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Interpretation
ANTHONY J. SANFORD
Abstract: The contribution that a word makes to the meaning and interpretation of
a sentence depends upon access to its (lexical) meaning, and to general knowledge
associated with the word. Evidence is presented to support the argument that accessing
lexical meaning, as with general knowledge, is a graded affair. We argue that the contri-
bution a word makes depends upon its relevance to the context, and to focus and related
variables. Extensions of the argument are made to other aspects of language processing.
1. Backgound
In this paper I present a case for variability in the degree to which the pro-
cessing of the meanings of words and utterances is carried out during language
understanding. I use meaning in the broad sense to include both semantic
and pragmatic influences on the establishment of mental representations. The
conventional view of the interpretation of language is that input is parsed
according to some internal grammar, and that the (local) meanings of words
in the input are recovered from memory and integrated, largely under syntactic
control, to produce a (sentence) meaning for that input. Interpretation against
knowledge then follows. The main claim in the present paper is that the extent
to which these basic processes are uniform and complete is dependent upon
two factors: how readily pragmatics overrides the local processing of word
meaning, and structural aspects of language strings that determine how much
attention, or processing effort, to invest. Indeed, various pointers to selective
processing are rife in language. Focussing devices, such as clefting, clearly put
processing emphasis on different aspects of sentences:
Mind & Language, Vol. 17 Nos 1 and 2 February/April 2002, pp. 188–206.
Blackwell Publishers Ltd. 2002, 108 Cowley Road, Oxford, OX4 1JF, UK and 350 Main Street, Malden, MA 02148, USA.
Context, Attention and Depth of Processing During Interpretation 189
(4) How many of each sort of animal did Moses put on the ark?
The most common answer was ‘two’. The correct answer is ‘none’: Moses
was not the person who built and used the ark. Many people simply miss this
fact, even if they know it. Subsequent work has shown that changing the
anomalous word to Adam results in much better detection (Van Oostendorp
and De Mul, 1990), so it’s not so much that people don’t read the critical
word, as that they don’t process it as fully as might be expected.
Attempts to determine why this effect should occur have included a test
of the idea that it is the similarity of meaning between Moses and Noah that
is the essential ingredient. Testing the rated semantic similarity of Moses and
Noah, and Adam and Noah, Van Oostendorp and De Mul found that Adam and
Noah came out as most different. (In this test, they simply asked respondents to
rate the similarities in meaning: it seems most likely that the similarity scores
stem from a function of the number of retrieved features in common and the
number of retrieved features not in common). Van Oostendorp and De Mul
went on to explain the original effect in terms of sampling the features associa-
ted with the critical word as it is read: a small sample of the features associated
with Moses would be much the same as those associated with Noah, so no
distinction is possible during comprehension. With Adam, the difference would
be greater, and so the anomaly would be noticed. This makes sense if rather
than pull out all of the features associated with a word, only some are used
during reading. It seems likely that it is the high availability of the information
that Adam was the first man that explains these findings.
The general view that processing can be very shallow is bolstered by many
other examples of anomalies that people simply fail to detect. Thus Sanford
and Young (unpublished) asked 20 participants to answer a series of questions
about marriage laws, and obtained results suggesting that accessing the encoded
semantics of a word can be overridden by pragmatic considerations. The ques-
tions used included:
(9) However trivial a head injury might appear, it should not be ignored.
Here the meaning is clear: however small, it should banned. By parallel structure,
(8) actually means however trivial, it should be ignored, which is plainly not what
was intended. We only understand the false but intended message in (8)
because we relate the words to the situation being depicted, where the actions
demanded are clear, and so interpret the message as a reminder of what should
be done. Again, as Wason and Reich show, pragmatics, in the form of situ-
ation-specific knowledge, overrides full local semantic interpretation.
