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From the Midwestern Vascular Surgical Society

Safety and efficacy of ultrasound-accelerated


catheter-directed lytic therapy in acute pulmonary
embolism with and without hemodynamic
instability
Madeline Nykamp,a Angela VandenHull,a Tyler Remund, PhD,a Angelo Santos, MD,b Patrick Kelly, MD,b
Greg Schultz, MD,b and Chad Laurich, MD,b Sioux Falls, SDak

Objective: The objective of this study was to evaluate the safety completion. Tachycardia (heart rate >100 beats/minute) was
and effectiveness of ultrasound-accelerated thrombolysis in present in 26 patients and resolved in 92% by treatment
acute pulmonary embolism. completion; the average heart rate for all patients decreased
Methods: A retrospective study of 45 patients was performed to from 109 to 77 beats/minute during the treatment period.
evaluate treatment of acute pulmonary embolism at a single Direct pulmonary artery pressure measurement showed
center from January 2011 to December 2013. All patients average decrease of 21.5 mm Hg, representing a 40.2%
were diagnosed with computed tomography or ventilation- reduction. Postprocedure echocardiography demonstrated
perfusion scan and had hemodynamic instability (systolic complete resolution of cardiac dysfunction in 64%. Patients
blood pressure <100 mm Hg) or right-sided heart strain evi- received a total dose of 30.5 mg (range, 14-66 mg) recombi-
denced by right ventricular dilation, septal deviation, or nant tissue plasminogen activator during an infusion time of
hypokinesis by echocardiography or computed tomography. 14.2 hours (range, 8-21 hours). There were no deaths
EkoSonic catheters (EKOS Corporation, Bothell, Wash) were through 90 days of follow-up and no major periprocedural
placed into the affected pulmonary arteries, and recombinant bleeding events.
tissue plasminogen activator was infused through the catheters Conclusions: This retrospective study demonstrates the safety
at 0.5 to 1.0 mg/h per catheter. and efficacy of current ultrasound-accelerated thrombolysis
Results: Hypotension (systolic blood pressure <100 mm Hg) methods to treat acute pulmonary embolism. (J Vasc Surg:
was present in 12 patients, with 100% resolution by treatment Venous and Lym Dis 2015;3:251-7.)

Pulmonary embolism (PE) is a frequently observed pulmonary vasculature and mild symptoms without signs
event, with most deaths resulting from right ventricular of right ventricular strain are suffering minor PE and are
pressure overload and right ventricular failure.1 Survivors considered to be at low risk.3,4
are at an increased risk of chronic pulmonary hypertension Typically, patients who are minimally symptomatic are
and recurrent PE.2 treated with systemic anticoagulation. Whereas these mini-
Patients who present with systemic hypotension, cardio- mally symptomatic patients tend to do well, patients pre-
genic shock, or cardiac arrest are suffering a massive PE and senting with massive or submassive PE may require acute
are considered at high risk. Patients with right ventricle intervention to relieve heart strain. In addition, catheter-
dysfunction without systemic hypotension are suffering a directed techniques for PE resolution may reduce the risk
submassive PE and are considered at intermediate risk. Right of bleeding complications as the lytic agent can be concen-
ventricle dysfunction is defined as right ventricle dilation trated near the target lesion and systemic dose can be
(right ventricle to left ventricle [RV/LV] ratio $ 0.9) or reduced. Current common methods of acute intervention
wall motion abnormalities (hypokinesis, septal wall devia- include intravenous fibrinolysis, catheter-directed throm-
tion). Finally, patients with low clot burden in the distal bolysis, and transcatheter mechanical clot fragmentation
with or without thrombectomy. The goals of these thera-
From the Sanford Researcha; and the Sanford Vascular Associates.b
pies are to debulk thrombus and to improve hemodynamic
Author conflict of interest: none. stability. There has been some question surrounding
Presented at the Plenary Session of the Thirty-eighth Annual Meeting of the catheter-directed therapies in that infused medicine is
Midwestern Vascular Surgical Society, Coralville, Iowa, September 4-6, 2014. washed out into the nonoccluded portion of the artery,
Reprint requests: Chad Laurich, MD, Sanford Vascular Associates, 1305 W
minimizing its local effect.5 Other drawbacks to traditional
18th St, Sioux Falls, SD 57117-5039 (e-mail: chad.laurich@
sanfordhealth.org). catheter-directed lytic therapies are relatively high cost,
The editors and reviewers of this article have no relevant financial relation- extended treatment times, and potential renal injury from
ships to disclose per the Journal policy that requires reviewers to decline repeated angiography.6-8
review of any manuscript for which they may have a conflict of interest. Interest has recently been generated in catheter-
2213-333X
Copyright Ó 2015 by the Society for Vascular Surgery. Published by
directed treatment using ultrasound-accelerated thrombol-
Elsevier Inc. ysis therapies for treatment of massive and submassive
http://dx.doi.org/10.1016/j.jvsv.2015.03.001 PE.9-12 The high-frequency (2.2 MHz), low-power

