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Abstract—In this paper, the distribution of the test-statistic for scaled identity matrix. However, in some applications, for ex-
the covariance based detection (CBD) is studied in order to obtain ample, in multiple antenna case, the noise power among an-
the mathematical expressions of false alarm probability and tennas may not be coincident after some array calibration. Then
detection probability . The formulation of decision threshold
for any is also presented. The expression of allows to the performance of these detections will degrade seriously. The
evaluate the performance of the CBD technology. Finally, the de- CBD, as well as the STBD, the GLRT and the EBD, exploits
cision threshold, as well as the derived and , is verified with time and/or spatial correlation of primary user signals without
Monte-Carlo simulations. requiring prior information of noise power. Hence, they are
Index Terms—Cognitive radio, covariance based detection, per- nonsensitive to noise uncertainty which always exists in prac-
formance analysis, spectrum sensing. tice [20], [21]. In contrast with the STBD and the EBD, the
CBD maintains high performance even when there is non-co-
incidence of noise power among antennas. It should be noticed
I. INTRODUCTION that the STBD and the EBD have relatively higher complexity
C OGNITIVE RADIO (CR) [1]–[3] is identified as one of than the CBD due to the determinant and the eigenvalue decom-
the promising technologies for alleviating the problem of position, respectively [29].
wireless spectrum resource shortage which is caused by current The expression for the decision threshold of the EBD tech-
fixed spectrum allocation policies. In cognitive radio networks, nology has been analyzed based on random matrix theory. It
in order to prob available spectrum resources and to avoid un- is mentioned in [22] and [23] that the largest and the smallest
acceptable interference to primary users, one of the most impor- eigenvalues of Wishart matrices are approximated to determin-
tant tasks is spectrum sensing [4]. istic values. With large sample number of the received signal,
Several spectrum sensing algorithms such as the matched under the largest eigenvalue follows Tracy-Widom distri-
filtering detection (MFD) [5], [6], the energy detection (ED) bution [24]. Based on the theorems in [22]–[24], the asymptotic
[7]–[9], [34], the cyclostationary detection (CSD) [10]–[12], the decision threshold is given in [15]. The exact decision threshold
sphericity test based detection (STBD) [35]–[38], the general- is derived in [25] by exploiting the expressions of the joint distri-
ized likelihood ratio test (GLRT) [42], the eigenvalue based de- butions of an arbitrary subset of ordered eigenvalues in Wishart
tection (EBD) [13]–[15], [39] and the covariance based detec- matrices [26]. In addition, Kortun et al. obtain the non-asymp-
tion (CBD) [16], [17] have been proposed in the literature. Pros totic analytical decision threshold using the distribution of the
and cons for most of these detectors are elaborated in many condition number of Wishart matrices in [27]. Besides false
studies (e.g., see [18] and [19]). Both the STBD and the GLRT, alarm probability , which is used to set decision threshold,
as well as the EBD, implement spectrum sensing via deter- [28] gives the detection probability for the EBD algorithm
mining whether the eigenvalues of the population covariance using the theory of spiked population models. The theoretical
matrix from received signal are all equal to each other, i.e., performance of the STBD have also been derived recently [38].
they determine whether the population covariance matrix is a To the best of our knowledge, there is only one theoretical
analysis [17] for the CBD algorithm. And because of some ap-
proximations, as the authors of [17] claimed, the theoretical re-
Manuscript received August 14, 2011; revised December 19, 2011 and De-
cember 19, 2011; accepted April 04, 2012. Date of publication April 16, 2012; sults do not exactly match the simulated results even when the
date of current version June 12, 2012. The associate editor coordinating the re- number of samples is 50 000. In this paper, we derive the distri-
view of this manuscript and approving it for publication was Prof. Francesco
bution of the test-statistic of the CBD technology to obtain the
Verde. This work was partially supported by the National Science Foundation
of China under Grant 61071119, the Natural Science Foundation of Zhejiang expressions of and . The expression of decision threshold
Province under Grants Y1110657 and Y1091155, the Scientific and Techno- for any is also derived. These analytical results match Monte
logical Innovations Teams of Zhejiang Province under Grant 2010R50009, the
Carlo simulation results well. It should be mentioned that al-
Natural Science Foundation of Ningbo Municipality under Grant 2011A610184,
and the K. C. Wong Magna Fund in Ningbo University. though the theoretical results are derived based on identity noise
M. Jin and Y. Li are with the College of Information Science and Engineering, power, the numerical examples given in Section VI show that
Ningbo University, 315211 Ningbo, China (e-mail: {jinming@nbu.edu.cn; liy-
the analytical results still match the simulation results as long
ouming@nbu.edu.cn).
