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6 Epithelial Disorders
CHAPTER OUTLINE ADDITIONAL KEY TERMS
BENIGN EPITHELIAL LESIONS MALIGNANT EPITHELIAL Actinic cheilitis
Squamous Papilloma NEOPLASMS Epidermoid carcinoma
Keratoacanthoma Squamous Cell Carcinoma Hyperorthokeratosis
Carcinogenic Factors Hyperparakeratosis
BENIGN PIGMENTED LESIONS Sites and Incidence Keratinizing carcinoma
Melanotic Macules Metastasis
Labial melanotic macule
Smoker’s Melanosis Less Common Forms of Squamous Cell
Nevi Carcinoma Lichenoid dysplasia
Intramucosal (Intradermal) Nevus Nonkeratinizing carcinoma
Junctional Nevus MELANOMA Oral melanoacanthomas
Compound Nevus Skin and Mucosal Melanoma Oral melanotic macule
Blue Nevus Superficial Spreading Melanoma Orthokeratin
Spitz Nevus Lentigo Maligna Melanoma Parakeratin
Seborrheic Keratosis Acral Lentiginous Melanoma Pseudoepitheliomatous hyperplasia
Actinic Lentigo Nodular Melanoma Smoker’s keratosis
Peutz-Jeghers Syndrome Speckled erythroplakia
Melasma METASTASES TO THE JAWS
Undifferentiated carcinoma
Acanthosis Nigricans
Verrucous hyperplasia
LEUKOPLAKIA
EPITHELIAL HYPERPLASIA
Hyperkeratosis
Acanthosis
Nicotine Stomatitis
Proliferative Verrucous Leukoplakia
EPITHELIAL ATROPHY
Oral Submucous Fibrosis
EPITHELIAL DYSPLASIA
Carcinoma In Situ
ERYTHROPLAKIA
164
BENIGN EPETHELIAL LESIONS 165
TREATMENT
The treatment of squamous papilloma consists of sim-
ple surgical excision of the base of the lesion and a
small area of surrounding normal tissue. Recurrence is
uncommon.
KERATOACANTHOMA
KERATOACANTHOMA: A benign endophytic epithelial
growth appearing as a well-circumscribed keratin-filled
crater on sun-exposed skin; often mistaken for squamous
cell carcinoma.
Connective tissue
Parakeratin layer
Spinous layer
Basal layer
Vessels
FIGURE 6-2
Papilloma. Low-power microscopic appearance with a diagrammatic inset illustrating the
papillary projections composed of epithelium with thickened parakeratin and spinous cell
layers and a central core of fibrous tissue with enlarged vascular structures.
BENIGN PIGMENTED LESIONS 167
arises from the hair follicle epithelium above the seba- important distinguishing features reveal its benign nature.
ceous glands. On the lower lip, it probably arises from These include a central plug of keratin surrounded by a
the superficial epithelium of sebaceous ducts or from sharply demarcated, cup-shaped buttress of normal epi-
the hair follicle epithelium of adjacent skin. dermis (Figure 6-4); epithelium exhibiting a pseudocarci-
nomatous rather than a true carcinomatous growth pat-
CLINICAL FEATURES tern; and epithelium composed of well-differentiated
Most KAs develop rapidly over a period of 1 to 2 months spinous cells with abundant cytoplasm and minimal nu-
and occur as sharply circumscribed, bud-shaped nodules clear pleomorphism, infrequent mitotic figures, and an
exhibiting a central keratin plug or keratin-filled crater absence of abnormal mitotic figures. The surrounding
(Figure 6-3). Its clinical appearance, rapid growth, and his- connective tissue usually exhibits a moderate to marked
tologic appearance are all suggestive of squamous cell car- infiltrate of chronic inflammatory cells.
cinoma. However, it frequently regresses spontaneously
(without treatment), suggesting that it is benign. TREATMENT
Although KAs regress spontaneously if left untreated, in
HISTOPATHOLOGY most cases the lesions are treated surgically before they
When viewed at low magnification, the microscopic ap- reach their maximum size of 2.0 to 2.5 cm. Additionally,
pearance of KA resembles a well-differentiated squamous untreated lesions that regress on their own usually leave a
cell carcinoma. However, on closer observation, several depressed scar which may be cosmetically unacceptable.
Surgical excision of the lesion is considered the treatment
of choice, because this procedure is simultaneously cura-
tive, cosmetically acceptable, and provides a good tissue
specimen to microscopically confirm the diagnosis.
BENIGN PIGMENTED
LESIONS
A spectrum of pigmented lesions can occur within the
oral cavity. The lesions described in this section are be-
nign, and their pigmentation is largely caused by the ex-
cessive production of melanin. Melanin is produced by
melanocytes, a specialized population of dendritic cells
that normally reside in the basal cell region of squamous
epithelium in skin and mucous membranes. Increases in
the number of melanocytes or amount of melanin pro-
FIGURE 6-3 duced by these cells usually result in increased clinically
Keratoacanthoma of the lower lip. (Courtesy Dr. R.J. Achterberg.) visible pigmentation. Depending on the amount and
Abrupt margin
Leukocytes
Keratin
Acanthosis
FIGURE 6-4
Keratoacanthoma. Distinguishable microscopic features of one edge of the lesion
demonstrating the cup-shaped appearance with a depressed center containing a keratin plug
and the pseudocarcinomatous growth pattern of the basal cell layer.
168 CHAPTER 6 ▼ Epithelial Disorders
distribution of melanin present in the skin or mucosa, On rare occasions, solitary or multiple lesions vary-
the color of a lesion will range between shades of ing in color from dark brown to black and ranging in
brown, gray, black, and dark blue. Three explanations size from 5 mm to over 2 cm in diameter have occurred
for the differences in the coloration of pigmented le- on the buccal mucosa and palate of 20- to 40-year-old
sions are (1) lesions with melanin confined to the basal African-American patients. These lesions are termed oral
cells appear brown, (2) lesions with melanin in the ker- melanoacanthomas. The lesions are characterized by a
atin and in the spinous cells appear black, and (3) le- proliferation of melanin-laden dendritic melanocytes;
sions with melanin in the deeper connective tissues ap- many present above the basal layer in an area of focally
pear blue. thickened epithelium. The epithelium exhibits marked
acanthosis and a mild parakeratosis. Oral melanoacan-
thomas can develop within a few months and occa-
MELANOTIC MACULES sionally resolve without treatment.
MELANOTIC MACULES: Physiologic or reactive small,
flat, brown areas of the mucosal surfaces caused by an
increase in the production of melanin granules but not an
increase in the number of melanocytes.
CLINICAL FEATURES
The labial melanotic macule is an asymptomatic,
small, flat, brown to brownish-black lesion that is pri-
FIGURE 6-6
marily found on the vermilion border of the lower lip Oral melanotic macule. Darkly pigmented area on the
(Figure 6-5). Lesions can occur in patients at any age anterior maxillary alveolar ridge.
and are usually solitary but occasionally multiple. Most
macules measure less than 5 mm in diameter and tend
to occur near the midline of the lip.
An oral melanotic macule is the same lesion as the
labial melanotic macule, except that it occurs within the
confines of the oral cavity (Figure 6-6). Most oral melan-
otic macules are less than 1 cm in diameter and primar-
ily occur on the gingiva, buccal mucosa, and soft palate.
FIGURE 6-7
FIGURE 6-5 Melanotic macule. Microscopic features reveal an increase in
Labial melanotic macule of lower lip. the density of melanin granules in the basal cell layer (arrows).
BENIGN PIGMENTED LESIONS 169
HISTOPATHOLOGY HISTOPATHOLOGY
The histologic features of labial and oral melanotic mac- A biopsy from an area of smoker’s melanosis exhibits
ules are identical. They are characterized by an increase histologic features similar to those found in a melanotic
in melanin granules in the basal cell layer (Figure 6-7). macule. Increased melanin deposits are found within
The melanocytes are confined to the basal cell region basal epithelial cells, and the underlying connective tis-
and are usually within the normal numeric range. Occa- sue exhibits a mild infiltrate of lymphocytes and histio-
sionally, the melanocytes exhibit a conspicuous clear cy- cytes (Figure 6-9). The presence of melanin granules in
toplasm; however, nuclear atypia is absent. The basilar the phagocytic cells of the superficial connective tissue
region of the epithelium and the superficial connective (melanin incontinence) is common.
tissue often exhibit a mild infiltrate of lymphocytes and
histiocytes. Small granular deposits of melanin, some TREATMENT
within tissue histiocytes, are often visible in the superfi- The most effective treatment for smoker’s melanosis is
cial connective tissue. The dropout of melanin from the to stop smoking. This will usually result in elimination
melanin-containing basal epithelial cells into the under- of the pigmentation within a few months. If the pig-
lying connective tissue where it accumulates within mentation persists after a period of not smoking, a
macrophages is termed melanin incontinence. biopsy to assess the lesion is advisable.
TREATMENT
Although many melanotic macules arise slowly over
time, some develop relatively quickly. Because a pre-
cise diagnosis may not be attainable through clinical
examination alone, melanotic macules that arise
within a short period should be excised to establish
the actual diagnosis and to rule out the possibility of
melanoma.
SMOKER’S MELANOSIS
SMOKER’S MELANOSIS: Irregular brownish macular
pigmentation of the oral mucosa resulting from prolonged
tobacco smoking.
