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Marine Policy
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A R T I C L E I N F O A B S T R A C T
Keywords: Understanding how Marine Protected Areas (MPAs) affect the environment and society is a priority target.
Local ecological knowledge Herein, 198 beneficiaries were interviewed to assess their perceptions regarding a Brazilian MPA. Most re
Small-scale fishing spondents noticed positive welfare and environmental changes due to the MPA, although outsider fishing activity
Fishing territory
is still the most recorded complaint. Respondents also positively perceived no-take zones. A significant number of
Abrolhos
Brazil
fishers exhibited higher Fisher’s Perception Indicator (FPI) values. Negative perceptions were mostly observed in
communities close to MPA borders. These findings represent a showcase in favor of MPAs that consider the
sustainable use of fishery resources.
* Corresponding author.
E-mail addresses: titobiomar@hotmail.com (M.L.V. Barbosa Filho), gabrielbbarros@gmail.com (G.B.G. Souza), defarialopes@gmail.com (S.F. Lopes), rachel.
hauser.davis@gmail.com (R.A. Hauser-Davis), gemmlagos@gmail.com (S. Siciliano), tramataia@gmail.com (J.S. Mourão).
https://doi.org/10.1016/j.marpol.2021.104797
Received 15 March 2021; Received in revised form 6 August 2021; Accepted 12 September 2021
0308-597X/© 2021 Elsevier Ltd. All rights reserved.
M.L.V. Barbosa Filho et al. Marine Policy 134 (2021) 104797
and environmental MPA impacts [9,12,20–23]. Findings reveal, for this context, the present study aimed to analyze MERC beneficiary
example, that fishers tend to accept and follow the rules of sustainable perceptions regarding to its socio-environmental effectiveness, to create
use MPAs more easily than those No Take Zones MPAs [see 9]. a baseline concerning this issue at this MPA 20 years after its estab
Since fishing activities has influences even in restricted-use MPAs lishment. The research was driven by the following main questions: (i)
[11], investigating fisher knowledge, feelings, and perceptions is critical “How do fishers perceive personal and environmental changes possibly
to the success of these management tools [24,25]. Furthermore, the high caused by the MERC?”; and (ii) “Would fisher perceptions be different ac
number and diversity of MPA types, as well their different cultural cording to their distance from MERC borders?”. The hypothesis was that
contexts, generate a variety of results that represent a valuable oppor fishers living close to MERC borders would present worse perceptions
tunity to evaluate MPA limitations and successes in achieving ecological than those living in more distant communities. To address these ques
sustainability and social well-being goals [26]. Scientists have assessed tions, a Fishers’ Perception Indicator (FPI) was developed to more
MPA effectiveness through the rich local ecological knowledge (LEK) comprehensively integrate the metrics assessed in this study.
framework of fishers concerning marine ecosystems. LEK refers to the
knowledge developed by certain human groups concerning local eco 2. Data and methods
systems from a complex network of human-environment interactions
[27]. Studies that scientifically address fisher LEK are especially 2.1. Study area
necessary in developing countries, given that fisheries in these areas
tend to be poor in scientific information supporting an adequate marine The Marine Extractive Reserve of Corumbau (MERC), located on the
environment governance [28,29]. Thus, evidence-based assessments Brazilian east coast, is established at the northern end of the Abrolhos
associated to MPA effectiveness in recent years have focused on fisher Ocean Banks (Fig. 1). This is the main biodiversity hotspots in the
perceptions [30]. tropical South Atlantic and contains the largest coral reef formations in
In fact, studies focusing on the perceptions of traditional human Brazil (8844 km2) [41]. The Abrolhos Ocean Banks are noteworthy for
groups in relation to the environment can obtain relevant data associ their strategic relevance in reef fish fishing, as they house relatively
ated to ecological impacts and conservation results, the legitimacy of large populations of marine species displaying high commercial value,
governance processes and the potential of acceptability and adherence such as whiting, grouper, redfish, lobsters, shrimp and crab [42]. On the
to management rules by involved parties [30]. In this sense, scientific other hand, fishing in the region is not yet well-characterized, is mul
research focusing on fisher MPA perceptions has evidenced a multitude tispecific, and lacks systematic and structured programs for environ
of positive [5,31,32], as well as negative [30,33,34] impacts on coastal mental and fisheries monitoring [43]. A mosaic of Marine Protected
population welfare and marine environment conservation. Areas (MPAs) covers the Abrolhos Ocean Banks region, especially the
Twelve Conservation Units categories are listed in Brazil, one of them Abrolhos National Marine Park, in addition to the Cassurubá and
comprising Extractive Reserves, aimed at protecting traditional popu Corumbau Marine Extraction Reserves [36].
