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0360-3016(94)00465-X
TIMOTHY W. HOLMES, PH.D., T. ROCK MACRIE, PH.D. AND PAUL RECKWERDT, B.S.
Departmentsof Medical Physicsand HumanOncology, University of WisconsinSchool of Medicine,
1300University Avenue, Madison, WI
Radiation therapy, Tomotherapy, Treatment planning, Optimization, Image reconstruction, Filtered back-
projection.
Reprint requeststo: Timothy W. Holmes, Ph.D., Southern 0. Deasyfor many stimulatingdiscussionson radiotherapyopti-
WisconsinRadiotherapyCenter, 1102John Nolen Drive, Madi- mization. This work wassupported,in part, by NC1grant num-
son, Wisconsin53713. ber CA48902. T. Holmeswas supported,in part, by National
Acknowledgments- We acknowledgeR. H. Huesman,G. T. ResearchService Award CA09206 and a grant from the Wis-
Gullberg, W. L. Greenberg,and T. F. Budinger, the authorsof consinFoundation.
the “Donner Algorithms for ReconstructionTomography,” for Accepted for publication 19 August 1994.
the use of this software (15). We would like to thank Joseph
1215
1216 I. J. Radiation Oncology l Biology 0 Physics Volume 32. Number 4, 1995
pub-214, University of California, Berkeley. CA; October 26. Mantel, J.; Perry, H. Automatic variation of field size and
1977. dose rate in rotation therapy. Int. J. Radiat. Oncol. Biol.
16. Jennings, W. A. The tracking cobalt project: From moving- Phys. 2:307-317; 1977.
beam therapy to three-dimensional programmed irradiation. 27. McDonald, S. C.; Rubin, P. Optimization of external beam
In: Orton, C. G., ed., Progress in medical radiation physics, radiation therapy. Int. J. Radiat. Oncol. Biol. Phys. 2:307-
chap. 1-I. New York: Plenum Press; 1985:144. 317; 1977.
17. Kak, A. C.; Slaney, M. Principles of computerized tomo- 28. Reckwerdt, P. Superposition/convolution speed improve-
graphic imaging. New York: IEEE Press; 1988. ments using run-length raytracing. (Abstr.) Med. Phys.
18. Kallman, P., Lind, B. K.; Brahme, A. An algorithm for 19:784; 1992.
maximizing the probability of complication-free tumor con- 29. Redpath, A. T.; Vickery, B. L.; Wright, D. H. A new tech-
trol in radiation therapy. Phys. Med. Biol. 37:871-890; nique for radiotherapy planning using quadratic program-
1992. ming. Phys. Med. Biol. 21:781-791; 1976.
19. Lane, R. G.; Loyd, M. D.; Chow, C. H.; Ekwelundu, E.; 30. Rosen, I. I.; Lane, R. G.; Morrill, S. M.; Belli, J. A. Treat-
Rosen, I. I. Custom beam profiles in computer-controlled ment plan optimization using linear programming. Med.
radiation therapy. Int. J. Radiat. Oncol. Biol. Phys. 22: 167- Phys. 18:141-152; 1991.
174; 1991. 31. Rosenberger, F. U.; Mathews, J. W.; Johns, G. C.; Drzy-
mala, R. E.; Purdy, J. A. Use of transputers for real time
20. Langer M.; Leong, J. Optimization of beam weights under
dose calculation and presentation for three-dimensional ra-
dose-volume restrictions. Int. J. Radiat. Oncol. Biol. Phys.,
13:1255-1260; 1987. diation treatment planning. Int. J. Radiat. Oncol. Biol. Phys.
25:709-719; 1993.
21. Lind, B. Properties of an algorithm for solving the inverse
32. Sonderman, D.; Abrahamson, P. G. Radiotherapy design
problem in radiation therapy. Inverse Problems 6:415 -426; using mathematical programming models. Op. Res.
1990. 33:705-725; 1985.
