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Plant Ecology (2006) 182:89 –106  Springer 2006

DOI 10.1007/s11258-005-9033-z

Upscaling regional emissions of greenhouse gases from rice cultivation:


methods and sources of uncertainty

Peter H. Verburg1,*, Peter M. van Bodegom2, Hugo A. C. Denier van der Gon1
Aldo Bergsma1 and Nico van Breemen1
1
Laboratory of Soil Science and Geology, Wageningen University, PO Box 37, 6700 AA, Wageningen, The
Netherlands; 2Institute of Ecological Science, Free University, De Boelelaan 1085, 1081 HV, Amsterdam, The
Netherlands; *Author for correspondence (e-mail: peter.verburg@wur.nl; phone: +31-317-485208; fax:
+31-317-482419)

Received 1 September 2004; accepted in revised form 15 December 2004

Key words: Climate change, Methane emission, Rice paddy fields, Uncertainty, Upscaling

Abstract

One of the important sources of greenhouse gases is the emission of methane from rice fields. Methane
emission from rice fields is the result of a complex array of soil processes involving plant-microbe inter-
actions. The cumulative effects of these processes at the level of individual plants influence the global
atmospheric composition and make it necessary to expand our research focus from small plots to large
landscapes and regions. However, present extrapolations (‘upscaling’) are tenuous at best because of
methodological and practical problems. The different steps taken to calculate regional emission strengths
are discussed and illustrated by calculations for a case-study in the Philippines. The applicability of high
quality, process-based, models of methane emission at the level of individual plants is limited for regional
analysis by their large data requirements. Simplified models can be used at the regional level but are not
able to capture the complex emission situation. Data availability and model accuracy are therefore often
difficult to match. Other common sources of uncertainty are the quality of input data. A critical evaluation
of input data should be made in every upscaling study to assess the suitability for calculating regional
emissions. For the case-study we show effects of differences in input data caused by data source and
interpolation technique. The results from the case-study and similar studies in literature indicate that
upscaling techniques are still troublesome and a cause of large uncertainties in regional estimates. The
results suggest that some of the stumbling blocks in the conventional upscaling procedure are almost
impassable in the near future. Based on these results, a plea is made for meso-level measurements to
calibrate and validate upscaling methods in order to be better able to quantify and reduce uncertainties in
regional emission estimates.

Introduction climate change are those related to fossil fuel


production and burning, to forestry and agricul-
Local human activities can lead to global changes ture, to waste disposal, and to ozone depleting
in climate. Anthropogenic activities leading to chemical (ODC) manufacture and use (Wilbanks
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and Kates 1999). These activities emit trace gases location is, at least for most agricultural sources of
like CO2, CH4, N2O, or Ozone Depleting greenhouse gas emissions, at the soil pore and
Compounds (ODCs) that accrue in the atmosphere individual bacterium, bacterial colony or soil en-
and increase radiative forcing, thereby warming the zyme scale of spatial resolution. Aggregate emis-
surface of the earth. One of the important sources sions for landscapes, regions or the whole globe are
of greenhouse gas emissions is the emission of obtained by ‘upscaling’. This ‘scale-up’ or ‘bottom-
methane from rice fields (Intergovernmental Panel up’ paradigm is the idealised ‘first principles’ ap-
on Climate Change 1997). Worldwide emission proach attempted by most natural science studies
from rice has been extrapolated from reports from (Root and Schneider 1995). Empirical observations
China, India, Vietnam, Korea, and the Philippines made at small scales are used to determine possible
to be from 21 to 30 teragrams per year (1 tera- mechanistic associations or ‘laws of nature’ that
gram=1012 g) (Sass et al. 2002b). These values are are then extrapolated to predict larger scale re-
less than several estimates since 1981, but still sponses. If this knowledge gained and tested on
represent a globally significant source. As we move small systems is to be applied to larger ones, rules
into the future, rice grain production must increase must be found by which the fine-scale information
to feed an increasing population, while at the same can be scaled and applied to coarser-scale phe-
time, methane emissions from irrigated rice agri- nomena. Often, fine-scale relations/processes are
culture need to be reduced to help stabilize the applied directly, or with minor changes, to describe
global climate. Thus, the relationship between rice the properties of coarser-scale aggregates. The
grain yield and the emission of methane from irri- problem with this approach is that the aggregate
gated rice fields emerges as a major scientific and does not generally behave the same way as the fine-
policy issue (Sass and Cicerone 2002). scale components from which it is constituted, be-
Methane emission from rice fields is the result of cause of feedbacks within the system and non-lin-
a complex array of soil processes involving plant ear system behaviour (O’Neill 1979).
microbe interactions. Flooding rice fields pro- Large numbers of flux measurements at detailed
motes anaerobic fermentation of carbon sources scales within wetland rice fields or under labora-
supplied by the rice plants and other incorporated tory conditions have greatly increased our under-
organic substrates. Methane thus produced may standing at the scale of individual plants of the
be partly oxidised under influence of oxygen re- processes controlling methane emission (Khalil
leased by the rice plant. The majority of the et al. 1998b; Minami et al. 1994). The results of
remaining methane is again released through the these studies reveal a huge variation of flux rate
rice plant into the atmosphere. Plant growth and values mostly depending on soil, climate, and
agricultural management are therefore linked to water, nutrient management and plant growth.
future climate change. Indirectly, climate may af- Therefore, the first attempts to provide regional/
fect methane emission through effects on rice global estimates based on a simple multiplication
growth as suggested by various authors (Sass et al. of a locally measured methane flux and the area of
1991; Denier van der Gon et al. 2002). paddy soils (e.g. Cicerone and Shetter 1981;
The cumulative effects of the plant-microbe Wassmann et al. 1993), are unrealistic. Later
interactions leading to the emission of methane improvements of the method started with distin-
make it necessary to expand our research predic- guishing different types of water management and
tions from small plots of land to large landscapes multiplying rice areas by management specific
and regions. However, present extrapolations are emission factors (Neue et al. 1990; Intergovern-
tenuous at best because of methodological and mental Panel on Climate Change 1997). Other
practical problems. Expanding the scale of analy- improvements include methods that are based on
sis, decreases the integrity of individual units, and differences in primary production or the amount
increases the variability among them (Levin 1993). of carbon returned to the rice soil during the rice
Woodmansee (1989) argues that an appropriate crop cycle (Bachelet et al. 1995). Because it is
analysis of trace gas emissions should be based on acknowledged that emission factors cannot cap-
flux rates of these gases determined at their sources, ture the large number of variables explaining dif-
that is, at the location where the biological activity ferences in rice-growing environments, there is a
responsible for their formation is prevalent. That joint effort to replace emission factors by process
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or semi-empirical models (Cao et al. 1995; Huang Step 1 encompasses the definition of the factors
et al. 1998a; Van Bodegom et al. 2001; Cai et al. that determine emissions and the quantification of
2003). These models are used to calculate the underlying processes. This is often done by pro-
emission source strength for the specific conditions cess-based modelling. Process-based models are
in the different mapping units that can be distin- frequently based on the analysis of processes and
guished within the studied region (Li et al. 2004). emission measurements at the local scale. A first
This paper discusses the various upscaling category of uncertainties are introduced because of
problems for a case-study on regional methane misinterpretation of processes, model abstractions
emissions from wetland rice fields in the Philip- and inaccuracies in the model definition. These
pines. This paper will draw special attention to the inaccuracies are assessed by validating the model
different steps made during such upscaling proce- with field measurements.
dures and illustrates why and where uncertainties Ideally, a detailed process-based model should
arise. Based on this analysis recommendations will form the basis for the calculation of regional
be made for the improvement of future regional fluxes. However, data availability is limiting at the
emission estimation procedures. regional scale, hindering the application of a pro-
cess-based model. A simpler model is often nee-
ded. Such a simplified model relates emission
Methods and data strengths to available, key variables using simpli-
fied process relations or empirical equations.
Upscaling procedure and sources of uncertainty Simplified models based on empirical equations
might suffer from a lack of causality. Therefore,
The upscaling methodology is divided into a simplified models that are derived from detailed
number of methodological steps (Figure 1), process models are generally more valid for up-
described in this section. The uncertainties that scaling studies (Williams et al. 1997; Huang et al.
arise during this procedure are indicated and 1998b). These simplifications induce new uncer-
quantified for the case study region addressed in tainties in the actual calculation of emission
this paper. strengths because of the less complete system