The author recently encountered an example of the same problem in a
magazine article in which the efforts of an individual had had an impact on
a hobby. It was said of the individual that ‘. . .it is easy to overestimate the
importance of his work on the subsequent events in the hobby. . .’, hardly a
match between the intended tribute and the actual meaning of the utterance.
‘widow’ example, it is the actual meaning of a word that was at issue. Parti-
cipants were asked to read the following passage, and answer the question:
There was a tourist flight from Vienna to Barcelona. On the last leg of
the journey, it developed engine trouble. Over the Pyrenees, the pilot
started to lose control. The plane eventually crashed right on the border.
Wreckage was equally strewn in France and Spain. The authorities were
trying to decide where to bury the survivors.
What is your solution to the problem?
In the basic version of this problem, as presented above, only 60% of parti-
cipants recognised that you simply don’t bury survivors (we carefully screened
out people who knew the problem already). Participants who missed the ano-
maly didn’t believe that the survivors had later died, or anything of that nature.
They were frankly stunned that they had missed the anomaly.
We suspected that how well the word survivor goes with the situation (an
air-crash), and the core meaning of the word, jointly determine the chances of
it being detected. By fit to a situation, we mean how relevant the word is to
the situation; and by core meaning, we mean the accessible parts of its meaning
that would make up a dictionary entry, or the definition a person might give
for it.
Because the fit to the situation is good (survival is highly relevant to any
air-crash scenario), we surmised that the processor moves on quickly on
encountering it, and so misses its core meaning on some occasions (survive
means to be alive after a life-threatening event), leading to a failure to detect the
anomaly. We therefore compared other words that fit the situation well:
injured, wounded, and maimed. Now these words do not have ‘being alive’ as
part of their core meaning. For instance, injured was defined by a group of
participants as ‘having damage done to the body by something’, with no men-
tion of life-and-death. In the case of the injured set of words, however, we
established that the assumption of being alive is part of the presupposed state
that would go with the choice of the word (i.e., in our terminology, it is part
of what is presupposed).
Thus, if the degree of processing for lexical meaning afforded a word is
low when the word fits the situation well (producing a 40% miss rate for
survivor), we would expect the miss rate to be even higher for the injured set,
because the ‘alive’ feature is not part of the core meaning. The percentage
detections conformed to this expectation (from Barton and Sanford, 1993,
Experiment 1):
Survivors: 60%
Injured: 5%
Wounded: 25%
Maimed: 25%
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Context, Attention and Depth of Processing During Interpretation 193
Our argument was, then, that words in discourse are first checked in some
way for their fit (or relevance) to the situation depicted (the base domain of
reference): if the fit is high, then (other things being equal) the processor does
a less detailed analysis of the meaning of the word than if it is low. If processing
proceeds beyond recognising that the word is relevant to the situation, then
information that is next most available is likely to enter processing, and we
take this to be the core meaning. So, survivors is more likely to be detected as
anomalous than the injured group of words. Finally, the background presuppo-
sition, that to predicate ‘injured’ or ‘maimed’ of a person means they are alive
at that time, is the least accessible information.
The other major prediction was that if a word does not fit the situation
well, then greater use would be made of lexical-semantic information (core
meaning). Barton and Sanford (1993, Experiment 3) tested this by comparing
materials in which the scenario depicted was an air crash with one in which it
was a bicycle crash. A pre-test showed participants to believe that the probability
of someone dying was very much lower in the case of the bicycle accident.
The materials used in the experiment were:
(11) When (an aircraft crashes / a bicycle accident occurs), where should
the survivors be buried? [The / denotes alternatives].
With this version of the problem, detection rate averaged 33% for the air crash,
but went up to 80% for the bicycle accident.
So, the picture we have is one in which, when a word is directly relevant
to a situation, less use is made of lexical-semantic information than when it is
not so relevant, and the information used does not always include the core
meaning of the word in question.