CLINICAL FEATURES
Smoker’s melanosis is usually most conspicuous on the
maxillary and mandibular anterior labial gingiva.
Other intraoral sites commonly affected include the
buccal mucosa, the floor of mouth, and the soft palate
(Figure 6-8). It has been reported that smoker’s
melanosis of the soft palate should be viewed with con- FIGURE 6-9
cern, because it has sometimes occurred in association Smoker’s melanosis. Microscopic features of melanin granules
with smoking-related diseases such as emphysema and phagocytized by macrophages within the connective tissue in
bronchogenic carcinoma. addition to the abundant granules present in the basal cells.
170 CHAPTER 6 ▼ Epithelial Disorders
CLINICAL FEATURES
Intradermal nevus occurs in young patients and is one of
the most common lesions of the skin, where it is com-
monly termed a mole. By comparison, the intramucosal
nevus in the oral cavity is uncommon. The intramucosal
Intramucosal
FIGURE 6-11
Intramucosal nevus presenting as a pigmented lesion of the palate.
Junctional
Compound
Blue
FIGURE 6-10
Four histologic types of intraoral nevi based on the location
and shape of the nevus cells relative to the epithelium and the FIGURE 6-12
connective tissue. Lightly pigmented intradermal nevus of the skin of the forehead.
BENIGN PIGMENTED LESIONS 171
A B
FIGURE 6-13
Intramucosal nevus. A, Low-power microscopic appearance of the nevus cells confined to
a circumscribed area and separated from the epithelium by a band of fibrous tissue. B, Higher
magnification exhibiting the rounded or epithelioid form of the nevus cells arranged in
characteristic clusters or nests (theques) with sporadic melanin production.
TREATMENT
As a general rule all solitary pigmented papules or nod-
ules of the oral cavity should be excised and submitted
for histopathologic evaluation. Intramucosal nevi are
included in this category. Once excised, intramucosal
nevi do not tend to recur.
Junctional Nevus
CLINICAL FEATURES
The junctional nevus is a benign, brown to black lesion
that occurs primarily on the skin and occasionally on
the oral mucosa. This type of nevus is considerably less
common than the intramucosal (intradermal) nevus. FIGURE 6-14
Within the oral cavity it usually appears as a pigmented Junctional nevus. Microscopic appearance demonstrating
macular lesion on the hard palate or gingiva. the clusters of nevus cells confined to the basal cell layer of the
epithelium.
HISTOPATHOLOGY
The junctional nevus is characterized by the presence of histopathologic examination. Once excised, a junc-
nevus cell nests in the basilar region of the epithelium, tional nevus does not tend to recur.
primarily at the tips of the epithelial rete pegs. No nevus
cells are found in the adjacent connective tissue (Fig-
ure 6-14). Careful examination of the individual cells is
Compound Nevus
extremely important in the junctional nevus, because a The compound nevus has the combined characteristics of
similar type of focal proliferation of melanocytes (junc- the intramucosal nevus and the junctional nevus, exhibit-
tional activity) occurs in the early phases of melanoma—a ing nevus cells in the basal region of the epithelium and
malignant neoplasm composed of atypical melanocytes. It in the adjacent connective tissue (Figure 6-15). As is true
is important to note that a junctional nevus can occasion- of the other nevi, the compound nevus is far more com-
ally undergo malignant transformation to a melanoma. mon on the skin than it is on the oral mucosa. Within the
oral cavity it also tends to occur as a pigmented papule or
TREATMENT macule on the hard palate or gingiva. As with other soli-
For the previously mentioned reasons, a solitary pig- tary pigmented oral lesions, the compound nevus is
mented lesion of the oral mucosa, particularly on the treated by an excisional biopsy that simultaneously serves
hard palate, should be excised and submitted for as a diagnostic and therapeutic procedure.
172 CHAPTER 6 ▼ Epithelial Disorders
FIGURE 6-15
Compound nevus. Microscopic appearance exhibiting
features of the intramucosal and junctional nevus.
B
Blue Nevus
CLINICAL FEATURES
The blue nevus is a benign pigmented lesion that pre-
sents as a dark blue dome-shaped papule or as a flat
macule on the skin or mucosa. Within the oral cavity
the blue nevus occurs most commonly on the hard
palate (Figure 6-16).
FIGURE 6-17
HISTOPATHOLOGY Blue nevus. A, Low-power microscopy illustrating the
The melanin-producing cells of a blue nevus differ from presence of melanin-laden cells confined to the connective
those of the nevi previously discussed. In the blue nevus tissue. B, High-power microscopy of lesion demonstrating
the pigment-producing cells are spindled and fusiform the separated elongated spindle-shaped cells in their typical
dendritic cells rather than rounded or epithelioid. The orientation parallel to the surface epithelium.
spindled dendritic nevus cells are confined to the con-
nective tissue (Figure 6-17, A). Instead of being arranged
in rounded clusters (theques), they tend to be separated and parallel to the normal overlying epithelium (Fig-
ure 6-17, B). Variable numbers of melanin-containing
macrophages (melanophages) are often present among
the dendritic nevus cells. The blue nevus has no ten-
dency to undergo malignant transformation.
TREATMENT
Because a blue nevus can clinically resemble a melanoma,
a diagnostic excisional biopsy is usually performed, which
also serves as the definitive treatment for this lesion.
Spitz Nevus
CLINICAL FEATURES
The Spitz nevus is also known as spindle and epithelioid
cell nevus and formerly called a “benign juvenile
melanoma.” It is an uncommon type of melanocytic
nevus that typically presents as a solitary small pink to
FIGURE 6-16 reddish-brown papule primarily on the skin of the face
Blue nevus. The bluish lesion (arrow) is located in the middle and extremities of children. The majority of these lesions
of the hard palate, its most common intraoral location. occur on the skin and only rarely on the oral mucosa.
BENIGN PIGMENTED LESIONS 173
MELASMA
ACTINIC LENTIGO CLINICAL FEATURES
CLINICAL FEATURES Melasma, also known as the mask of pregnancy, is a sym-
Actinic lentigo, also termed solar lentigo, senile lentigo, age metrical hyperpigmentation of the sun-exposed skin of
spot, or liver spot, is a benign pigmented macular lesion the face and neck. The exact cause of this condition is
that usually presents as multiple lesions on sun-exposed unknown; however, it is strongly associated with preg-
skin, primarily on the face, exterior surfaces of the fore- nancy and the use of oral contraceptives that contain
174 CHAPTER 6 ▼ Epithelial Disorders
estrogen and progesterone. The degree of pigmentation The term leukoplakia literally means white patch. It is
is variable and is more likely to be seen in females with used as a clinical term only to describe a variety of white
dark complexions. The degree of pigmentation intensi- mucosal lesions. Some diagnosticians prefer to restrict
fies with increased exposure to sunlight. this term to those lesions that cannot be easily removed
by gently rubbing the superficial mucosa, thus exclud-
HISTOPATHOLOGY ing lesions that produce a pseudomembrane (slough).
The epithelium exhibits an increase in melanin within In 1978 the World Health Organization (WHO) further
basal keratinocytes. The superficial connective tissue may modified the concept by defining leukoplakia as “a
also display melanin within the phagocytes (melanin white patch on the oral mucosa that can neither be
incontinence). scraped off nor classified as any other diagnosable dis-
ease.” In various parts of the world and among various
TREATMENT diagnosticians, the use of the term may vary.
Topical treatment with 3% hydroquinone and tretinoin
is generally effective. The pigmentation can sponta- CLINICAL FEATURES
neously resolve after parturition or after cessation of Leukoplakic lesions have an occurrence rate of 1.5% to
oral contraceptives. 12%, depending on the specific population studied. In
general, approximately 5.4% of the lesions will eventu-
ate in squamous cell carcinoma. If the patient is a
ACANTHOSIS NIGRICANS smoker, this incidence can increase to as high as 16%.
CLINICAL FEATURES Lesions can vary from flat, smooth, and slightly translu-
Acanthosis nigricans is an acquired dermatologic con- cent macular areas to thick, firm, rough-surfaced, and fis-
dition that primarily affects the areas of skin where sured, raised plaques. The most common intraoral sites
large skin creases are normally present (e.g., axillae, for leukoplakia are the buccal mucosa (Figure 6-18), the
neck, groin and genital region, submammary region). floor of the mouth, the labial commissures, the lateral
The oral mucosa and vulva can also be affected. The borders of the tongue, and the mandibular and maxil-
skin lesions are characterized by a hyperkeratinized, lary alveolar ridges.
hyperpigmented papillomatous and corrugated area of Although leukoplakic lesions occasionally occur in
brown skin. Acanthosis nigricans can be divided into nonsmokers, the use of smoked and smokeless tobacco
benign and malignant types. The benign type can be in- is considered a strong causative factor in their develop-
herited and can be clinically apparent in childhood. It ment. Other factors that are known to play a causative
can also be a sign of an existing pituitary tumor or role in some leukoplakias include premalignant epithe-
other endocrine conditions. The malignant type of lial changes, Epstein-Barr virus (EBV) infection in pa-
acanthosis nigricans usually occurs after 40 years of age tients with human immunodeficiency virus (HIV),
and is a sign of an existing internal malignancy, most chronic irritation caused by ill-fitting dentures, chronic
commonly a gastric carcinoma. infection by Candida albicans, chronic lichen planus,
and some genetic disorders (Box 6-1).