22. Luenberger, D. G. Linear and nonlinear programming. 2nd 33. Starkshall, G. A constrained least-squares optimization
ed. Reading, MA: Addison-Wesley; 1989. method for external beam radiation therapy treatment plan-
23. Mackie, T. R.; Holmes, T. W.; Swerdloff, S.; Reckwerdt, ning. Med. Phys. 11:659-665; 1984.
P.; Deasy, J. 0.; Yang, J.; Paliwal, B.; Kinsella, T. Tomo- 34. Takahashi, S. Conformation radiotherapy: Rotation tech-
therapy: A new concept for the delivery of conformal radio- niques as applied to radiography and radiotherapy of can-
therapy using dynamic compensation. Med. Phys. 20: 1709- cer. Acta Radiol. Suppl. 242:1-142; 1965.
1719; 1993. 35. Webb, S. Optimization of conformal radiotherapy dose dis-
24. Mackie, T. R.; Reckwerdt, P. J.; Gehring, M. A.; Holmes, tributions by simulated annealing. Phys. Med. Biol.
T. W.; Kubsad, S. S.; Thomadsen, B. R.; Sanders, C. A.; 34:1349-1370; 1989.
Paliwal, B. R.; Kinsella, T. J. Clinical implementation of 36. Webb, S. Optimization by simulated annealing of three-
the convolution/superposition method. In: Proceedings of dimensional, conformal treatment planning for radiation
the 10th International Conference on Computers in Radio- fields defined by a multileaf collimator: II. Inclusion of
therapy, Lucknow, India. Lucknow, India: Alpana Arts; two-dimensional modulation of the x-ray intensity. Phys.
1990:322-325. Med. Biol. 37: 1689- 1704; 1992.
25. Mageras, G. S.; Podmaniczky, K. C.; Mohan. R. A model 37. Zacarias, A. S.; Lane, R. G.; Rosen, I. I. Assessment of a
for computer-controlled delivery of 3-D conformal treat- linear accelerator for segmented conformal radiation ther-
ments. Med. Phys. 19:945-953; 1992. apy. Med. Phys. 20:193-198; 1993.
1218 I. J. Radiation Oncology 0 Biology l Physics Volume 32. Number 4, 1995
WA(f)
- lIA(9 ---
R(f) ....-
---I
-0.5 -0.4 -0.3 -0.2 -0.1 0 0.1 0.2 0.3 0.4 0.5
SpatialFrequency
-0.5 -0.4 0.3 -0.2 -0.1 0 0.1 0.2 0.3 0.4 0.5 -0.5 -0.4 -0.3 -0.2 -0.1 0 0.1 0.2 0.3 0.4 0.5
SpetlalFrequenq SpatialFrequency
Fig. 2. Frequency spectra of the quantity 1f 1/A(f) for: (A) boCo; (B) 6 MV; (C) 10 MV; and (D) 24 MV x-rays,
Also shown are the spectra for the frequency ramp 1f 1 and the inverse of the filter A(f).
where If 1 is a frequency ramp, A(f) is the frequency The Butterworth filter is used in the optimization
space representation of the 1D dose kernel, and algorithm to control both the maximum spatial resolu-
(,/-)-I is the Butterworth lowpass filter where tion of the beam profiles and indirectly the maximum
$ is the filler cutoff frequency and the exponent 2M con- spatial resolution of the optimized dose distribution
trols the filter shape (8). The quantity 1f (/A(f) is plotted during a given iteration (Fig. 3). The cutoff frequency
in Fig. 2 for @‘Cogamma rays and 6 MV, 10 MV, and f0 is adaptively increased from a small starting value
24 MV x-rays. The frequency spectra of (f I and A(f)-’ of 0.0625 up to a maximum value less than or equal to
are included for comparison. Note that to first order the the Nyquist frequency of 0.5. In general, it is desirable
shape of the fast inversion filter resembles a frequency to limit the amount of oscillations in beam profiles
ramp with slope between 2-4 for the range of energies because smooth profiles are easier to realize clinically.