251
JOURNAL OF VASCULAR SURGERY: VENOUS AND LYMPHATIC DISORDERS
252 Nykamp et al July 2015

(3.5 W) ultrasonic waves are intended to improve delivery ventricular dilation, septal deviation, or hypokinesis by
of the thrombolytic agent to the clot by dissociation of the echocardiography or CT. Patients were determined to be
fibrin matrix, thus increasing the rate of clot dissolution hemodynamically unstable if they had tachycardia or
while reducing the risk of bleeding complications. It has hypotension. Tachycardia was defined as a heart rate of
been shown that high-frequency ultrasound induces struc- >100 beats/minute, and hypotension was defined as a
tural alteration in fibrin consistent with an increase in systolic blood pressure of <100 mm Hg. Patients were
permeability and increased accessibility of tissue plasmin- excluded if they had <1 month of life expectancy, if they
ogen activator to binding sites within fibrin fibers without were women of childbearing potential without adequate
causing damage to surrounding tissues.13 Although ultra- birth control measures taken, if they had uncontrolled
sound does hasten the process of fibrin degradation, it bleeding disorders, and if they were patients for whom
does not cause fragmentation and subsequent emboliza- thrombolytic drugs were contraindicated. Patients were
tion but instead creates plasma degradation of fibrin into monitored for bleeding complications, which were defined
soluble fragments.14 We have been performing thromboly- as hemorrhagic complication requiring interruption of
sis for high- and intermediate-risk cases of acute PE with thrombolysis, hemorrhagic complication requiring surgical
ultrasound-accelerated technology at our center for 3 years. intervention, and hemorrhagic complication requiring
The purpose of this review was to evaluate the safety and transfusion. On November 19, 2012, the Institutional
efficacy of ultrasound-assisted thrombolysis in acute PE. Review Board approved our access to the patients’ health
information for this retrospective study. Because the health
information of the patients was to be de-identified, the
METHODS Institutional Review Board did not require the patients to
Study design. This study is a single-center retrospec- be consented. Medical records were reviewed for relevant
tive review of 45 patients (26 men and 19 women) who clinical information, including lytic time, lytic dose,
were treated for acute massive or submassive PE from symptomatic improvement, hemodynamic parameters,
January 2011 to December 2013 (Table I). All patients bleeding complications, and survival.
were treated by use of the EkoSonic Endovascular System Intervention. In the vascular catheterization labora-
(EKOS, Bothell, Wash) with recombinant tissue plasmin- tory, the common femoral vein was accessed with ultrasound
ogen activator (rtPA) (Fig 1). Preprocedure diagnosis of guidance and a 6F sheath placed (Cordis Corporation,
PE was made by either computed tomography (CT) or Miami Lakes, Fla). For bilateral cases, both the right and
