Professional Documents
Culture Documents
Cognitive Reappraisal
also demonstrates the way in which foci on defusion and present-moment aware-
ness can be used in conjunction in order to achieve psychological flexibility.
A growing body of research devotes attention to the mechanisms by which
cognitive reappraisal achieves desired outcomes in treatment. Perhaps the most
central tenet of Beckian CBT is that cognition mediates the association between
experiences in life and one’s emotional and behavioral reactions (cf. Dobson &
Dozois, 2010). There certainly exist some data to support this notion (Hofmann,
2004; Hofmann et al., 2007). At the same time, there also exists research that
does not support this premise, either because (a) the studies did not include the
necessary variables and statistical tests to demonstrate mediation unequivocally
(cf. Smits, Julian, Rosenfield, & Powers, 2012); (b) the change in symptoms of
emotional distress occurred before the change in mediators (e.g., Stice, Rohde,
Seeley, & Gau, 2010); (c) the change in problematic cognition simply did not
predict outcome (e.g., Burns & Spangler, 2001); or (d) the change in problematic
cognition was just as great in a non-CBT condition (e.g., pharmacotherapy) as in
CBT (e.g., DeRubeis et al., 1990). More recent research raises the possibility that
cognitive reappraisal exerts its effects through the process of decentering, or the
ability to recognize that thoughts are simply mental events rather than truths that
necessitate a particular course of action (Hayes-Skelton & Graham, 2013).
Cognitive behavioral therapists who use cognitive reappraisal with their
clients can target three levels of cognition: (a) thoughts that arise in specific
situations (i.e., automatic thoughts); (b) conditional rules and assumptions (i.e.,
intermediate beliefs) that guide the characteristic way in which people interpret
events and respond behaviorally; and (c) core beliefs, or fundamental beliefs that
people hold about themselves, others, the world, or the future (cf. J. S. Beck,
2011). Consider the case of Lisa, a client who describes an upsetting situation in
which she was not invited to a friend’s baby shower. Her automatic thought might
be something like “My friend doesn’t like me.” This automatic thought might be
associated with a conditional assumption, like “If someone is truly a friend, then
she would invite me to an important social event,” and a core belief, like “I’m
undesirable.” Over time, through cognitive reappraisal, clients are able to see that
the automatic thoughts they experience in specific situations are reflective of
underlying beliefs they hold. Cognitive reappraisal helps clients to slow down their
thinking to recognize maladaptive thinking (i.e., thinking that is either inaccu-
rate, exaggerated, or simply unhelpful even if accurate) and either (a) take strate-
gic action to ensure that their thinking is as accurate and as helpful as possible, or
(b) recognize that their thinking is simply mental activity that has no bearing on
reality and their ability to live their lives in the ways they want. In the next
section, I describe the techniques for delivering cognitive restructuring: the cog-
nitive reappraisal approach that is often used by cognitive behavioral therapists.
326
Cognitive Reappr aisal
Implementation
Cognitive restructuring typically occurs in three steps: the identification, evalua-
tion, and modification of automatic thoughts or underlying beliefs. The following
sections provide guidance for implementing each of these steps.
327
Process-Based CBT
underlying beliefs. Clients can identify themes inherent in the automatic thoughts
that they have shaped over the course of treatment. Therapists can use the down-
ward arrow technique, in which they repeatedly probe a client about the meaning
associated with an automatic thought until the client gets to a meaning that is so
fundamental that there is no additional meaning underneath it (Burns, 1980).
Recall the earlier example of Lisa, who identified the automatic thought “My
friend doesn’t like me” when she realized that she was not invited to her friend’s
baby shower. Using the downward arrow technique, her therapist asked her,
“What does it mean that you weren’t invited?” Lisa responded, “It means that we
were never friends in the first place.” The therapist continued, “What does it
mean about you if you were never friends in the first place?” Lisa responded, “It
means that I’m more invested in my friends than they are in me.” The therapist
continued, “What does that say if you are more invested in your friends than they
are in you?” Lisa became tearful, began shaking, and responded with a core belief:
“It means that I’m totally undesirable.” When clients demonstrate significant
affect in session, such as tearfulness, shaking, aversion of eye contact, and so on,
it provides yet another clue that they have identified a powerful belief that under-
lies their automatic thoughts.