used clinically. The factor (p/p)-‘exp( + PX) provides ap- The philosophy adopted here is to optimize the gross
proximate energy conservation. To simplify matters it is structure of the dose distribution during early iterations
assumed that the patient is water equivalent; therefore and the penumbra at later iterations by slowly increas-
p/p and p are defined for water and f is the average depth ing the frequency cutoff when no progress is being
to the center of the tumor for all beams intersecting the made as measured by the relative change in the objec-
tumor. Typically, the scale factor is in the range 20-40 tive function:
for pwlp= 0.05 cm*/g and an average attenuation factor
of 1.o-0.5. (Eq. 9)
Tomotherapy 0 T. W. HOLMES et al. 1219
A.FastlnwtionFilter B.BulterworthFilter
-I-
1.8 &
1.8 I
1.4 I
!
1.2
I
1
0.8 !
I
0.8
I
0.4
0.2
0
-0.5 Xl.4 0.3 4.2 -0.1 0 0.1 0.2 0.3 0.4 0.5 -0.4 -0.2 0 0.2 0.4
SpatialFrequency Saptbl
Frequency
C.BandlirnitedFastlnrersionFilter D.AdaptiwBandlimiting
! I""'""""'1
h 0.45
e
0.8 ; 0.4
i 0.35
0.8 k9 0.3
< 0.25
t 0.2
5 0.15
z 0.1
0.05
0
-0.4 -0.2 0 0.2 0.4 0 1 2 3 4 5 8 7 8 Q 10 11 12 13 14 15
Saptial
Frequency No.hllons
Fig. 3. Illustration of adaptive bandlimiting of the fast inversion filter. (A) The fast inversion filters. (B) The
Butterworth filters corresponding to M = 4 and f,, given by Eq. 10. (C) The product of the 6 MV fast inversion
filter and the Buttetworth filters for each value of f,,. (D) Plots of f0 and f(d) as a function of iteration number
for a typical treatment planing problem.
The cutoff frequency is updated when the relative amplified by the inversion process because the filtering
change in the objective function falls below an empiri- operation is a method of deconvolution. These errors are
cally determined threshold of 20% unless, of course, the largely due to inaccurate representation of continuous
maximum cutoff frequency has been reached, or if the edges of regions-of-interest by discrete pixels and show
solution is diverging as measured by A < 0. The initial up as high frequency oscillations in the beam profile (Fig.
value of 0.0625 corresponds to averaging over eight pen- 4a). One solution is to use antialiased edge representation
cil beams. Subsequent cutoff values are obtained by re- at the existing grid resolution. The improvement possible
ducing the number of pencil beams averaged over (n) by is shown in Fig. 4b. Better results are also possible using
one: a higher calculation grid resolution. The major drawback
of this solution is that the computation time is signifi-
n= (8,7,6,5,4,3,2,1). (Eq.lO) cantly lengthened if applied to all steps in the algorithm.
f0=$
We compromise by computing the dose distribution at a
0.5 cm resolution, but perform the inversion at a higher
Small errors in the dose projections will be significantly resolution of 0.125 cm by resampling the dose distribution
I. J. Radiation Oncology 0 Biology l Physics Volume 32, Number 4, 1995
to the higher resolution. The dose residual is computed FORWARD DOSE CALCULAYION c
and extracted from the target and normal tissue using high
resolution region-of-interest masks. The high resolution
projections of the dose residual are obtained and then
resampledto the lower resolution of the multileaf collima-
tor and filtered by I. This modification to the algorithm
is discussedfurther in Holmes and Mackie (11).
The IFB algorithm is implemented as the iterative se-
quence of steps listed in the flowchart shown in Fig. 5.
At the beginning of the iteration the beam profiles are INVERSE DOSE CALCULATION
initialized by inverting the dose prescription. Typically
this is represented as nonzero dose in the target and zero
dose to normal tissues. During each iteration and prior to
computing dose, the beam profiles are verified to seethat
they consist of nonnegative values, becausenegative val- Fig. 5. Flowchart of the iterative optimization algorithm.
Tomotherapy 0 T. W. HOLMES et al. 1221
process.