The evidence of all of these examples suggests that when one reads the
examples, there is access to the basic situation in which the examples are
grounded. This requires two things: a situation-centred set of representations
in long term memory, and speedy access to it, not dependent upon fully
establishing sentence meaning before hand. The idea of situation-centred
knowledge representations has a long history, as schemata (Rumelhart and
Ortony, 1977), scripts (Schank and Abelson, 1977), frames (Minsky, 1975),
and in discourse processing, as scenarios (Garrod and Sanford, 1988a; Sanford
and Garrod, 1981, 1998; Sanford and Moxey, 1995a, 1995b). Sanford and
Garrod (1981, 1998) have argued extensively that the primary basis of under-
standing requires a mapping of a sentence onto a recognised situation, and that
this does not require going first through a complete local semantic interpret-
ation. Of course, the idea of early pragmatic intervention in the process of
local semantic analysis is completely at odds with the view that local analysis
precedes subsequent interpretation. It is even somewhat at odds with the idea
that a literal meaning is assigned to utterances. For an argument for the invo-
cation of schema-driven interpretations for metaphorical language, rather than
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194 A.J. Sanford
Detection rate was very much higher for the clefted version which focalises
Moses. So, putting a word in focus through clefting brings about a fuller analysis
of that word.
A second structural effect has been found by Sanford and Young
(unpublished data). They compared the following versions of the ‘Widow’
task:
(14) If a man wants to re-marry, can he marry his widow’s sister? (30%
detection)
(15) If a man’s wife becomes a widow, can the man marry her sister?
(65% detection)
In example (14), the first part of the sentence is about the man wanting to
remarry, whereas in (15), it is about the man’s wife becoming a widow. We pre-
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Context, Attention and Depth of Processing During Interpretation 195
dicted that the analysis of the state of the wife would be greater when the first
clause was about the wife. In (14), the woman being a widow is backgrounded
information in the second clause, and so should receive relatively shallow
analysis. The detection rates for participants were 30% for (14), rising to 65%
for (15), in line with this prediction.
An additional area where differential processing has been demonstrated as
taking place is in sentences with subordinate clauses. Thus Baker and Wagner
(1987) presented participants in two experiments with complex sentences that
contained false information in either the main or subordinate clause, for
example:
(16) The liver, which is an organ found only in humans, is often damaged
by heavy drinking. [Subordinate clause position]
(17) The liver, which is often damaged by heavy drinking, is an organ
found only in humans. [Main clause position]
The future of the NHS has been a major electoral issue. There is increas-
ing concern from nursing unions that their members are under-paid.
UNISON has threatened strike action if the government does not
improve the present situation. However, critics argue that strike action
could dangerously affect the people in their care.
Would you support a national strike, possibly quite lengthy and disruptive,
that demanded a reasonable pay settlement for all patients in NHS hospi-
tals?
[High-load position]
Would you support a national strike that is demanding a reasonable pay
settlement for all patients, even though it may be quite lengthy and disrup-
tive to NHS hospitals?
[Low-load position]
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196 A.J. Sanford
(18) The newsagent had just hired a new paperboy to cover the down-
town area.
The paperboy finished his rounds after he ate his breakfast.
There were a lot of deliveries to be made.
(19) The newsagent had just hired a new paperboy to cover the down-
town area.
After the paperboy finished his rounds, he ate his breakfast.
There were a lot of deliveries to be made.
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Context, Attention and Depth of Processing During Interpretation 197
MAIN SUBORDINATE
In each case, the crucial change was from finished -⬎ completed for the close
semantic change, and finished -⬎ started for the distant change.
Participants saw each passage in its original state, followed by a gap, fol-
lowed by the passage again but with a change in the verb. After a gap, the
original passage was presented again, and so on, for a total of 6 cycles. Some
other (filler) materials did not have a change at all. Participants pressed a button
as soon as they noticed a change, and said what the change was. There are
several ways of analysing these data, all with the same outcome. In Table 1,
we show the percentage of changes correctly detected on the first change. It
is clear that a small semantic change is much harder to detect than a large
one, and that either change is easier to detect in a main clause than in a
subordinate clause.