HISTOPATHOLOGY
Histologic examination reveals hyperkeratosis, papillo-
matosis, and mild acanthosis. Hyperpigmentation is
usually minimal, inconspicuous, or absent. Because the
histopathologic features of the benign and the malig-
nant types of acanthosis nigricans are essentially the
same, clinical correlation between the histopathologic
diagnosis, the age of onset, and the rate of progression
of the lesions needs to be considered. If the lesions ap-
peared after the age of 40 years and are obviously in-
creasing in size, then the patient should undergo a com-
plete clinical examination to rule out the existence of an
internal malignancy.
LEUKOPLAKIA
LEUKOPLAKIA: Clinical term used to denote mucosal FIGURE 6-18
conditions that produce a whiter than normal coloration of Leukoplakia. Clinical white patch of unknown origin on the
the mucous membranes. buccal mucosa.
LEUKOPLAKIA 175
A B
FIGURE 6-19
A, Hyperorthokeratosis. The keratin layer is without residual nuclei and is greatly thickened
with an uneven surface. B, Hyperparakeratosis. The thickened keratin layer contains residual
nuclei.
EPITHELIAL HYPERPLASIA 177
(epithelial dysplasia, carcinoma in situ [CIS) and ma- epithelium. Under certain conditions, however, acan-
lignancy (squamous cell carcinoma). For this reason, thosis can cause the rete pegs to assume an irregular
most intraoral squamous cell carcinomas in smokers and exaggerated downward growth pattern that resem-
occur at sites where the epithelium is thin and nonker- bles squamous cell carcinoma. This type of acanthosis
atinized (lateral borders of the tongue, floor of the is termed pseudoepitheliomatous hyperplasia (PEH)
mouth, ventral surface of the tongue, soft palate, gingi- (Figure 6-22). Oral conditions in which pseudoepithe-
val sulcus). In contrast, intraoral sites that are normally liomatous hyperplasia is commonly seen include in-
covered by keratinized thick epithelium (hard palate, flammatory papillary hyperplasia (palatal papillomato-
dorsum of the tongue) are highly resistant to the de- sis), chronic hyperplastic candidiasis, granular cell
velopment of squamous cell carcinoma. tumor, and blastomycosis.
ACANTHOSIS
ACANTHOSIS: Excessive thickening of the spinous
layer of squamous epithelium, resulting in broadening
and elongation of the rete pegs.
PSEUDOEPITHELIOMATOUS HYPERPLASIA: An
excessive but benign proliferation of squamous epithelium
that histologically resembles the proliferation seen in a
squamous cell carcinoma.
NICOTINE STOMATITIS
NICOTINE STOMATITIS: A diffuse white change of
the palate, the buccal mucosa, or both caused by a
combination of hyperkeratosis and acanthosis, frequently
exhibiting multiple small dimpled nodules around minor
salivary duct openings; found primarily in chronic pipe
smokers.
CLINICAL FEATURES
The palate of patients with nicotine stomatitis is usually
whiter than normal, exhibiting multiple, small circular
papules with tiny umbilicated red centers on the hard
palate (Figure 6-23). The white background may exhibit
an irregular surface (fissured or wrinkled). Lesions may
also be seen on the buccal mucosa, particularly on the
same side of the mouth that the pipe or cigar is held.
FIGURE 6-24
HISTOPATHOLOGY Nicotine stomatitis. The microscopic features of the small
nodules reveal widened excretory ducts of minor salivary
A biopsy of one of the umbilicated papules reveals a hy-
glands in which extensive squamous metaplasia of the normal
perkeratosis and acanthosis of the surface epithelium
cuboidal cells exists.
and a dilated salivary gland duct exhibiting squamous
metaplasia of the ductal lining. The connective tissue
adjacent to the salivary gland duct exhibits variable de- stomatitis in the more anterior oral tissues also in-
grees of chronic inflammation (Figure 6-24). creases the risk of developing squamous cell carcinoma
of the faucial and retromolar regions of the mouth and
TREATMENT of the upper and lower respiratory tract. Nicotine sto-
Nicotine stomatitis does not appear to predispose the matitis rapidly resolves when the smoking habit stops.
hard palate to malignancy. However, some authors sug-
gest that the degree of smoking that causes nicotine PROLIFERATIVE VERRUCOUS
LEUKOPLAKIA
PROLIFERATIVE VERRUCOUS LEUKOPLAKIA: Diffuse
white and/or papillary (“warty”) areas of the oral mucosa
resulting from varying degrees of epithelial hyperplasia; has
the potential to develop into verrucous carcinoma or well-
differentiated squamous cell carcinoma.
HISTOPATHOLOGY
The microscopic appearance of PVL exhibits a wide
spectrum of the changes within the realm of epithelial
hyperplasia. The changes range from mild forms of hy-
perorthokeratosis to verrucous carcinoma. Some cases
that were followed for long periods have developed fo-
FIGURE 6-25 cal areas of well-differentiated squamous cell carcinoma
Proliferative verrucous leukoplakia. Both quadrants of the
(Figure 6-26).
mandibular alveolar ridge are covered with a diffuse white
lesion with some areas extensively thickened with a warty,
friable surface. Fainter white areas extend into the buccal
TREATMENT
vestibule. During the early stages, when lesions are small, treat-
ment of PVL consists of local surgical excision. During
later stages, when lesions can extend to involve an en-
tire arch or both arches, treatment becomes more diffi-
cult. In the maxilla, involvement of the soft palate,
Hyperkeratosis
uvula, and tonsillar pillars can be problematic. In these
areas the difficulty of surgical excision is related to the
diffuse nature of the lesions and their proximity to
structures that need to remain intact to enable mastica-
tion and speech. Recent refinements in the use of laser
Verrucous keratosis therapy have been helpful in arresting the progression
of the disease process while preserving the vital
anatomic structures.
E P I T H E L I A L AT R O P H Y
EPITHELIAL ATROPHY: Reduction in the normal
Verrucous carcinoma thickness of epithelium that involves less than the entire
thickness of the epithelium.
Oral submucous fibrosis is a disorder that resembles possible, but systemic and intralesional injections of
scleroderma, except that it is limited to the oral cavity. corticosteroids have been used with some success.
The disease occurs primarily in India, Pakistan, and
Burma, but cases also occur in China, Thailand, Nepal,
and Vietnam. Although the exact cause of the disease re-
EPITHELIAL DYSPLASIA
mains unknown, it has been suggested that it probably EPITHELIAL DYSPLASIA: A premalignant change in
results from a hypersensitivity to eating hot peppers epithelium characterized by a combination of cellular and
(chilies), from betel nut chewing, or from protracted to- architectural alterations.
bacco use. The atrophic epithelium in oral submucous
fibrosis is at increased risk of progressing to premalig- The development of a malignancy in stratified squa-
nancy and malignancy than is normal epithelium. mous epithelium occurs spontaneously or as a gradual
process in which multiple minor individual cellular and
CLINICAL FEATURES tissue alterations eventually culminate in frank malig-
Oral submucous fibrosis affects the oral tissue of the nancy. The combination of cellular and architectural
buccal mucosa, lips, soft palate, and occasionally the changes observed in the gradual transition to malig-
pharynx. The tissue is symmetrically affected and be- nancy (premalignancy) is termed epithelial dysplasia.
comes progressively firm and pale. A common com- Individual cell alterations (Figure 6-29) found in ep-
plaint is a progressive stiffness of the cheeks, which in- ithelial dysplasia include the following:
hibits the ability to open the mouth. The oral mucosa 1. Prominent nucleoli
appears pale and atrophic (Figure 6-27). 2. Hyperchromatic nuclei (hyperchromasia)
3. Nuclear pleomorphism
HISTOPATHOLOGY 4. Altered nuclear:cytoplasmic ratio
The earliest stage of the disease is characterized by chronic 5. Increased mitotic activity
inflammation of the submucosal connective tissue. This 6. Abnormal mitotic figures
stage is followed by a diffuse progressive fibrosis and atro- 7. Multinucleation of cells (poikilocarynosis)
phy of the overlying epithelium (Figure 6-28). The at- Architectural alterations (Figure 6-30) include com-
rophic epithelium has a greater tendency to develop hy- binations of the following:
perkeratosis and epithelial dysplasia, which can progress 1. Formation of bulbous rete pegs
to squamous cell carcinoma. For these reasons oral sub- 2. Basilar hyperplasia
mucous fibrosis is considered a precancerous condition. 3. Hypercellularity
4. Altered maturation pattern of keratinocytes
TREATMENT The clinical appearance of epithelial dysplasia is
Oral submucous fibrosis is usually diagnosed when the most frequently observed as an area of leukoplakia
disease is at an advanced stage and lesions are wide- (Figure 6-31) that is similar to other more innocuous-
spread. At this stage surgical treatment is usually not appearing white lesions.
EPITHELIAL DYSPLASIA 181
FIGURE 6-29
Individual cell alterations found in epithelial dysplasia. The degree of severity of an
epithelial dysplasia is determined, in part, by the frequency and combination of these alterations.
