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The n e w e ng l a n d j o u r na l of m e dic i n e

Review Article

Dan L. Longo, M.D., Editor

Gliflozins in the Management


of Cardiovascular Disease
Eugene Braunwald, M.D.​​

A
From the TIMI Study Group, Division of lthough phlorizin was first isolated from the bark of the
Cardiovascular Medicine, Brigham and apple tree by Petersen in 1835,1 it was not until a half century later that it was
Women’s Hospital, and the Department
of Medicine, Harvard Medical School, discovered by von Mering to have glucosuric properties.2 In the 1980s, it was
Boston. Dr. Braunwald can be contacted learned that the glucosuria resulted from phlorizin’s inhibition of glucose reabsorp-
at ­ebraunwald@​­partners​.­org or at the tion by the renal tubules, which reduced blood glucose concentrations in rats with
TIMI Study Group, Division of Cardiovas-
cular Medicine, Brigham and Women’s diabetes.3 Phlorizin consists of glucose and two joined aromatic rings, is poorly ab-
Hospital, Hale Building for Transforma- sorbed, and requires parenteral administration to elicit a robust glucosuric response.
tive Medicine, Suite 7022, 60 Fenwood Rd., The reabsorption of glucose from the glomerular filtrate is an active process,
Boston, MA 02115.
which is linked to sodium and requires a carrier protein, referred to as a sodium–
N Engl J Med 2022;386:2024-34. glucose cotransporter (SGLT). Two isoforms of SGLT have been described: SGLT1,
DOI: 10.1056/NEJMra2115011
Copyright © 2022 Massachusetts Medical Society.
which is located primarily in the small intestine, with little effect on the renal
tubule; and SGLT2, which is the subject of this review. SGLT2 has low-affinity and
CME high-capacity properties4 and is found almost exclusively in the epithelial cells of
at NEJM.org
the proximal renal tubule, where it is responsible for more than 90% of glucose
reabsorption and 65% of sodium reabsorption. The SGLTs are coupled to acces-
sory protein MAP17, which is required for glucose transport, and are encoded by
genes in the SLC5A family.5
In the 1990s, Tsujihara et al., working at Tanabe Seiyaku, a Japanese pharma-
ceutical company, studied a variety of phlorizin derivatives.6 The company devel-
oped an orally absorbed SGLT2 inhibitor, the first synthetic SGLT2 inhibitor that
reduced hyperglycemia in rats with diabetes.7 In 1999, Oku et al. suggested that
this inhibitor could represent a new approach to the treatment of type 2 diabetes.8
Several other pharmaceutical companies then began to develop SGLT2 inhibitors.9
Clinical trials showed that this class of drugs, also referred to as gliflozins, was
safe, reduced glycated hemoglobin levels by approximately 0.5 to 1.1%,10 and —
because the drugs are not insulin-dependent — did not cause hypoglycemia unless
administered with other glucose-lowering agents. Between 2012 and 2017, the
Food and Drug Administration (FDA) and the European Medicines Agency ap-
proved canagliflozin, dapagliflozin, empagliflozin, and ertugliflozin for reducing
hyperglycemia in patients with type 2 diabetes.
In 2008, before the approval of the SGLT2 inhibitors, concern about the cardio-
vascular safety of rosiglitazone, a popular antidiabetic agent,11 led the FDA to issue
a Guidance for Industry recommending that sponsors of new or recently approved
antidiabetic agents “demonstrate that the therapy will not result in an unaccept-
able increase in cardiovascular risk.”12 To satisfy this requirement, a number of
large clinical outcome trials were conducted to evaluate such agents, including
SGLT2 inhibitors, which had important actions on the heart and kidneys. This
article reviews the actions of SGLT2 inhibitors and their implications.

C a r diova scul a r Ou t c ome T r i a l s


Patients with Diabetes and Arteriosclerotic Cardiovascular Disease
The relationship between type 2 diabetes and both coronary artery disease and
renal disease is well established.13 The first completed large clinical outcome