In sum, those parts of a text that are in focus (through clefting), or in a
main clause position, are more deeply processed than those in unfocussed or
subordinate positions. These patterns directly match prominence patterns for
ease of pronominal reference (e.g., Gernsbacher and Shroyer, 1989, for cleft-
ing; Cooreman and Sanford, 1997, for complex sentences).
(21) Suppose there was an aircrash with many survivors, most of whom were
Europeans/of no fixed abode.
Where should they be buried?
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198 A.J. Sanford
Table 2 Percentage anomaly detections for the augmented survivors task. Adapted from Barton and
Sanford (1993), with permission of the authors, and thanks to the Psychonomic Society.
(22) Suppose there was an aircrash with many survivors, which happened
last week. Where should the survivors be buried?
Readers spent a great deal of time processing the word played, and often re-
read the material, because of an initial misinterpretation of the sentence. The
initial reading closes as though Anna dressed the baby is a clause; this possibility
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Context, Attention and Depth of Processing During Interpretation 199
is then ruled out on encountering the word played. Because syntactic reanalysis
seems to take place, it has normally been assumed that the baby comes to be
taken as the subject of the verb played. However, when Christianson et al.
asked participants to answer questions like
they found that all participants correctly checked the baby played in the crib, but
that they were much less accurate at answering (25). For non-garden path
control sentences, participants could answer the questions correctly. This shows
that even though some syntactic re-assignment occurred, the meaning was
reanalysed at a shallower level, if at all. Like us, Ferreira and her colleagues
(Ferreira, Bailey and Ferraro, in press) are convinced that representations are
incomplete, and depend upon incomplete processing.
(26) This is the hole [that the rat (which our cat {whom the dog bit}
made) caught].
[Brackets added for reader convenience].
(27) Harry threw the delicate vase at the wall. It cost over a hundred
dollars to replace.
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200 A.J. Sanford
The inference The vase broke is necessary to make the two sentences cohere.
On the other hand, if one heard just the first sentence, to infer (however
likely) that the vase broke would be an elaborative inference. The point is
that elaborative inferences can go off in all directions. For instance, another
elaborative inference would be Harry is angry. It is an empirical question which
inferences are made, and when, and under what circumstances. Furthermore,
it seems likely that systematic variability in degrees of processing could be
established for these, possibly following the patterns discussed earlier for lexical-
semantic processing. In general, however, the question has been whether
certain plausible inferences are or are not made, and not whether there is a
different likelihood of an inference being made, or a different time course of
inference-making, as a function of attention variables. However, some experi-
ments by Sanford, Clegg and Majid (1998) examined a closely related issue,
and demonstrated a case of selective elaborative processing.
Their work was based on the distinction between main and secondary
characters in narrative discourse. It is widely believed in narratology that tracts
of narrative are typically understood from the perspective of particular individ-
uals, so-called focalizers (Duchan, Bruder and Hewitt, 1995; Genette, 1980;
Toolan, 1988). With simple multiperson texts, the focalizer will typically be
the main character. Sanford, Clegg and Majid (1998; see also Garrod and San-
ford, 1988b) examined this idea by studying how sentences like The air was
hot and sticky are processed during reading. Consider the following:
(28) Simon went to the cinema. The usherette showed him to a seat.
The air was hot
and sticky.
Suppose one now asks, Did Simon find the atmosphere hot and sticky? The answer,
intuitively, is yes. What about Did the usherette find the atmosphere hot and sticky?
Intuitively, the answer is less clear: its as though the question is not quite
legitimate. This intuition gave Sanford et al. the idea that the air being hot
and sticky would be interpreted as relevant to Simon, but not to The usherette.