FIGURE 6-30
Architectural alterations of the epithelium found in
epithelial dysplasia. The degree of severity of the epithelial FIGURE 6-31
dysplasia is determined by the extent of these alterations Epithelial dysplasia. The leukoplakic area on the ventral
combined with the individual cell abnormalities. surface of the tongue is a common presentation of epithelial
dysplasia in the oral cavity.
The degree of severity of an epithelial dysplasia is mild and incipient forms of epithelial dysplasia will
conveyed by assigning one of three grades—mild, mod- regress (reverse), and the epithelium will revert to nor-
erate, or severe—based on its microscopic features (Fig- mal when the inciting factor is removed (i.e., when the
ures 6-32 through 6-34). It is important to note that the patient stops smoking). In other forms of epithelial dys-
grade of an epithelial dysplasia can increase (become plasia, reversal may not be possible, even after the re-
worse) with time. An epithelial dysplasia of the floor of moval of the causative factor. In some cases, removal ap-
the mouth or lateral border of the tongue in a cigarette pears to slow the rate of progression to a more severe
smoker will, with time and continued smoking, progres- form. It appears doubtful that the moderate and severe
sively increase its grade from mild to moderate and, forms of epithelial dysplasia can regress by simply re-
eventually to severe. The rate at which epithelial dyspla- moving the causative factor. When the dysplastic cells
sia will progress from its mildest to its most severe forms breach the basement membrane and enter the adjacent
will vary considerably among individuals and may range connective tissue, it is considered to be a superficially in-
from months to years. It is important to note that some vasive or microinvasive squamous cell carcinoma.
182 CHAPTER 6 ▼ Epithelial Disorders
A B
FIGURE 6-32
A, Mild epithelial dysplasia. B, Microscopic appearance of mild epithelial dysplasia.
B
A
FIGURE 6-33
A, Moderate epithelial dysplasia. B, Microscopic appearance of moderate epithelial dysplasia.
B
A
FIGURE 6-34
A, Severe epithelial dysplasia. B, Microscopic appearance of severe epithelial dysplasia.
Areas of epithelial dysplasia often exhibit a chronic erroneous diagnosis. An epithelial dysplasia with an asso-
lymphocytic infiltrate in the adjacent connective tissue, ciated dense infiltrate of lymphocytes bears a striking re-
and lymphocytes extend into the deeper layers of the dys- semblance to lichen planus, a common benign dermato-
plastic epithelium. If the dysplasia is mild and the lym- logic and mucosal disorder. When an epithelial dysplasia
phocytic infiltrate is intense, the potential exists for an has multiple histologic features in common with lichen
ERYTHROPLAKIA 183
planus, it has been termed lichenoid dysplasia. Because cause it has a high incidence of premalignant or malig-
there have been documented cases in which an intraoral nant change. When obtaining a biopsy of this lesion,
squamous cell carcinoma has developed in the same site both red and white areas should be sampled.
as lesions that had previously been diagnosed as lichen
planus, the question remains whether the initial lesion HISTOPATHOLOGY
was, in fact, a dysplasia with associated microscopic fea- The microscopic evaluation of erythroplakia reveals that
tures similar to those of lichen planus or was a true lichen 60% to 90% are epithelial dysplasias, CIS, or squamous
planus lesion. Recent studies of the epithelium from cases cell carcinomas. Consequently, oral erythroplakia should
of lichen planus using genetic markers suggest that oral be viewed with a high degree of suspicion and routinely
lichen planus did not have the genetic pathways usually biopsied for histopathologic evaluation.
associated with the development of epithelial dysplasia. Three microscopic features of erythroplakia explain
Additional research will be needed using additional ge- the deep-red coloration of the lesions: First, erythroplakia
netic markers on both lichen planus and a wide variety of
epithelial dysplasias and squamous cell carcinomas to
shed additional light on this important question. (See
Chapter 8 for additional discussion.)
CARCINOMA IN SITU
CARCINOMA IN SITU: The most severe stage of
epithelial dysplasia, involving the entire thickness of the
epithelium, with the epithelial basement membrane
remaining intact.
ERYTHROPLAKIA
ERYTHROPLAKIA: A clinical term for a red patch of the
oral mucosa, frequently caused by epithelial dysplasia,
carcinoma in situ, or squamous cell carcinoma.
CLINICAL FEATURES
Erythroplakia of the mouth is usually an asymptomatic
lesion that occurs primarily in older males who smoke
cigarettes. It can be found on the floor of the mouth
(Figure 6-35), lateral and ventral surfaces of the tongue,
soft palate, and buccal mucosa.
FIGURE 6-36
The term speckled erythroplakia is often used to de- Speckled erythroplakia. The lesion in the right commissural
scribe a lesion that is primarily red but exhibits inter- area of the buccal mucosa exhibiting scattered white plaques
spersed focal white plaques (Figure 6-36). This lesion against an erythematous background is a common presentation
should be viewed with a high degree of suspicion, be- of dysplasia or early squamous cell carcinoma.
184 CHAPTER 6 ▼ Epithelial Disorders
include tobacco habits, alcohol consumption, viruses, ac- in the quality or quantity of the cell-regulating pro-
tinic radiation, immunosuppression, nutritional deficien- teins and occasionally may induce unregulated
cies, preexisting diseases, and chronic irritation (Box 6-2). growth. The growth factors bind to cell surface recep-
Squamous cell carcinoma of the head and neck oc- tors, evoking kinase activity within the cytoplasm ad-
curs when sufficient gene alterations irreversibly alter jacent to the binding region. By using the signal trans-
the normal regulation of cell division and apoptosis. duction biochemical pathway, the growth factors
This results in a new rapidly growing tissue that requires progress to activate transcription factors. These tar-
additional blood supply to thrive. Identification of the geted genes generate proteins (cyclins) that activate
genes and proteins that regulate cell division, apoptosis, the cell cycle sometimes in an unregulated manner.
and angiogenesis are key to the development of diag- The specific gene loci responsible for producing pro-
nostic tools that can predict transition to malignant dis- teins that can upset the replication cycle of cells are
ease before it occurs, the development of treatments termed oncogenes, and their protein products are
that specifically target only lesional tissue, and the de- termed oncoproteins. When oncogenes are stimulated
termination of long-term outcome (prognosis). to overproduce proteins that stimulate continuous
The molecular basis of oral carcinogenesis is still mitosis (“up regulation”), the result is neoplastic
evolving. Based on current research findings, several growth. Alteration in the oncogene activity has been
mechanisms, alone or in combination, have been hy- associated with one or more of the environmental fac-
pothesized (Figure 6-38). The basal cells of oral ep- tors (co-factors) mentioned in the following section.
ithelium normally have a relatively high rate of mi- The activated cyclins and cyclin-dependent kinases
totic activity. Abnormal acceleration of their cell (CDKs) phosphorylate pocket proteins, such as pRB,
cycles is one of the hallmarks of carcinogenesis. Cells and release E2F transcription factor from its binding
can be stimulated to divide when growth factors are se- site. This results in the synthesis of mitotic-promoting
creted by adjacent cells (paracrine) or even by the same proteins that move the cell through the G1/S and
cell (autocrine). These factors may cause a disturbance G2/M checkpoints.
Growth factor
receptor
Growth Phosphorylation Signal transduction
factors
Kinases
Activated
transcription factors
FIGURE 6-38
mRNA Possible mechanisms of carcinogenesis as
Promotor
Viral sequences a result of abnormal acceleration of cell
HPV 16 integration cycle based on current research. Growth
Cell cycle proteins factors via intracytoplasmic kinase activity trigger
CDKs
DNA transcription factors that accelerate the cell
Loss of Cyclins
cycle. Additionally, viral agents such as HPV 16
E1, E2
may inhibit the normally present tumor-suppres-
pRB E2F S sor proteins and promote the cell cycle proteins,
+ G1 altering the normal balance of the cell cycle (see
E7 text for more details).
HPV 16
M
E6 G2
+
p53 Ubiquitin
Checkpoint control
CDK inhibitors
p16
p53
p21
186 CHAPTER 6 ▼ Epithelial Disorders
Normally, the cell replication cycle is monitored and known, they are associated with an increased incidence
regulated by tumor-suppressor proteins (TSPs) that are able of oral squamous cell carcinoma.
to arrest the cell cycle and even lead the cell to pro-
Tobacco
grammed death (apoptosis). The TSPs p16, p53, and p21
are known to arrest abnormal progression of the cell cy- The habitual use of tobacco in its various forms, which
cle. Oral cancers exhibit a high propensity for mutations consists primarily of cigarettes, cigars, pipe tobacco, and
in the suppressor genes with resultant defective TSP quid, has been reported to be the most important factor
function and over-activation of the cell cycle. associated with the transformation of normal mucosal ep-
Human papillomavirus type 16 (HPV 16) has been ithelial cells to squamous cell carcinoma. Snuff and chew-
identified in some oral carcinomas. Its early genes (E1, ing tobacco have also been implicated (Figure 6-40). Re-
E2) are lost when the HPV oncogenes E6 and E7 become search indicates that 8 of every 10 patients with oral
integrated into the host cell genome. E2 serves as a control cancer are long-term, heavy smokers. As a carcinogen,
element for E6 and E7 transcription, and its loss abrogates smoked tobacco seems to be more potent than smoke-
the negative control of expression of these oncoproteins. less tobacco. The association between tobacco use and
Additionally, HPV E6 binds p53 initiating its degradation cancer is further observed in patients who have re-
through the ubiquitin enzymatic pathway, removing the ceived treatment for oral squamous cell carcinoma. Re-
control on cell cycling while HPV E7 binds to pRB with re- search indicates that 30% to 37% of patients who con-
lease of E2F, promoting cell cycling. HPV alone is not suf-
ficient for oncogenesis; mutations in suppressor genes and
activation of other oncogenes are also required for tumor
suppressor genes, and activation of other oncogenes are
also required for tumor formation (Figure 6-39).
