended memory and for adjustments to rapidly changing conditions
processing circuits that receive information in the upper digestive tract during anticipation,
from and issue commands to the enteric ingestion, and digestion of meals of varied
computer. composition.
A reflex circuit known as the vago–vagal
reflex underlies moment-to-moment adjust-
Higher brain centers ments required for optimal digestive function
Final common pathways for output from in the upper digestive tract. The sensory side of
higher centers to the gut exit the brain in eVer- the reflex arc consists of vagal aVerent neurons
ent vagal fibers and descending pathways in the connected with a variety of sensory receptors
spinal cord that connect to sympathetic specialized for detection and signaling of
preganglionic neurons in the thoraco-lumbar mechanical parameters such as muscle tension
region and parasympathetic preganglionic neu- and mucosal brushing, or luminal chemical
Fundamentals of neurogastroenterology II9

parameters such as pH, osmolarity and glucose nodose ganglia, dorsal root ganglia, and in the
concentration. The sensory neurons are synap- ENS. Mechanoreceptors sense mechanical
tically connected with neurons in the dorsal events in the mucosa, musculature, serosal sur-

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motor nucleus of the vagus (DVN) and in the face, and mesentery. They supply both the
NTS. The NTS, which lies directly above the enteric minibrain and the CNS with infor-
DVN, makes synaptic connections with the mation on stretch-related tension and muscle
neuronal pool in the DVN. A synaptic length in the wall and on the movement of
neuropile formed by processes from neurons in luminal contents as they brush the mucosal
both nuclei tightly links the two into an surface. Mesenteric receptors code for gross
integrative center, which together with the area movements of the organ. Chemoreceptors gen-
postrema and nucleus ambiguus, form the dor- erate information on the concentration of
sal vagal complex. The dorsal vagal neurons are nutrients, osmolarity and pH in the luminal
second or third order neurons representing the contents. Thermoreceptors supply the brain
eVerent arm of the reflex circuit. They are the with deep-body temperature data used in regu-
final common pathways out of the brain to the lation and perhaps sensations of temperature
enteric circuits responsible for control and change in the lumen. Presence in the gastro-
coordination of the behavior of the muscular, intestinal tract of nociceptors (“pain recep-
secretory, and circulatory systems of the gut. tors”), equivalent to those connected with
EVerent vagal fibers form synapses with C-fibers and A-delta fibers elsewhere in the
neurons in the ENS to activate circuits which body, is likely but not unequivocally
ultimately drive outflow of signals in motor confirmed.6
neurons to the eVector systems. When the Sensory information on the mechanical state
eVector system is the musculature, its innerva- of the musculature and distension of the
tion consists of both inhibitory and excitatory visceral wall is coded by mechanoreceptors.
motor neurons that participate in reciprocal Whether the neuronal cell bodies of intramus-
control. If the eVector systems are gastric cular and mucosal mechanoreceptors belong to
glands or digestive glands of the duodenal dorsal root ganglia, enteric ganglia, or both, is
cluster unit, the secretomotor neurons are uncertain.2 7 Stretch sensitive mechanorecep-
excitatory and stimulate secretory behavior. tors have pathophysiologic importance because