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Gliflozins in Cardiovascular Disease

trial of an SGLT2 inhibitor in patients with type cardiovascular end points were all reduced sig-
2 diabetes, the EMPA-REG OUTCOME trial, nificantly: major adverse clinical events (hazard
compared empagliflozin with placebo in 7020 ratio, 0.80; 95% CI, 0.67 to 0.95), hospitalization
patients with cardiovascular disease.14 The pri- for heart failure (hazard ratio, 0.61; 95% CI, 0.47
mary end point was major adverse cardiac events to 0.80), and the combination of hospitalization
(i.e., death from cardiovascular causes, nonfatal for heart failure or cardiovascular death (hazard
myocardial infarction, or nonfatal stroke). Not ratio, 0.69; 95% CI, 0.57 to 0.83) (Fig. 1).
only was empagliflozin shown to be safe, but it The Dapagliflozin Effect on Cardiovascular
also appeared to be cardioprotective. The haz- Events–Thrombolysis in Myocardial Infarction 58
ard ratio in the empagliflozin group, as com- (DECLARE–TIMI 58) trial enrolled 17,160 patients
pared with the placebo group, was reduced who had or were at risk for atherosclerotic cardio-
(hazard ratio, 0.86, 95% confidence interval vascular disease.17 This trial had the lowest-risk
[CI], 0.74 to 0.99) (Table 1). The risks of pre- study population of any of the cardiovascular
specified secondary end points were all reduced outcome trials. Dapagliflozin did not reduce car-
significantly as well, including cardiovascular diovascular adverse events, one of the coprimary
death (by 38%); also reduced significantly were end points, but did result in a lower rate of cardio-
the risk of hospitalization for heart failure (by vascular death or hospitalization for heart failure
35%) and all-cause death (by 32%). These reduc- (hazard ratio, 0.83; 95% CI, 0.73 to 0.95) (Fig. 1).
tions were observed across a broad spectrum of The rates of cardiovascular death and death from
heart-failure risks, with significant beneficial ef- any cause were significantly reduced among pa-
fects observed as early as 2 to 3 weeks after the tients at high risk, which included patients with
start of therapy. These favorable results were heart failure and a reduced ejection fraction22 and
quite surprising to both the endocrine and car- patients with previous myocardial infarction.
diology communities, but the prevention of The Evaluation of Ertugliflozin Efficacy and
hospitalization for heart failure was soon and Safety Cardiovascular Outcomes Trial (VERTIS
repeatedly confirmed. CV) randomly assigned 8246 patients with type 2
The CANVAS Program, comprising the diabetes and established atherosclerotic cardio-
Canagliflozin Cardiovascular Assessment Study vascular disease to ertugliflozin or placebo.18 No
(CANVAS) and CANVAS-Renal (CANVAS-R), eval- significant effect on cardiovascular death was
uated canagliflozin in 10,142 patients, two observed. However, there was a significant re-
thirds of whom had a history of cardiovascular duction in first hospitalizations for heart failure
disease.15 The primary end point was major ad- (hazard ratio, 0.70; 95% CI, 0.54 to 0.90) (Table 1).
verse cardiac events, which were significantly McGuire et al. conducted a meta-analysis of the
reduced (hazard ratio, 0.86; 95% CI, 0.75 to 0.97 five placebo-controlled, double-blind outcome
(Table 1). This benefit was observed across a trials of SGLT2 inhibitors in patients with type 2
broad range of subgroups defined by baseline diabetes that are summarized above.20 A total of
glycated hemoglobin level, presence or absence 46,969 patients with type 2 diabetes, of whom
and severity of albuminuria, and duration and 31,116 had arteriosclerotic cardiovascular disease,
intensity of treatment for type 2 diabetes.21 Of were randomly assigned to a study group. As
the various prespecified secondary end points, shown in Table 1, significant reductions were
hospitalization for heart failure showed the noted in major adverse cardiac events, cardiovascu-
greatest reduction (hazard ratio, 0.67; 95% CI, lar death, and hospitalization for heart failure.20,23
0.52 to 0.87), a directional effect that was subse- In contrast to the SGLT2 inhibitors discussed
quently observed in all the clinical cardiovascu- above, sotagliflozin inhibits both SGLT1 and
lar outcome trials with SGLT2 inhibitors. SGLT2. SGLT1 acts in part by slowing intestinal
The Canagliflozin and Renal Events in Diabe- absorption of glucose, which may cause mild
tes with Established Nephropathy Clinical Evalu- diarrhea. It has been studied in two placebo-
ation (CREDENCE) trial enrolled 4401 patients controlled trials involving patients with type 2
with type 2 diabetes and arteriosclerotic cardio- diabetes. The Effect of Sotagliflozin on Cardio-
vascular disease with associated albuminuric re- vascular Events in Patients with Type 2 Diabetes
nal disease.16 CREDENCE was primarily a renal Post Worsening Heart Failure (SOLOIST-WHF)
outcome trial (see below), but the cardiovascular trial enrolled 1222 patients who had recently
outcomes are included here. The prespecified been hospitalized for decompensated heart fail-

