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neck, Computer Methods in Biomechanics and Biomedical Engineering, DOI: 10.1080/10255842.2013.864641
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Computer Methods in Biomechanics and Biomedical Engineering, 2013
http://dx.doi.org/10.1080/10255842.2013.864641
Conventional and complex modal analyses of a finite element model of human head and neck
Kwong Ming Tsea*, Long Bin Tana, Siak Piang Lima,b and Heow Pueh Leea,b*
a
Department of Mechanical Engineering, National University of Singapore, 9 Engineering Drive 1, Singapore 117576, Singapore;
b
National University of Singapore (Suzhou) Research Institute, 377 Lin Quan Street, Suzhou Industrial Park, Jiang Su 215123,
People’s Republic of China
(Received 1 April 2013; accepted 7 November 2013)
This study employs both the traditional and the complex modal analyses of a detailed finite element model of human head–
neck system to determine modal responses in terms of resonant frequencies and mode shapes. It compares both modal
responses without ignoring mode shapes, and these results are reasonably in agreement with the literature. Increasing
displacement contour loops within the brain in higher frequency modes probably exhibits the shearing and twisting modes of
the brain. Additional and rarely reported modal responses such as ‘mastication’ mode of the mandible and flipping mode
of nasal lateral cartilages are identified. This suggests a need for detailed modelling to identify all the additional frequencies
of each individual part. Moreover, it is found that a damping factor of above 0.2 has amplifying effect in reducing higher
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frequency modes, while a diminishing effect in lowering peak biomechanical responses, indicating the importance of
identifying the appropriate optimised damping factor.
Keywords: head– neck; complex frequency; natural frequency; mode shape; damping factor; finite element
fundamental frequency from 286 to 119 Hz. These studies also investigates the effect of damping on dynamic
only presented models of the head, and, until recently, characteristics, with the introduction of three damping
when Charalambopoulos et al. (1997) developed an factors (z) in the complex eigenvalue analysis, unlike most
analytical model of the skull – brain –neck system and previous FE studies which only used the conventional
found that the neck introduced additional frequency in the frequency extraction method.
lower frequency spectrum with the natural frequency of
595 Hz. Later, Meyer et al.’s (2004) FE simulations using
a rigid head –neck model demonstrated that the funda-
2. Materials and methods
mental frequency of a head – neck system was 3.01 Hz.
More recently, El Baroudi et al. (2012a, 2012b) performed 2.1 The 3D FE head –neck model
a 3D modal analysis of an idealised cylindrical skull – In our study, geometrical information of the human skull
brain – cerebro – spinal fluid (CSF) model using both was obtained from 460 axial images of a mid-aged male
analytical and FE methods and found the fundamental subject with in-plane resolution of 512 by 512 pixels with a
frequency to be 26.66 Hz. pixel size of 0.488 mm and slice thickness of 1.0 mm, from
These earlier FE studies had undoubtedly provided a set of enhanced computed tomography (CT) scan data.
some insights into the dynamic characteristics of human Due to the low visibility of soft tissues in CT data, the
head. Nonetheless, they had made numerous approxi- magnetic resonance imaging (MRI) data of the brain of
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mations and simplifications in the geometry of the head. In another healthy subject, with in-plane resolution of 1659 by
this study, a detailed FE model of human head and neck, 962 pixels with a pixel size of 0.500 mm and slice thickness
which includes the facial and intracranial details such as of 4.0 mm, were employed for the segmentation of the
the subarachnoid space, has been developed and its modal model’s brain (Figure 1(A) –(C)). These medical images
responses have been determined. In addition, the were imported into Mimics v13.0 – v14.0 (Materialise,
simulated modal responses in terms of resonant frequen- Leuven, Belgium) for segmentation and reconstruction of
cies and mode shapes are compared with those in the assembled model of human head and brain. A semi-
literature, unlike most previous studies which only automatic meshing technique was employed in HyperMesh
compared their resonant frequencies and ignored modal v10.0 (Altair HyperWorks, Troy, MI, USA) to optimise
validation in terms of mode shapes. Moreover, this study between computational efficiency and element quality,
Figure 1. (Colour online) FE model of human head and neck. (A) Skull model generated from CT data by Mimics. Bone, lateral
cartilage and septum are denoted by the portions in grey, light blue and yellow in the model, respectively. (B) Brain model generated from
MRI data by Mimics, showing various components of the brain. (C) Both the skull and the brain models generated and assembled in
Mimics. (D) The right side shows meshed models for the head – neck FE model. A layer of subarachnoid space in-between the skull and
the brain tissues is noted. Fixed boundary conditions were applied at the surface node of the base of the neck.
