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Introduction: This study compared the skeletal and dental changes of microimplant assisted rapid palatal
expansion (MARPE) with those produced by surgically assisted rapid maxillary expansion (SARPE) in postpeak
adolescents and adults. Methods: The sample comprised 17 patients (mean age, 26 6 11 years) selected for
the MARPE group and 15 (mean age, 28.5 6 10.5 years) selected for the SARPE group. Cone-beam computed
tomography scans taken just before and after the expansion were used to assess dental and skeletal changes
and compare the changes between the groups. Results: MARPE showed greater transversal skeletal changes
in the midface and posterior and anterior maxillary base measurements. The transverse displacement of the
alveolar process was greater but not significant for the SARPE group than the MARPE group. Regarding dental
effects, the root distance measurements did not differ between the groups, but SARPE produced a significantly
greater increase in intermolar and interpremolar distance and a greater buccal inclination of the alveolar process
and supporting teeth than MARPE. Conclusions: The MARPE technique showed an increase in skeletal trans-
verse maxillary expansion at the midface and basal bone compared with SARPE, especially at the posterior
palatal region; however, no difference was found in the expansion of the alveolar process between the 2
methods. MARPE presented a more parallel expansion in both a coronal and axial view, whereas SARPE led
to a V-shaped opening. The greater buccal inclination of the alveolar process and supporting teeth was observed
in the SARPE group. (Am J Orthod Dentofacial Orthop 2021;159:733-42)
T
reatment of transverse maxillary constriction us- growth.1 RPE prognosis is related to the level of maxil-
ing rapid palatal expansion (RPE) is most indicated lary suture interdigitation, and its effect is inversely
in mixed dentition until adolescence during related to the success of the expansion; that is, the
greater the interdigitation and more numerous the syn-
ostoses presented at the sutures, the lower the chances
a
Department of Orthodontics, Araraquara School of Dentistry, S~ao Paulo State of splitting the maxilla without surgical intervention,
University, School of Dentistry, Araraquara, S~ao Paulo, Brazil.
b known as surgically assisted rapid palatal expansion
Department of Orthodontics, S~ao Leopoldo Mandic Institute and Research Cen-
ter, Campinas, S~ao Paulo, Brazil. (SARPE).2,3
c
Department of Pediatric Dentistry, Area of Orthodontics, Araraquara School of In young adults and postpeak growth adolescents
Dentistry, S~ao Paulo State University, School of Dentistry, Araraquara, S~ao Paulo,
presenting skeletal maturity, the results of nonsurgical
Brazil.
All authors have completed and submitted the ICMJE Form for Disclosure of RPE may vary considerably.1 One study showed high
Potential Conflicts of Interest, and none were reported. success in young adults achieving a moderate expan-
This study was supported by the Coordenaç~ao de Aperfeiçoamento de Pessoal de
sion,4 whereas others found that age limited the RPE
Nıvel Superior (CAPES), Brazil, Finance Code 001.
This clinical study was previously approved by the Research Ethics Committee of success rate in females aged up to 18 years and males
the Faculty of Dentistry of Araraquara of S~ao Paulo State University (CCAAE Nos. aged up to 21 years.5 In patients aged more than
60393416.7.0000.5416 and 14484713.1.0000.5416).
18 years, the skeletal effects are insignificant, exhibiting
Address correspondence to: Cibele Braga de Oliveira, Department of Pediatric
Dentistry, S~ao Paulo State University, Av. Humaita 1680, Araraquara, S~ao Paulo more dentoalveolar expansion of the maxillary arch.6
14801-385, Brazil; e-mail, cibeleodonto@yahoo.com.br. Complications have been reported in the literature as
Submitted, August 2019; revised, February 2020; accepted, March 2020.
a consequence of conventional tooth-borne RPE de-
0889-5406/$36.00
Ó 2021 by the American Association of Orthodontists. All rights reserved. vices, including pain and swelling during expansion,4
https://doi.org/10.1016/j.ajodo.2020.03.024
733
734 de Oliveira et al
June 2021 Vol 159 Issue 6 American Journal of Orthodontics and Dentofacial Orthopedics
de Oliveira et al 735
Imaging and Communication in Medicine format and Statistical analysis was performed using SPSS for
analyzed using NemoStudio software (Nemotec, Madrid, Windows (version 16.0; SPSS, Chicago, Ill) with a signif-
Spain). For sample blinding, examiner A (P.A.) coded the icance level of 5% (a 5 0.05).