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The n e w e ng l a n d j o u r na l of m e dic i n e

ure (Table 2).27 Treatment was begun very early

† Hazard ratios are based on a time-to-first event analysis, except for SCORED, which estimated hazard ratios for major adverse cardiovascular events and hospitalization for heart failure
0.89 (0.84–0.94)

0.86 (0.79–0.93)
0.68 (0.62–0.75)
— either in the hospital or 2 days after dis-

* Data sources for the individual trials are as follows: EMPA-REG OUTCOME, Zinman et al.14; CANVAS Program, Neal et al.15; CREDENCE, Perkovic et al.16; DECLARE–TIMI 58, Wiviott
charge. The primary end point, a composite of
57,553
63.0

17.0
All

cardiovascular death, hospitalization for heart


failure, or urgent visits for heart failure, was
reduced in the sotagliflozin group (hazard ratio,
0.67; 95% CI, 0.52 to 0.85). The Effect of Sota-

0.77 (0.65–0.91)

0.90 (0.73–1.12)
0.67 (0.55–0.82)
gliflozin on Cardiovascular and Renal Events in
Sotagliflozin
SCORED

Patients with Type 2 Diabetes and Moderate


10,584
48.6

31.0

Renal Impairment Who Are at Cardiovascular


Risk (SCORED) trial enrolled 10,584 patients
with type 2 diabetes and chronic kidney disease
who were at risk for arteriosclerotic cardiovascu-
0.99 (0.88–1.12)

0.92 (0.77–1.10)
0.70 (0.54–0.90) lar disease (Table 1).19 The primary end point,
Ertugliflozin
VERTIS CV

the same as for SOLOIST-WHF, was reduced


8246

23.7
100

significantly (hazard ratio, 0.74; 95% CI, 0.63 to


0.88) (Fig. 1). The total numbers of myocardial
infarctions and strokes were also reduced.
et al.17; VERTIS CV, Cannon et al.18; and SCORED, Bhatt et al.19 Data are also based on a meta-analysis by McGuire et al.20
DECLARE–TIMI 58

0.93 (0.84–1.03)

0.98 (0.82–1.12)
0.73 (0.61–0.88)

Patients with Heart Failure


Dapagliflozin

The Dapagliflozin and Prevention of Adverse Out-


17,160
40.6

10.0

comes in Heart Failure (DAPA-HF) trial24 addressed


two critically important issues: although heart
failure was present in a fraction of the patients
who were studied in the aforementioned trials,
0.80 (0.67–0.95)

0.78 (0.61–1.00)
0.61 (0.47–0.80)

DAPA-HF was limited to patients who had heart


Canagliflozin
CREDENCE

failure with ejection fractions below 40%; 55%


4401
50.4

14.8

of the 4744 patients enrolled did not have type 2


diabetes. The patients randomly assigned to dapa-
gliflozin had significant reductions in cardio-
Table 1. Cardiovascular Outcome Trials Involving Patients with Type 2 Diabetes.*

vascular death or hospitalization for heart fail-


CANVAS Program

ure (the primary end point) (hazard ratio, 0.74;


0.86 (0.75–0.97)

0.87 (0.72–1.06)
0.67 (0.52–0.87)
Canagliflozin

95% CI, 0.65 to 0.85) and a significant (31%)


10,142

on the basis of a total-event analysis. CI denotes confidence interval.


65.6

14.4

reduction in hospitalization for heart failure.


All-cause mortality and outpatient worsening of
heart failure were also reduced.28,29 The improve-
ments were similar in patients with and in those
without type 2 diabetes, indicating that the car-
0.86 (0.74–0.99)

0.62 (0.49–0.77)
0.65 (0.50–0.85)
Empagliflozin
OUTCOME
EMPA-REG

diovascular benefits of the SGLT2 inhibitor were


7020

10.1
100

independent of its glucose-lowering properties.


The Empagliflozin Outcome Trial in Patients
with Chronic Heart Failure and a Reduced Ejec-
tion Fraction (EMPEROR-Reduced) had a design
disease — % of patients

Major adverse cardiovascu-


History of heart failure — % of

that was similar to the DAPA-HF design but en-


Atherosclerotic cardiovascular

Hospitalization for heart

rolled patients with more severe systolic dysfunc-


Outcomes — hazard ratio

Cardiovascular death

tion.30 Again, the cardiac benefit was observed


both in patients with and in those without type 2
(95% CI)†

lar events

diabetes. The benefit was also seen across a spec-


patients
No. of patients

failure

trum of risk for heart failure, level of N-terminal


pro–B-type natriuretic peptide (NT-proBNP), renal
Variable

function, and glucose level at baseline.31 A meta-


Drug

analysis involving the 8474 patients in the DAPA-HF

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Gliflozins in Cardiovascular Disease

