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A Zika Reference Panel For Molecular-Based Diagnostic Devices As A US Food and Drug Administration Response Tool To A Public Health Emergency
A Zika Reference Panel For Molecular-Based Diagnostic Devices As A US Food and Drug Administration Response Tool To A Public Health Emergency
6, November 2019
jmd.amjpathol.org
From the Office of in Vitro Diagnostics and Radiological Devices,* Center for Devices and Radiological Health, and the Office of Blood Research and
Review,y Center for Biologics Evaluation and Research, US Food and Drug Administration, Silver Spring, Maryland
On February 26, 2016, the Secretary of Health and Human syndrome and congenital microcephaly, have been associ-
Services declared that circumstances existed justifying the ated with ZIKV infection.6,7 Early and correct diagnosis of
authorization of the emergency use of in vitro diagnostics ZIKV infection in pregnant women is critically important to
(IVDs) for detection of Zika virus (ZIKV) and/or diagnosis identify babies with a potential risk of microcephaly and
of ZIKV infection. other brain anomalies, which is complicated by the fact that
ZIKV is an arbovirus member of the Flaviviridae family, 80% of ZIKV infections are asymptomatic. Problems from
transmitted to individuals primarily through the bite of an microcephaly can range from mild to severe, are
infected Aedes mosquito. In 2015, ZIKV first appeared often lifelong, and, in some cases, can be life threatening
outside of Africa and Asia when it was isolated in Brazil,1,2
causing an outbreak that likely originated from an infected Supported by US Food and Drug Administration (FDA) Medical
traveler from French Polynesia. From there, the virus spread Countermeasure Initiative grant OCET 2016-331 (M.R.). This project was
through South, Central, and North America, reaching the supported in part by an appointment to the Research Participation Program
Caribbean in the beginning of 2016.3,4 Although it at the Office of Blood Research and Review/Center for Biologics Evalua-
tion and Research, FDA, administered by the Oak Ridge Institute for Sci-
often causes only arthralgia, myalgia, headache, conjuncti-
ence and Education through an interagency agreement between the US
vitis, mild rashes, and fever,5 or no symptoms at all, Department of Energy and the FDA.
severe neurologic manifestations, including Guillain-Barré Disclosures: None declared.
Published by Elsevier Inc. on behalf of the American Society for Investigative Pathology and the Association for Molecular Pathology.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0).
https://doi.org/10.1016/j.jmoldx.2019.06.004
García et al
Source Dilution by
Diluted 1:10 by FDA S1
S1: FSS13025 Stock recipient
in BaseMatrix 1 x 106 NDUs/mL
10-1 S1.1
1 x 105
NDUs/mL
10-7 S1.7
1 x 10-1
NDUs/mL
Diluted 1:10 by FDA in S2
S2: PRVABC59 Stock
BaseMatrix 5 x 106 NDUs/mL
10-1 S2.1
5 x 105
NDUs/mL
10-7 S2.7
5 x 10-1
NDUs/mL
}
S3, S3 10-1
Dilution of S1 and S2
S4 Blinded
S4, S1 and S2 prepared by FDA titer 10-1
in BaseMatrix
S5: S5 10-2
Figure 1 Diagram of S1 through S5 and their original dilutions and/or concentrations as well as the required further dilutions to be performed by the
receiving laboratories. FDA, US Food and Drug Administration; NDUs, nucleic acid testingedetectable units.
assays by developing and producing the reference panel assessment of ZIKV-NAT IVDs as part of the EUA con-
for Zika RNA (Zika FDA-RP). The Zika FDA-RP is ditions for authorization.
composed of standardized material, suitable for the The ZIKV strains used in this panel have been cultivated,
determination of analytical sensitivity and for evaluation heat inactivated, and genetically characterized by the FDA/
of a blinded panel, both required for performance CBER.
Table 2 Sensitivity Mean Estimates of the Emergency Use Authorized Assays Using the Zika FDA-RP
FDA-RP results by decreasing sensitivity
Titer, S1 S2
NDUs/ Serum/ Processed Serum/ Processed
mL plasma Urine urine WB plasma Urine urine WB
100 Hologic, Inc.
150 Hologic, Inc. Hologic, Inc.
167 Hologic, Inc.
300 Abbott Molecular Hologic, Inc.
Inc.
500 Abbott Molecular Abbott
Inc. Molecular Inc.