The circuits for central nervous control of a consistent finding in patients diagnosed with
the upper gastrointestinal tract are organized the irritable bowel syndrome (IBS) is abnor-
much like those dedicated to control of skeletal mally high sensitivity to stretch that translates
muscle movements where fundamental reflex into pain.8 9 The heightened sensitivity to
circuits are located in the spinal cord. Inputs to distension and conscious awareness of the
the spinal reflex circuits (e.g., monosynaptic gastrointestinal tract experienced by patients
reflexes) from higher order integrative centers with IBS is a generalized phenomenon
in the brain (e.g., motor cortex and basal gan- throughout the gut including the esophagus.10
glia) complete the neural organization of The mechanism is unclear. However, three
skeletal muscle motor control. Memory, general explanations are apparent: (1) exagger-
processing of incoming information from ated signals from sensitized mechanoreceptors
outside the body and integration of proprio- may be accurately decoded by the brain as
ceptive information are ongoing functions of hyperdistension; (2) malfunctioning brain cir-
higher brain centers responsible for intelligent cuits may be misinterpreting accurate infor-
organization of the outflow to the skeletal mus- mation; (3) combined sensing and central
cles emanating from the basic spinal reflex cir- processing malfunction could be involved.
cuits. The basic connections of the vago–vagal Hyposensory perception, particularly in the
reflex circuit are like somatic motor reflexes in rectosigmoid region, is at the opposite extreme
being “fine tuned” by higher brain centers. of gastrointestinal sensory abnormality. Sen-
The dorsal vagal complex has extensive con- sory suppression in this region of the gut, either
nections for information-sharing with both in the pathway for recto-anal stretch reflexes or
forebrain and brainstem centers. Sensory in the transmission pathway from the rectosig-
information into the NTS and area postrema is moid to conscious perception of distension,
relayed to several rostral centers. The same can be an underlying factor in the pathogenesis
rostral centers reciprocate by projecting higher of chronic constipation and associated
order information in descending connections symptoms.11
to the vago–vagal reflex circuits. These interac- Conscious sensations arising from mechani-
tions account for the eVects of emotional state cal stimulation in the specialized compart-
and external stimuli from the environment on ments of the digestive tract in humans include
functions of the digestive tract. pressure, fullness, nausea, and pain. Chemical
Synaptic transmission in the microcircuits of stimuli (e.g., glucose, fatty acids, and amino
the dorsal vagal complex involves more than 30 acids) evoke discharge in gastrointestinal aVer-
neurotransmitters. These include acetylcho- ent fibers; nevertheless, it is unlikely that this
line, biogenic amines, amino acids, nitric oxide, normally gives rise to conscious sensation other
and peptides, most of which are identified as than perhaps hunger and satiety. Sensations of
neurotransmitters elsewhere in the brain and in pain are transmitted mainly by dorsal root
the ENS. aVerents that accompany the splanchnic
nerves. Electrical stimulation of splanchnic
Sensory physiology nerves in humans evokes severe pain that is not
The gut has mechano-, chemo-, and thermo- relieved by vagotomy.12 Splanchnic aVerents
receptors. Cell bodies of these neurons are in seem to be involved in the sensation of nausea
II10 Wood, Alpers, Andrews