Emission measurement
(closed or open chamber)

STEP 1
1. Model inaccuracy Model definition
Upscaling procedure

Detailed process-based
model

STEP 2 Data availability at


2. Model simplification regional scale
Transfer functions for data

Simplified
(semi-empirical)
model
3. Data quality
STEP 3
Aggregation procedure
4. Aggregation errors

Regional emission
estimate

Figure 1. Procedure followed for upscaling of small-scale emission measurements to regional scale emission estimates (right side of
figure) and the uncertainties induced during this procedure (left side).
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description. We have assessed this source of calculating emissions with and without taking
uncertainty by comparing the results of a detailed within-unit variability of soil and yield into ac-
process-based model with the results of a simpli- count with the help of Monte-Carlo simulation
fied model that was selected to make best use of methods.
the data available in the case study.
Step 3 involves the calculation of emission
strengths for the individual spatial units distin- Study area and local case-studies
guished within the region of interest with the
simple emission model. During these calculations, The study area is located in the Central Luzon
errors can arise from data inaccuracies, or as a plain in the Philippines, not far north of Manila
consequence of inaccurate transfer functions that (Figure 2). The study area covers around
generate the required data out of available data. 800,000 ha and is one of the most important rice
Another source of error is related to the spatial growing areas of the Philippines bounded by
data resolution. Because of the impracticality of mountain ranges. Within the study area two
handling large numbers of fine-scale components smaller, local, case-study areas are distinguished
individually, they are generally lumped into an for which additional data were available. The first
aggregated component and treated collectively. area (Muñoz area) measures about 20,000 hectare
For example, instead of calculating the emission located in the province of Nueva Ecija and is
source strength for every single 1 m2 within the representative for the irrigated, intensively used
region, more or less homogeneous areas are rice-growing areas in the region. The second study
lumped into aggregated components, called pat- area for which detailed data are available is the
ches, which are often represented as mapping Victoria area which is representative for the rain-
units. The fine-scale model is often applied fed rice-growing conditions in the region and is
directly, or with minor changes, to describe the located in Victoria municipality, Tarlac province
properties of these coarse-scale aggregates. This (IRRI 1992, 1995).
procedure causes errors. A coarse-scale model,
assembled from fine-scale relationships, can be
inaccurate even when the underlying, fine-scale Data
processes are well understood and can themselves
be adequately modelled, because variation among For the central Luzon region we used soil texture
fine-scale components is subsumed in the aggre- data, rice grown areas and rice yields. A soil tex-
gate. This type of aggregation error is referred to ture map was compiled based on 4 provincial soil
as the ‘fallacy of averages’ and is a direct result maps (1:250,000 scale for the provinces of Nueva
of non-linear relationships between input and Ecija, Bulacan and Pampanga and 1:50,000 for the
output variables (O’Neill 1979; King et al. 1989; province of Tarlac). The mapping units were based
Rastetter et al. 1992). Solutions include a higher on soil texture and local properties (Figure 3).
spatial resolution of the input data (more This texture based classification was the input of
patches) or Monte-Carlo simulation methods. In our simplified emission model described below.
this study we have used Monte-Carlo simula- Rice areas and yields were available at the
tions. municipality level (n=95) from both the National
We have both evaluated the inaccuracies due to Statistical Office in the form of the 1991 Agricul-
data quality and the potential errors due to the tural Census (National Statistics Office 1994a, b, c,
aggregation procedure. The quality of the input d) and from the provincial offices of the Depart-
parameters was evaluated by comparing the same ment of Agriculture. Although the NSO statistics
variable as derived from different sources for the are probably more reliable because of more
study area. Rice areas were derived from national advanced processing and double-checking of the
statistical surveys and from the interpretation of data, they do not distinguish between the dry and
radar images, respectively. At the same time we wet season and between rainfed and irrigated rice-
have tested the influence of different methods to cultivation systems as did the statistics from the
characterise soil texture variability based on a provincial offices. These are, however, very
soil map. Aggregation errors were explored by important distinctions for estimating methane
93