Columbia University Columbia
Thermo Fisher University
Scientific Thermo Fisher
Viracor Eurofins Scientific
Quest Diagnostics Viracor Eurofins
Infectious
Disease, Inc.
1000 Abbott CDC Abbott
Molecular Inc. Columbia University Molecular
Columbia Viracor Eurofins Inc.
University Quest Diagnostics Hologic, Inc.
Quest Infectious
Diagnostics Disease, Inc.
Infectious
Disease, Inc.
Siemens
Healthcare
Diagnostics
Inc.
Viracor Eurofins
1500 Quest Abbott
Diagnostics Molecular
Infectious Inc.
Disease, Inc.
1581 altona
Diagnostics
GmbH
(automated)
1650 ARUP Laboratories
1670 CDC CDC
3000 ARUP Siemens Healthcare
Laboratories Diagnostics Inc.
Luminex Corp.
3160 altona altona Diagnostics
Diagnostics GmbH
GmbH
3300 CDC ARUP Laboratories
ELITechGroup Luminex Corp.
Inc. Molecular Thermo Fisher
Diagnostics Scientific
Nanobiosym
Diagnostics,
Inc.
Thermo Fisher
Scientific
(table continues)
Table 2 (continued )
FDA-RP results by decreasing sensitivity
Titer, S1 S2
NDUs/ Serum/ Processed Serum/ Processed
mL plasma Urine urine WB plasma Urine urine WB
4500 ARUP
Laboratories
5000 altona Diagnostics altona
GmbH Diagnostics
Luminex Corp. GmbH
Nanobiosym (manual)
Diagnostics, Inc. Luminex Corp.
Siemens Healthcare Siemens
Diagnostics Inc. Healthcare
Diagnostics
Inc.
Vela Diagnostics
USA, Inc.
5560 ELITechGroup Inc.
Molecular
Diagnostics
10,000 Vela Diagnostics
USA, Inc.
15,000 Vela Diagnostics
USA, Inc.
30,000 Vela Diagnostics
USA, Inc.
FDA, US Food and Drug Administration; NDUs, nucleic acid testingedetectable units; RP, reference panel; WB, whole blood; Zika FDA-RP, RP for Zika RNA.
A single NDU is the minimum level of target that will unspiked clinical matrix of choice (ie, serum, plasma, whole
result in a positive PCR result. In this work, analysis and blood, or urine, according to the manufacturer’s instructions)
reporting of results of qualitative testing were performed on was subjected to at least 20 independent RNA extractions
the basis of the assumptions that a single NDU will result in using the method designated by the applicants for use
a positive test and the overall number of NDUs follows a with their respective assays. Each replicate of extracted RNA
Poisson distribution.12 Therefore, it was assumed that a was tested once for ZIKV detection by the assay under
single NDU will be sufficient to provide a positive test evaluation.
result. These estimated NDU/mL values are not necessarily After the testing matrix was demonstrated to be negative
equivalent to a genuine viral copy number per mL and, thus, for the virus, the reference panel was used for spiking. The
it is not appropriate to replace the words viral copy number panel is composed of five vials: heat-inactivated ZIKV
with NAT-detectable units.13,14 FSS13025 strain in a concentrated stock (S1), heat-
inactivated ZIKV PRVABC59 strain in a concentrated
Study Design stock (S2), and three blinded concentrations prepared from
those two strains (S3, S4, and S5).
The samples were tested according to the protocol provided To prepare the spiked samples for testing, 1 mL of the
to the applicants by the FDA. Briefly, all applicants were provided panel vial S1 was spiked into 9 mL of the testing
required to demonstrate that the unspiked matrices specified matrix (a final volume of 10 mL) and vortex mixed to ho-
for use with their assays generated negative results for all mogenize. This dilution was repeated with panel vial S2,
their virus-specific primers and probes. To this end, each generating two 1:10 dilutions designated S1.1 and S2.1
(Figure 1). Using this method, a first set of 10-fold dilution that claimed both serum and plasma could select one of
series was prepared in the testing matrix for a total of seven those matrices for testing, whereas evaluation in urine and/
dilutions for each of S1 and S2, including S1.1 and S2.1 or whole blood had to be performed with all claimed
prepared in step 1. The target concentrations for these matrices separately. A total of 4 devices tested the Zika
dilution series ranged from 105 down to 101 NDUs/mL. FDA-RP panel with plasma, 10 with serum, 3 with whole
A range finding study was conducted using the dilution blood, and 12 with urine. One device was unable to obtain
series prepared from the panel samples S1 and S2 to results when using whole blood in combination with the
determine an LoD. The viral RNA from each diluted inactivated virus used in the Zika FDA-RP; however, it
sample was extracted three times, and each extraction was was authorized on the basis of the LoD studies with live
tested once using the assay method under evaluation. The virus in whole blood, which provided satisfactory
lowest concentration for which all three tested S1 or S2 performance.