ventilation-perfusion scan. Decision for treatment was left common femoral veins were accessed. The patients had
based on clot burden by CT or evidence of right-sided varying extents of lesions (Table II). Carbon dioxide angi-
heart strain by hemodynamic parameters or pretreatment ography of the inferior vena cava (IVC) was performed, and
echocardiography. Patients were offered treatment if their a retrievable IVC filter (Eclipse [C. R. Bard, Inc, Tempe,
thrombus burden extended to the main or pulmonary ar- Ariz] or Option [Argon, Plano, Tex]) was positioned and
teries or right-sided heart strain was evidenced by right deployed from an infrarenal position in 37 of 45 cases. All
but nine of the originally placed filters have been retrieved
Table I. Patient demographics (Table III). The main pulmonary artery was selected using
an Omni Flush catheter (Angiodynamics, Latham, NY)
Treatment Control (Fig 2). Pulmonary artery pressure was measured directly
group group
through catheter transduction. Selective catheterization was
No. of patients 45 45 performed with placement of 6- or 12-cm EKOS lytic
Age, average 6 SD 58.5 6 17 69.2 6 13.2 catheters, depending on the bulk and location of thrombus
Hypertension 27 (63) 25 (55.6) burden; 50 mL of 0.9% saline was infused through each
Hypercholesterolemia 3 (7) 20 (44.4)
catheter as coolant. Heparin was infused at a set rate of 300
Tobacco use 8 (19) 12 (26.7)
Diabetes 11 (26) 12 (26.7) units/h per sheath (total, 600 units/h). Lytic therapy was
Coronary artery disease 7 (16) 9 (20) begun at 1.0 mg rtPA per hour per catheter and reduced to
Chronic obstructive 2 (5) 7 (15.6) 0.5 mg rtPA per hour per catheter after 4 hours until treat-
pulmonary disease ment completion. Fourteen patients received a bolus dose of
Renal insufficiency 6 (14) d
(creatinine $ 1.5 mg/dL) rtPA (average dose, 28.9 mg). This was part of a single
History of deep venous 6 (14) 9 (20) provider’s protocol, and all patients thus treated were given a
thrombosis bolus dose. All patients were monitored in an intensive care
History of PE 0 (0) 4 (8.9) unit setting during infusion. Treatment was complete with
Recent trauma 0 1 (2.2)
improvement in hemodynamic parameters and clinical
Recent major surgery 6 (13.3) 3 (6.67)
Current or recent cancer 7 (15.6) 9 (20) improvement. Lytic catheters and sheaths were discontinued
Identified hypercoagulable 6 (13.3) 2 (4.4) at the bedside. After the procedure, standard anti-
disorder coagulation was administered.
Idiopathic 26 (57.8) 30 (66.7) Treatment group. The 45 patients treated with the
PE, Pulmonary embolism; SD, standard deviation. interventional protocol had an average age of 58.5 years;
Data are presented as number (%) unless otherwise indicated. 6 of the patients had a recent surgery, 7 of the patients
JOURNAL OF VASCULAR SURGERY: VENOUS AND LYMPHATIC DISORDERS
Volume 3, Number 3 Nykamp et al 253

Fig 1. The EkoSonic device used in this study. A, The instrumentation and control unit with accompanying catheters.
B, Close-up view of the catheter tips. (Reproduced with permission of the EKOS Corporation, Bothell, Wash.)