Computer Methods in Biomechanics and Biomedical Engineering 3
Table 1. Material properties of various components used in the nodal acceleration, velocity and displacement vectors and
FE model. fF} is the external applied load.
Material properties
For undamped free vibration (i.e. ½C ¼ 0 and
fF} ¼ 0), the solution of the above equation can be
Young’s written as follows.
modulus, Poisson’s Density,
Components E (MPa) ratio, y (kg/mm3) f xg ¼ f X geivt ; ð2Þ
Skull 8000 a
0.22 a
4.74E 2 6 where fX} represents the amplitudes of all the masses
Cervical vertebrae 8000a 0.22a 4.74E 2 6 (mode shapes or eigenvectors) and v (¼ 2pf ) represents
Cerebrum 0.497b 0.48b 1.14E 2 6b
Cerebellum 0.497b 0.48b 1.14E 2 6b each eigenvector’s corresponding eigenfrequency in
Cartilages 30c 0.45c 1.50E 2 6c rad s21, while f represents the natural frequency in hertz.
CSF 1.314a 0.4999d 1.04E 2 6e Thus Equation (1) reduces to
Teeth 2070f,e 0.30f,e 2.45E 2 6f,e
½K 2 v 2 ½M f X g ¼ 0: ð3Þ
Note: Young’s modulus of CSF is calculated based on E ¼ 3K ð1 2 2vÞ
using K ¼ 2190 MPa and y ¼ 0.4999. The above equation is known as eigenvalue problem in
a
Zhang et al. (2001).
b
Willinger et al. (1999).
matrix algebra and is considered as linear by replacing v2
c
Grellmann et al. (2006). by l. The system solution, which relies on determining
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Abaqus implicit code, 25 resonant frequencies and mode shapes, five various, distinguishable mode shapes
associated mode shapes are recognised in the frequency of the head –neck complex are recognised, an anterior –
band of 35– 360 Hz (Table 2, Figures 2 and 3). These posterior extension– flexion mode of the head about the
computed resonant frequencies in the undamped and neck at 35.57 Hz, a lateral flexion mode at 62.89 Hz, an
damped free vibrations are tabulated in Table 2, with their axial rotational mode of the head about its vertical axis at
respective first resonant frequencies at 35.57, 34.59, 34.43 72.40 Hz, an S-shaped anterior –posterior retraction mode
and 33.78 Hz. In addition, there is a slight variation in the of the head and neck at 221.51 Hz and finally a vertical
resonant frequencies between both the undamped and translational mode of the head at 254.04 Hz (Figure 3).
damped free vibration scenarios (Table 2). Within the 25 Also, the lateral flexion of the nasal lateral cartilages and
With damping
Without damping j ¼ 0.1 j ¼ 0.2 j ¼ 0.4
Mode Eigenfrequencies
No. (Hz) Mode shape description Resonated location
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Figure 2. Mid-sagittal view of the displacement contour plots of the head – neck model, showing various mode shapes and their
corresponding frequencies for the undamped vibration case.
the lateral translation of the mandible or ‘mastication’ brain. An interesting point to be noted is that more loops of
mode, which dominate after the primary modes of the displacement contour appear in the brain for higher
head – neck structure within its first 25 modes, are frequency modes, probably exhibiting the shearing,
identified (Figure 3). The mode shapes for the damped torsional or twisting modes within the brain tissues. It
vibration cases are identical to that of the undamped seems that rotational brain injury due to shearing of brain
vibration, except for the difference in the magnitude of tissues occurs mainly in the higher frequency modes while
biomechanical parameters such as displacement, ICP and translational brain injury occurs in the lower frequency
skull von Mises stresses (Table 3). modes.