328
Cognitive Reappr aisal
collaborative empiricism, or the joint enterprise between the clinician and client in
which they take a scientific approach to examining and drawing conclusions
about the client’s thinking and behavior. Rather than telling clients how to think,
clinicians use guided discovery, in which they ask guided but open-ended questions
(i.e., Socratic questioning) and set up new experiences in order to prompt clients
to evaluate their thinking and develop an alternative approach to viewing life
circumstances. In the following paragraphs, I describe typical lines of Socratic
questioning.
Perhaps the most versatile way to evaluate maladaptive thinking is to ask,
“What evidence supports this thought or belief? What evidence is inconsistent
with this thought or belief?” Clients who engage in this line of Socratic question-
ing often find that they are focused exclusively on evidence that supports
maladaptive thinking, ignoring a vast array of evidence that is inconsistent with
the thought or belief. Once they consider the full spectrum of evidence that is
relevant to their thinking, they often see that their original thought or belief is
overly pessimistic, self-deprecating, or judgmental. Although many clinicians
have great success with this tool, two notes of caution are in order. First, clients
sometimes identify evidence that supports their thinking but is not truly factual,
or to which they are attaching excessive significance. For example, when Lisa was
asked to supply evidence that her friend does not like her, she listed the fact that
she was not invited to the baby shower. Although this statement might be factual,
she is attaching a negative interpretation to it by equating being invited to a baby
shower with being liked by her friend, and then concluding that her friend does
not like her. Thus, at times evidence that clients identify might need to be
subjected to cognitive restructuring. Second, clinicians who work with clients
with obsessive-compulsive disorder are encouraged to use the examination of
evidence judiciously (Abramowitz & Arch, 2013), as this tool itself can become a
compulsion they use to minimize the anxiety associated with their obsessive
automatic thoughts.
When clients experience adversity in life, they often attribute it to a personal
shortcoming, which in turn can exacerbate their emotional distress. Reattribution
is a cognitive restructuring technique in which clients learn to consider many
explanations for why an event occurred, rather than focusing exclusively (and
incorrectly) on something being wrong with them or what they did. Clinicians
who use this technique pose the Socratic question “Are there any other explana-
tions for this unfortunate situation?” When Lisa’s therapist used reattribution and
encouraged her to consider viable explanations for the fact that she was not
invited to the baby shower, she acknowledged that her friend has a big family, and
often only family is invited to events like this; that it was likely another person,
rather than her friend per se, who organized the shower and invited guests; and
329
Process-Based CBT
that she and her friend had recently gone on a lunch date that was filled with
warmth and good conversation. Clinicians who use reattribution sometimes draw
a pie chart with their clients, allowing them to allocate various explanations for
adversity in a graphical format.
All clinicians encounter clients who catastrophize, or worry that horrible
things will happen to them or their family members in the future. It has been a
tradition in CBT to initiate a line of Socratic questioning in which clinicians ask
these clients to identify the worst, the best, and the most realistic outcomes. In
many cases, clients see that the most realistic outcome is much more closely
aligned with the best outcome than with the worst outcome. However, some
clients, particularly those with anxiety disorders, do not experience a correspond-
ing decrease in emotional distress when they use this tool, claiming that the
remote possibility of the worst outcome is too difficult for them to tolerate.
However, many of these clients respond well to evaluating how they could cope
with the worst outcome, perhaps even developing a decatastrophizing plan outlin-
ing how they would proceed if the worst outcome were to occur. Although this
tool can be helpful in managing anxiety and promoting a problem-solving orien-
tation, it should be noted that it also serves to decrease uncertainty, even when
the tolerance of risk and uncertainty might be the very skill that would best serve
these clients.
At times, clients are wrapped up in their own internal experience and have
difficulty separating logic from emotional distress. To get some distance from the
problematic situation, the clinician can pose the Socratic question “What would
you tell a friend if he or she were in this situation?” Clients often find that they
would tell a friend something different, and much more balanced, than what they
are telling themselves, which can prompt them to evaluate why they are treating
themselves differently than they would treat others.