had current or recent cancer, 6 of the patients had a hyper- had bilateral disease. Forty of the patients presented with
coagulable condition, and 26 of the patients had PE of an right-sided heart strain, 4 had hypotension, and 11 had
idiopathic nature (Table I). Forty-four of the patients had tachycardia (Table II).
bilateral disease. Thirty-seven patients presented with right-
sided heart strain, 13 had hypotension, and 26 had
RESULTS
tachycardia (Table II). All patients treated with EKOS
demonstrated hemodynamic instability or right-sided heart Treatment group. Technical success, defined as suc-
strain by echocardiography, right ventricle dilation by CT cessful placement of catheters and initiation of lytic therapy,
scan, or pulmonary hypertension by direct catheter was achieved in 100% of patients. Of those 45 patients, 44 un-
measurement. derwent bilateral treatment. For all patients, a total dose of
Control group. Forty-five intermediate-to high-risk 30.5 mg (range, 14-66 mg) rtPA was given during 14.2 hours
PE patients who were treated with systemic infusion of (range, 8-21 hours) (Table III). Subset analysis revealed that
heparin or anticoagulation from 2011 to 2013 were 31 patients did not receive a bolus and received a total dose of
randomly selected, and their charts were reviewed for 22.5 mg rtPA (range, 14-48 mg). Fourteen patients received
similar demographics (Table I), baseline characteristics a bolus dose of 28.9 mg rtPA (range, 25-40 mg) and a total
(Table II), periprocedural parameters, and follow-up in- dose of 48.3 mg rtPA (range, 37-66 mg). The 12 patients
formation as the treatment group. All patients were treated presenting with hypotension had 100% resolution by treat-
according to institutional protocol for systemic heparin ment completion. Of the patients who presented with hy-
infusion for PE. The average age of the control group potension, their systemic systolic pressure increased from
patients was 69.2 years; 1 of the patients had history of 81.8 to 125.2 mm Hg. Of the 26 patients who presented
recent trauma, 3 had recent major surgery, 9 had current or with tachycardia, 92% of the cases resolved by treatment
recent cancer, 2 had a hypercoagulable condition, and 30 completion. The average heart rate of patients with tachy-
had idiopathic PE (Table I). Thirty-eight of the patients cardia decreased from 119.9 to 84.0 beats/minute during
the treatment period (Table III). Direct pulmonary artery
Table II. Patient baseline characteristics pressure measurements showed an average decrease of
21.5 mm Hg, representing a 40.2% decrease. The post-
Treatment Control
group, group,
procedure echocardiogram demonstrated normal cardiac
No. (%) No. (%) function in 64% of the patients. Patients who were not un-
dergoing inpatient treatment for another condition or an
Location of PE unrelated surgery remained in the hospital for an average of
Bilateral 44 (97.8) 38 (84.4) 3.3 days, which was shorter by a statistically significant margin
Saddle 9 (20) 3 (6.67)
Bilateral main pulmonary artery 11 (24.4) 9 (20) than the control group treated with heparin alone. All pa-
Single main pulmonary artery 1 (2.2) 7 (15.6) tients survived to discharge. Through 90 days of follow-up,
Hemodynamic parameters there were no deaths and no reported episodes of recurrent
Right-sided heart strain 37 (86) 40 (88.9) PE. There were no major periprocedural bleeding events.
Dyspnea 43 (100) d
One significant gastrointestinal bleed was noted in an alco-
Hypotension 13 (30) 4 (8.9)
Chest pain 22 (51) 23 (51.1) holic patient with a supratherapeutic international normal-
Concomitant deep venous 8 (19) 1 (2.2) ized ratio 30 days after treatment. Average follow-up was
thrombosis 22.5 months. Survival in the treatment group was a statisti-
Tachycardia 26 (60) 11 (24.4) cally significant improvement when compared to the control
Syncope 11 (26) 3 (6.7)
group (Fig 3). Six of the 45 patients had residual pulmonary
PE, Pulmonary embolism. hypertension at follow-up per echocardiography (Table IV).
JOURNAL OF VASCULAR SURGERY: VENOUS AND LYMPHATIC DISORDERS
254 Nykamp et al July 2015

Table III. Perioperative and postoperative data

Treatment group Control group

Thrombolytic dose, mg 30.5 (range, 14-66) d


Thrombolytic time, average hours 6 SD 14.2 6 4.0 d
IV heparin time, hours 14.2 6 4.0 99.5 6 64.9
In-hospital bleeding complication 0/45 1/45
IVC filter placement 37/45 14/45
IVC filter removal 28/37 3/14
Preprocedural systolic blood pressure of hypotensive patients, mm Hg 81.8 (range, 51-101) 95 (range, 86-100)
Postprocedural systolic blood pressure of hypotensive patients, mm Hg 125.2 (range, 106-163) 111.75 (range, 96-136)
Preprocedural heart rate of patients with tachycardia, beats/minute 119.9 (range, 102-168) 110.4 (range, 101-126)
Postprocedural heart rate of patients with tachycardia, beats/minute 84.0 (range, 66-110) 76.9 (range, 59-100)
Preprocedural pulmonary artery pressure, mm Hg 53.5 (range, 38-110) d
Postoperative pulmonary artery pressure, mm Hg 32.0 (range, 24-45) d
Length of hospital stay, average days 6 SDa 3.2 6 2.0 6.7 6 4.4

IV, Intravenous; IVC, inferior vena cava; SD, standard deviation.


a
Statistically significant according to Student t-test.