sample points
ERS SAR coverage

Nueva Ecija

Muñoz

Victoria

Tarlac
Muñoz

sample parcels

Pampanga

Bulacan

Victoria
Figure 2. Location of the study region. Left: within the Philippines; Middle: map of the four provinces in the study area with
municipality boundaries and area covered by the ERS-SAR image (black: rice area); Right: detailed maps of the two sites with more
detailed sample data.

Figure 3. Soil texture map of the study area.


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emissions (Yagi et al. 1996). Therefore, we have methane emissions, the model contains simplified
chosen to combine the two data sources by process-based descriptions of methane production,
dividing the total rice area reported in NSO sta- transport and oxidation for each compartment.
tistics by the fraction grown in the dry and wet The model can also be used for situations in which
season, respectively and the fractions cultivated the rice yield is not optimal (Van Bodegom et al.
under irrigated and rainfed conditions reported 2001). Among the most important variables nee-
in provincial statistics of the Department of ded for the simulations are the soil reducible iron
Agriculture. content and the soil organic carbon content. Other
Higher resolution data of rice location were controlling variables are rice variety, rice yield,
obtained from a supervised interpretation of quantity of NO3 or SO4 containing fertilisers,
multi-temporal ERS-SAR data for the area straw input, length of growing period, daily
(Figure 2) using very limited ground-truth infor- temperature, seedling treatment (direct seeding or
mation (van der Woerd 2000). ERS-SAR area transplanting) and water management.
data could be derived for the wet season only,
consequently all analyses focus on the wet season Simplified semi-empirical model (step 2 in Figure 1)
emission. Based on their own process-based model (Huang
For the detailed analysis in the Muñoz area we et al. 1998b), Huang et al. (1998a, b) derived a
used an extensive data set of soil properties, crop simplified model for methane emission that pre-
management and yields compiled by Oberthür dicts methane emissions with limited information
et al. (1996, 1999). Soil data in this area were which makes the model applicable to large areas
based on a detailed, quasi-systematic soil survey, with limited data sets. The relation between
made in 1993. A regular 750750-m grid with 341 methane production and rice growth and devel-
sample locations was used. In addition, samples opment was given much emphasis in the process-
were taken from 43 randomly selected fields. based model. The influence of the soil environment
Chemical and physical analysis was performed for was characterised by the relative effect of soil
all samples. For this study we have used soil tex- texture on methane production/emission (Huang
ture, organic C and Fe contents of the soil. Crop et al. 1997) and linked to soil sand content. The
sampling and farm management practices were simplified model was derived from the detailed
recorded for a random selection of the soil sam- model by generalising the process-equations and
pling sites during the dry and wet seasons of 1994. adding empirically derived relations to replace
Variables describing yield, total biomass, straw relations that cannot be quantified because of the
production and seedling treatment method limited data availability at regional scales follow-
(transplanting/direct seeding) were extracted from ing a procedure for model simplification that is
this data-base. Daily climate records for 1994 were similar to the one followed by Williams et al.
recorded at the climate station in Muñoz, Nueva (1997) for a model predicting gross primary
Ecija (Climate Unit 1995). productivity of terrestrial ecosystems. The semi-
For the Victoria area, we used yield data mea- empirical relations used are based on the hypoth-
sured on approximately 80 fields distributed over esis that methanogenic substrates are primarily
the different environments found in the area over derived from rice plants and added organic matter.
the period 1990 –1996. The Rainfed Rice Consor- Rates of methane production in flooded rice soils
tium of the International Rice Research Institute are determined by the availability of methanogenic
collected these data (IRRI 1995). substrates and the influence of environmental
factors. The model was validated against field
measurements from various regions of the world
Models (Huang et al. 1998b). The simplified model needs
information on growth duration, grain yield, soil
Detailed process model (step 1 in Figure 1) texture (% sand), average temperature and a rice
The detailed process-based model used in this variety index as inputs; these are variables that are
study is described by Van Bodegom et al. (2001). generally more easily available than the set of in-
Two compartments, a rhizosphere and a bulk soil, puts needed by the detailed process model. Huang
are distinguished in this model. To calculate et al. (1998a) used the model to make a regional
95