It is important for clinicians to recognize that not all automatic thoughts are
negative and inaccurate; in some instances, automatic thoughts represent a very
real and difficult reality. In these cases, it is contraindicated to ask guided ques-
tions to evaluate the accuracy of these thoughts. Clinicians can, nevertheless,
encourage clients to evaluate how helpful their thinking is for their mood, for
others, for problem solving, and for acceptance. Thus, clinicians might ask
Socratic questions like “What is the effect of focusing on this automatic thought?”
or “What is the effect of changing your thinking?” or “What are the advantages
and disadvantages of focusing on this thought?” Clients who consider the answers
to these questions often realize that rather than accepting stressful or disappoint-
ing life circumstances, their rumination is exacerbating their emotional stress and
keeping them stuck in a struggle against those circumstances. Clinicians can then
330
Cognitive Reappr aisal
help these clients adopt a present-moment focus, distancing themselves from their
thoughts (i.e., cognitive defusion) and attaching less significance to them in order
to achieve psychological flexibility, which allows them to live their lives according
to their values even in the presence of upsetting thinking.
Socratic questioning is but one way to facilitate the evaluation of maladaptive
thinking. Perhaps the most powerful tool is the behavioral experiment, in which
clients test out, prospectively, nonjudgmentally, and usually in their own environ-
ments, the accuracy and implications of their maladaptive thinking. Consider
Lisa again. If she were to take her thinking about her friend one step further, such
that she predicts her friend will reject her if she reaches out to schedule another
lunch date, and she accepts that prediction as truth, it is likely that Lisa will not
reach out and will begin to withdraw from her friend. A behavioral experiment
that she could implement in between sessions would require her to ask her friend
to schedule another lunch date and then use that experience to draw a conclusion
about the degree to which her thinking was accurate. Because others’ reactions to
clients cannot be controlled, there is always the possibility that their prediction
will be realized. Thus, cognitive behavioral therapists devise a “win-win” situa-
tion, such that the results of the experiment either provide evidence that the cli-
ent’s thinking was inaccurate or demonstrate that the client can tolerate the
distress associated with a negative result.
The techniques described thus far can be used to modify underlying beliefs in
addition to situation-specific automatic thoughts. However, there exist some reap-
praisal strategies geared specifically toward belief modification (J. S. Beck, 2011;
Persons, Davidson, & Tompkins, 2001). For example, clients can keep a positive
data log, which allows them to accumulate evidence arising in daily life that sup-
ports an adaptive belief. Lisa, for example, could keep a running log of instances
of friends initiating contact with her. Historical tests of beliefs provide a forum for
clients to evaluate the evidence that supports the maladaptive and adaptive beliefs
in discrete time periods in their lives. When they embark on a historical test of
their beliefs, many clients realize that they have dismissed important life experi-
ences that are inconsistent with the maladaptive belief that has been activated,
even if they are currently experiencing many problems. Cognitive behavioral ther-
apists also use experiential role-plays to restructure key early memories that are
hypothesized to contribute to the development of a maladaptive belief. For
instance, a client might play two roles, such as her current self and herself at the
age in which a key negative life event occurred, and her current self would apply
cognitive reappraisal tools to help her younger self interpret that life event in a
more benign manner. (See chapter 22 for a discussion of additional belief modifi-
cation techniques.)
331
Process-Based CBT
Though balanced responses are often relatively long, there are times when
clients with certain clinical presentations, such as recurrent panic attacks or sui-
cidal crisis, need a response that is relatively direct and easy to remember.
332
Cognitive Reappr aisal
Tools
Cognitive reappraisal is often done verbally in the context of conversation between
the client and clinician in session. In addition, clinicians often use one or more
aids that help clients to organize their work and remember the fruits of their work
outside of session. I describe these tools below.
Thought Record
A thought record is a sheet of paper on which clients work through the cogni-
tive restructuring procedure. Clients typically start with a three-column thought
record, on which they record a few words about situations that increase their
emotional distress, as well as accompanying cognitions and emotional experi-
ences. As they acquire skill in identifying their thoughts, they switch to a
333
Process-Based CBT
five-column thought record, which adds two more columns—one for recording a
balanced response and one to rerate the intensity of the emotional experience—to
the initial three. Between sessions, clients often keep a thought record in order to
work with automatic thoughts that arise in daily life. The idea behind the thought
record is that it allows clients to practice the “real-time” application of cognitive
restructuring so they can eventually catch and reframe unhelpful cognitions
without having to write them down.
Coping Card
A coping card is a reminder of the work done in session that clients can consult
outside of session; typically, these reminders are written on a sheet of paper, an
index card, or a business card. Coping cards are versatile and tailored to the needs
of each client. For example, clients who experience recurrent automatic thoughts
can work with their therapist in session to devise a compelling balanced response.