Control group. Of the patients treated with a systemic length of stay for patients treated with systemic heparin
infusion of heparin, the average infusion time was infusion was 6.7 6 4.4 days. Average follow-up was
99.5 hours. There was only one bleeding complication, 18.9 months (Fig 3). Three of the eight patients tested had
which was a gastrointestinal bleed that required stopping residual pulmonary hypertension at follow-up per echo-
of the intravenous infusion. Fourteen patients had an cardiography. None of the patients treated with systemic
IVC filter placed before the procedure, and 3 of the infusion had recurrent PE (Table IV).
14 IVC filters were removed to date. Of the patients
who originally presented with hypotension, the average sys- DISCUSSION
tolic blood pressure rose from 95 to 111.8 mm Hg. Of the Safe and successful treatment of patients with massive
patients who presented with tachycardia, the average heart and submassive PE was demonstrated in this retrospective
rate decreased from 110.4 to 76.9 beats/minute. The study. Results revealed resolution of hypotension and
tachycardia and a 40.2% decrease in pulmonary artery pres-
sure. Survival was excellent, with no deaths through
90 days. No major periprocedural bleeding complications
were observed. These results were achieved with an average
dose of 30.5 mg rtPA, much lower than the current Food
and Drug Administration-approved 100 mg rtPA systemic
treatment dose and lower than in other reports.3,10,15,16
Other published reports have demonstrated that 44%
of PE patients who present with right-sided heart dysfunc-
tion suffered from pulmonary hypertension at 1 year,
defined as pulmonary artery pressure >30 mm Hg or
moderately or severely reduced right ventricular function.
These patients had baseline peak pulmonary artery pressure
>50 mm Hg.17 In our treatment group, 14 of the 37
patients who originally presented with right-sided heart
strain had their pulmonary pressures measured in follow-
up. Of the 14 patients, 5 (35.7%) had residual pulmonary
hypertension. A relationship between decreased pulmonary
artery pressures and improvement of right ventricular
dysfunction was likewise demonstrated.18
Right-sided heart dysfunction is also associated with
both mortality and recurrent PE. Right ventricular hypoki-
nesis was associated with a 57% higher 3-month mortality
rate in a review of 2452 PE patients; 88.9% of these pa-
tients were hemodynamically stable but went on to a 22%
mortality rate at 3 months.3 Right-sided heart strain,
defined as RV/LV ratio >0.9, was also determined to be
Fig 2. Perioperative fluoroscopic image (arrows show the EKOS an independent predictor for hospital mortality and unre-
catheters in the pulmonary arteries bilaterally). solved right ventricular dysfunction, which led to an
JOURNAL OF VASCULAR SURGERY: VENOUS AND LYMPHATIC DISORDERS
Volume 3, Number 3 Nykamp et al 255

Fig 3. The 24-month survival for patients who have met specific follow-ups. The improvement in survival of the
treatment group to 2 years is statistically significant according to the log-rank c2 test.