because nausea can be evoked by gastric oxide are implicated as inhibitory neurotrans-
distension in patients with bilateral vagotomy.13 mitters at neuromuscular junctions in the
This suggests that stimulation of splanchnic gut.18 19

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aVerents can evoke the sensation, but does not The functional significance of inhibitory
exclude vagal involvement. Vagal stimulation motor neurons is related to the specialized
has long been implicated as a factor in nausea.14 physiology of the musculature.2 The intestinal
In contrast to vagal aVerents, stimulation of musculature behaves as a self-excitable electri-
greater splanchnic nerves does not evoke an cal syncytium consisting of interstitial cells of
emetic response in animal models. Cajal (ICCs) that function as pacemakers inte-
Low-threshold aVerents respond to innocu- grated with the bulk musculature, which
ous levels of distension and contraction; generates forces for propulsion. This implies
high-threshold aVerents respond only when that action potentials and pacemaker potentials
distension is greater than a set threshold. Low- spread from muscle fiber to muscle fiber in
threshold mechanoreceptors are presumed to three dimensions. The action potentials trigger
be the sensory component of normal auto- phasic contractions as they spread through the
nomic regulatory reflexes (e.g., vago–vagal musculature. The ICCs are a non-neural pace-
reflexes). It is unknown for certain whether maker system of electrical slow waves that
activity in low-threshold pathways reaches the account for the self-excitable characteristics of
level of conscious perception; nevertheless, it is the integrated system. In this construct, the
likely that some non-painful sensations such as electrical slow waves are an extrinsic factor to
fullness, the presence of gas, or perhaps nausea which the circular muscle responds.
are derived from this kind of activity. High- Consideration of the functional characteris-
threshold aVerents are thought to be the tics of the musculature raises the question of
sensory analogs of sharp-localized pain in why the circular muscle fails to respond with
organs such as the gall bladder where pain is action potentials and contractions to all
the only consciously perceived sensation.15 pacemaker cycles and why action potentials
Cervero and Jänig6 suggested that distension and contractions do not spread in the syncy-
can evoke sensations ranging from mild tium throughout the entire length of intestine
fullness to intense pain and that activation of each time they occur? Answers to the these
diVering proportions of low- and high- questions lie in the functional significance of
threshold mechanoreceptors could account for enteric inhibitory motor neurons.
the range of sensations. Acute visceral pain may The circular muscle can only respond to a
emerge from activation of high-threshold noci- myogenic pacemaker (electrical slow wave)
ceptive fibers; whereas, chronic forms of when the inhibitory motor neurons in a
visceral pain could be attributed to sensitiza- segment of intestine are switched oV by input
tion of both types of mechanoreceptors by from other neurons in the control circuits.
conditions such as inflammation or ischemia. Likewise, action potentials and associated con-
Application of irritants to the large intestinal tractions can propagate only into disinhibited
mucosa in animals lowers the threshold and regions of the musculature. This means that
sensitizes both the high- and low-threshold activity states of inhibitory neurons determine
distension sensitive aVerents. Another class of when the omnipresent slow waves initiate a
splanchnic aVerents termed silent nociceptors contraction, as well as the distance and
is also suspected in chronic pain. direction of propagation once the contraction
Silent nociceptors are sensory aVerents that has begun.
normally do not respond to the strongest of Inhibitory motor neurons to the circular
distending stimuli. This group of normally muscle discharge continuously and action
silent receptors appears to become sensitized potentials and contractions in the muscle occur
by inflammatory mediators. Spontaneous ac- only when the inhibitory neurons are switched
tion potential discharge and responses to oV by input from interneurons in the control
normally innocuous mechanical distension circuits. In sphincters, the inhibitory neurons
occur after sensitization. are normally quiescent and are switched on
with timing appropriate for coordination of the
opening of the sphincter with physiological
Enteric motor physiology events in adjacent regions. When this occurs,
The motor neuron pool of the ENS consists of the inhibitory neurotransmitter relaxes ongo-
excitatory and inhibitory neurons (fig 2). Exci- ing muscle contraction in the sphincteric mus-
tatory motor neurons release neurotransmit- cle and prevents excitation-contraction in the
ters that evoke muscle contractions and adjacent muscle from spreading into and clos-
mucosal secretion. Acetylcholine and sub- ing the sphincter. In non-sphincteric circular
stance P are the main neurotransmitters muscle, the state of activity of inhibitory motor
released from excitatory motor neurons to neurons determines the length of a contracting
evoke contraction of the muscles.16 Acetylcho- segment by controlling the distance of spread
line and vasoactive intestinal peptide are of action potentials within the three-
excitatory neurotransmitters that evoke secre- dimensional electrical geometry of the syncy-
tion from intestinal crypts.17 tium. Contraction can occur in segments in
Inhibitory motor neurons release neuro- which ongoing inhibition has been switched
transmitters that suppress contractile activity oV, while adjacent segments with continuing
of the musculature. Adenosine triphosphate, inhibitory activity cannot contract. The
vasoactive intestinal peptide, pituitary ade- boundaries of the contracted segment reflect
nylate cyclase activating peptide, and nitric the transition zone from inactive to active
Fundamentals of neurogastroenterology II11

inhibitory motor neurons. The directional nervous control of the muscles that are
sequence in which the inhibitory motor self-excitable (autogenic) when released from
neurons are switched oV establishes the the braking action imposed by inhibitory