Figure 3. Comparison of mode shapes with Meyer et al.’s (2004) FE head– neck model (permission obtained from the author).
(A) Mode 1 is an anterior –posterior extension – flexion mode of the head about the neck at 35.57 Hz; (B) Mode 2 is a lateral flexion mode
at 62.89 Hz; (C) Mode 3 is an axial rotational mode of the head about its vertical axis at 72.40 Hz; (D) Mode 5 is an S-shaped anterior –
posterior retraction mode of the head and neck at 221.51 Hz; (E) and (F) Mode 8 is a vertical translational mode of the head as well as the
flipping of the nasal lateral cartilage (at 254.04 Hz), rather than the lateral retraction mode of Meyer et al.’s (2004) model.
(Note: For the animation, please see its various format.mov formats in the Supplemental Online Materials.)
discrepancy. With the prioritised focus on the neck injury, et al.’s (2004) FE model, our FE head model contains
the head and all the cervical vertebrae of Meyer et al.’s skull, CSF, brain tissues and cartilages. By having the
(2004) FE model were modelled as rigid bodies, with all various distinct components in the head model, the
the individuals’ masses and inertial moment taken into fundamental frequency of the multi-components system is
account. Only the intervertebral discs were modelled as expected to be lower than that of a one-component system,
deformable bodies. On the contrary, all the components in as additional natural frequencies appear on the frequency
our FE head –neck model are modelled as deformable spectrum of the one-component system. This phenomenon
bodies with the ability to dissipate external energy through is consistent with observations by Guarino and Elger
deformation. In addition, unlike the rigid head of Meyer (1992) and Chu et al. (1994).
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Table 3. Peak ICP and peak skull stress in both undamped and damped cases.
In summary, our computed fundamental frequency of identifying all the resonant modes of the individual
35.57 Hz is reasonably close to the reported range of 20 – components.
30 Hz in book reviews (Grandjean 1980; Chaffin and
Andersson 1991; Genta 2012) and handbook (O’Brien
2002). Although our value is lower than the few hundred 4.3 Effect of damping on resonant frequencies and
hertz of the analytical skull – brain –neck system by biomechanical responses
Charalambopoulos et al. (1997) and higher than the few Most of the previous studies presented the natural
hertz as predicted by Meyer et al.’s (2004) FE study, it is frequencies of human head using the conventional
still considered to fall within a reasonable range since the frequency extraction method which ignores the effect of
consensus on this dynamic characteristic remains damping. As previously mentioned, three damping factors
debatable. are included in this complex eigenvalue problem. Resonant
frequencies are expected to be lower as damping factor
increases. As illustrated in Figure 4(A), a significant
4.2 Comparison of mode shapes variation in the resonant frequencies is noted between both
Most of the previous studies compared their resonant the undamped and damped free vibration scenarios,
frequencies with those found in the literature, while especially in the lower modes where the resonances of
modal comparison in terms of mode shapes was often several components coexist. As each individual part
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ignored. A limited number of published works (Khalil resonates on its own in the moderate modes, this difference
et al. 1979; Chu et al. 1994; Meyer et al. 2004) on the between undamped and damped cases diminishes. How-
vibration patterns of the human head can be found in ever, as the mode number increases further, this difference
literature and some of them are unsuitable for comparing seems to be widened by an increase in damping factor
mode shapes of the human head. Khalil et al.’s (1979) (above 0.2) (Figure 4(A)), probably due to the addition and
simplified representation of mode shapes in terms of complex combination of shearing, torsional and bending
stationary nodal lines was only indicated on the top and modes within the brain tissues in the higher modes.