Carcinogenic Factors
Although the exact manner in which the following en-
vironmental factors or cofactors interact and interfere
with the cell signaling and cycling mechanisms is un-
A
Binds p53
Inhibition B
Host DNA Host DNA
Integration at E2
FIGURE 6-39
A carcinogenic infectious agent. Human papilloma virus
(HPV) 16 infects a keratinocyte. Normally the E2 protein inhibits
expression of E6 and E7. When the HPV virus integrates into
the host DNA at the E2 site, it causes the E2 protein to fail to FIGURE 6-40
be expressed and both E6 and E7 to be overexpressed. The Tobacco chewer’s pouch. A, Lesion of posterior vestibule
overexpressed HPV E6 oncoprotein binds to p53, causing it to and buccal mucosa with characteristic wrinkles and leukoplakic
be downgraded with resultant loss of cell cycle inhibition. appearance. B, Microscopic appearance reveals a thickened
Mitotic activity then increases in the infected cell. layer of orthokeratin, acanthosis, and an undulating surface.
MALIGNANT EPITHELIAL NEOPLASMS 187
tinue to smoke after treatment for oral cancer develop cosal surface becomes mottled, consisting of red (atro-
a new lesion in another oropharyngeal site, whereas phy) and white (hyperorthokeratosis) patches, and
only 6% to 13% of those who quit smoking develop displays prominent superficial blood vessels (telang-
new lesions. iectasia). This accumulation of changes is termed ac-
tinic cheilitis (also termed solar cheilosis, solar keratosis,
Actinic Radiation or solar elastosis) (Figure 6-41). As time and exposure
Light-skinned individuals whose skin does not tan progress, recurring chronic ulcers frequently develop
well and who sustain prolonged occupational or recre- on the lip, usually lateral to the midline. Eventually
ational exposure to direct sunlight are at greater risk of the ulcers stop healing, at which point a biopsy usu-
developing squamous cell carcinoma of the lower lip. ally reveals that a superficial well-differentiated squa-
The epithelium of the lip undergoes a series of pre- mous cell carcinoma has developed. Treatment of the
neoplastic changes that become progressively worse as altered tissue before the development of malignancy
the dose of actinic radiation accumulates and the pa- usually consists of superficial surgical removal of the
tient ages. The sharp ridge or line of demarcation at damaged tissue (lip stripping, lip shave). When biopsy
the vermilion and cutaneous junction on the lower lip reveals the presence of invasion, surgical wedge resec-
is replaced by a puffy, rounded margin, and the skin tion is usually adequate treatment unless metastasis
develops multiple vertical creases. The exposed mu- has occurred.
Infections
Various infectious agents such as bacteria (syphilis)
and fungi (chronic candidiasis) have been implicated
as predisposing factors for oral squamous cell carci-
noma. Convincing evidence firmly linking these
agents to the development of squamous cell carci-
noma has not been found. More substantial evidence
of a link with an infectious agent has occurred with
some viral agents. The most convincing is the associa-
tion of the various genotypes of human papilloma
virus (HPV) to anogenital squamous cell carcinoma.
A
Although the mechanism has not yet been completely
elucidated, it is reported that the HPV early gene prod-
ucts E6 and E7 bind the host keratinocyte suppressor
gene proteins p53 and/or RB, thus allowing uncon-
trolled cell cycling. Also shown is that viral E6 and E7
oncoproteins may also induce overexpression of the
EGF-R (see Figure 6-39).
Because it is difficult to isolate HPV 16 and HPV 18
in squamous cell carcinoma of the head and neck, com-
pared with isolating them in cervical carcinoma, re-
search has yet to establish as convincing a link between
oral lesions and HPV as occurs in lesions of the anogen-
ital region.
B
Immunosuppression
Acquired immunodeficiency syndrome (AIDS) predis-
poses relatively young individuals to various oral and
nonoral malignancies. Intraoral squamous cell carci-
noma is among the malignant lesions that occur more
frequently in AIDS patients. It occurs at a much
FIGURE 6-41
Actinic cheilitis. A, The lower lip is puffy, with loss of the younger age than in the general population and with-
distinct vermilion border, and mottled with leukoplakic and atrophic out the usual causative factors. Oral Kaposi’s sarcoma
areas. B, Microscopic features include hyperorthokeratosis, and lymphoma, which also occur at a younger age in
epithelial atrophy, dysplasia, basophilic degeneration of collagen, AIDS patients, are much more common than squa-
and telangiectasia. mous cell carcinoma.
188 CHAPTER 6 ▼ Epithelial Disorders
CLINICAL FEATURES
Oral squamous cell carcinoma has a number of dif-
ferent clinical presentations. The most common early
presentations of intraoral squamous cell carcinoma
are leukoplakias and erythroplakias. The more ad-
vanced lesions may first appear as a painless ulcer, a
tumorous mass, or a verrucous (papillary) growth.
Squamous cell carcinoma that has infiltrated deep
into the connective tissue may have few surface
changes but appears as a firm indurated area with as-
sociated loss of tissue mobility. On the floor of the
mouth this commonly causes fixation of the tongue
or inability to fully open the mouth. Carcinoma that
arises from the gingiva and invades into the underly-
ing bone of the mandible or maxilla can result in FIGURE 6-42
loosening or loss of teeth, whereas carcinoma that Transition of epithelial dysplasia to invasive squamous
penetrates deeply into the mandible with involve- cell carcinoma. Malignant cells have penetrated through the
ment of the inferior alveolar nerve can cause pares- basement membrane into the underlying connective tissue,
thesia of the teeth and lower lip. where they are capable of eroding into lymphatic vessels.
MALIGNANT EPITHELIAL NEOPLASMS 189
Rete peg
extensions
Keratin pearls
FIGURE 6-43
Well-differentiated squamous cell carcinoma. Microscopic features reveal irregularly
elongated rete pegs invading the connective tissue and containing aberrant accumulations of
keratin (keratin pearls).
Intact
epithelium
at tumor Invasion and loss
margin of cohesiveness
FIGURE 6-44
Moderately differentiated squamous cell carcinoma. The photomicrograph illustrates
an abrupt line of demarcation between the normal epithelium (left) and the invasive neoplastic
squamous epithelium that is nonkeratinized and exhibits loss of cellular cohesiveness.
from normal, are regarded as moderately differenti- cur on the lateral borders of the tongue are often
ated (Figure 6-44). Tumors that produce no keratin, moderately differentiated, and those that involve the
bear little resemblance to stratified squamous epithe- tonsillar region tend to be poorly differentiated. Al-
lium, exhibit a significant lack of normal architectural though a number of different factors, such as
pattern and cohesiveness of cells, and exhibit extensive anatomic structures and lymphatic drainage patterns,
cellular abnormalities are designated as poorly differ- influence the biologic behavior of a tumor, the degree
entiated (Figure 6-45). of differentiation appears to be most important in de-
As a general rule, squamous cell carcinomas of the termining its growth rate and ultimately its tendency
lower lip tend to be well differentiated; those that oc- to metastasize.
190 CHAPTER 6 ▼ Epithelial Disorders
Hyperchromatism
Marked
pleomorphism
FIGURE 6-45
Poorly differentiated squamous cell carcinoma. The photomicrograph exhibits
sheets of cells lacking an architectural pattern and exhibiting severe cellular abnormalities
of hyperchromatism and pleomorphism.
Sites and Incidence tongue and the adjacent floor of the mouth are the most
The incidence of squamous cell carcinoma differs be- susceptible sites, followed by the posterior soft palate,
tween anatomic sites. Some anatomic sites are relatively particularly in the areas adjacent to the tonsillar pillars
resistant, whereas others are particularly susceptible (Figure 6-46). Less frequently, the gingiva and alveolar
(Table 6-2). When all anatomic sites are considered, the ridge area is the site of origin. The buccal mucosa, espe-
lower lip is the most susceptible site. Within the confines cially above the occlusal line, is seldom involved. Com-
of the oral cavity, the lateral and ventral aspects of the pared with other intraoral sites, carcinomas arising on the
hard palate and dorsum of the tongue are relatively rare.
Lower Lip
Squamous cell carcinoma of the lower lip accounts for
30% to 40% of all oral carcinomas. It is much more com-
mon in males than females, occurring most commonly
in patients who are in their fifth to eighth decade of life.