H.-G. Ryu is with the Department of Electrical, Electronic and Computer as the nonidentity of noise power is not very serious.
Engineering, Chungbuk National University, 361-763 Cheongju, Republic of It is noted that the analytical expressions of CBD for com-
Korea (e-mail: ecomm@cbu.ac.kr).
plex signal case are difficult to be obtained. In complex signal
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. case, we implement spectrum sensing by using improved
Digital Object Identifier 10.1109/TSP.2012.2194708 CBD (iCBD) [41], which converts the complex signal problem
(4)
(12)
Then
Considering that the real part of primary signal is indepen-
(5) dent of its imaginary part in complex signal case, an improved
version of the CBD has been given in [41]. The iCBD utilizes
where [17] only the real part of , i.e., , where
.. .. .. .. (6) (13)
. . . .
Then the test-statistic of the improved CBD is given by
and
(14)
(10) (17)
JIN et al.: ON THE PERFORMANCE OF COVARIANCE BASED SPECTRUM SENSING FOR COGNITIVE RADIO 3673
(18) (26)
and where , ,
and .
(19)
Let , it can be easily verified that
Based on the description above, we can get that once the de- (27)
tection performance expressions of CBD for real signal case
based on in (15) is derived, the results can be easily ex- Hence, is independent of . So we have
tended to complex signal case for iCBD based on in (16).
I.e., as for iCBD in the complex signal case, the analytical ex-
(28)
pressions can be obtained by just replacing , , with ,
and , respectively, in the expressions for the real signal
case. In the following, we derive the analytical expressions of Furthermore, (28) has the same distribution as
CBD based on in (15).
Denoting with the decision threshold of CBD, such that we (29)
can make decision as
Combining (28) and (29) gives
decision (20)
.
(30)
The and are given by
and
(22)
respectively.
These probabilities depend on the distribution of under the
two hypotheses. Thus, (21) and (22) can be written as
(23)
and
(24)
(25)
(33)
3674 IEEE TRANSACTIONS ON SIGNAL PROCESSING, VOL. 60, NO. 7, JULY 2012
(34)
and (45)
(35)
Proof: follows normal distribution, so follows
(36) folded normal distribution [32]. Hence, (45) can be easily ob-
tained with the result in [32].
With Lemmas 1 and 2, the following theorem is given.
When is large enough that we can ignore the possibility Theorem 1:
of , (33) can be reduced to
(46)
(38)
Lemma 3: We have the following cross-correlation coeffi-
cients:
Both (33) and (37) show that we can obtain the probability
of as long as we have the statistical parameters of ,
(48)
, , and . In the next section, we will derive these
parameters.
(49)
IV. STATISTICAL PARAMETERS OF
In this section, we will derive the statistical parameters of .
First of all, these parameters are derived under hypothesis. (50)
The parameters can be forwardly obtained under hypothesis
by setting . Let . We have the following
lemmas. (51)
Lemma 1:
where
(41)
(42)
(43)
(44)
Based on the central limit theorem, we have (39) and (40). (53)
JIN et al.: ON THE PERFORMANCE OF COVARIANCE BASED SPECTRUM SENSING FOR COGNITIVE RADIO 3675
(61)
(62)
(56) (63)
(64)
Theorem 2: The variances of and are given by
(65)
(66)
(57)
and
and
(67)
(58)
(59) (68)
Proof: It can be easily obtained that
(69)
(70)
3676 IEEE TRANSACTIONS ON SIGNAL PROCESSING, VOL. 60, NO. 7, JULY 2012
where primary signals from different antenna elements have the same
gain, one should calibrate the channels via applying weighting
(71) factors which will produce the nonidentity noise power among
antenna elements. The noise power on the th antenna after
calibration is assumed to be , and
(76)
and A. Versus
Fig. 2 shows the of CBD for fixed and different
in real signal case. Fig. 2(a)–(c) is obtained with for
different , and Fig. 2(d)–(f) is obtained by increasing to
(73) 1000. Fig. 2 shows that the analytical given in [17] does
not fit the empirical results well. While the proposed analytical
with given in (67). matches the empirical results quite well even when there is
Considering that , the decision non-coincidence of noise power among antennas.
threshold is given by With different values of , the curves are given in
Fig. 3(a)–(c) and Fig. 3(d)–(f) for and ,
respectively. In Fig. 3, only the proposed analytical and the
(74)
empirical results are given, for considering that the analytical
for and of [17] does not fit the empirical results well. Fig. 3 illu-
minates that the proposed analytical is consistent with the
empirical results while is large enough.