Table 2. Cardiovascular Outcome Trials Involving Patients with Heart Failure.*

Variable DAPA-HF EMPEROR-Reduced EMPEROR-Preserved SOLOIST-WHF


Drug Dapagliflozin Empagliflozin Empagliflozin Sotagliflozin
No. of patients 4744 3730 5988 1222
Type 2 diabetes — % of patients 41.7 49.8 49.1 100
LVEF — % 31.1 27.4 54.3 35
Median NT-proBNP — pg/ml 1437 1907 970 1864
Mean eGFR — ml/min/1.73 m2 65.7 62.0 60.6 49.9
Outcomes — hazard ratio (95% CI)
Cardiovascular death or hospital- 0.74 (0.65–0.85) 0.75 (0.68–0.86) 0.79 (0.69–0.90) 0.67 (0.52–0.85)
ization for heart failure
Hospitalization for heart failure 0.70 (0.59–0.83) 0.69 (0.59–0.81) 0.73 (0.61–0.88) 0.64 (0.49–0.83)

* Data sources for the trials are as follows: DAPA-HF, McMurray et al.24; EMPEROR-Reduced, Packer et al.25; EMPEROR-Preserved, Anker et al.26;
SOLOIST-WHF, Bhatt et al.27 The abbreviation eGFR denotes estimated glomerular filtration rate, LVEF left ventricular ejection fraction, and
NT-proBNP N-terminal pro–B-type natriuretic peptide.

Hazard ratio, 0.74


80 P<0.001

70
No. of Events per 1000 Patient-Yr

60
Hazard ratio, 0.69
50 P<0.001
Hazard ratio, 0.88
P=0.11
40 Hazard ratio, 0.66
Hazard ratio, 0.78 P<0.001
P=0.002
30
Hazard ratio, 0.83
20 P=0.005

10

0
zin

in

in

in

in

in

o
eb

eb

eb

eb

eb

eb
oz

oz

oz

oz

oz
lo
ac

ac

ac

ac

ac

ac
ifl

ifl

ifl

ifl

ifl
lif
Pl

Pl

Pl

Pl

Pl

Pl
gl

gl

gl

gl

gl
ag

na

pa

tu

na

ta
ap

So
Er
Em
Ca

Ca
D

DECLARE–TIMI 58 CANVAS EMPA-REG VERTIS CV CREDENCE SCORED


(N=17,160) Program OUTCOME (N=8246) (N=4401) (N=10,584)
(N=10,142) (N=7020)

Figure 1. Cardiovascular Death or Hospitalization for Heart Failure among Patients with Type 2 Diabetes Enrolled in Six Treatment Trials.
Outcomes are shown in ascending order of frequency from left to right. Data sources for the six trials are as follows: DECLARE–TIMI 58,
Wiviott et al.17; CANVAS Program, Young et al.21; EMPA-REG OUTCOME, Zinman et al.14; VERTIS CV, Cannon et al.18; CREDENCE,
Perkovic et al.16; and SCORED, Bhatt et al.19

and EMPEROR-Reduced trials showed that the a mineralocorticoid antagonist34,35 and the other
primary end point, hospitalization for heart fail- with sacubitril–valsartan, an angiotensin receptor–
ure or cardiovascular death, was reduced signifi- neprilysin inhibitor,36 have provided encouraging,
cantly and almost identically among patients but not definitive, results. The SOLOIST-WHF
with and those without type 2 diabetes.32 trial27 showed an improvement in the primary
In industrialized nations, approximately half outcome (see above) in the group of 250 patients
of patients with heart failure have a preserved with diabetes and a preserved ejection fraction
ejection fraction.33 A number of drugs have been who were randomly assigned to sotagliflozin.
evaluated in such patients but have not improved The Empagliflozin Outcome Trial in Patients
cardiac function. However, two trials, one with with Chronic Heart Failure with Preserved Ejec-