Then, on the coping card, they might write the original automatic thought on
one side and the balanced response on the other. Other clients prefer reminders
of ways to evaluate their automatic thoughts, so they list questions on coping
cards, such as “What evidence supports my thinking about this situation?” or
“What evidence does not support my thinking about this situation?” Still other
clients prefer to list concrete pieces of evidence to counter a recurrent automatic
thought.
Technology
In the twenty-first century, cognitive behavioral therapists are finding that
many clients prefer to record their homework using technology rather than by
writing it down on a sheet of paper. Microsoft Word and Excel files allow much
flexibility, in that clients can use customized prompts to identify and evaluate
their thinking. Other clients record their thoughts on mobile devices to catch and
restructure automatic thoughts when they are on the go. Moreover, there exist
many applications (i.e., apps) that provide a template for clients to record their
cognitive restructuring work using smartphones or tablets. Such apps can be
located by searching for “cognitive behavioral therapy” in app stores.
Summary
Cognitive reappraisal is indicated for an array of mental health conditions,
including (but not limited to) depression, anxiety disorders, obsessive-compulsive
and related disorders, trauma- and stressor-related disorders, eating disorders,
334
Cognitive Reappr aisal
addictions, and adjustment to medical problems like chronic pain, cancer, and
diabetes. It can even be used with clients with psychotic disorders, not necessarily
to directly challenge delusional thinking but instead to help them obtain a softer
perspective on the defeatist attitudes they hold about themselves and the likeli-
hood of living a quality life (A. T. Beck, Grant, Huh, Perivoliotis, & Chang,
2013). Cognitive reappraisal is also incorporated into many CBT protocols for
children with mental health disorders, whose cognitive capability is still develop-
ing (e.g., Kendall & Hedtke, 2006), and adults with traumatic brain injury, whose
cognitive capabilities have been compromised (Hsieh et al., 2012). However, with
these populations, it is usually implemented in a more digestible format (e.g., the
development of a single coping statement, the identification and labeling of errors
in thinking) than in the more sophisticated way described in this chapter.
Many clients indicate that cognitive reappraisal is a life skill that they wish
they had been taught when they were younger, before there was a need to seek out
a cognitive behavioral therapist. Evidence of its effectiveness lies in the degree to
which clients are able to manage emotional reactivity, engage in effective problem
solving, function adaptively, and achieve quality of life as a result of thinking in a
more balanced manner. However, it is important to recognize that cognitive reap-
praisal is not indicated in all cases, and that pushing it when it is not indicated has
the potential to interfere with an otherwise effective course of CBT. For example,
clients who already view their situation in an accurate and realistic manner are
usually helped more by interventions that promote problem solving, distress toler-
ance, and/or acceptance. Forcing cognitive reappraisal in these instances could be
confusing or even invalidating. Moreover, as mentioned previously, some clients
use cognitive reappraisal in a way that is compulsive or that reinforces an avoid-
ance or intolerance of negative affect. Failing to recognize that these issues are
exacerbated by cognitive reappraisal could increase the probability of recurrence
or relapse.
Evidence is mixed, at best, regarding the degree to which cognitive reap-
praisal specifically affects outcome through the process of reducing the frequency
or degree of belief in maladaptive cognition. The recent research of Hayes-Skelton
and Graham (2013) raises the possibility that decentering accounts for its positive
effect. Interestingly, data reported by Hayes-Skelton and colleagues suggest that
decentering may be an important mechanism of change in a number of therapeu-
tic approaches, such as mindfulness, acceptance-based approaches, and even
applied relaxation, in addition to cognitive reappraisal (Hayes-Skelton, Calloway,
Roemer, & Orsillo, 2015). It will be important for future research to identify ways
to enhance cognitive reappraisal’s ability to facilitate decentering. One possibility
is by encouraging clients to precede cognitive reappraisal with an acceptance-
based technique, as recent research indicates that cognitive reappraisal preceded
335
Process-Based CBT
References
Abramowitz, J. S., & Arch, J. J. (2013). Strategies for improving long-term outcomes in cognitive
behavioral therapy for obsessive-compulsive disorder: Insights from learning theory. Cogni-
tive and Behavioral Practice, 21(1), 20–31.
Beck, A. T., Grant, P. M., Huh, G. A., Perivoliotis, D., & Chang, N. A. (2013). Dysfunctional
attitudes and expectancies in deficit syndrome schizophrenia. Schizophrenia Bulletin, 39(1),
43–51.