CBCT files, and examiner B was responsible for skeletal
and dental measurements. RESULTS
The images in 3-dimensional reformatting were posi- A significant difference in all skeletal measurements
tioned according to 3 spatial orientation planes (sagittal, was found after maxillary expansion with MARPE
coronal, and axial), as shown in Figure 2. (P \0.05). The SARPE results showed a significant
To measure the skeletal effects of expansion in both change after expansion in the majority of the skeletal
groups, linear measurements (in millimeters) of the measurements (P\0.05), with the exception of the mid-
maxillary bone structure were obtained in the upper facial width and posterior maxillary base (Table III).
and lower segments of the maxilla and the anterior MARPE showed significantly greater expansion in the
and posterior segments to quantify the transverse midfacial area, nasal cavity, anterior and posterior pal-
changes in the nasal cavity and evaluate the maxillary ate, and posterior maxillary base than SARPE. No statis-
split pattern. To evaluate the dental results, measure- tically significant difference was found for expansion
ments were obtained to quantify the amount of expan- between MARPE and SARPE at the level of the alveolar
sion and inclination (Fig 3 and Table II). process and anterior maxillary base (Table III).
The upper (midface area [MIF]) and lower (anterior
Statistical analysis palate [AP]) skeletal width effects of MARPE and SARPE
To determine the intraexaminer error, 40% of the were significant. However, SARPE tended to expand the
CBCT scans were reanalyzed randomly by the same palate more than the midface area (MIF had 8% of AP
examiner within a 2-week interval. The reproducibility expansion) in a triangle-shaped opening pattern, and
of the method was evaluated using the intraclass corre- MARPE resulted in a more parallel expansion of the up-
lation test and a paired t test for the linear and angular per midface and anterior palate (MIF had 78% of the AP
measurements. The intraclass correlation of the linear expansion) (Fig 4, B and D) (Table IV).
and angular measurements was greater than 0.92. The On the palatal plane, the anterior expansion was
paired t test showed that the mean variation in the significantly greater than the posterior expansion for
angular measurements was 0.20 and for the linear mea- both the SARPE and MARPE groups (P\0.05); however,
surements was a maximum of 0.14 mm, indicating this difference was much smaller in the MARPE group
excellent intraexaminer reliability. (PP-AP 5 0.95 mm) compared with the SARPE group
Shapiro-Wilk and Levene tests verified the (PP-AP 5 1.65 mm). At the maxillary base and alveolar
normality of the data distribution and homogeneity process, the anterior and posterior expansions were sta-
of variances, respectively. The data are shown as the tistically similar for the MARPE group (P .0.05),
mean and standard deviation of the variables with a whereas for SARPE, a significantly greater anterior
normal distribution. expansion was observed in these measurements
RPE using MARPE and SARPE were compared before (P \0.05). Taking into account the axial view, these
and after treatment using a Student t test for dependent data showed a more parallel skeletal expansion pattern
samples. The Student t test for independent samples was in the MARPE group and a triangular-shaped expansion
used to evaluate differences between the MARPE and in the SARPE group, with greater expansion in the ante-
SARPE groups. rior region (Fig 4, A and C) (Table IV).
American Journal of Orthodontics and Dentofacial Orthopedics June 2021 Vol 159 Issue 6
736 de Oliveira et al
Fig 2. Head position standardization. (A) The coronal view is in the axial plane line over the lower
margin of the right and left orbits and the sagittal plane line coinciding with the nasal, (B) right sagittal
view, and (C) left is a line of the axial plane coinciding with the Frankfurt plane and the coronal plane line
passing through the posterior border of the pallium.
Fig 3. Linear skeletal measurements of an axial slice: (A) MIF and (B) PP and PA; linear skeletal mea-
surements on a coronal slice at the first molar plane: (C) MMW, MNM, and MAW; linear skeletal mea-
surements at first premolar plane: (D) PMW, PNM, and PAW; angular and linear measurements used to
measure the dental effect on the maxillary first molars: (E) IMR, IMC, RMA, and LMA; angular and linear
measurements used to measure the dental effect on the premolars: (F) IPR, IPC, RPA, and LPA.
June 2021 Vol 159 Issue 6 American Journal of Orthodontics and Dentofacial Orthopedics
de Oliveira et al 737
Regarding the dental effects, all of the measure- expansion was due to a greater dental (3.86 mm) and
ments of the first molars and first premolars increased alveolar (3.94 mm) buccal inclination and almost no
significantly in both the MARPE and SARPE groups skeletal effect. In the anterior area of the maxilla, the
(P \0.05). The SARPE group had more dental changes pattern changed slightly, mainly in the SARPE group.