replicates generated positive results was selected as the Results from qualitative analysis for each assay were
estimated LoD for confirmation of the concentration of analyzed by Probit regression using JMP version 11 (SAS
each virus (Figure 2A). Institute Inc., Cary, NC) or 95% positivity, resulting in
For the sensitivity confirmation study, a second set of means of 100 (one test) to 30,000 (one test) NDUs/mL, with
dilution series for each sample S1 and S2 was then prepared, the remaining 12 currently authorized assays showing
composed of the estimated LoD identified in the previous analytical sensitivities between 500 and 5000 NDUs/mL for
step plus one threefold dilution above and below the PRVABC59 and FSS13025 (Table 2).
estimated LoD. Seventeen additional replicates of each Blinded samples (S3, S4, S5) were tested as a validation
estimated LoD dilution were tested from extraction to of the measured LoD and proficiency of handling the panels
amplification/detection and added to the results from the (Table 3). Detection rates were calculated for each device
range finding study, for a total of 20 replicates. For each of and its claimed sample types, and category rates of low (0%
the two dilutions bracketing the targeted level for confir- to <40%), medium (40% to <80%), and high (80% to
mation, 20 replicates were tested from extraction to ampli- 100%) were assigned.
fication/detection. Each individually extracted nucleic acid Two scores for detection of these samples were also
sample was tested once by the assay under study. If needed calculated: the percentage of devices that detected each
to reach a sensitivity confirmation, threefold dilutions were unknown and the average of the percentage of total positive
continued further down until at least one of the 20 samples results detected for each unknown.
generated a negative result in the abbreviated dilution S3 and S4 were detected by all devices regardless of the
window (Figure 2A). matrix that was evaluated, although the number of detect-
For an independent validation of the range finding able replicates ranged from 8/10 to 10/10 for S3 and from
study, 1:10 dilutions of the provided materials S3 and S4 2/10 to 10/10 for S4. S5 was detectable at a frequency
and a 1:100 dilution of the provided material S5 were also 1/10 for 100.0% of devices that claimed plasma, only
prepared (Figure 1). The concentrations of these diluted 30.0% of those that claimed serum, 75.0% of those that
materials were not provided to the developers to use the claimed urine, and 50.0% of the two that successfully
panel as a tool for evaluation of proficiency and blinded evaluated whole blood.
validation of performance. Each diluted material was The average percentage of total positive results equaled
extracted 10 times, according to the manufacturer’s in- the following:
structions, and tested by the assay under evaluation. For
each CT value obtained for a blinded material (10 values in
PN h x i
iZ1 10 100
total), an estimated value of NDUs/mL was obtained by i
comparing the CT values of the material with those in the % ð1Þ
N
curve prepared by plotting the combined S1 and S2
CT values obtained from testing versus the target con- where x is the number of positive results scored in the 10
centrations in NDUs/mL in the range finding study replicates tested per device, and N is the number of
(Figure 2B). different devices tested with that matrix. For S3, the per-
centage of replicates detected is an average of 96.0% in
Results serum and 100.0% in plasma, whole blood, and urine. For
S4, the average percentage of replicates detected is 69.5%
A list of the authorized assays and their applicants is in serum, 95.0% in plasma, 100.0% in whole blood, and
shown in Table 1. Although 15 assays were authorized, 92.6% in urine. For S5, an average of only 4.0% of rep-
one product was later withdrawn by the applicant and is licates is detected in serum, 45.0% in plasma, 20.0% in
not included in the list or the analysis. All 14 NAT-based whole blood, and 20.9% in urine (Figure 3). For altona
ZIKV tests have been authorized for use with serum, 9 Diagnostics GmbH, only the manual version of the assay
with plasma, 12 with urine, and 3 with whole blood. For was included in the calculations to avoid counting the
the purposes of the Zika FDA-RP testing, EUA holders same device twice.