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The n e w e ng l a n d j o u r na l of m e dic i n e

tion Fraction (EMPEROR-Preserved), which en- eGFR of 56.2 ml per minute per 1.73 m2 of body-
rolled 5988 patients with an ejection fraction of surface area, and an elevated albumin:creatinine
40% or higher, was the largest placebo-controlled ratio were enrolled in the study. The primary com-
trial dedicated to this condition.25,26 The patients posite kidney outcome was reduced (hazard ratio,
were treated with beta-blockers, inhibitors of the 0.70; 95% CI, 0.59 to 0.82), as was albuminuria.
renin–angiotensin–aldosterone system, and statins. The DECLARE–TIMI 58 trial17 evaluated patients
In the group of patients randomly assigned to with type 2 diabetes earlier in the course of their
empagliflozin, the primary end point, cardiovas- kidney disease. Nevertheless, the renoprotection
cular death or hospitalization for heart failure, provided by dapagliflozin was similar to that
was reduced (hazard ratio, 0.79; 95% CI, 0.69 to observed with empagliflozin and canagliflozin
0.90), as was the secondary end point of hospi- in patients with more severe renal dysfunction.44
talization for heart failure (hazard ratio, 0.73; 95% A meta-analysis of these four clinical end
CI, 0.61 to 0.88). The benefits of empagliflozin point trials (EMPA-REG OUTCOME, CANVAS
were almost identical in patients with and in those Program, CREDENCE, and DECLARE–TIMI 58),45
without type 2 diabetes.25 A pooled analysis of involving 38,723 patients with type 2 diabetes,
the effects of empagliflozin in the EMPEROR- showed that as compared with patients receiving
Reduced and EMPEROR-Preserved trials showed a placebo, those who received SGLT2 inhibitors
benefit across the spectrum of ejection fractions had a significant reduction in the risk of pro-
from <25% to 65%.37 The Dapagliflozin Evalua- gression to dialysis, transplantation, or death
tion to Improve the Lives of Patients with Pre- due to kidney disease (relative risk, 0.67; 95% CI,
served Ejection Fraction Heart Failure (DELIVER) 0.52 to 0.86). This benefit was observed in all
trial (ClinicalTrials.gov number, NCT03619213) four trials, irrespective of the baseline eGFR and
is studying the effect of dapagliflozin in patients across a wide range of urinary albumin:creatinine
with a left ventricular ejection fraction above ratios, and it was independent of the glycemic
40%.38 Results are expected shortly. effect. In the aforementioned trials limited to
patients with heart failure and a reduced ejection
Patients with Kidney Dysfunction fraction,24,30 the improvement in the composite
Diabetic kidney disease occurs in approximately kidney outcomes was similar in patients with
40% of patients with type 2 diabetes and is the and in those without type 2 diabetes. This find-
leading cause of chronic kidney disease.39 The ing led to a dedicated kidney outcome trial, the
EMPA-REG OUTCOME trial14 was the first to Dapagliflozin and Prevention of Adverse Out-
show a significant reduction in the development comes in Chronic Kidney Disease (DAPA-CKD).46
or worsening of kidney function,40 defined as the At baseline, the patients had a mean eGFR of 43
composite of a doubling of the serum creatinine ml per minute per 1.73 m2 and a median urinary
level, an increase in albuminuria, initiation of re- albumin:creatinine ratio of 949 (with albumin
nal replacement therapy, or death due to kidney measured in milligrams and creatinine in
disease. This end point was reduced (hazard ratio, grams); one third of the patients did not have
0.61; 95% CI, 0.53 to 0.70). Beneficial effects of type 2 diabetes. The composite kidney end point
empagliflozin on the kidneys were also observed was reduced (hazard ratio, 0.56; 95% CI, 0.45 to
across the spectrum of kidney function in the 0.68), as was all-cause mortality. Again, the bene­
EMPEROR-Reduced trial.30,31 Although the admin- ficial effects of dapagliflozin were similar in the
istration of empagliflozin produced an initial dip patients with and in those without type 2 diabe-
in the estimated glomerular filtration rate (eGFR), tes and were independent of the presence or ab-
it was followed by a slowing in the decline, as sence of cardiovascular disease and glucose low-
compared with placebo.41 This transient dip has ering. On March 16, 2022, the EMPA-KIDNEY
been observed with other SGLT2 inhibitors as trial (NCT03594110) was stopped early on the
well and has not led to safety concerns.42 basis of recommendations from the data moni-
In the CANVAS Program,15 canagliflozin toring committee because of “clear positive effi-
was similarly associated with a reduced decline cacy.”47 The trial involved more than 6000 adults,
in the eGFR and a reduction in albuminuria.43 with or without diabetes, who had chronic kid-
CREDENCE was the first large clinical outcome ney disease attributed to a wide range of under-
trial in which the primary end point was kidney lying causes. However, it should be noted that
function.16 Patients with type 2 diabetes, an average the EMPEROR-Preserved trial, which showed the

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Gliflozins in Cardiovascular Disease