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direction of propagation of the contraction. motor neurons. Chronic pseudo-obstruction in
Normally, they are switched oV in the aboral these cases appears to be symptomatic of
direction, resulting in contractile activity that advanced stages of a progressive enteric
propagates in the aboral direction. During neuropathy. Retrospective review of patients’
vomiting, the inhibitory motor neurons must records suggests that FGID symptoms can be
be switched oV in the reverse sequence to an expression of early stages of the neuropathy.
account for small intestinal propulsion that Degenerative non-inflammatory and inflam-
travels toward the stomach. matory enteric neuropathies are two forms of
In general, any treatment or condition that the disease that culminate in pseudo-
ablates the intrinsic inhibitory neurons results obstruction. Non-inflammatory neuropathies
in tonic contracture and “achalasia” of the can be either familial or sporadic.21 In the auto-
intestinal circular muscle. Several circum- somal recessive form, the neuropathologic
stances that involve functional ablation of the findings include a notable reduction in the
intrinsic inhibitory neurons are associated with number of neurons in both myenteric and sub-
conversion from a hypocontractile condition of mucous plexuses, and the presence of round,
the circular muscle to a hypercontractile state. eosinophilic intranuclear inclusions in about
All evidence suggests that some of the intrinsic 30% of the residual neurons. Histochemical
inhibitory neurons are tonically active, and that and ultrastructural analysis revealed that the
blockade or ablation of these neurons releases inclusions are not viral particles, but rather
the circular muscle from the inhibitory proteinaceous material forming filaments.22 23
influence.2 The behavior of the muscle in these Degenerative inflammatory enteric neuropa-
cases is tonic contracture and disorganized thies are characterized by a dense inflamma-
phasic contractile activity reminiscent of fibril- tory infiltrate confined to enteric ganglia. Para-
lation. neoplastic syndrome, Chagas disease and
idiopathic degenerative disease are recogniz-
Disinhibitory motor disease able forms of pseudo-obstruction related to
The physiology of neuromuscular relations in inflammatory neuropathies.
the intestine predicts that spasticity and “acha- Idiopathic inflammatory degenerative neu-
lasia” will accompany any condition where ropathy occurs unrelated to neoplasms, infec-
inhibitory motor neurons are destroyed. With- tious conditions or other known diseases.24–26
out inhibitory control, the self-excitable DeGiorgio and colleagues25 and Smith and
smooth muscle contracts continuously and colleagues26 described two small groups of
behaves as an obstruction. This happens patients with early complaints of symptoms
because the muscle is freed to respond to the similar to FGID, which progressively wors-
pacemaker (electrical slow waves) with con- ened, and were later diagnosed as idiopathic
tractions that propagate without amplitude, degenerative inflammatory neuropathy based
distance, or directional control. Contractions on full-thickness biopsy samples taken during
spreading in the uncontrolled syncytium col- exploratory laparotomy that revealed chronic
lide randomly resulting in fibrillation-like intestinal pseudo-obstruction. Each patient
behavior in the aVected intestinal segment. had inflammatory infiltrates localized to the
Loss or malfunction of inhibitory motor myenteric plexus. Serum samples from the two
neurons is the pathophysiologic basis of disin- cases reported by Smith et al had circulating
hibitory motor disease. It underlies several antibodies against enteric neurons similar to
forms of chronic intestinal pseudo-obstruction those found in secondary inflammatory neu-
and sphincteric achalasia. Neuropathic degen- ropathies (i.e., anti-Hu), but with diVerent
eration is a progressive disease that in its earlier immunolabeling patterns characterized by
stages may be manifest as symptoms confused prominent cytoplasmic rather than nuclear
with FGID. staining.26
Recognition of the complex functions of the
Functional gastrointestinal disorders and enteric minibrain prompts the conclusion that
chronic intestinal pseudo-obstruction early neuropathic changes are expected to be
The neuropathic form of chronic intestinal manifest as functional symptoms that worsen
pseudo-obstruction is linked with neuropathic with progressive neuronal loss. In diagnostic
degeneration in the ENS. Failure of propulsive motility studies (e.g., manometry) degenera-
motility in the aVected length of neuropathic tive loss of enteric neurons is reflected by
bowel reflects loss of the neural microcircuits hypermotility and spasticity20 because inhibi-
that program and control the repertoire of tory motor neurons are included in the missing
motility patterns required for the necessary neuronal population.
functions of that region of bowel. Pseudo-
obstruction occurs in part because contractile Nausea and vomiting
behavior of the circular muscle is hyperactive Nausea and vomiting are common symptoms
but disorganized in the denervated regions.20 of FGIDs. Both are viewed as components of a
Manometrically determined hyperactivity is a neuroprotective mechanism against acciden-
diagnostic sign of the neuropathic form of tally ingested toxins.27 Nausea is responsible for
chronic small bowel pseudo-obstruction. The the genesis of an aversive response either by
hyperactive and disorganized contractile be- taste, sight, or smell such that the animal avoids
havior reflects the absence of inhibitory the toxin on future occasions. Vomiting expels
II12 Wood, Alpers, Andrews

the toxin from the upper gastrointestinal tract, that this class of drugs may have potential for
much like diarrhea and power propulsion modifying other non-painful sensations arising
accomplish a similar function in the lower gut. from the upper digestive tract.