emission estimate for China. The model does not (Rastetter et al. 1992). King et al. (1989) devel-
distinguish rainfed rice systems from irrigated oped this method by using a multivariate set of
systems, therefore we adjusted calculated emis- frequency distributions as input rather than
sions for rainfed rice by 40% according to the lumped parameters related to a spatially explicit
IPCC guidelines (Intergovernmental Panel on subdivision of land units. Monte Carlo techniques
Climate Change 1997). were used to integrate solutions of the simulation
Model results were compared for approximately model across the geographic region of interest
65 sites within the Muñoz area for which all nec- (Figure 4).
essary data needed by both the detailed model by Frequency distributions of methane emission for
Van Bodegom et al. (2001) and the simplified all mapping units based on assumed frequency
model by Huang et al. (1998a, b) were available distributions for yields and soil texture composi-
for the dry and wet season of 1994. tion were generated using Monte Carlo simula-
tions with the simplified model. Frequency
Aggregation procedure (step 3 in Figure 1) distributions for yield variability within a typical
A number of different, common aggregation pro- mapping unit were derived from the two case-
cedures are compared to calculate the regional study areas for irrigated rice yields and rainfed rice
methane flux for the Central Luzon region. yields, respectively. It was assumed that all map-
Procedure 1 is based on the calculation of the ping units have similar variability in yield around
region-wide average value of the variables deter- the reported average yield. Variability in sand
mining methane emission, followed by the calcu- percentage was derived from the high-resolution
lation of the average seasonal emission for the soil sampling available in the Muñoz area. Again
area with the simplified model of Huang et al. we assumed that this variability is representative
(1998a, b). This average emission strength was for the whole study region. After a frequency
multiplied by the rice harvested area as derived distribution for methane emission was generated
from the ERS-SAR image interpretation. The for all mapping units and distribution functions
average parameter values were calculated based on were fitted, we have again used a Monte Carlo
a weighted-averaging procedure using the relative procedure to integrate these results into a regional
rice area in the soil-mapping unit (soil texture) and emission frequency distribution. This was done by
municipality (yield). Sand percentages were consequent sampling from the frequency distribu-
calculated by taking the average value of the range tions of the emission strength of the individual
of sand percentages belonging to the texture class mapping units and multiplying the sampled emis-
in the legend of the soil map (Figure 3; (Soil sion strengths by the rice area in the mapping unit.
Survey Staff 1995)). Procedure 4 uses a method similar to procedure
Procedure 2 simulates the emissions for all 3, only now we assume a different distribution for
individual mapping units (n700) resulting from the variability in soil texture within the mapping
an overlay of the soil map and the municipality units. Instead of using the variability of sand
map. For every mapping unit a unique combina- percentage in the Muñoz area, a uniform distri-
tion of yield, fraction rainfed rice cultivation and bution of sand percentage between the values valid
soil texture was determined. The specific methane for the texture class based upon the soil texture
emission strength for all individual mapping units triangle was assumed.
was determined with the simplified emission
model. These emissions were multiplied with the
rice area derived from the ERS-SAR image inter- Results
pretation for the mapping unit, after which the
total emission for the study area was calculated. Model accuracy (uncertainty 1 in Figure 1)
Sand percentages were calculated following pro-
cedure 1. The detailed process model of Van Bodegom et al.
Procedure 3 uses a sophisticated approach for (2001) was validated against measurements of a
upscaling that aims at minimising aggregation closed flux-chamber experiment conducted in
errors modulated by spatial heterogeneity that Maligaya, which is within the Muñoz study area
inherently remains within the mapping units in Nueva Ecija province (Corton et al. 1995).
96

mapping units rice yield

methane
emission
model for
mapping
unit
% sand

ERS-SAR image emission strength

rice area in
x case studies
mapping unit

rice area in sample points


mapping unit x

rice area in
x
mapping unit

rice area in
x
mapping unit

+
emission estimate
for region

Figure 4. Upscaling procedure with Monte-Carlo simulations (procedure 3 in text). For each mapping unit a frequency distribution is
generated based on frequency distributions of rice yield and soil texture with a simplified emission model. Emission source strengths for
the individual mapping units are multiplied with the rice area within the mapping unit and integrated into a region emission estimate.

600
methane emission (mg m-2 day-1)

500

400

300

200

100

0
0 20 40 60 80 100 120
time (days after flooding)

Figure 5. Validation of model performance (line) for measured values in Maligaya, Nueva Ecija Provinde (dots).
97

Measured and modelled emissions were available mineralisation, as was shown before by van
on a daily basis. Overall performance of the sim- Bodegom et al. (2000) it is most likely that the
ulation model is reasonable and not significantly deviation between the model results is caused by
different from the measurements (Figure 5). In the difference in the description of the minerali-
spite of some overestimation and underestimation sation process. Huang et al. (1998b) use a corre-
during parts of the growing season, the total sea- lation between methane emissions and sand
sonal emission is well captured. The model was content. This is because the fact that sand content
also validated for other experimental sites across is a proxy for soil mineralisation (see e.g. (Parton
Asia. For 9 sites spread over East Asia an average et al. 1987)). The higher the sand content, the less
deviation of 7% in seasonal methane emission was organic matter is protected and thus the more can
found, indicating that the major processes driving be mineralised. Van Bodegom et al. (2001) directly
methane emissions from rice field were well cap- used a semi-empirical model to calculate miner-
tured by the model (see Van Bodegom et al. (2001) alisation. This semi-empirical model relates or-
for a full description of the validation). ganic carbon to mineralisation; the higher organic
carbon content, the more mineralisation occurs. In
addition to these factors, it is important to
Model simplification (uncertainty 2 in Figure 1) understand what happens to the mineralised car-
bon. Huang et al. (1998b) assume that the pro-
Figure 6 shows, for each of the 65 sample points in duced carbon converted into methane is a function
the Muñoz area, the emission calculated by the of the redox potential. The redox potential is
detailed process-model and the semi-empirical however taken as a fixed function of time, inde-
model for the dry season and the wet season of pendent of soil type. Van Bodegom et al. (2001)
1994. Although the order of magnitude of the allow changes in the time dependent function of
emissions calculated by the models is similar, there Eh by using the total reducible iron content as an
is little correspondence between the results of the input parameter. Iron is the most important
two models. alternative electron acceptor in soils and is thus the
The difference between the simulation results of dominant factor determining the soil Eh. By
the models of Huang et al. (1998a) and van incorporating iron instead of Eh, it is possible to
Bodegom et al. (2001) is strongly related to the distinguish soils with a slow and fast change in Eh.
sand and organic carbon content of the soil. Given The higher the iron content and the lower the soil
the observation that the estimate of methane C content, the slower the decrease of Eh and thus
emissions is sensitive to the description of the smaller the methane production.