(P \0.05) than the MARPE group, except for the root As shown in Figure 6, the skeletal effects of the expan-
distance, which showed no difference (P .0.05) sion predominated in the MARPE group, whereas in
(Table III). The buccal inclination of the molars and pre- the SARPE group, there was an equivalent effect of the
molars after MARPE were similar and the same bilater- expander represented by an increase in the width at
ally. In the SARPE group, although there were no left the maxillary base, alveolar process, and inclination of
and right differences in the dental changes, there was the premolars.
a significant increase in the first molar inclination
compared with the premolars; the right buccal tip was
60.5%, and the left buccal tip was 67.4% (Table IV). DISCUSSION
Figures 5 and 6 show a schematic representation of SARPE or MARPE approaches are recommended to
the skeletal maxillary expansion patterns of MARPE correct transversal maxillary problems in adults4,7-9 to
and SARPE. SARPE demonstrated a greater transverse increase the skeletal effect and minimize the unwanted
increase at the first molars (IMC, 7.9 mm) than MARPE side effects associated with conventional expansion.
(IMC, 5.2 mm). However, as shown in Figure 5, the skel- The choice should consider the method that produces
etal expansion (2.27 mm) was the effect that most the best skeletal effects and the best cost/benefit for
contributed to this transversal increase in the MARPE the patient.
treatment, followed by the transversal expansion of On the basis of actual data, MARPE showed signifi-
the alveolar processes (1.59 mm) and 1.39 mm of the cantly greater skeletal expansion than SARPE, except
dental expansion. In the SARPE treatment, the higher for the alveolar process and anterior maxillary base
American Journal of Orthodontics and Dentofacial Orthopedics June 2021 Vol 159 Issue 6
738 de Oliveira et al
Table III. Comparison of the skeletal and dental changes between the MARPE and the SARPE groups after maxillary
expansion
MARPE (n 5 17) SARPE (n 5 15) MARPE SARPE
Fig 4. CBCT images of the MARPE (A and B) and SARPE (C and D) palatal opening and
3-dimensional craniofacial view.
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de Oliveira et al 739
Table IV. Paired t test of the superior-inferior and posterior-anterior skeletal changes and posterior-anterior and
right-left dental changes
Parameters by group Formula Mean SD P
MARPE (n 5 17)
Posterior palate-anterior palate (mm) PP-AP 0.95 0.73 \0.001*
Midfacial area-anterior palate (mm) MIF-AP 0.79 0.76 0.001*
Posterior maxillary base-anterior maxillary base (mm) MMW-PMW 0.98 2.07 0.068**
Posterior nasal cavity-anterior nasal cavity (mm) MNW-PNW 0.03 1.57 0.942**
Posterior alveolar process-anterior alveolar process (mm) MAW-PAW 0.44 1.23 0.164**
U6 root distance-U4 root distance (mm) IMR-IPR 0.22 1.47 0.537**
U6 cusp distance-U4 cusp distance (mm) IMC-IPC 0.04 1.81 0.937**
U6 right angulation-U4 right angulation ( ) RMA-RPA 1.28 2.42 0.05**
U6 left angulation-U4 left angulation ( ) LMA-LPA 1.51 3.09 0.069**
U6 right angulation-U6 left angulation ( ) RMA-LMA 0.51 2.83 0.474**
U4 right angulation-U4 left angulation ( ) RPA-LPA 0.48 2.52 0.451**
SARPE (n 5 15)
Posterior palate-anterior palate (mm) PP-AP 1.65 1.62 0.002*
Midfacial area-anterior palate (mm) MIF-AP 2.33 1.36 \0.001*
Posterior maxillary base-anterior maxillary base (mm) MMW-PMW 2.63 1.62 \0.001*
Posterior nasal cavity-anterior nasal cavity (mm) MNW-PNW 0.15 1.11 0.612**
Posterior alveolar process-anterior alveolar process (mm) MAW-PAW 1.00 1.70 0.039*
U6 root distance-U4 root distance (mm) IMR-IPR 1.02 1.26 0.007*
U6 cusp distance-U4 cusp distance (mm) IMC-IPC 0.72 1.76 0.136**
U6 right angulation-U4 right angulation ( ) RMA-RPA 3.07 3.67 0.006*
U6 left angulation-U4 left angulation ( ) LMA-LPA 2.22 3.31 0.021*
U6 right angulation-U6 left angulation ( ) RMA-LMA 0.95 4.40 0.430**
U4 right angulation-U4 left angulation ( ) RPA-LPA 0.10 3.79 0.919**
*P \0.05; **Not significant (P .0.05).