Figure 2. Effects of Sodium–Glucose Cotransporter 2 A


(SGLT2) Inhibition. Glomerular
Tubular cell filtrate
Panel A shows inhibition of SGLT2, with excretion of glu-
(S1 segment of proximal convoluted tubule)
cose and sodium ions (Na+) in the urine. As a result of
loss of Na+, the extracellular fluid volume contracts,
which may result in vasoconstriction of the afferent
SGLT2 inhibitor _ Glucose
arterioles. Because glucose reabsorption is coupled to
Na+ absorption, the macula densa senses an increased
Na+ concentration, as shown in Panel B, increasing the
activation of the tubuloglomerular feedback and causing SGLT2
vasoconstriction of the afferent arteriole, which is driven receptor
primarily by adenosine-mediated signal cascades. The
Increased concentration
macula densa inhibits the release of renin from the jux-
of tubular fluid
taglomerular cells, enhancing the dilatation of the effer-
ent arteriole. Vasoconstriction of the afferent arterioles
and vasodilatation of the efferent arterioles reduce the
glomerular filtration rate. The reduction of intraglomeru- Na+
lar hydrostatic pressure represents the renoprotective ef-
fect of this drug class. K+ denotes potassium ion. Modi- Decreased extracellular
fied from Zelniker and Braunwald.49 fluid volume

beneficial effect of empagliflozin on cardiovas-


cular end points in patients with heart failure
and a preserved ejection fraction,30 did not show B
Juxtaglomerular
a benefit with respect to kidney function.48 cells
Macula
densa cells
Vasoconstriction
Mech a nisms of Ac t ion
Afferent
Renal Action arteriole
In patients with type 2 diabetes, the hyperab- +
sorption of glucose and sodium in the proximal
renal tubules by SGLT2 causes afferent arteriolar
Glucose
vasodilatation49 (Fig. 2), which causes glomerular Sensing of increased
tubular Na+
hyperfiltration, leading to glomerular inflam-
Tubular fluid in distal
mation, fibrosis, and ultimately, diabetic kidney
Na+ convoluted tubule
disease. The reduction of reabsorption of sodium _
increases the sodium concentration at the mac- Vasodilatation K+
ula densa, specialized cells in the distal renal
Inhibition of
tubules adjacent to the glomeruli. Tubuloglo- renin release
merular feedback activates adenosine receptors, Efferent
which constrict the afferent glomerular arterioles. arteriole
This constriction reduces glomerular hyperfiltra-
Renin
tion and thereby reduces further renal damage.
SGLT2 inhibitors block the renal sodium–hydro-
gen exchanger 3, which enhances diuresis of
sodium and glucose.50,51 SGLT2 inhibitors also of possibilities (Fig. 3). In many forms of heart
reduce tubular work and oxygen requirements; failure, a reduction of cardiomyocyte ATP pro-
they thereby reduce the damage associated with duction is observed as a result of reduced mito-
hypoxic tubular cells and enhance renal erythro-chondrial glucose oxidation (Fig. 4).50,53 SGLT2
poietin production.52 inhibition raises circulating ketone levels, an
effect that appears to improve mitochondrial
Cardiac Actions function, increase the production of ATP, and
The fundamental mechanisms responsible for enhance ventricular contractile performance.54
the beneficial cardiac effects of SGLT2 inhibi- The sodium concentration in cardiomyocytes
tors are not clear; there appear to be a number is increased in many forms of heart failure, and

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The n e w e ng l a n d j o u r na l of m e dic i n e