50

40
emission (Huang; g/m²)

30

20

10

0
0 10 20 30 40 50
emission (Bodegom; g/m²)

Figure 6. Methane emission for approx. 65 sites for both the wet and dry season calculated with the process-based simulation model of
Van Bodegom et al. 2001 and the simplified model of Huang et al. 1998b, respectively.
98

Data quality (uncertainty 3 in Figure 1) Aggregation errors (uncertainty 4 in Figure 1)

The rice area in the wet season determined by The results of the four different upscaling proce-
supervised classification of the ERS-SAR image is dures are shown in Table 1. Emissions differ only
shown in Figure 2. A comparison between the rice slightly among the methods used. Also the differ-
area derived from the ERS-SAR image and the ent frequency distributions for soil texture (pro-
rice area given in the statistical surveys, shown in cedures 3 and 4) make little difference in total
Figure 7, shows large deviations between the two regional emission. The spatial distribution of
sources for a number of municipalities. In general, average emission source strengths for irrigated and
the rice grown area as identified by ERS-SAR is rainfed rice fields respectively, as calculated with
smaller than the area reported in statistics (almost procedure 3, is shown in Figure 8. Spatial vari-
30% for the total study area). There can be several ability within the region is large. Patterns of
causes for this difference: emission source strength for irrigated and rainfed
rice correspond to a large degree because of similar
 Inconsistency in statistical sources; statistics by soil texture, a correlation between irrigated and
the National Statistical Office differ consider- rainfed yields and the assumed constant reduction
ably from those by the Bureau of Agricultural of emissions in rainfed vs. irrigated fields.
Statistics (Philrice/BAS 1995) and statistics by
the provincial offices of the Department of
Agriculture. Discussion
 Differences between the years of reporting in
statistics (1991) and the ERS-SAR image (1995). Model selection and simplification
However, in time series of the Bureau of
Agricultural Statistics, there is no major differ- Model validation indicated that we were capable
ence in total rice area between these years. to simulate the processes leading to methane
 Interpretation and classification problems of the emissions from rice fields to a reasonable degree
ERS-SAR image. Many rice fields are relatively with the detailed process model. Other models that
small and irrigation canals and dykes are were based on process knowledge have led to
abundant. These small elements can cause an comparable good performances (Khalil et al.
underestimation of the rice area in the ERS- 1998a; Matthews et al. 2000; Cai et al. 2003).
SAR interpretation. More fieldwork might These models have proven to be relevant for
improve the interpretation of the ERS-SAR assessments of the conditions that might lead to a
image. reduction of emissions (Frolking et al. 2004) and
shape management recommendations. However,
It is clear that the regional emission calculated these models require detailed data that are not
with the rice area of the ERS-SAR is lower than available at regional scales. Therefore, we are not
the emission calculated with the statistical data. always able to use this type of process models for
rice area ERS-SAR radar image (ha)

15000

10000

5000

0
0 5000 10000 15000
rice area in statistical surveys (ha)

Figure 7. Rice area for municipalities within the study area derived from statistics and radar image interpretation respectively.
99