Gut: first published as 10.1136/gut.45.2008.ii6 on 1 September 1999. Downloaded from http://gut.bmj.com/ on August 29, 2021 by guest. Protected by copyright.
Nausea induces an aversive response linking
the sensation to recently ingested food that
contained the toxin. In humans, nausea can be Neuroimmunophysiologic paradigm for
more aversive than pain. EVects of inappropri- functional gastrointestinal disorders
ate induction of nausea in the clinic are seen in The enteric immune system is colonized by
patients undergoing anti-cancer chemotherapy populations of immune/inflammatory cells that
who may experience reduced food intake, are constantly changing in response to luminal
anticipatory emetic responses, and aversion to conditions and during pathophysiologic states.
further courses of therapy. Aside from its adap- In its position in the colon, the mucosal
tive advantage in evolution, some animals, immune system encounters one of the most
including humans, experience nausea and contaminated of bodily interfaces with the out-
vomiting as a symptom in response to an side world. The system is exposed daily to
extended range of drugs, therapies, disease dietary antigens, bacteria, viruses, and toxins.
processes, and altered mental states. Physical and chemical barriers at the epithelial
The somatic motor acts of retching and interface do not exclude the large antigenic
vomiting are preceded by changes mediated by load in its entirety, causing the mucosal
the autonomic nervous system including saliva- immune system to be chronically challenged.
tion, tachycardia, cutaneous vasoconstriction, Motor and secretory responses in the gut of
sweating, relaxation of the proximal stomach, animals sensitized to specific antigens (e.g.,
and retrograde propulsive contractions in the parasites, food antigens, bacterial toxins) sug-
upper small bowel. Vomiting center is a short- gest direct communication between the im-
hand term for the brainstem structures that mune system and the ENS that may be normal
contain the neural program for organization of or become pathologic. The communication
both the autonomic and somatic motor outflow results in adaptive behavior of the bowel in
components in generation of the emetic response to circumstances within the lumen
response. Input to the vomiting center from that are threatening to the functional integrity
vagal aVerents, the area postrema, vestibular of the whole animal. Communication is
system, and higher brain structures can induce paracrine in nature and incorporates special-
nausea and trigger the emetic pattern generator ized sensing functions for specific antigens
in humans. Input from abdominal vagal together with the capacity of the ENS for intel-
aVerents is also a trigger for the vomiting ligent interpretation of the signals. Flow of
center. information in immuno-neural integration
Several lines of evidence suggest that para- starts with immune detection and signal trans-
crine signaling from mucosal enteroendocrine fer to the ENS. The enteric minibrain inter-
cells to vagal aVerent terminals, with major prets the signal and responds by calling up
involvement of 5-hydroxytryptamine (5-HT) from its program library a specific program of
as the mediator, underlies signal transduction coordinated mucosal secretion and propulsive
at the aVerent terminal. This is assumed to motility that functions to clear the antigenic
underlie the eYcacy of 5-HT3 antagonists as threat from the intestinal lumen. Side eVects of
antiemetic drugs. The vomiting center itself the program are symptoms of abdominal pain
should be an ideal target for antiemetic drug and diarrhea (fig 4).
therapy because a drug acting there could The enteric immune system becomes sensi-
potentially block retching and vomiting irre- tized by foreign antigens in the form of
spective of the initial trigger. Animal studies foodstuVs, toxins and invading organisms.
have identified several classes of agents that Once the system is sensitized, a second
may work in this way. These include 5-HT1A exposure to the same antigen triggers predict-
receptor agonists,28 opiate receptor agonists,29 able integrated behavior of the intestinal eVec-
the capsaicin analog resiniferatoxin,30 and neu- tor systems.32 Neurally coordinated activity of
rokinin NK-1 receptor antagonists.31 Neuroki- the musculature, secretory epithelium and
nin antagonists block retching and vomiting blood vasculature results in organized behavior
induced by activation of vagal aVerents with of the whole intestine that rapidly expels the
electrical stimulation, intragastric irritants, cis- antigenic threat. Recognition of an antigen by
platin, and radiation. They also block retching the sensitized immuno-neuro-apparatus leads
and vomiting evoked by stimulation of the area to activation of a specialized propulsive motor
postrema with apomorphine or loperamide and program that is integrated with copious
stimulation of the vestibular system with secretion of water, electrolytes, and mucus into
motion. Early results from clinical trials suggest the intestinal lumen. Detection by the enteric
that the neurokinin antagonists block the immune system and signal transmission to the
sensation of nausea as well as retching and enteric minibrain initiates the defensive behav-
vomiting. This suggests action at a site before ior which is analogous to emetic defense in the
divergence of the pathways responsible for the upper gastrointestinal tract. The neurally
sensation of nausea and the motor behavior of organized pattern of muscle behavior that
emesis. The most likely site of action is the occurs in response to an oVending antigen in
NTS in the brain stem.31 Observations that a the sensitized intestine is called power propul-
non-peptide neurokinin-1 receptor antagonist sion. This specialized form of propulsive motil-
can block the emetic response to abdominal ity forcefully and rapidly propels any material
vagal aVerent stimulation raises the possibility in the lumen over long distances and effectively
Fundamentals of neurogastroenterology II13