proinflammatory–oxidative pathways, SGLT2 in-


hibitors improve coronary endothelial function
and enhance flow-mediated vasodilatation.62,63
In many patients with type 2 diabetes, the aor-
↓ Left ventricular wall stress
↑ Oxygen delivery
ta, coronary arteries, and ventricles are surrounded
↑ β-hydroxybutyrate oxidation by excessive epicardial adipose tissue, which can
↓ NHE3 activity release proinflammatory mediators that may
↓ Oxidative stress
↓ Blood pressure impair ventricular function.64 SGLT2 inhibitors
↑ Red-cell mass
↑ Ketones
reduce this adipose tissue, body weight, waist
↓ Insulin resistance circumference, visceral and central adiposity, and
↑ Glucagon extracellular volume,65,66 reducing aortic stiffness63
and myocardial fibrosis. It is not clear which of
these several potential mechanisms are of the
Natriuresis greatest importance in the improved cardiac per-
Diuresis
Restoration of
formance that is observed with SGLT2 inhibitors.
tubuloglomerular feedback
↓ Glomerular hypertension
↑ Distal delivery of sodium Cl inic a l Impl ic at ions
Glucosuria ↓ Plasma volume
↓ Tubular workload Adverse Events
↓ Sympathetic nervous system
activity The most common adverse effects of SGLT2 in-
↑ Erythropoietin activity hibitors are mycotic genital infections, which are
↓ Glycemia
↓ Body weight related to the glucosuric action of these agents
↑ Free fatty acids and occur more frequently in women than in
men.50 Less common adverse effects are urinary
tract infections and pyelonephritis. Diabetic keto-
acidosis, which is relatively uncommon, may
Figure 3. The Kidney–Heart Connection for Organ Protection by SGLT2 occur, particularly in elderly patients with vol-
Inhibitors.
ume depletion. The disorder may be precipitated
NHE3 denotes sodium–hydrogen exchanger 3. Modified from Tuttle et al.39
by an acute illness or fasting and may be accom-
panied by serious hypotension.67 Diabetic keto-
this increase may contribute to altered calcium acidosis is characterized by an accumulation of
handling, which in turn may lead to changes in ketone bodies, principally hydroxybutyric acid.68
contraction and arrhythmias. SGLT2 inhibitors A form of ketoacidosis in patients receiving
reduce the activity of the sarcolemmal sodium– SGLT2 inhibitors is euglycemic ketoacidosis,
hydrogen exchanger 1,55,56 the late inward sodium which is not accompanied by a markedly elevat-
current,57 and calcium–calmodulin–dependent ed blood glucose levels.69
protein kinase II, which impairs cardiomyocyte A doubling of the incidence of lower-limb
contraction and relaxation.57 amputations and an increase in bone fractures
Inflammation is frequently present in heart were noted with canagliflozin in the CANVAS
failure and can cause cardiac fibrosis.58,59 SGLT2 Program.15 However, these complications were
inhibitors can attenuate activation of the nucleo- not observed in the CREDENCE trial,16 which
tide-binding domain–like protein 3, which stimu- also studied canagliflozin, and they have not
lates inflammatory responses in experimental been reported with other SGLT2 inhibitors.
models of heart failure.60 Carotid-artery plaques
obtained at atherectomy from patients treated Other Clinical Outcomes
with an SGLT2 inhibitor show reduced inflamma- Diabetic kidney disease accelerates atheroscle-
tion and an increased collagen content.59 Oxida- rotic cardiovascular disease, hypertension, and
tive stress may impair mitochondrial function in heart failure.13 The favorable results of SGLT2
both cardiomyocytes and endothelial cells and inhibition in some patients who have chronic
can cause intracellular accumulation of sodium.61 kidney disease in the absence of type 2 diabetes,
SGLT2 inhibitors reduce free radical formation described above, are promising.70
of human cardiomyocytes, thereby enhancing In the DECLARE–TIMI 58 trial,17 dapagliflozin
systolic and diastolic function.58 By inhibiting was associated with a reduction in atrial fibrilla-

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Gliflozins in Cardiovascular Disease

A
Na+/Ca2+ Na+/K+
NHE1 antiporter ATPase

Na+ Ca2+ 2K+

↓ATP
H+ 3Na+ 3Na+
3Na+
H+

↑Na+ ↑Ca2+

↓ATP
Ca2+
Na+
↓Ca2+
NUCLEUS MITOCHONDRION

CARDIOMYOCYTE

B
Na+/Ca2+ Na+/K+
NHE1 antiporter ATPase

SGLT2 Na+ Ca2+ 2K+


inhibitor

↑ATP
H+ 3Na+ 3Na+
3Na+
H+

↓Na+ ↓Ca2+

↑ATP
Ca2+
Na+
↑Ca2+
NUCLEUS MITOCHONDRION

CARDIOMYOCYTE

Figure 4. Direct Effects of SGLT2 Inhibitors on the Cardiomyocyte.


Panel A shows that conditions such as heart failure and type 2 diabetes mellitus increase the expression of sodium–
hydrogen exchanger 1 (NHE1) and result in increased cytosolic Na+ and calcium ion (Ca2+) concentrations but re-
duced mitochondrial Ca2+ and mitochondrial ATP generation. Panel B shows that SGLT2 inhibition of cardiac NHE1
reduces cytoplasmic Na+ and Ca2+ levels and increases mitochondrial Ca2+ levels, resulting in improved mitochon-
drial respiration (as well as increased ATP production) and viability of cardiomyocytes. Modified from Uthman et al.53
and Zelniker and Braunwald.50

tion or atrial flutter (hazard ratio, 0.81; 95% CI, or sudden death (hazard ratio, 0.73; 95% CI, 0.63
0.68 to 0.95).71 In the DAPA-HF trial,24 dapa- to 0.99).72 In a meta-analysis of 34 randomized,
gliflozin was associated with a reduction in ven- controlled trials, SGLT2 inhibitors were also
tricular arrhythmias, resuscitated cardiac arrest, associated with significant reductions in atrial