(75)
In complex signal case, the numerical results are given in
for . Figs. 4 and 5. Considering that the analytical expressions of
The decision threshold is independent of the noise power . CBD for complex signal case are difficult to be obtained, the
Hence, the CBD is nonsensitive to noise uncertainty. results of iCBD for complex signal is given. In addition, the
results of STBD are also considered. Fig. 4 shows the analyt-
VI. NUMERICAL RESULTS ical and empirical versus for different with given
and . It indicates that the analytical of both iCBD and
In this section, the obtained analytical expressions of the de- STBD match their empirical results when , which means
cision threshold , and are validated by comparing them the noise power among antennas is equal. When , how-
with empirical results, obtained from Monte-Carlo simulations ever, the analytical of STBD will deviates its empirical re-
with independent trails. The decision threshold is calcu- sult. And the analytical of iCBD still matches its empirical
lated with (74) and (75), and and are calculated with result. Fig. 5 evaluates the convergency of the analytical of
(37). For simplification, here, we assume that the sensing array, iCBD. Fig. 5 illuminates that the analytical of iCBD conver-
whose antennas are placed in a line, is deployed. And the spatial gence to its empirical one even when .
correlation coefficients of the received signals between the th
and the th receiving antennas is . In the following B. Versus SNR
simulations, the empirical and analytical results of [17] and this
paper of CBD are compared in real signal case. While in com- In this subsection, we will investigate the detection proba-
plex signal case, the empirical result of CBD, the empirical and bility for different signal-to-noise ratio (SNR). The SNR is de-
analytical results of iCBD and STBD are compared. The analyt- fined as SNR . The and are selected as 4 and 1000,
ical expressions of iCBD are obtained by replacing , , respectively. The is set to 0.1, and the decision threshold is
with , and , respectively, in the analytical expres- calculated with (74) for the given . Fig. 6(a) and (b) gives the
sions of CBD. results in real and complex signal cases, respectively. In both
It should be mentioned that the test-statistic given in [17] cases, we set . Fig. 6(a) shows that the proposed ana-
is instead of . Hence, we should use the decision lytical for CBD matches its corresponding empirical results,
threshold instead of in (74) and (77) given in [17] while the analytical given in [17] does not. Partial enlarged
to calculate the and . drawing of Fig. 2(d) is also placed in Fig. 6(a). The partial en-
In practice, there is always amplitude and phase mismatch larged one shows that the decision threshold calculated with
between antenna elements [43]. To guarantee that the received [17] for produces far below 0.1 of actual . This
JIN et al.: ON THE PERFORMANCE OF COVARIANCE BASED SPECTRUM SENSING FOR COGNITIVE RADIO 3677
Fig. 2. False-alarm probability versus decision threshold for CBD in real signal case. Circle: empirical of CBD; Dash-dot line: analytical given in [17];
Solid line: the proposed analytical . (a) , ; (b) , ; (c) , ; (d) , ; (e) ,
; (f) , .
Fig. 3. False-alarm probability versus decision threshold for CBD in real signal case. Point-dash-dot line: empirical of CBD; Solid line: the proposed analytical
. (a) , ; (b) , ; (c) , ; (d) , ; (e) , ; (f) , .
results into the being far below 0.1 when SNR is very small the effect of nonidentity noise power on STBD will be given in
as shown in Fig. 6(a). the next subsection.
In the complex case, Fig. 6(b) shows that the proposed an-
alytical for iCBD also matches its corresponding empirical C. Receiver Operating Characteristics
results. In addition, iCBD has better detection performance than The receiver operating characteristics (ROC) curves of the
both CBD and STBD. Fig. 6(b) also shows that the detection CBD for real signal and iCBD, STBD for complex signal are
performance of STBD degrades seriously when there is non- shown in Fig. 7(a) and (b), respectively. The ROC curves of
identity noise power among antennas. We can see from Fig. 6(b) GLRT and EG (energy detection with exact noise level knowl-
that STBD is sensitive to nonidentity noise power among an- edge) are given also. The curves are obtained with ,
tennas, while both CBD and iCBD are not. The explanation for , and SNR 12 dB. The curves with
3678 IEEE TRANSACTIONS ON SIGNAL PROCESSING, VOL. 60, NO. 7, JULY 2012
Fig. 4. False-alarm probability versus decision threshold for iCBD and STBD in complex signal case. Circle: empirical of iCBD; Solid line: the proposed
analytical of iCBD; Point-dash-dot line: empirical of STBD; Dash-dot line: analytical of STBD. (a) , ; (b) , ; (c)
, ; (d) , ; (e) , ; (f) , .