Most lesions occur on either the right or left vermilion
borders (Figure 6-47) and seldom at the midline. In
nearly all cases the lesions are preceded by a prolonged
period of actinic cheilitis, followed by an interval of re-
curring ulceration and encrustation. Eventually the ulcer
fails to heal and develops a rolled border surrounded by
indurated tissue. Squamous cell carcinomas of the lower mandibular and deep cervical lymph nodes. A partial
lip are usually well differentiated and slow to metasta- glossectomy followed by radiotherapy is the treatment
size. If metastases have not occurred, these lesions are of choice. In general, the 5-year survival rate of patients
nearly 100% curable. Lower lip lesions that have been with more advanced lesions is less than 30%.
present for prolonged periods of time usually metasta-
Floor of Mouth
size to the regional submental lymph nodes and then to
the digastric and cervical nodes. The floor of the mouth is the site of approximately 20% of
all oral carcinomas and the third most common site of all
Tongue
intraoral squamous cell carcinomas. Most lesions are lo-
The lateral borders of the tongue (including the adjacent cated in the anterior areas adjacent to the caruncles con-
ventral surfaces) are the sites of 25% of all oral squa- taining the orifices of Wharton ducts. Patients commonly
mous cell carcinomas and 50% of intraoral lesions. The are long-time smokers, heavy alcohol drinkers, or both.
lateral borders of the tongue are part of the U-shaped The clinical appearance of the early or initial lesions of
area of oral mucosa that is at high-risk for the develop- the floor of the mouth commonly begins as an area of
ment of squamous cell carcinoma (see Figure 6-46). The erythroplakia or speckled erythroplakia that gradually de-
other sites included in this area are the anterior, right, velops into an irregularly shaped central ulcer. As the le-
and left floor of the mouth and the retromolar pad and sion progresses, the area becomes nodular and indurated
adjacent areas of the soft palate. The dorsum of the as the invasion involves the deeper tissues (Figure 6-49).
tongue and hard palate are relatively resistant to the de- In advanced lesions, fixation of the tongue and extension
velopment of squamous cell carcinoma, although exten-
sion from adjacent sites frequently occurs.
Early carcinomatous lesions arising on the lateral
border of the tongue are usually located in the middle
and posterior thirds (Figure 6-48). Commonly, lesions
initially appear as an area of leukoplakia that eventually
ulcerates and develops raised or rolled borders. Other
lesions may begin as an area of erythroplakia or nodu-
larity. Advanced lesions of all clinical types eventually
ulcerate and produce extensive induration of the sur-
rounding tissue, often resulting in pain, immobility, and
altered speech. The initial appearance of some lesions
makes it impossible to clinically separate them from
chronic traumatic ulcers; a biopsy to determine their
true nature is therefore required. Most lesions of the lat-
eral border of the tongue are moderately differentiated
squamous cell carcinomas. Metastasis commonly occurs FIGURE 6-49
early in the course of the disease and extends to the sub- Squamous cell carcinoma of the anterior floor of the mouth.
192 CHAPTER 6 ▼ Epithelial Disorders
FIGURE 6-50
Squamous cell carcinoma of the left soft palate arising in an
area of speckled erythroplakia.
Metastasis
Squamous cell carcinoma of the oral cavity spreads by
invading the lymphatic vessels. Once inside these ves-
sels, the tumor cells are carried to the regional lymph
nodes where they lodge and continue to proliferate. The
proliferating tumor cells expand the involved lymph
Parotid
nodes, eventually penetrate the fibrous capsule of the
lymph nodes, and extend into the surrounding tissue. Buccal
These lymph nodes are clinically detectable by digital
palpation and present as firm nodules that are often Submandibular
fixed to the surrounding connective tissues. Enlarged, Superficial cervical
firm, and fixed lymph nodes are an ominous clinical
sign (Figure 6-53). Submental
The lymph nodes that most commonly contain
metastatic intraoral squamous cell carcinoma are the Deep cervical
submandibular and the superficial and deep cervical
nodes. Squamous cell carcinomas of the lower lip that
become large enough to metastasize initially involve FIGURE 6-54
the submental nodes before spreading to the sub- Lymphatic drainage pathways and major lymph node clusters
mandibular and cervical lymph nodes (Figure 6-54). of the head and neck.
Lesions that spread beyond the regional lymph nodes
of the head and neck often metastasize to the lungs
and liver.
stage. The use of a uniform staging system provides
Clinical Staging of Carcinomas of Head
meaningful comparisons of the results of specific
and Neck (TNM System)
types of treatments. The designations used in the
Clinical staging of carcinoma is used to designate the TNM system (T, primary tumor; N, regional lymph
extent of malignant disease in a patient and to match node; M, distant metastasis) differ somewhat accord-
it with what has been determined to be the most ap- ing to the anatomic site. For the oral cavity the TNM
propriate treatment for a patient with a comparable definitions and staging groups are outlined in Boxes
6-3 and 6-4.
TREATMENT
Clinicians usually treat squamous cell carcinoma of the
oral cavity by surgical excision, radiation therapy, or
both. Depending on the size, site, and stage of the le-
sion, surgical treatment may consist of local excision or
a combination of local excision and regional lymph
node dissection. For example, squamous cell carci-
noma of the vermilion border of the lower lip is usu-
ally well differentiated, often diagnosed at an early
stage, and can usually be cured by local excision. By
contrast, squamous cell carcinomas of the lateral bor-
der of the tongue or floor of the mouth are usually not
as well differentiated, often diagnosed at later stages,
and metastasize sooner. These lesions usually require
FIGURE 6-53 extensive treatment (usually a combination of surgery,
Enlarged firm fixed submandibular lymph node (arrow) caused radiation, and possibly chemotherapy) and have a
by metastasis from an intraoral squamous cell carcinoma. much poorer prognosis.
194 CHAPTER 6 ▼ Epithelial Disorders
HISTOPATHOLOGY
The surface of the tumor is usually papillary and cov-
䊱BOX 6-4 ered by a thick layer of parakeratin. Deep crypts con-
taining plugs of parakeratin usually occur between the
TNM Clinical Staging of Carcinoma elongated surface projections. The epithelium is dys-
of the Oral Cavity plastic but seldom exhibits severe dysplastic features.
Stage I T1 N0 M0 The basement membrane remains intact, and an intense
Stage II T2 N0 M0 chronic inflammatory cell infiltrate is often present in
Stage III T3 N0 M0 the underlying connective tissue. The interface between
T1 N1 M0 the tumor and the adjacent normal epithelium is usu-
T2 N1 M0 ally well defined with minimal if any penetration of ep-
T3 N1 M0 ithelial cells along a broad, blunt leading margin of the
Stage IV T1 N2 M0; T1 N3 M0 bulb-shaped rete ridges (Figure 6-56). Compression of
T2 N2 M0; T2 N3 M0 underlying superficial muscle bundles and superficial
T3 N2 M0; T3 N3 M0
resorption (saucerization) of cortical bone is sometimes
Any T or N category with M1
observed in long-standing lesions.
FIGURE 6-56
Verrucous carcinoma. The microscopic features exhibit
extensive keratin production, forming fingerlike projections and
filling deep crypts; acanthosis with broad blunt bulbous rete
ridges compressing the underlying connective tissue; absent FIGURE 6-57
or minimal dysplasia; and an intact basement membrane. Spindle cell carcinoma. The microscopic features
demonstrate a poorly differentiated lesion containing
randomly oriented spindled epithelial cells resembling
fibroblasts. The cells exhibit pleomorphism, hyperchromatism,
and a lack of keratin production.
TREATMENT
Because of its superficial and cohesive growth pattern and
sharply demarcated margins, verrucous carcinoma is ide-
ally suited to treatment by either surgical excision or laser mous cell carcinoma with foci of keratin formation are
therapy. The prognosis is good, because local excision is sometimes observed. An inflammatory cell infiltrate
usually curative. New lesions in adjacent sites may occur. consisting of lymphocytes and neutrophils or eosino-
phils is often present. Despite its apparent lack of dif-
Spindle Cell Carcinoma
ferentiation, spindle cell carcinoma usually exhibits few
SPINDLE CELL CARCINOMA: An uncommon form of mitotic features (Figure 6-57).
poorly differentiated squamous cell carcinoma characterized
by spindle-shaped tumor cells that resemble a fibrosarcoma. TREATMENT
Spindle cell carcinoma metastasizes and needs to be
Spindle cell carcinoma is an uncommon variant of treated aggressively. Surgical excision appears to be the
squamous cell carcinoma in which the epithelial cells most effective mode of treatment.
lose their cohesive character and polygonal shape and
Nasopharyngeal Carcinoma
resemble malignant fibroblasts (spindle cells). These le-
sions can be mistaken for fibrosarcoma. NASOPHARYNGEAL CARCINOMA: An aggressive
form of squamous cell carcinoma located in the nasopharynx
CLINICAL FEATURES and having varying degrees of differentiation; often first
Spindle cell carcinoma occurs primarily in males and discovered as a metastatic lesion in a lateral neck lymph
most often affects the lower lip and tongue. Occasion- node.
ally, the alveolar mucosa or gingiva is involved. This sub-
type of squamous cell carcinoma is often less aggressive Of the anatomic locations immediately adjacent to the
than other forms of poorly differentiated carcinoma. oral cavity, the nasopharynx is most commonly afflicted
with squamous cell carcinoma. The lesions in this site are
HISTOPATHOLOGY usually less differentiated than those found in the oral
The lesion is usually ulcerated with malignant cells cavity. In 1978 the WHO proposed that the various forms
streaming from the tips of tapered and elongated ep- of squamous cell carcinoma found in the nasopharynx be
ithelial rete pegs adjacent to the ulcerated zone. Curi- divided into three categories based on their degree of
ously, the other layers of the epithelium exhibit a mini- histologic differentiation. The categories proposed were
mal degree of dysplasia. In some lesions, in addition to (1) keratinizing carcinoma, (2) nonkeratinizing carci-
the spindle cell component, areas of recognizable squa- noma, and (3) undifferentiated carcinoma. This has
196 CHAPTER 6 ▼ Epithelial Disorders
Noncohesive
tumor cells
Well-differentiated
cancer cells
Lymphocytes
FIGURE 6-58
Nasopharyngeal carcinoma (keratinizating type). Microscopic features of the lesion
exhibit a central island of well-differentiated squamous cell carcinoma.
been widely accepted and useful in standardizing the his- cellular keratin production, and keratin pearl formation
tology and treatment of lesions in this anatomic location. within islands of epithelial cells (Figure 6-58).