musculature.3 Histamine H2 receptors on


CNS enteric neurons initiate the cyclic behavior.
Several days after sensitization to either a para-

Gut: first published as 10.1136/gut.45.2008.ii6 on 1 September 1999. Downloaded from http://gut.bmj.com/ on August 29, 2021 by guest. Protected by copyright.
Brain
site or food antigen, re-exposure to the antigen
Enteric
evokes a pattern of cyclical behavior like that
nervous system Effector systems seen during histamine application.35 36 The
combination of evidence suggests that recogni-
Program library Muscle
tion of sensitizing antigens by intestinal mast
Mast cell neural connection

Information processing Secretory


epithelium cells leads to release of histamine, which signals
Reflexes activation of a neuronal pattern generator from
Blood
Feedback control the library of programs stored in the local
neural network.
Histamine
Antibody Behavior Brain–mast cell connection for functional
Chemoattractant
Hyper-secretion gastrointestinal disorders
factors (Power propulsion ( Enteric mast cells seem to be involved in
Antigen MAST CELL defense mechanisms apart from local antigen
Symptoms
Substance P Inflammation sensing and signaling to the ENS. An hypoth-
(Diarrhea
pain (
esis that mast cells are relay nodes for
transmission of selective information from the
Figure 4 Conceptual model for enteric neuro-immunophysiology. The enteric nervous brain to the ENS is plausible and of suYcient
system (ENS) is a minibrain located in close apposition to the gastrointestinal eVectors it significance to justify attention. Evidence from
controls. Enteric mast cells are in position to detect foreign antigens and signal their presence
to the ENS. Stimulated mast cells release several paracrine mediators simultaneously. Some ultrastructural and light microscopic studies
of the mediators signal the ENS whereas others act as attractant factors for suggests that enteric mast cells are innervated
polymorphonuclear leucocytes responsible for acute inflammatory responses. The ENS by projections from the CNS.37–39 Functional
responds to the mast cell signal by initiating a program of coordinated secretion and
propulsive motility that expels the source of antigenic stimulation from the bowel. Symptoms evidence supporting the brain to mast cell con-
of abdominal pain and diarrhea result from operation of the neural program. Neural inputs nection is found in reports of Pavlovian condi-
to mast cells from the brain stimulate simultaneous release of chemoattractant factors for tioning of mast cell degranulation in the
inflammatory cells and chemical signals to the ENS with symptomatic consequences that
mimic antigenic stimulation. CNS, central nervous system. gastrointestinal tract.40 Release of mast cell
protease into the systemic circulation is a
empties the lumen. Its occurrence is accompa- marker for degranulation of enteric mucosal
nied by abdominal discomfort and diarrhea.33 mast cells. This can be demonstrated as a con-
Output of the enteric defense program ditioned response in laboratory animals to
reproduces the same stereotyped motor behav- either light or auditory stimuli and in humans
ior in response to exposure to radiation, as a conditioned response to stress,41 indicative
mucosal contact with noxious stimulants, or of a brain to enteric mast cell connection.
antigenic detection by the sensitized enteric Findings that stimulation of neurons in the
immune system.34 Whether FGID symptoms brain stem by thyrotropin releasing hormone
sometimes reflect paradoxical output of the (TRH) evokes degranulation of mucosal mast
program is unresolved. The neural program cells in the rat small intestine are additional
incorporates connections between myenteric evidence for brain–mast cell interactions.42 In
and submucous plexuses that coordinate mu- the upper gastrointestinal tract of the rat,
cosal secretion with propulsive motor behavior. intracerebroventricular injection of TRH
The program is organized to stimulate copious evokes the same kinds of gastric inflammation
secretion that flushes the mucosa and suspends and erosions as cold-restraint stress. In the
the oVensive material in solution in the large bowel, restraint stress exacerbates nocic-
segment ahead of the powerful propulsive eptive responses and these eVects are associ-
contractions, which, in turn, empty the lumen. ated with increased release of histamine.43
The overall benefit is rapid excretion of Intracerebroventricular injection of corticotro-
material recognized by the immune system as pin releasing factor (CRF) mimics the re-
threatening. sponses to stress. Intracerebroventricular injec-
Several kinds of immune/inflammatory cells tion of a CRF antagonist or pretreatment with
including lymphocytes, macrophages, polymor- mast cell stabilizing drugs suppresses stress-
phonuclear leucocytes, and mast cells are puta- induced responses.
tive sources of paracrine signals to the ENS. Mast cell degranulation may release media-
Signaling between mast cells and the neural tors that sensitize silent nociceptors in the large
elements of the local microcircuits is the best intestine. In animal models, degranulation of
understood. Antigen-evoked degranulation of intestinal mast cells results in a reduced
mast cells releases a variety of paracrine threshold for pain responses to balloon
messengers that may include serotonin, hista- distension44 that was prevented by treatment
mine, prostaglandins, leukotrienes, platelet- with mast cell stabilizing drugs.
activating factor, and cytokines (fig 4). Among
these, histamine is implicated as a significant Implications of the brain–mast cell
messenger in communication between the connection for functional gastrointestinal
enteric immune system and the ENS in animal disorders
models. The brain to mast cell connection appears to be
Applications of histamine, to simulate de- a mechanism that can link psycho-emotional
granulation of mast cells in a guinea pig model, status to irritable states of the digestive tract.
evokes rhythmic bursts of electrolyte/water The irritable state of the bowel (abdominal
secretion coordinated with contraction of the discomfort and diarrhea), known to result from
II14 Wood, Alpers, Andrews