Fig. 5. False-alarm probability versus decision threshold for iCBD in complex signal case. Point-dash-dot line: empirical of iCBD; Solid line: the proposed
analytical of iCBD. (a) , ; (b) , ; (c) , ; (d) , ; (e) , ; (f) ,
.
, , and are presented. From Fig. 7, we sumption of identity noise power among antennas. Essentially,
get the same conclusions as in Fig. 6. In addition, Fig. 7 shows they make decision by determining whether the eigenvalues of
that GLRT has better performance over STBD, although there the population covariance matrix from received signal are all
is angular spread about 1.4 rad. With the knowledge of noise equal to each other. If the population covariance matrix is not
power, it is also shown that the EG has the best performance a scaled identity matrix (or the eigenvalues are not equal to
among these detectors. each other), they make decision of that there are primary users.
It is given here that why GLRT and STBD degrade when Hence, when the noise powers among antennas are not equal
as shown in Fig. 6(b) and Fig. 7(b). GLRT and STBD to each other, GLRT and STBD will make wrong decision in
implement spectrum sensing via determining whether the popu- primary use absence case. And then the performances of GLRT
lation covariance matrix is a scaled identity matrix with the as- and STBD degrade.
JIN et al.: ON THE PERFORMANCE OF COVARIANCE BASED SPECTRUM SENSING FOR COGNITIVE RADIO 3679
Fig. 6. Detection probability versus SNR with , and . (a) real signal case; (b) complex signal case. (a) SNR (dB); (b) SNR (dB).
Fig. 7. Detection probability versus false alarm probability with , , and SNR . (a) real signal case; (b) complex signal
case. In this figure, the same line specifications is used for each detector with different . (a) False alarm probability ; (b) false alarm probability .
Fig. 8. Detection probability versus false alarm probability with , , and SNR . (a) real signal case; (b) complex signal case.
(a) False alarm probability ; (b) false alarm probability .
D. Time Correlation Case and . The sampled primary user signal has
time correlation as , , and .
In this subsection, the time correlation case is considered. As- With SNR 12 dB, the ROC curves for real and complex
sume that only one antenna is deployed. We select signal cases are given in Fig. 8(a) and (b), respectively. Fig. 8
3680 IEEE TRANSACTIONS ON SIGNAL PROCESSING, VOL. 60, NO. 7, JULY 2012
VII. CONCLUSION
APPENDIX A
PROOF OF LEMMA 3
With being different from each other, the expecta- (82)
tions of , , and are, respectively,
(83)
and
(84)
(77)
APPENDIX B
PROOF OF THEOREM 2
It is easy to verify that
(85)
and
(86)
where are different from each other.
Hence, we have
(78)
(87)
(79)
JIN et al.: ON THE PERFORMANCE OF COVARIANCE BASED SPECTRUM SENSING FOR COGNITIVE RADIO 3681
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fulltext.pdf Heung-Gyoon Ryu (M’88) was born in Seoul,
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IEEE Trans. Inf. Theory, vol. 57, no. 4, pp. 2400–2419, Apr. 2011. from Seoul National University, Seoul, Korea, in
[43] K. R. Dandekar, H. Ling, and G. Xu, “Smart antenna array calibration 1982, 1984, and 1989.
procedure including amplitude and phase mismatch and mutual cou- Since 1988, he has been with Chungbuk National
pling effects,” in Proc. IEEE Int. Conf. Pers. Wireless Commun., 2000, University, Korea, where he is currently Professor of
pp. 293–297. the Department of Electrical, Electronic and Com-
puter Engineering in Chungbuk National University,
Korea. He worked as Chief of RICIC (the Research
Institute of Computer, Information Communication
Ming Jin (M’12) received the B.S. and Ph.D. de- Center) in Chungbuk National University from March 2002 to February 2004.
grees in electrical engineering from Xidian Univer- His main research interests are digital communication systems, communication
sity, Xi’an, China, in 2005 and 2010, respectively. circuit design, spread spectrum system, and communication signal processing.
He is currently working in the College of Infor- Since 1999, he has worked as reviewer of the IEEE transaction papers. He
mation Science and Engineering, Ningbo University, was a winner of the 2002 Academy Award from the Korea Electromagnetic En-
Zhejiang, China. His current research interests in- gineering Society, Korea. He received the Best Paper Award at the Fourth Inter-
clude cognitive radio and smart antenna techniques. national Conference on Wireless Mobile Communications (ICWMC) Athens,
Greece, July 27–August 1, 2008. He also received the Best Paper Award at the
International Conference on Advances in Satellite and Space Communications
(SPACOMM), Colmar France, July 20–25, 2009.