SD, Standard deviation.
measurements, which demonstrated similar results. suture are more favorable for obtaining greater expan-
SARPE also showed greater expansion of the palate sion in the midface because the force is applied closer
than the upper-middle face (MIF had 8% of the AP to the center of resistance of the maxilla. They showed
expansion), whereas MARPE had an almost parallel a significant displacement of the zygomatic bone in a
expansion as indicated by the upper midface and ante- lateral direction after treatment with an MSE.
rior palate measurements (MIF had 78% of the AP The MARPE group had a significant increase in the
expansion). width at the anterior and posterior region of the maxilla
The parallel pattern found in the MARPE patients and the level of the maxillary base, nasal cavity, and
indicated a greater chance of disarticulation of the su- alveolar process. In contrast, patients treated by SARPE,
tures located at the pyramidal process of the palatine even with a surgical approach on the pterygopalatine
bone and the pterygoid process of the sphenoid bone. suture, had an insignificant posterior maxillary base
These results were confirmed in the study by Cantarella expansion, possibly because of the position of the hyrax
et al20 that observed the opening of the midpalatal su- expander, more downward but also more forward than
ture almost perfectly parallel anteroposteriorly using MARPE. Therefore, an evident triangular opening
MARPE (PNS split was 90% of that of ANS). They also pattern was observed in the SARPE group, whereas
indicated that the lateral and media plates of the ptery- MARPE produced an almost parallel expansion of the
goid process detached in 53% of the sutures when using maxilla when evaluated occlusally.
a maxillary skeletal expander (MSE). These effects may The SARPE expansion patterns observed in the pre-
have important implications for the treatment of Class sent study corroborate a previous study23 that showed
III malocclusion when facemask therapy is applied a consistent pattern of triangular separation of the
immediately after MARPE expansion, reducing the resis- maxilla in the coronal plane, with the apex facing the
tance to maxillary protraction and thus potentiating an- nasal cavity and the base at the level of the palatal pro-
teroposterior orthopedic outcomes.21 cess. Tooth-borne expanders such as hyrax produce a V-
Cantarella et al22 indicated that MARPE appliances shaped opening in the anteroposterior direction, with a
designed with miniscrews placed close to the midpalatal greater opening in the anterior region and the absence
American Journal of Orthodontics and Dentofacial Orthopedics June 2021 Vol 159 Issue 6
740 de Oliveira et al
June 2021 Vol 159 Issue 6 American Journal of Orthodontics and Dentofacial Orthopedics
de Oliveira et al 741
In adult patients, SARPE widens the upper airway AUTHOR CREDIT STATEMENT
space and decreases airway resistance, increasing expira- Cibele Braga de Oliveira contributed to conceptuali-
tory and inspiratory flow.30,31 However, Zandi et al32 zation, methodology, investigation, project administra-
showed insignificant changes in anterior and posterior tion, data curation, and original draft preparation;
nasal expansion with tooth-borne distractors (1.61 mm Priscila Ayub contributed to resources; Ingrid M€uller Le-
and 1.54 mm) and bone-borne distractors (1.47 mm dra contributed to investigation; Wilson Humio Murata
and 1.33 mm) in SARPE treatments. In the aforemen- contributed to resources; Selly Sayuri Suzuki contributed
tioned study,32 the tooth-borne and bone-borne ex- to resources and draft review and editing; Dirceu
panders used for SARPE were positioned more Barnabe Ravelli contributed to resources; and Ary
downward compared with MARPE. Santos-Pinto contributed to formal analysis, draft re-
The current results found significantly higher nasal view and editing, and supervision.
cavity expansion values for MARPE (MNW, 2.92 mm;
PNW, 2.89 mm) than SARPE (MNW, 1.10 mm; PNW, ACKNOWLEDGMENTS
0.95 mm). The difference in the increase in the nasal cav-
ity width between the groups may be attributed to the The authors thank Professor Eduardo Sanches
expansion patterns obtained using each method, more Gonçalves, Department of Stomatology, School of
parallel in the MARPE group and more triangular (or py- Dentistry, S~ao Paulo University, Bauru, and Professor
ramidal) in the SARPE group. Valfrido Ant^onio Pereira Filho, Department of Diagnos-
The significantly greater enlargement of the nasal tics and Surgery, Dental School of Araraquara, S~ao Paulo
cavity verified using MARPE compared with SARPE State University Julio de Mesquita Filho, S~ao Paulo,
may have a more positive impact on the upper airway, Brazil.
according to Bazargani et al,33 who demonstrated an in-
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