Beck, A. T., Rush, A. J., Shaw, B. F., & Emery, G. (1979). Cognitive therapy of depression. New
York: Guilford Press.
Beck, J. S. (2011). Cognitive behavior therapy: Basics and beyond (2nd ed.). New York: Guilford
Press.
Burns, D. D. (1980). Feeling good: The new mood therapy. New York: Signet.
Burns, D. D., & Spangler, D. L. (2001). Do changes in dysfunctional attitudes mediate changes in
depression and anxiety in cognitive behavioral therapy? Behavior Therapy, 32(2), 337–369.
DeRubeis, R. J., Evans, M. D., Hollon, S. D., Garvey, M. J., Grove, W. M., & Tuason, V. B. (1990).
How does cognitive therapy work? Cognitive change and symptom change in cognitive
therapy and pharmacotherapy for depression. Journal of Consulting and Clinical Psychology,
58(6), 862– 869.
Diedrich, A., Hofmann, S. G., Cuijpers, P., & Berking, M. (2016). Self-compassion enhances the
efficacy of explicit cognitive reappraisal as an emotion regulation strategy in individuals with
major depressive disorder. Behaviour Research and Therapy, 82, 1–10.
336
Cognitive Reappr aisal
Dobson, K. S., & Dozois, D. J. A. (2010). Historical and philosophical bases of the cognitive-
behavioral therapies. In K. S. Dobson (Ed.), Handbook of cognitive-behavioral therapies (3rd
ed., pp. 3–38). New York: Guilford Press.
Gross, J. J. (1998). The emerging field of emotion regulation: An integrative review. Review of
General Psychology, 2(3), 271–299.
Hayes, S. C., Strosahl, K. D., & Wilson, K. G. (2012). Acceptance and commitment therapy: The
process and practice of mindful change (2nd ed.). New York: Guilford Press.
Hayes-Skelton, S. A., Calloway, A., Roemer, L., & Orsillo, S. M. (2015). Decentering as a poten-
tial common mechanism across two therapies for generalized anxiety disorder. Journal of
Consulting and Clinical Psychology, 83(2), 395– 404.
Hayes-Skelton, S., & Graham, J. (2013). Decentering as a common link among mindfulness,
cognitive reappraisal, and social anxiety. Behavioural and Cognitive Psychotherapy, 41(3), 317–
328.
Hofmann, S. G. (2004). Cognitive mediation of treatment change in social phobia. Journal of
Consulting and Clinical Psychology, 72(3), 393–399.
Hofmann, S. G., Meuret, A. E., Rosenfield, D., Suvak, M. K., Barlow, D. H., Gorman, J. M., et al.
(2007). Preliminary evidence for cognitive mediation during cognitive-behavioral therapy of
panic disorder. Journal of Consulting and Clinical Psychology, 75(3), 374–379.
Hsieh, M. Y., Ponsford, J., Wong, D., Schönberger, M., McKay, A., & Haines, K. (2012). A cogni-
tive behaviour therapy (CBT) programme for anxiety following moderate-severe traumatic
brain injury (TBI): Two case studies. Brain Injury, 26(2), 126–138.
Kendall, P. C., & Hedtke, K. A. (2006). Cognitive-behavioral therapy for anxious children: Therapist
manual (3rd ed.). Ardmore, PA: Workbook Publishing.
Persons, J. B., Davidson, J., & Tompkins, M. A. (2001). Essential components of cognitive-behavior
therapy for depression. Washington, DC: American Psychological Association.
Smits, J. A. J., Julian, K., Rosenfield, D., & Powers, M. B. (2012). Threat reappraisal as a mediator
of symptom change in cognitive-behavioral treatment of anxiety disorders: A systematic
review. Journal of Consulting and Clinical Psychology, 80(4), 624– 635.
Stice, E., Rohde, P., Seeley, J. R., & Gau, J. M. (2010). Testing mediators of intervention effects in
randomized controlled trials: An evaluation of three depression prevention programs. Journal
of Consulting and Clinical Psychology, 78(2), 273–280.
Wenzel, A. (2012). Modification of core beliefs in cognitive therapy. In I. R. de Oliveira (Ed.),
Standard and innovative strategies in cognitive behavior therapy (pp. 17–34). Rijeka, Croatia:
Intech. Available online at http://www.intechopen.com/books/standard-and-innovative
-strategies-in-cognitive-behavior-therapy/modification-of-core-beliefs-in-cognitive-therapy.
337