lateral sides of the skull, due to extremely complex As for the biomechanical parameters, such as ICP as
geometry of the skull base and the facial region, while well as skull von Mises stresses, damping also appears to
Chu et al.’s (1994) modal analysis using a 2D FE skull – have a significant effect on their magnitudes at particular
brain lacked detailed vibration patterns. To the authors’ modes (Table 3). Figure 4(B) and (C) shows that the
knowledge, the only work that had recorded the detailed introduction of damping in the complex eigenvalue
description of mode shapes of human head and neck was analysis has generally lowered both the maximum ICP
the FE study by Meyer et al. (2004). In order to further and maximum skull stresses tremendously, of up to
validate our newly developed 3D FE model of head – 84.8% and 74.1%, respectively, in particular modes
neck, the simulated fundamental frequency is compared (Table 3 and Figure 5). These modes with the maximum
with those in the literature, while the mode shapes deviation in peak ICP and skull stresses between the
obtained from the simulations are also compared with undamped and damped models are identified and shown
the mode shapes as predicted by Meyer et al.’s (2004) in Figure 5. It can be seen in Figure 4(B) and (C) that
FE head – neck model. peak ICP differs the most in the first few modes when the
It is demonstrated in Figure 3 that the first three head – neck flexes or rotates the most as well as in the
mode shapes in our model are similar to that of Meyer subsequent modes (14th, 16th and 20th, 21st and 23rd
et al.’s (2004) FE model, which correspond to modes) when the mandible or jaw motion is the most
extension– flexion mode, lateral flexion mode and axial significant, thus causing the cranium to be displaced the
rotation mode of the head, respectively. It is then most with respect to the brain. As previously known by
followed by the fourth mode shape resembling the Horgan and Gilchrist (2004), the skull – brain relative
resonance of the mandible, which was not included in movement gives rise to ICP gradients. The presence of
Meyer et al.’s (2004) FE model. Our fifth mode shape damping factor would damp out this relative movement
matches well with the S-shaped anterior – posterior and subsequently lower the ICP. It is also observed that
retraction mode found in Meyer et al.’s (2004) fourth the peak stress of the skull head deviates the most in the
mode. However, the fifth mode shape of lateral retraction modes in which the neck experiences the highest stresses.
is not captured in the simulations of this model. Instead, The ‘over-stiff’ neck in our model due to the absence of
the eighth mode of this study is considerably similar to ligaments and muscle tissues may give rise to over-
the vertical translation mode (sixth mode) of the neck estimated peak stresses in the undamped model.
in Meyer et al.’s (2004) model. The presence of However, these parameters are lowered in the damped
additional modes of the lateral flexion of the nasal lateral cases because of the coupling between the damping
cartilages and the ‘mastication’ mode of the mandible matrix and the stiffness matrix. This indicates the
indicates the importance of detailed modelling in importance of identifying the appropriate damping factor
10 K.M. Tse et al.
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Figure 4. Effect of damping on modal responses and biomechanical responses. (A) Graph showing the percentage difference between
undamped and damped resonant frequencies (%Df) with respect to the mode number. It shall be noted that Df is calculated as follows:
Df ¼ fundamped 2 fdamped. (B) Graph showing the undamped and damped peak ICP (P) with respect to the mode number. (C) Graph
showing the undamped and damped peak skull von Mises stress (s) with respect to the mode number.
Computer Methods in Biomechanics and Biomedical Engineering 11
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Figure 5. Multiple biomechanical responses’ contour plots of anterior left and right views of the head –neck model as well as sagittal
and axial cross-sectional views of the brain, showing their peak values at particular significant modes (A) Mode 1; (B) Mode 2; (C) Mode
3; (D) Mode 4; (E) Mode 5; (F) Mode 8; (G) Mode 14; (H) Mode 16; (I) Mode 20 and (J) Mode 23. Note: von Mises stress (s) for skull and
cartilages while ICP (P) for the brain.
12 K.M. Tse et al.
in estimating biomechanical responses in dynamic responses, there is still a need for further study in
analyses. It shall also be noted that this damping effect determining an appropriate damping factor.
becomes saturated when damping factor is above 0.2,
indicating that further damping would not have affected Conflict of interest: All authors were involved in the study and
the biomechanical responses. Since damping factor of preparation of the manuscript and the material within has not been
above 0.2 is found to have amplifying effect in reducing and will not be submitted for publication elsewhere. No financial
and personal relationship with other people or organizations that
higher frequency modes and diminishing effect in
could inappropriately influence and/or bias the work was identified.
lowering peak biomechanical responses, it is, therefore,
speculated that there is an inverse proportionality
between the effects of damping in reducing modal References
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