eightfold increase in recurrent PE risk and a fourfold in- to maintain their clinical benefit. These patients had similar
crease in mortality risk.19,20 baseline characteristics to patients who received a bolus
In long-term follow-up, PE patients treated with intra- dose. This observation provides further support for the
venous thrombolytics had lower pulmonary artery pres- efficacy of treatment with ultrasound-assisted lytic cathe-
sures and pulmonary vascular resistance than PE patients ters. In our set of patients, 37 of 45 patients received an
treated with heparin alone.21 The current study demon- IVC filter, and 26 of those 37 originally placed IVC filters
strates that treatment with ultrasound-assisted thromboly- have since been retrieved. Patients in the treatment group
sis with low-dose rtPA reduced pulmonary artery were not fully anticoagulated. Instead, they received only
pressures by 40.2% during an average treatment time of 300 mL of heparin per sheath per hour while the sheaths
14.2 hours. Improvement in right ventricular dysfunction were placed. Because they were not fully anticoagulated,
was evidenced by correction of hemodynamic parameters we thought it important that an IVC filter be placed in
with resolution of hypotension and improvement in tachy- patients we believed were at risk of an embolic complica-
cardia. Success was further confirmed by no mortalities in tion. The only load of contrast material that our patients
the hospital or at 90 days. This compares favorably with a received was from their chest CT scans. Given this load
previously reported rate of 22%.3 of contrast material, we thought it important to avoid addi-
Other reports have demonstrated a low incidence of tional administration of contrast material during the inter-
procedure-related complications, attesting to the safety of vention. We used carbon dioxide angiography when
the device and protocol. Our study demonstrated no major placing the IVC filter. In our experience, there is no
periprocedural bleeding complications but maintained clin- need for injection of a contrast agent in crossing the lesions
ical benefit at even lower doses of rtPA (average dose of in the pulmonary arteries. We use an Omni Flush catheter
30.5 mg vs range of 35 to 45 mg for other protocols). and a stiff angled Glidewire (Terumo, Somerset, NJ) to
This can be contrasted with our control group treated achieve the pulmonary artery. Once we advance the
with intravenous heparin, which had one bleeding compli- Omni Flush into the right atrium, we pull the precurved
cation (gastrointestinal) that required stopping of the treat- portion down against the wall of the right atrium gently,
ment. Subset analysis revealed that patients receiving no and this pressure temporarily straightens the precurved
bolus dose averaged 22.5 mg of rtPA, but they continued portion of the Omni Flush catheter, directing the distal
tip toward the pulmonary arteries. From here, we advance
Table IV. Follow-up information an angled Glidewire toward the pulmonary arteries and
select them as needed. We verify the location of our wires
Treatment group Control group and device with fluoroscopy.
It is important to check patients for a hypercoagulable
3 months 45 45 condition during follow-up to avoid recurrent PE. We
6 months 45 45 check patients at their 3- or 6-month follow-up for a num-
12 months 42 38
18 months 20 32 ber of factors, including factor V Leyden, antithrombin III,
24 months 13 24 protein C and S deficiency, antiphospholipid antibody syn-
Residual pulmonary 6/45 3/8 drome, and prothrombin gene mutation. In Table I, we
hypertension report six patients in the treatment group and two patients
Recurrent PE 0/45 0/45
in the control group who tested positive for a hypercoagu-
PE, Pulmonary embolism. lable condition.
JOURNAL OF VASCULAR SURGERY: VENOUS AND LYMPHATIC DISORDERS
256 Nykamp et al July 2015

The lesions were crossed with a Glidewire and catheters AUTHOR CONTRIBUTIONS
inserted over the Glidewire, but there was no direct me- Conception and design: CL
chanical fragmentation in the sense that has been described Analysis and interpretation: CL, GS, AS, PK
in other reports. The reason is the ability of ultrasound to Data collection: GS, AS, PK, AV, TR, MN
change the conformation of the fibrin, exposing the bind- Writing the article: CL, TR
ing sites necessary for the tPA to act while simultaneously Critical revision of the article: CL
disassociating the fibrin matrix. One report of 18 patients Final approval of the article: CL
treated with pigtail thrombectomy followed by aspiration Statistical analysis: TR
in 13 patients reported an increase in systemic systolic pres- Obtained funding: Not applicable
sure from 74.3 6 7.5 to 89.4 6 11.3 mm Hg. They also Overall responsibility: CL
observed a decrease in mean pulmonary artery pressure
from 37.1 6 8.5 to 32.3 6 10.5 mm Hg. They reported
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