degranulation of intestinal mast cells and Directions for the future


release of signals to the ENS, is expected to NEUROGASTROENTEROLOGY
occur irrespective of the mode of stimulation of Many lines of evidence implicate dysfunction

Gut: first published as 10.1136/gut.45.2008.ii6 on 1 September 1999. Downloaded from http://gut.bmj.com/ on August 29, 2021 by guest. Protected by copyright.
the mast cells (fig 3). Degranulation and in the nervous system as a significant factor
release of mediators evoked by neural input will underlying symptomatology in patient com-
have the same eVect on motility and secretory plaints and behavior that fit criteria for FGID.
behavior as degranulation triggered by antigen This justifies future attention to the develop-
detection. This may explain the similarity of ment of the subspeciality of neurogastroenter-
bowel symptoms between those associated with ology. Neurogastroenterology encompasses the
noxious insults in the lumen and those associ- investigative sciences dealing with functions,
ated with stress in susceptible individuals. malfunctions, and malformations in the brain
The immunoneurophysiologic evidence and spinal cord and the sympathetic, parasym-
leads to the inescapable conclusion that the pathetic, and enteric divisions of the auto-
moment-to-moment behavior of the gut, nomic innervation of the digestive tract.
whether it be normal or pathologic, is deter- Psychologic and psychiatric relations to FGID
mined by integrative functions of the ENS. are significant components of the neurgastro-
Informational input processed by the enteric enterologic domain. Acceptance of neurogas-
minibrain is derived from local sensory recep- troenterology as the name for the subspeciality
tors, immune/inflammatory cells (mast cells), of gastroenterology where the bulk of future
and the CNS. Mast cells utilize the capacity of progress in understanding FGID is expected
the immune system for detection of new and will undoubtedly escalate in the future.
antigens and long term memory that permits This should signal its acceptance as a bona fide
recognition of the antigen if it ever reappears in field of gastroenterologic research and clinical
the gut lumen. Should the antigen reappear, practice.50 51
mast cells signal its presence to the enteric
CENTRAL NERVOUS SYSTEM
minibrain. The minibrain interprets the mast
The CNS is key to understanding conscious
cell signal as a threat and calls up from its pro-
perception of real gastrointestinal pain, genesis
gram library, secretory and propulsive motor
of non-painful sensations, the emotional conse-
behavior organized for quick and eVective
quences of real pain perception, and psycho-
eradication of the threat. Operation of the pro-
logic origins of projection of discomfort to the
gram protects the integrity of the bowel, but at bowel. Spinal pathways and gating mechanisms
the expense of the side eVects of abdominal for nociceptive and non-nociceptive sensations
distress and diarrhea. The same symptomatol- of gastrointestinal origin are poorly explored
ogy is expected to result from activation of areas amenable to investigation with potential
neural pathways that link psychologic states in for understanding disordered sensory aspects
the brain to the mast cells in the gut. The of FGID. Advances in understanding the basic
immunoneurophysiology in this respect is sug- neurophysiology of nausea and vomiting are
gestive of mechanisms with susceptibility to expected to focus on origins in the CNS. Tar-
malfunctions that could result in symptoms geting of basic mechanisms of nausea and
resembling FGID. vomiting for pharmacotherapy with agents
such as the non-peptide NK-1 receptor antago-
nists holds future promise. Nevertheless, future
research should not ignore evidence that the
Central neurophysiology in psychiatric peripheral nervous system, especially vagal