lation cultures and livelihoods while also ensuring the sustainable use of The MERC was established in 2000 and occupies 900 km2, extending
natural resources [35–37]. Marine Extractive Reserves (MERs) are 62 km from the coast, located between the municipalities of Prado and
noteworthy as the most significant effort supported by the Brazilian Porto Seguro [44] and reaching eight nautical miles towards the open
government to protect the common property resources that traditional sea. Approximately 650 families are MERC beneficiaries, essentially
fishers depend on. This MPA category exhibits a deliberative beneficiary indigenous Pataxó individuals and their descendants [45]. The main
participation character, giving these social actors the chance to become economic activities in the area comprise tourism, family farming and
protagonists concerning decisions associated to resource use and con fishing, the latter taking place mainly in reefs and unconsolidated sub
servation, as well as in management rule designation [35,36]. However, strate areas, through the use of hand lines, surface longlines, harpoons
although MERs comprise a community-based protected area model and different types of nets, as well as motorized seine fishing [39].
based on a co-management system, several legal conflicts are still noted, Subsistence fishing is predominant in the region, with eventual surplus
due to current Brazilian legislation [22]. In addition, few assessments on sales. However, some fishers target their catches aiming specifically at
the efficiency of this MPA model are available in the country [38]. sales to local inns and restaurants.
The Marine Extractive Reserve of Corumbau (MERC) is one of the The MERC’s Deliberative Council usually meets every three months,
most important Brazilian MPAs, as it is located in an ecologically rele made up of representatives from fishing communities, organized civil
vant region. The idea of establishing an MPA in this region originated society, non-governmental organizations and public entities [36]. This
from native fishers in the second half of the 1990 s, claiming serious MPA also has a Use Plan, approved in 2003 [46]. The main fisheries
social, cultural and, mainly, environmental damage caused by what they management strategies established in this document are associated to
termed "the invasion of outside boats" [36]. As stated by Moura et al. the prohibition of certain fishing gears within the MPA, resource capture
[36], these fishers demanded the creation of an Extractive Reserve (ER) effort restrictions and the establishment of certain gear-restricted areas
conservation unit due to the unfair fishing competitive scenario and and no-take zones, as well as fishing landing monitoring, aiming an
overfishing signs. The invasion of outside boats to this area began in the adaptive management [47]. Currently, a new fishing landing system is in
late 1980s, when medium and large vessels from neighboring cities and planning stages and the MERC Management Plan, a document that
even from other Brazilian states began to operate in the coastal zone of governs the management of Brazilian Conservation Units [35], is in its
this MERC area, resulting in environmental impacts due to the use of final preparation stages.
non-selective fishing gear and various social disorders in local commu
nities [39]. Thus, the MERC MPA was established with the aim of 2.2. Data sampling
safeguarding the livelihood and culture of the local native extractive
population, whose well-being is intrinsically linked to sustainable Semi-structured interviews [48] were applied to 198 MERC benefi
resource use. ciaries, comprising 193 men and five women. The survey (Supplemen
Even 20 years after MERC implementation, scarce data concerning tary Material) contained questions focused on the interviewees’
its effectiveness is available. Moura et al. [36] pointed out a lack of basic perceptions regarding the MERC. The interviews took place during 90
information regarding the MERC’s socioeconomic effectiveness in non-consecutive days, between April 2017 and February 2018. Fishers
improving the welfare of beneficiary families. In turn, only one study were individually interviewed, to prevent the influence of other in
concerning the effectiveness of this MPA on the protection of fishery dividuals. The same researcher conducted all interviews. In addition, all
resources is available, carried out by Francini-Filho and Moura [40], interview audios were recorded using a digital voice recorder, totaling
focusing on the influence of no-take zones on reef fish abundance. Given 164 h, with each interview lasting from 23 to 135 min (averaging
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M.L.V. Barbosa Filho et al. Marine Policy 134 (2021) 104797
Fig. 1. Geographic location of the sampled fishing communities in the Marine Extractive Reserve of Corumbau (MERC).
