CLIENT: ALPHA FUND - BASED IN THE USA

DIRECTION: BUY FORWARD CONTRACT

QTY: 15,000 SHRS PHYSICAL SETTLEMENT
SCRIPT NAME: MICROSOFT
CURRRENT MAKRET PRICE (CMP): USD 299.49

BROKER: JP MORGAN - MUMBAI (INV. BANK)

STEPS IN TRADE LIFE CYCLE

FRONT OFFICE

TRADE INTIATION BUY 15000 SHARES OF MICROSOFT@ $299.49

TRADE EXECUTION PLACE ORDER
TRADE CAPTURE RECORD DETAILS IN RMS

MIDDLE OFFICE - OPERATIONS

Trade Date

TRADE ENRICHMENT ADD ECONOMIC & NON-ECONOMIC DETAILS

ECONOMIC DETAILS
TRADE DATE
3/24/2022

TRADE VALIDATION CHECK TRADE, TRADER, & ALPHA FUND DETAILS

TRADE VERIFICATION COMPARE THE TRADE DETAILS WITH TRADE SHEET

TRADE AFFIRMATION SEND ECONOMIC DETAILS TO ALPHA FUND FOR CONFIRMATIO

CORE OPERATIONS - OPERATIONS

2-10 Days TRADE CONFIRMATION MAKE ISDA CONTRACT AND SEND IT TO ALPHA FUND FOR SIGN
SD TRADE SETTLEMENT RECEIVE CASH FROM ALPHA FUND AND TRANSFER THEM SHAR
SD+1 RECONCILIATION COMPARE THE LEDGER WITH BANK STATEMENT
ROSOFT@ $299.49 TIME PERIOD - 9 MONTHS

ONOMIC DETAILS

SETTLEMENT DATE DIRECTION QTY PRICE GV. COMMISSION

12/24/2022 BUY 15,000.00 299.49 4,492,350.00 13,477.05
GOES TO CLEARING HOUSE GOES TO BROKER
LPHA FUND DETAILS
ILS WITH TRADE SHEET

O ALPHA FUND FOR CONFIRMATION

SEND IT TO ALPHA FUND FOR SIGNATURE IT WILL TAKE 2-10 DAYS

A FUND AND TRANSFER THEM SHARES AFTER 9 MONTHS (AT THE TIME OF SETTLEMENT)
H BANK STATEMENT
 TAXES NET VALUE
6,738.53 4,512,565.58 <---- CLIENT HAS TO PAY TO THE BROKER
GOES TO BROKER