Table 1. Total methane emission calculated for the Central use of the available data for the study region. The
Luzon region based upon different upscaling methodologies or model was validated for a number of independent
the IPCC methodology (Intergovernmental Panel of Climate
Change 1997).
methane measurements in the USA, Italy, Indo-
nesia, the Philippines and China. So, based on this
Upscaling Emission (106 kg Aggregation information it was assumed, as is common practice
procedure per season) procedure
in upscaling studies, that this model was appro-
(standard devia-
tion between priate for the upscaling exercise. Results from the
brackets) Muñoz case study area, nested within the larger
study area of Central Luzon, indicate that there is
Procedure 1
no correspondence between the detailed model and
Rainfed 13.5 One simulation the simplified model. As is shown in Table 2, the
Irrigated 44.0 based on weighted average emission for the 65 sample points in the
Total 57.5 averages of soil/ Muñoz area is about twice as high when calculated
management
with the simplified model. Because validation by
parameters
Procedure 2 measurements is not possible (65 measurement
sites within a region would be too expensive) we
Rainfed 13.6 Simulation for each can only conclude that the choice of model has an
Irrigated 43.6 mapping unit (soil/
important influence on the obtained results. This
Total 57.1 management) based
on mapping unit makes model selection a large source of uncer-
information fol- tainty for the regional estimate and the generated
lowed by summation spatial emission pattern (e.g. Figure 8).
of emissions Also in other studies it has been indicated that a
Procedure 3
model validated under a range of circumstances
Rainfed 13.4 (0.4) Simulation for each does not necessarily lead to good predictions in
Irrigated 43.6 (1.5) mapping unit (soil/ other conditions. An example is given by a region-
Total 57.0 (1.5) management) based wide validation of the DNDC model that was
on mapping unit
developed and validated mainly based on the
parameters and
Monte-Carlo simu- cropping practices and soil conditions in the U.S.
lation of within unit and China (Frolking et al. 2004). The validation
variability; followed over a wide range of locations indicated that, in
by summation spite of good simulation results in many locations,
Procedure 4
poor results were obtained for a number of other
Rainfed 13.5 (0.2) Same as procedure 3 locations, mostly attributed to local farming
Irrigated 43.2 (1.2) with different practices and soil conditions for which the model
Total 56.8 (1.2) assumptions of was not validated in earlier instants (Cai et al.
within unit
2003).
variability
IPCC Although model comparison and validation
might facilitate the selection of an appropriate
Rainfed 13.0 –15.6 Use of emission model for a certain region, it might not necessarily
Irrigated 40.2 –48.2 factors (IPCC 1995)
reduce the uncertainty in emission estimates.
Total 53.2 –63.8
A considerable amount of variability in emissions
may be driven by natural stochasicity in bio-
geochemical processes, limiting the ability of
upscaling procedures. In case of the discussed researchers to constrain the estimates at this level
process-based model information is needed on soil of analysis (Sass et al. 2002a).
iron and organic carbon contents that are
unavailable for the large (800,000 ha) study area.
The selection of an appropriate simplified model Data quality
turns out to be a very critical step within the up-
scaling process. In this study, the model by Huang Data quality is critical to any upscaling procedure.
et al. (1998a, b) was selected because it made full The comparison between various sources of land
100

Figure 8. Spatial variability in source strength of methane emission (g/m2) for the study region for irrigated and rainfed rice fields
respectively; rice area is derived from ERS-SAR image interpretation, no distinction is made between irrigated and rainfed rice area.

use statistics and remote sensing information one of the largest contributors to the global
illustrated that the parameter ‘rice area’, which is methane emission from wetland rice fields, surveys
generally assumed to be the most straightforward of rice area differ by about 40%, causing an
parameter, is subject to large uncertainties. Census enormous uncertainty in total methane emission
reports based on farm sampling are often subject (Smil 1999; Verburg and Denier van der Gon
to classification and report problems and do not 2001). Also the use of radar images is not without
always distinguish between cropping seasons, uncertainties as classification can still be prob-
while that is needed for greenhouse gas emission lematic (Le Toan et al. 1997; van der Woerd 2000).
inventories. Large uncertainties in statistical data The advantage of using the detailed maps
are also well known for other countries. In China, produced by radar images is the high spatial
101

Table 2. Comparison of average emission for Muñoz case international database of soil profiles (Bachelet
study for two models. and Neue 1993; Batjes 1995) for soil chemical
Season (1994) Average of 65 Simulation based properties (Fe and organic C) and compared this
simulations and on average to emissions created independently using soil data
standard deviations input values derived from a kriging interpolation of 555
Bodegom (top-)soil samples of rice soils taken throughout
Java. Resulting total emission estimates, calcu-
Dry season 10.41 (10.6) 4.27 lated with the process-based model of Van Bode-
Wet season 12.07 (11.4) 3.22
gom et al. (2001), differed by 43%, an alarming
Huang difference. Reasons for this difference include: (1)
Dry season 22.77 (9.0) 23.02
Rice soils differ from non-rice soils as a result of
Wet season 20.60 (7.4) 20.65 waterlogging and oxidation-reduction sequences,
which alter the topsoil chemical composition.
The average emission is calculated based upon the average of 65
Therefore the topsoil chemical properties of a soil
individual simulations or based upon one simulation using
average input parameters. type grown to rice for many years will differ from
the topsoil composition of that same soil type
resolution, which allowed us to make better use of under forest, pasture or grown to a non-rice crop.
the spatial detail of other parameters. Statistical (2) Topsoil properties play a negligible role in the
information is mostly limited to administrative criteria for soil type definition and the within-soil
units, highest resolution being municipalities in the type variation of topsoil properties may be large.
case of the Philippines, which tend to stretch Therefore it can by no means be guaranteed that
across several soil units. Therefore, no proper linking topsoil chemical properties from reference
linkage can be obtained between municipality data profiles of soil types collected at many different
and soil properties because a breakdown of the sites to a soil map of a specific region captures, or
rice area within the municipality is not possible. even correlates to, the actual topsoil composition.
For example, some municipalities cover both (3) Mapping units of soil maps are mostly based
lowland area and mountainous area in the con- on geomorphological and morphological proper-
sidered study area. Using municipality statistics ties. Therefore, the mapping unit delineations of-
for the rice area would induce large errors in ten have little relevance for chemical properties.
emission calculations because of the incorporation Within-mapping unit variance of these properties
of soil data from these mountainous areas. might therefore be equal to the variability between
There are also uncertainties involved with the mapping units. In spite of these considerations it is
use of soil maps. Different options exist for common practice to use soil maps for upscaling
translating soil texture classes into a sand per- purposes (Cao et al. 1998; Ven and Tempel 1994)
centage and estimating the within-unit variability. but should, based on these results, be done with
The two procedures evaluated in this paper (pro- great care. Lack of alternative data is often a
cedures 3 and 4) yielded similar results. Other major constraint, but this study illustrates that
uncertainties lie in the reliability of the soil maps using the ‘best available’ does by no means guar-
used. Oberthür et al. (1996, 1999) assessed the antee that the data are appropriate to generate
quality of the soil map we used for the Muñoz area reliable emission estimates.
by comparing the soil textures delineated on the
soil map with sampled soil data and interpolated
samples using Thiessen polygon and kriging tech- Aggregation errors
niques. They concluded that these reconnaissance
soil maps poorly represent the variability in soil We assessed the effects of within-unit variability in
texture and generally have a low accuracy. Van yield and soil texture on the calculated, regional,
Bodegom et al. (2002a) assessed the effect of this methane emission. Monte Carlo techniques are an
type of data quality issues for methane emissions appropriate means to reduce aggregation effects
for the island of Java, Indonesia. The authors and approximate the within-unit variability.
calculated methane emissions based on We found that taking within-unit variability into
respectively the FAO soil map connected to an account only resulted in slightly different results
102