Basically, the idea is that the use of a proper name causes Simon to be construed
as the main character (see Sanford, Moar and Garrod, 1988), and that psycho-
logical atmosphere statements are interpreted with respect to the main charac-
ter. To test this, Sanford et al. used materials like that shown in (29), where
two characters are introduced, one as main (named) character, and one as
secondary (role description) character. There is then a choice of two back-
ground atmosphere statements, followed by a choice of target sentences in
which one or other of the characters acts in such a way as to be consistent or
inconsistent with the atmosphere statement. For instance, fainting is consistent
with airlessness, but not with airy and refreshing. We expected that the difference
in speed of integrating the target sentence with the rest of the text would be
greater if the atmosphere statement supported the action, rather than did not
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Context, Attention and Depth of Processing During Interpretation 201
Table 3 Mean reading times for target sentences referring to main and secondary characters with
consistent and inconsistent atmosphere sentence information. Reading times in seconds. Adapted from
Sanford, Clegg and Majid (1998), with permission of the authors and thanks to the Psychonomic Society.
support it. However, we also predicted that this difference would be greatest
when the action was carried out by the main (named) character, because the
background information would be considered most relevant to that character
by the processor. This prediction was borne out.
comprehension is the fit of the word to the basic situation under discussion.
If the word has a low relevance to the situation under discussion, then it will
receive greater processing: if it has a high relevance to the situation, then it
will receive shallower processing. This idea assumes that it is possible to check
rapidly for the fit of a word to a situation. Such a mechanism could be realised
if part of semantic memory was structured in terms of words (lemmas) that
tend to be used together. It is not unreasonable to posit such a structure, since
this would be tantamount to preserving in memory some of the regularities
which attend thinking about and communicating about situations. Indeed,
there have been several attempts to capture at least some aspects of meaning
in these terms, in particular Latent Semantic Analysis (Landauer, Foltz and
Laham, 1998). This is a technique that extracts and represents the contextual
meaning of words by statistical computations applied to a large corpus of text.
Although it cannot capture all aspects of meaning (Kaschak and Glenberg,
2000), the idea is that ‘similarity of meaning’ can be indexed by aggregating
all of the word contexts in which given words do and do not appear. Data
about individual words obtained in this way has been shown to mimic a variety
of human judgements, including prediction of query-document similarity
judgements, matching reviewers of papers with papers reviewed based on
samples of reviewers’ own papers, and a variety of other tests which related
directly to the fit of words to contexts. If human semantic memory consisted
in part of a similar set of stored statistical constraints, then it would represent
a clear basis for fast word-situation matching.
Clearly more work is needed to establish precisely how situation-specific
control of degree of processing works. One possibility is that meanings are
‘fully’ recovered (at least to the level of core meaning), but that other con-
straints somehow over-ride or inhibit the fully-recovered word meaning. At
a theoretical level, this seems to us unlikely, since for some words (names of
people, for instance), it is difficult to see just what would constitute an encapsu-
lated meaning. An alternative point of view is that information about word
meaning is not recovered as a unit, but rather unfolds from memory over
time, and may draw upon broad, encyclopaedic information. This contention
requires examining in more detail.
The second major claim is that the extent to which lexical-semantic infor-
mation is used depends upon focus (either in terms of clefting, or in terms of
the main/subordinate clause distinction). This is unsurprising if we assume that
words in privileged positions (in focus, in main clauses, etc) are always more
important, and so the comprehension system is set to analyse them more
deeply. In the main, ideas of focus have tended to be interpreted within psych-
olinguistics as being concerned with ease of anaphoric reference resolution,
and the kind of anaphors that may be most effective. This is exemplified by
Centering Theory (Walker, Joshi, and Prince, 1998), for instance. Our con-
siderations of degrees of semantic processing suggest that a proper account of
focus and related phenomena should take into account other aspects of pro-
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Context, Attention and Depth of Processing During Interpretation 203
Department of Psychology
University of Glasgow
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