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The n e w e ng l a n d j o u r na l of m e dic i n e

arrhythmias (odds ratio, 0.81; 95% CI, 0.69 to a glucagon-like peptide 1 receptor agonist, or
0.95) and sudden cardiac death (odds ratio, 0.72; both to reduce the risk of a major adverse car-
95% CI, 0.54 to 0.97).73 diovascular event.83 The 2021 guidelines of the
In a meta-analysis of 43 randomized, placebo- European Society of Cardiology84 and the 2022
controlled trials involving 22,528 patients with guidelines of the American Heart Association85
type 2 diabetes, randomized assignment to an for the treatment of heart failure made similar
SGLT2 inhibitor was associated with modest but recommendations.
significant reductions in arterial pressure (by an The FDA has approved empagliflozin to reduce
average of 2.5 mm Hg systolic and 1.5 mm Hg the risk of cardiovascular death and hospitaliza-
diastolic), with no increase in heart rate.74 An- tion for heart failure in adults with heart failure,
other reported benefit of SGLT2 inhibitors is the irrespective of the ejection fraction.86 The FDA’s
mitigation of anemia (presumably through stim- approval of dapagliflozin was similar but was
ulation of erythropoiesis), which improves oxy- limited (at the time of this writing) to patients
gen delivery to the heart75; empagliflozin has with a reduced ejection fraction. Canagliflozin
also been reported to reduce the risk of obstruc- has been approved to reduce the risk of major
tive sleep apnea.76 adverse cardiovascular events in adults with type
2 diabetes and established cardiovascular disease.
SGLT2 Inhibitors Combined with Other Drugs A detailed review has identified SGLT2 inhibitors
Glucagon-like peptide 1 receptor agonists are as early first-line therapy in patients with newly
effective hypoglycemic agents with beneficial diagnosed heart failure and a reduced ejection
cardiovascular effects.77 A meta-analysis of five fraction.87 Dapagliflozin and canagliflozin have
placebo-controlled trials showed that these also been approved by the FDA for reducing the
drugs reduced the composite end point of car- risk of end-stage kidney disease.
diovascular death, nonfatal myocardial infarc- ClincialTrials.gov lists more than 20 ongoing
tion, and nonfatal stroke among patients with phase 3 trials of SGLT2 inhibitors. These include
established atherosclerotic cardiovascular dis- studies of empagliflozin (NCT04509674) and
ease (hazard ratio, 0.88; 95% CI, 0.84 to 0.94). dapagliflozin (NCT04564742) after myocardial
However, these agents did not consistently re- infarction.
duce hospitalization for heart failure.78 The com-
bination of an SGLT2 inhibitor and a glucagon- C onclusions
like peptide receptor agonist appears to be safe
and has an additive action in reducing glycated SGLT2 inhibitors are responsible for major para-
hemoglobin levels and possibly other end points digm shifts in the care of patients with or at
as well.79,80 However, the current cost of this drug high risk for heart failure, progression of chronic
combination may limit its use. In the DAPA-HF24 kidney disease, or both. SGLT2 inhibition im-
and EMPEROR-Reduced30 trials, the combination proves cardiovascular outcomes in patients with
of an SGLT2 inhibitor with sacubitril–valsartan heart failure over a wide range of ejection frac-
was associated with additive effects and accept- tions, regardless of whether the patients have
able adverse-event rates.81,82 type 2 diabetes. In addition to having glucosuric
and natriuretic properties, these agents also reduce
the risk of end-stage kidney disease in patients
Pr ac t ice Guidel ine s
with type 2 diabetes and chronic kidney disease.
In 2022, for patients with type 2 diabetes and Disclosure forms provided by the author are available with the
established arteriosclerotic cardiovascular dis- full text of this article at NEJM.org.
ease, multiple risk factors, or diabetic kidney I thank Dr. Thomas A. Zelniker, Medical University of Vienna,
for a careful reading of a previous version of the manuscript and
disease, the American Diabetes Association rec- useful suggestions, and Ms. Kathryn Saxon for a detailed review
ommended treatment with an SGLT2 inhibitor, of the manuscript.

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Gliflozins in Cardiovascular Disease

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