with a relatively small standard deviation (com- paddy soils hardly occurs at atmospheric methane
pare procedures 2 and 3 in Table 1). Even the concentrations (Hanson and Hanson 1996) while
calculation that disregards all variability within for oxidation within a rice canopy no significant
the study area (procedure 1) resulted in a similar methane oxidation could be detected (Van Bode-
result. This similarity is caused by the relatively gom et al. 2002a). All lateral interactions can
linear behaviour of the simplified emission model thus be neglected, as was previously assumed by
over the range of parameter values occurring in the Aselmann (1989).
study area, which reduces aggregation errors. The All upscaling issues addressed in this paper refer
use of a more detailed, non-linear, process model to spatial scaling issues. However, also from a
would probably have resulted in much larger temporal point of view, scaling issues need to be
scaling errors. The use of a detailed model was not taken into account: yields and climatic conditions
possible for the region as a whole because of data change yearly. In our study we have tried to use
limitations. However, for the smaller Muñoz area the data available for 1995, but sometimes had to
we were able to use both the simplified and the supplement the database with data from other
detailed model. A simulation was made with years, causing another inaccuracy in the input
average parameter values for the area based on the data. On longer time-scales the emission of meth-
65 sample points and compared to the average ane is subject to changes in rice area and man-
emission based on simulations for all the individ- agement (Denier van der Gon 2000). Land use
ual sample points. Table 2 presents the results. The changes can affect emissions and should be taken
detailed model indeed shows a very large aggre- into account when using emission inventories to
gation error, whereas the aggregation error within formulate emission reduction policies (Khalil et al.
the simplified model is very small. This indicates 1993; Verburg and Denier van der Gon 2001).
that, although the simplified model is insensitive to
aggregation errors, aggregation errors can seri-
ously affect the regional estimate depending on the Implications for upscaling research
non-linearity of the processes involved. The choice
of model influences the extent of aggregation error The sources of uncertainty in regional estimates of
that is reflected in the results. Confidence intervals methane emissions from rice fields distinguished in
presented are therefore not necessarily confidence this study are interconnected: the choice of a more
intervals based on the actual aggregation error but accurate simulation model might involve the need
are instead model specific, determining the appli- for parameters that only can be obtained with high
cability and validity of the models. uncertainties or large costs. Model selection also
Other upscaling studies report relatively low influences the aggregation error (Table 2) as it
aggregation errors: for methane emissions in Java reflects only model behaviour. The real aggrega-
an aggregation error of approx. 10% was found tion error depends on the non-linearity involved
(Van Bodegom et al. 2002b) while for nitrous with the processes causing methane emissions.
oxide emissions in Costa Rica a similar 10% error Monte-Carlo techniques are an appropriate means
was found (Plant 2000). Both studies were con- to reduce aggregation errors. Reduced uncertain-
ducted with detailed process-based models. ties and more realistic confidence intervals will
result if model behaviour is closer to reality and
reliable estimates of the within-unit variability can
Other scaling issues be made.
Most upscaling studies do not account for all
Summation of source strengths for individual these different types of uncertainties but simply
spatial units (e.g., mapping units) is invalid when report the regional estimate obtained. Such an
lateral interactions exist in the response of the estimate is often legitimised through the compari-
individual patches, i.e. if feedbacks at a higher son of different calculation methods for methane
aggregation level occur (O’Neill 1988). Oxidation emission. Sass et al. (1999) compared 21 studies
of atmospheric methane at the soil interface or which utilise various biological, chemical, and
within aboveground rice biomass could cause such physical factors to calculate a total annual meth-
a feedback. However, methane oxidation in rice ane flux from China. In spite of the differences in
103