Patients with nasopharyngeal carcinoma do not fit Nonkeratinizing carcinoma also constitutes 25% of
the usual profile of those with oral squamous cell carci- nasopharyngeal carcinomas. It exhibits the clumping fea-
noma; consequently, a different causative factor has tures characteristic of squamous epithelium; individual
long been suspected. Although some evidence suggests cells exhibit distinct cytoplasm and visible desmosomes,
an association with EBV in the nonkeratinizing and un- but little or no evidence of keratin production exists (Fig-
differentiated types, the evidence is weaker for an asso- ure 6-59). These cell clumps are like those of the transi-
ciation between the virus and the keratinizing type. No tional cell carcinoma of the urinary bladder. In the past,
strong direct evidence has been established that sup- lesions with this histologic pattern were termed transi-
ports a causal relationship between EBV and nasopha- tional cell carcinoma. Undifferentiated carcinoma is the
ryngeal carcinoma. most common form, representing 50% of these carcino-
mas. It differs from other carcinomas by having neoplas-
CLINICAL FEATURES tic cells that are often difficult to recognize as being of
In the United States, nasopharyngeal carcinoma ac- epithelial origin. The cells have scant and indistinct cyto-
counts for 0.25% of all cancers and occurs in all age plasm surrounding a rounded vesicular nucleus with
groups but more commonly in males by a 3:1 ratio. For large prominent nucleoli. The cells may be in a syncytial
unknown reasons, nasopharyngeal carcinoma is one of arrangement rather than in the sheets that are common
the more common forms of cancer in China and ac- to squamous cell neoplasms. They are also distinguished
counts for 18% of all human malignancies. It is partic- by the presence of large aggregates of nonneoplastic lym-
ularly prevalent in China’s southern and northern phocytes surrounding the epithelial component (Fig-
provinces and on the island of Taiwan. Nasopharyngeal ure 6-60). Because of the intermingling of the two types
carcinoma is usually found during an investigation of of tissues, this form of the nasopharyngeal carcinoma
an asymptomatic lateral neck mass, because the lymph was previously designated as lymphoepithelioma. It is not
nodes of the lateral neck are the usual sites of initial uncommon for an individual lesion to have more than
metastases. Other presentations are nasal obstruction, one of the three aforementioned histologic patterns.
unilateral otitis media, epistaxis, and otalgia.
TREATMENT
HISTOPATHOLOGY Because of the generally inaccessible anatomic location
Keratinizing carcinoma of the nasopharynx represents of a carcinoma in the nasopharynx, the immediate ad-
25% of nasopharyngeal carcinomas and exhibits all the jacency of vital structures, and the radiosensitivity of
features of the usual well-differentiated or moderately the two nonkeratinizing lesions, surgical treatment is
differentiated squamous cell carcinoma found else- usually not undertaken. The keratinizing type of carci-
where in the oropharynx. Microscopic examination re- noma is not very radioresponsive; thus the 5-year sur-
veals distinct intercellular bridges (desmosomes), intra- vival rate of patients with these lesions is only 10% to
MALIGNANT EPITHELIAL NEOPLASMS 197
Mitotic figures
FIGURE 6-59
Nasopharyngeal carcinoma (nonkeratinizing type). Microscopic features of the lesion
demonstrate sheets of randomly oriented poorly differentiated epithelial cells with no keratin
production evident.
Vessel Lymphocytes
Poorly differentiated
carcinoma cells
FIGURE 6-60
Nasopharyngeal carcinoma (undifferentiated type). Microscopic features of the lesion
exhibit small islands and individual cells that are poorly differentiated against a background of
densely packed normal lymphocytes.
20%. Patients with nonkeratinizing lesions have vari- ferred to by a number of names, including adenoacan-
able responses to radiotherapy and have a 5-year sur- thoma, acantholytic squamous cell carcinoma, and pseudo-
vival rate of 35% to 50%. The undifferentiated lesions glandular squamous cell carcinoma.
are most responsive to radiation and have a 5-year sur-
vival rate of 60%. CLINICAL FEATURES
Lesions arise on sun-damaged skin, specifically in areas
Adenoid Squamous Cell Carcinoma
of actinic (solar) keratosis of the acantholytic type.
ADENOID SQUAMOUS CELL CARCINOMA: An
uncommon type of low-grade epithelial malignancy of the HISTOPATHOLOGY
sun-exposed skin of the face and lower lip. The tumor tends to be well circumscribed at its lateral
and deep margins and resembles the profile of KA. The
The adenoid squamous cell carcinoma is a well- peripheral cells of the tumor exhibit the features of a
differentiated neoplasm that occurs primarily on the well-differentiated squamous cell carcinoma and one or
face, including the vermilion border of the lower lip. It more irregular, slitlike, or cystic areas containing acan-
does not occur within the oral cavity. This tumor is re- tholytic and dysplastic cells.
198 CHAPTER 6 ▼ Epithelial Disorders
Surgical excision of an adenoid squamous cell carci- The smaller islands of tumor cells often exhibit prominent
noma is the treatment of choice and is usually curative. individual cell necrosis (apoptosis). Cells at the periphery
If the tumor is incompletely excised, it can recur locally; of the tumor islands tend to exhibit nuclear palisading. A
however, metastasis is rare. cribriform growth pattern similar to that seen in adenoid
cystic carcinoma is frequently present. Many cases exhibit
Adenosquamous Carcinoma
a zone of stromal hyalinization around the neoplastic is-
ADENOSQUAMOUS CARCINOMA: Rare, aggressive lands. Mitotic figures, including atypical forms, are often
carcinoma of the mucosa consisting of a mixture of malignant numerous. Foci of squamous differentiation are always
squamous and glandular cells. present. This most commonly consists of cells with abun-
dant eosinophilic cytoplasm or collections of keratinized
cells within the basaloid cell islands. Keratin pearl forma-
CLINICAL FEATURES tion may or may not be present. The junction between the
Adenosquamous carcinoma is a rare, aggressive carci- squamous cells and the adjacent basaloid tumor cells is
noma that occurs within the oral and nasal cavities and usually abrupt, with little or no transition. In most cases
in the larynx. Within the oral cavity, it occurs primarily the overlying surface epithelium exhibits severe dysplasia
on the floor of the mouth and the hard palate. or CIS, which is in continuity with the BSCC.
HISTOPATHOLOGY TREATMENT
Adenosquamous carcinoma appears to be simultane- At the time of initial diagnosis, the majority of patients
ously derived from the surface mucosa and the adjacent with BSCC exhibit metastases to regional lymph nodes
minor salivary gland ducts. The histologic appearance or distant metastases (stage III or IV diseases). Like the
resembles a high-grade mucoepidermoid carcinoma. adenosquamous carcinoma, BSCC tends to metastasize
widely and has a poor prognosis.
TREATMENT Basal Cell Carcinoma
The tumor has a marked tendency to metastasize to re-
gional lymph nodes and distant sites. Because of its BASAL CELL CARCINOMA: Common, locally destructive,
metastatic potential, the tumor has a poor prognosis. nonmetastasizing malignancy of the skin; composed of
medullary patterns of basaloid cells.
Basaloid Squamous Cell Carcinoma
BASALOID SQUAMOUS CELL CARCINOMA: Rare, Basal cell carcinoma is a malignant tumor of hair-
aggressive form of poorly differentiated squamous cell bearing areas of the skin. It does not arise on mucous
carcinoma consisting of medullary patterns of cells with membranes; however, it can involve mucous membranes
central areas of necrosis. by directly spreading from adjacent skin. The majority of
basal cell carcinomas arise on the sun-exposed skin of
The basaloid squamous cell carcinoma (BSCC) is a the upper part of the face, including the forehead and
relatively new entity (first described in 1986). Before it ears, in individuals with fair skin. Individuals with dark
was defined as a separate entity, the BSCC was often di- skin are rarely affected. Chronic occupational or recre-
agnosed as an adenoid cystic carcinoma or an adenoid ational exposure to direct sunlight (actinic radiation) is
type of basal cell carcinoma. a known cause of this tumor. Males are more commonly
affected than females. The incidence of basal cell carci-
CLINICAL FEATURES noma is particularly high in regions with high tempera-
It is an aggressive malignancy that occurs primarily at tures and low humidity. Notable examples are Queens-
the base of the tongue, larynx, piriform sinus, and ton- land in Australia and Arizona in the United States. Basal
sil. Males are affected far more often than females; the cell carcinoma can develop in the fourth decade of life,
gender ratio is approximately 7:1. Most of the reported but it usually develops in older patients. An exception is
cases have been in habitual smokers, many of whom seen in individuals with the nevoid basal cell carcinoma
also consumed significant amounts of alcohol. The av- syndrome (Gorlin-Goltz syndrome), in which the tu-
erage age of the patients affected by this tumor is ap- mors develop in the second and third decades of life.
proximately 60 years.