50 min). The interviews took place in eleven communities in the two The developed FPI follows a straightforward procedure that can be
municipalities that make up the MERC. easily replicated and adapted by incorporating more metrics. The ob
Inclusion criteria for research participants comprised being over 18 tained FPI scores were used as the predictor and response variables for
years of age and conducting boat fishing at the MERC. The sample design the statistical analyses, described in the following Section.
consisted in a researcher visit to main local leaders, who indicated the
names of potential community collaborators who fit the established 2.4. Data analysis
participant profile. With this name list in hands, the researcher visited
community fishing spots and the homes of possible participants. Data Most data were analyzed based on descriptive statistics by applying
collection was facilitated since a rapport was already in place between quantitative methods. This involved calculating the absolute and rela
the researcher and the fishing communities [49]. The interview accep tive frequencies of fisher quotes regarding their knowledge, attitudes,
tance rate was 98.5%, as only three fishers preferred not to be inter and perceptions regarding MERC effectiveness. A Generalized Additive
viewed. The sample size was established according to Bernard [50], Model (GAM) was used as a complementary approach to provide a
considered representative at a 5% confidence interval in anthropology statistical inference (p value) considering the integrated FPI values. It
field studies. aimed to statistically test whether the expected pattern takes place and
whether it is significant, by integrating all the metrics described by the
2.3. Fishers’ Perception Indicator development descriptive statistics and so increasing analysis robustness. Thus, the
GAM analysis was performed to test the following relationships: (i) FPI
Most previous studies on fisher perceptions regarding MPAs have scores and number of fishers in each score; and (ii) distance from MERC
evaluated each assessed metric individually [51,52], without calcu borders and FPI scores. It was assumed that most fishers would present
lating a single value. Herein, based on a similar perspective that justifies higher FPIs, and that higher FPI scores would be observed in commu
the development of biotic multimetric indices [see [53]], a Fishers’ nities more distant from MERC borders. GAMs, based on non-parametric
Perception Indicator (FPI) was developed to understand how benefi functions (i.e., smooth functions), were applied as they allow for the
ciaries perceive the MERC’s influence in their lives and to the environ identification of nonlinear relationships between explanatory and
ment. The main goal was to integrate the assessed metrics under a more response variables in modeling situations [54,55]. As nonlinear effects
comprehensive approach to provide general information concerning were expected, GAM was the most adequate statistical analysis choice,
fisher perceptions. Responses for the following four questions were in as these effects could not be adequately addressed by other analytical
tegrated: (i) “Do you think the MERC has positively or negatively affected approaches (e.g. ANOVA, Linear Regression). Graphical residual ana
fisher lives?”; (ii) “Do you think the MERC has positively or negatively lyses were used to validate the GAM models [54]. Estimated GAM
affected the marine environment you fish in?”; (iii) “Do you think the MERC smoothing curves were also built to represent the relationship between
is adequately preventing local activities that should not take place?”; and (iv) the FPI scores and the number of fishers in each FPI category, as well as
“Do you think that no-take zones are effective?”. A score 0 or 1 was between distance from MERC borders and FPI scores. All analyses were
attributed to negative or positive effects noticed by fishers in each carried out employing the mgcv package available in the R software,
question, respectively. For instance, regarding changes in fisher welfare version 3.6.1 [56,57].
and in the environment, the score 0 was attributed to those that not
perceived changes and 1 to the reported changes. On the other hand, 2.5. Legal procedure compliance
regarding activities that should not occur, the reported activities were
tagged with score 0, while the non-existence of these activities received This study was approved by the Universidade Federal Rural de Per
the score 1. The FPI was then estimated as the average for the attributed nambuco Research Ethics Committee (CEP - Comitê de Ética em Pesquisas)
scores. The final values range from 0 to 1, indicating negative percep for research with humans (code: CAAE 65458016.0.0000.5207). The
tions for values close to 0 and positive perceptions for values close to 1. research project was also registered (authentication code number
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M.L.V. Barbosa Filho et al. Marine Policy 134 (2021) 104797
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M.L.V. Barbosa Filho et al. Marine Policy 134 (2021) 104797
gear mentioned as something that should not take place at the MERC.
Finally, fishers were asked whether no-take zones are effective and if
they are working well for them. Half of the interviewees did not know
how to answer this question (n = 99 fishers). Among those who did,
most (72,7%; n = 72) stated it is an effective management approach,
while 27.3% (n = 27) affirmed that the no-take zones do not adequately Fig. 3. GAM estimated smoothing curves for the number of interviewed fishers
perform. and their respective Fishers’ Perception Indicator (FPI) concerning the MERC’s
The questions regarding fisher perceptions on the studied MPA were influence to society and the environment. Dashed lines represent 95% confi
dence interval bands.
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M.L.V. Barbosa Filho et al. Marine Policy 134 (2021) 104797
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