methods used to obtain these estimates, they are for target-oriented mitigation strategies. Obtaining
impressively similar, with an average methane data for more detailed, process-based models will
emission estimate of 13.0±3.3 Tg methane yr)1. reduce model errors at the cost of increased data
This similarity does not necessarily demonstrate inaccuracies. Especially the use of soil chemical
that we are able to estimate the value of the data, almost essential for methane emission cal-
emission level very accurately. Instead, it only culations, remains a major source of uncertainty
indicates that the simplified models all direct us to because of the high sampling requirements for
similar, average seasonal fluxes. Other uncertain- reliable data interpolation. At the moment it seems
ties are not assessed in any of the methods re- impossible to meet the data requirements of de-
viewed (Sass et al. 1999): they are all based on rice tailed, process-based models. The results of this
area data derived from official statistics, which are study indicate that uncertainties in regional emis-
known to underestimate the actual rice area by sion estimates can largely be reduced by invest-
approx. 40% (Smil 1999), and none of the methods ment in regional to continental scale database.
takes into account aggregation errors. For our Such data will not only reduce the uncertainty in
case-study we found a striking similarity in the the data but, at the same time, allow the use of
emissions calculated with the simplified model and models that are better able to capture the processes
a straightforward application of IPCC emission of methane emission.
factors (Table 1). Again the same rice area was This study has indicated that uncertainty in re-
used for both estimates and methane fluxes are gional emission estimates is determined by context
subject to large uncertainties for both methods. Li specific variability at different levels of analysis
et al. (2004) assessed uncertainties in greenhouse and errors in data sources, models and aggregation
gas emissions for China based on variability in procedure. Therefore, it is not possible to make
county-level soil conditions. Although the range of general statements of the total uncertainty in
emissions reported in their paper captures some of emission estimates. Often, published uncertainty
the potential uncertainties in aggregate emission ranges only reflect the uncertainty in a number of
estimates, these do not address all other uncer- parameters at the scale of application, disregard-
tainties that might influence the emission estimate. ing the influence of uncertainty at higher spatial
resolutions that might influence the regional esti-
mates through non-linear aggregation.
Conclusions Methods to validate upscaling estimates
are urgently needed. Validation is restricted as a
This paper has shown, through a series of result of the present difficulty to measure emissions
calculations and analyses for a case study in the at regional scales that could provide the data to
Philippines that (conventional) upscaling of validate our upscaling methodologies such as air-
greenhouse gas emissions from rice paddies craft and or tethered balloon gas flux measurement
involves a large number of methodological pitfalls and box model methods (Hanna 1982; Liu et al.
and uncertainties. A reduction of the uncertainties 2000), which will certainly help to improve up-
involved with upscaling cannot solely be achieved scaling efforts. One alternative means to obtain
by a further improvement of our knowledge of the regional emissions strengths are downscaling
processes leading to methane emissions. The methods that calculate regional methane emissions
complexity and variability of methane emissions is with inverse modelling using atmospheric trans-
well studied and a large number of measurements port models (Heimann and Kaminski 1999). Such
have been made. However, the complexity and a downscaling procedure would be able to yield
number of interacting processes involved leads to independent regional estimates of regional meth-
inaccuracies when simplified models are used. So, ane emissions (Denier van der Gon et al. 2000).
at present, less data demand goes hand-in-hand However, the present limitation of this method is
with a reduced ability to capture the existing and the spatial resolution, which is 810 (Houweling
observed variability. Even though simplified et al. 1999), much larger than the study area pre-
models might capture the average emission level sented in this paper.
correctly, these methods are unsuitable to predict If meso-scale methods and downscaling proce-
the spatial pattern of emissions, which is needed dures are integrated with upscaling procedures,
104

our estimates of regional fluxes may be improved. Cao M.K., Gregson K. and Marshall S. 1998. Global methane
Such an integration could be made along the line emission from wetlands and its sensitivity to climate change.
Atmos. Environ. 32: 3293 –3299.
of the procedure proposed by Root and Schneider Cicerone R.J. and Shetter J.D. 1981. Sources of atmospheric
(1995) called Strategic Cyclical Scaling that com- methane: Measurements in rice paddies and a discussion. J.
bines upscaling and downscaling methods in a Geophys. Res. 86: 7203 –7209.
cyclic procedure. In case of methane emissions, the Climate Unit I. 1995. Compilation of Weather Data for 1994,
approach could be used to select appropriate Climate Unit, Agronomy, Plant Physiology, and Agroecol-
ogy Division, International Rice Research Institute, Los
simplified models that are valid for the larger scale Banos, Philippines.
regions but still underpinned by causal relation- Corton T.M., Bajita J.B., Asis C.A. Jr. and Pamplona R. 1995.
ships. Investment in further development of meso- Methane emission from an irrigated Phillipine paddy field
scale measurements and downscaling methods will subjected to several fertilizer treatments. Philippine J. Crop
enable such innovative scaling procedures that Sci. 20(1): 39 –55.
Denier van der Gon H.A.C. 2000. Changes in CH4 emissions
might be successful in stepping beyond the uncer- from rice fields from 1960 to the 1990s. I. Impacts of
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Denier van der Gon H.A.C., Houweling S., Van Bodegom
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Acknowledgements Agroecosyst. 58: 285 –301.
Denier van der Gon H.A.C., Kropff M.J., van Breemen N.,
We would like to thank all people that helped with Wassmann R., Lantin R.S., Aduna E., Corton T.M. and van
Laar H.H. 2002. Optimizing grain yields reduces CH4 emis-
the collection of statistical information and soil sions from rice paddy fields. Proceedings of the National
maps in the Philippines, especially Jocy Bajita Academy of Sciences 99(19): 12021 –12024.
(PhilRice) and Dr S.P. Kam (IRRI). We thank Frolking S., Li C.S., Braswell R. and Fuglestvedt J. 2004.
Thomas Oberthür and Achim Dobermann for Short- and long-term greenhouse gas and radiative forcing
making their Muñoz data set available, To Phuc impacts of changing water management in Asian rice pad-
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Heimann M. and Kaminski T. 1999. Inverse modelling
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Photo 1. Two of the eight metal frames with six UV-lamps each in Adventdalen, Spitsbergen. The vegetation can be
classified as middle arctic tundra typical of valley floors along the West Coast of Spitsbergen. The vegetation is
dominated by Salix polaris, Saxifraga oppositifolia, Bistorta vivipara and several mosses including Sanionia uncinata.
The lichen cover is relatively sparse, with Peltigra didactyla and Peltigra rufescent dominating.

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