CLINICAL FEATURES
HISTOPATHOLOGY The basal cell carcinoma usually starts as a slightly ele-
Lesions are composed of closely packed, moderately pleo- vated papule that slowly enlarges and eventually devel-
morphic, basaloid cells that form variable-sized islands ops a central, crusted ulcer with an elevated smooth-
and cords. The larger islands of tumor cells often exhibit a rolled border (Figure 6-61). If untreated, the tumor
central focus of comedo-type (doughnutlike) necrosis. enlarges and invades adjacent tissues and structures by
MALIGNANT EPITHELIAL NEOPLASMS 199
direct extension (Figure 6-62) but rarely metastasizes. The fibrous stroma around the tumor islands is variably
Although most basal cell carcinomas are solitary tu- cellular and often exhibits large amounts of acid mu-
mors, those occurring in the Gorlin-Goltz syndrome are copolysaccharides. During tissue processing, dehydra-
often multiple. tion causes the mucopolysaccharides to shrink, result-
ing in the formation of retraction spaces (clefts) that
HISTOPATHOLOGY separate the stroma from the tumor islands. This is a
The basal cell carcinoma is characterized by a prolifera- common but not a constant histologic artifact seen in
tion of basaloid epithelial cells (Figure 6-63) exhibiting tissue sections of basal cell carcinoma. Another fre-
a spectrum of growth patterns ranging from solid (Fig- quently seen feature in the stroma of basal cell carci-
ure 6-64, A) to adenoid or cystic (Figure 6-64, B). The noma is an increase in the elastic tissue content and fo-
cells at the periphery of the tumor islands are usually cal deposits of amyloid.
palisaded and hyperchromatic. The central cells may be
polyhedral, oval, round, or spindle shaped. Intercellular TREATMENT
bridges are seldom seen in routine tissue sections. Mi- Basal cell carcinoma can be treated by a number of
totic figures can vary from few to numerous. Apoptosis modalities. The most common are excisional surgery,
(individual cell death) of tumor cells is commonly seen. radiation, and electrocautery. In an individual case the
Connective
tissue
Invasive tumor
island
FIGURE 6-63
Basal cell carcinoma. Microscopic features of raised margin illustrate a proliferation of cells from
the basal cell layer and extension of the tumor cells laterally beneath the overlying normal skin.
200 CHAPTER 6 ▼ Epithelial Disorders
A B
FIGURE 6-64
Basal cell carcinoma. A, High-power microscopy of islands of basal cell carcinoma with a
peripheral layer of palisaded cells and a central area composed of uniform basal and parabasal
cells. B, Medium-power microscopy of an island of basal cell carcinoma exhibiting the less
common microcystic (adenoid) pattern. Included is a focal area of keratinization.
modality of treatment is dictated by a variety of factors. Oral melanoma is considered rare when compared
The most common are size and site of the lesion and with the incidence of skin melanoma. Oral melanoma,
the age of the patient. Although basal cell carcinoma like skin melanoma, occurs in individuals who are in the
has a distinct tendency to recur after conservative treat- 40- to 60-year age group. Most cases of oral melanoma
ment, the cure rate using the previously mentioned arise on the hard palate and maxillary gingiva.
modalities is approximately 95%.
SKIN AND MUCOSAL MELANOMA
MELANOMA Melanoma of both skin and mucosal tissues have similar
MELANOMA: Malignant neoplasm of melanocytes basic features. They can be dark brown, bluish-black, or
occurring on skin and mucosal surfaces; commonly has a black. On rare occasions, a nonpigmented melanoma
radial and superficial initial growth period before it extends (amelanotic melanoma) is found that is reddish rather than
into the deeper underlying tissues and metastasizes. brown or black. Most lesions have an early macular pat-
tern and become papular, nodular, or both in later stages.
Melanoma, also termed malignant melanoma, most A nodular melanoma occurs that does not have a signifi-
commonly occurs on the skin, where it is divided into cant macular stage.
four main types: (1) superficial spreading, (2) lentigo Most melanomas, including those within the oral cav-
maligna, (3) acral lentiginous, and (4) nodular. ity, tend to grow in two phases: (1) an initial radial-growth
Melanomas also occur on the mucous membranes, phase followed by (2) a vertical-growth phase. During the
including the oral mucosa. On the skin, melanomas radial-growth phase the neoplastic cells spread laterally in
tend to develop on the sun-exposed areas in fair-skinned all directions but remain confined to the surface epithe-
individuals who have had prolonged exposure to strong lium. The vertical-growth phase begins when the neoplas-
direct sunlight. Recent data from Scandinavia, Australia, tic cells invade and populate the connective tissue. The du-
and the United States indicate that the incidence of cu- ration of the radial-growth phase can differ significantly
taneous melanoma is increasing, having tripled in the among different types of melanoma.
last 40 years. Although the median age of patients with
the initial diagnosis of skin lesions is 53, it is the most
common malignancy of young, white adults, occurring
SUPERFICIAL SPREADING MELANOMA
more commonly in males than in females. Sunshine (ac- SUPERFICIAL SPREADING MELANOMA: Most
tinic radiation) is the only factor that is strongly impli- common form of malignant melanoma, initially appearing
cated in the cause of skin melanoma. Because melanoma as an irregularly shaped brown-black macular area with
also occurs on surfaces not exposed to the sun, other un- jagged borders and satellite lesions in which areas of
known factors most likely exist. nodular melanoma eventually develop.
MELANOMA 201
Epithelium
Melanophage
Melanoma cells along
lower aspect of rete pegs
FIGURE 6-66
Superficial spreading melanoma. Microscopic features of a lesion before the vertical-
growth stage (invasion) reveal the proliferation of abnormal melanocytes within the
basal cell layer, producing a nodular pattern of the tips of the rete pegs. The dark
coloration of most lesions is due to the greatly increased numbers of atypical melanocytes
and the resulting excess melanin production. The melanin is usually contained within
melanophages located in both the upper layers of the epithelium and underlying
connective tissue.
202 CHAPTER 6 ▼ Epithelial Disorders
types, the most common being epithelioid with lightly Because of its prominent vertical-growth pattern,
pink or clear cytoplasm; others are spindle-shaped and nodular melanoma tends to invade deeply and metasta-
lymphocyte-like (Figure 6-68). Different parts of the size early. Melanomas that have metastasized to regional
tumor may have different mixtures of the cell types. lymph nodes or distant sites have a relatively poor prog-
Normal and abnormal mitotic figures and pleomor- nosis. Chemotherapy and immunotherapy for metasta-
phic cells are frequent. Melanin deposition is usually tic melanomas are presently at the experimental and
sporadic, with large areas devoid of such deposits. In clinical stages of development. Regardless of treatment,
other areas heavy deposits of melanin granules are nodular melanoma that has entered the vertical-growth
commonly present and usually obscure the features of phase exhibits a relatively poor prognosis.
the individual cells. The surface epithelium at the mar-
gins of the tumor is usually free of the malignant cells, M E TA S TA S E S
indicating the absence of a radial-growth phase.
TO THE JAWS
TREATMENT Metastasis to the oral region from a malignant tumor
The key to the treatment of melanoma is early diagno- elsewhere in the body is an uncommon but clinically
sis while it is still in its radial-growth phase, followed by important finding, because it may be the first indica-
prompt surgical excision of the lesion. During the ra- tion that the patient has a distant primary tumor. The
dial-growth phase, melanomas are thin (most of the tu- vast majority of metastases from distant primary le-
mor cells are located in or immediately adjacent to the sions to the oral region occur in the mandible, al-
epithelium) and can therefore be excised with relative though the maxilla can also be affected. Although
ease. When measuring the thickness of melanoma, it metastatic lesions within the mandible can be asymp-
has been shown that melanomas that are less than 0.76 tomatic, most patients experience some degree of dis-
mm thick rarely metastasize; most are curable. Such tu- comfort or pain, which is often followed by loosening
mor thickness is determined during microscopic evalu- of teeth or unilateral paresthesia or anesthesia of the
ation by the pathologist, who uses a micrometer to lower lip or chin. The development of these symp-
measure from the top of the granular layer of the ep- toms should alert the clinician to the potential pres-
ithelium to the level of the deepest tumor cell. ence of metastatic disease. Some degree of swelling or
In addition to tumor thickness, the rate of mitotic ac- expansion of the mandible, primarily in the molar re-
tivity within the vertically growing neoplastic cells has gion, is also often present. The pathway for the
also proven to be a valuable prognostic indicator for metastatic spread of tumor cells to the mandible from
melanoma. Other factors that have some effect on the a distant primary, such as the kidney, has usually been
prognosis of melanoma include gender of the patient, ascribed to the paravertebral plexus of veins (Batson
anatomic site of the lesion, and the presence or absence plexus).
of tumor-infiltrating lymphocytes.
204 CHAPTER 6 ▼ Epithelial Disorders
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