disorders and functional gastrointestinal aVerents, is of equal importance in the basic
disorders physiology and pharmacology of nausea and
Modern methods of brain imaging45 have made vomiting.
it possible to map regions of the brain involved New technologies for imaging or otherwise
in cognitive processing and to compare normal detecting activity in the functioning brain have
subjects and patients with psychiatric disor- strong potential for better understanding of
ders. Changes—for example, have been found how malfunctions of central processing are
in the ventral prefrontal cortex in patients with related to symptoms in patients with FGID.
unipolar and familial forms of depression when These approaches will be necessary for distin-
compared with normal subjects. Decreased guishing peripheral sensitization of sensory
vascular perfusion seen in image scans of local- detection from abnormalities of central
ized regions of the prefrontal cortex normalizes processing as underlying neuropathology in the
after recovery from the depressed state.46 Puta- hypersensitivity to gut pain in patients with
tive relationships between psychiatric disorders IBS. They oVer promise for improved insight
and FGIDs47 underscore a need for compari- into abnormality of processing in the brain
son of psychiatric and FGID patients with nor- nuclei involved in cognitive perception of gut
mal subjects. Application of brain imaging in sensations, integration into emotional con-
FGIDs has begun, but is at an early stage.48 49 sciousness and psychogenic aspects of behavio-
In view of the fact that brain imaging has iden- ral phenotype.
tified abnormalities associated with psychiatric
disorders, there is a need to repeat the same ENTERIC NERVOUS SYSTEM
studies in well defined groups of patients with Consideration that the ENS is an independent
FGIDs in order to start the process of integrative nervous system with most of the
understanding the relationships for brain neurophysiologic complexities found in the
dysfunction in the two groups of disorders. CNS suggests that FGID symptoms may origi-
Fundamentals of neurogastroenterology II15

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ROME II
The Functional Gastrointestinal Disorders
Publication date — January 2000

This book (over 500 pages) presents the full reports from 10 multinational working teams
from which these articles have been summarized. Rome II not only details the criteria for
system based diagnosis of functional gastrointestinal disorders but also presents the latest
information on pathophysiology, diagnostic approach and treatment of 24 functional GI
disorders.
The book includes an introductory overview chapter by Douglas Drossman on the
functional gastrointestinal disorders and the rationale for the Rome process, a chapter by
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sus conference in Vienna, and an historical chapter by Grant Thompson on the development
of the multinational working teams over the past 10 years. A unique feature of this book is the
inclusion of a questionnaire that can be used for surveys and clinical trials which contains all
the Rome Criteria in questionnaire form.
This book will be used as both a textbook and an up-to-date reference source for anyone
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care clinicians and researchers. In bringing this new medical knowledge from the
multinational working teams to primary care physicians and gastroenterologists throughout
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ing from these conditions may find the promise of relief contained in Rome II.
For additional information, visit our website at: www.romecriteria.org or e-mail inquiries
to: giworkingteam@degnon.org

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