RESULTS
The definition of beam blocking is one of the initial
steps in the treatment planning process and can have a
significant impact on the results obtained using the IFB
algorithm. Figure 6 illustrates the possible choices of
blocking for a C-shaped target and nearby organ at risk.
I 7
I rl
Note that if the organ at risk is not blocked, it is included Critical Structure Blocked
with the target in the determination of the dose residual; Fig. 6. Diagramshowingthe different blocking strategiesfor a
otherwise if the organ at risk is blocked, the residual is C-shapedtarget with nearby squaresensitivestructure.
computed only over the target region. Dose profiles are
compared in Fig. 7 corresponding to the different types
of blocking for two beam energies. The profiles corre-
spond to a horizontal line through the center of the target
Co!imabdbn,Crilk9SbW%mW0d@d
1.2 1.2 1
I
1
0.6
ij O4
0.4
0.2
/
Od be
0
-15 -10 -5 0 5 IO 15
rmlca (all)
Cdimati,CIkdStWumNotBkdied Wmated,NoBloding
1.2 , I 1.2 >
I I I '1
24MV- - 1 24W- .
0.6
5-t
9
8 O4
0.4
0.2
0
-15 -10 -5 5 10 15
WaA (an)
Fig. 7. Dose profiles for different blocking strategies for the phantom shown in Fig. 6. In all cases the target is
included in the determination of the residual. In panels A-C the normal tissue is blocked by collimating the beam
to the target boundaries. In these examples the critical structure is (A) ignored, (B) blocked, and (C) unblocked,
but includedin the determinationof the residual.(D) Whenboth structureswereunblockedthe algorithmperformed
poorly.
1222 I. J. Radiation Oncology l Biology 0 Physics Volume 32. Number 4, 1995
Fig.8. Prostate example. Isodose lines shown are 110, 100, 75, 50, and 25%. (A) Central slice. (B) Off-axis slices
1 cm and 3 cm superior and inferior to the central slice.
and critical structure. These results suggest that it is best prostate, its location deep inside the body, and the rela-
to at least collimate the beam to the outline of the target tively moderate size of adjacent organs at risk (bladder
region to reduce the effect of the beam energy on the and rectum) allow a variety of treatment techniques to be
resulting dose distribution. Furthermore, the algorithm used, from multiple static fields to arcs. In contrast, the
reached an acceptable level of dose uniformity in the superficial location of the breast and the large size of
target when the organ at risk was also blocked (Fig. 7b), adjacent organs at risk (lung, heart, and the contralateral
although with increased dose to the normal tissue as a breast) typically constrain one to a pair of tangential paral-
consequence. lel-opposed fields. For the prostate, the goal of conformal
The IFB inverse treatment planning algorithm was used radiotherapy is generally the improvement of local control
to compute the conformal isodosedistributions for a pros- via dose escalation; whereas for the breast, especially
tate and a breast shown in Figs. 8 and 9, respectively. early stage disease,it is reduced normal tissue complica-
These examples represent two different classesof prob- tions, becauseonly marginal improvement in local control
lems for conformal radiotherapy. The small size of the is felt to be possible using dose escalation.
Tomotherapy 0 T. W. HOLMES et al 1223
Fig. 9. Breast example. Isodose lines shown are 110, 100, 75, 50, and 25%. (A) Central slice. (B) Off-axis slices
2 cm and 4 cm superior and inferior to the central slice.
To simplify the problem, and test feasibility of the pute on a workstation.’ A larger number of iterations was
algorithm, the critical structures were ignored and the obtained in the case of the prostate because it is a smaller
target volume was the only region-of-interest used to structure and requires fewer pencil beams to be optimized
compute the residual dose. The planning objective in both than the breast volume. Due to the long calculation times,
cases was to minimize the least-squared residual dose in the iterations were terminated prior to convergence to a
the target volume to achieve a dose uniformity of 2 5% minimum of the objective function, and consequently
in the target volume. The prostate dose distribution was only a 10% dose uniformity was achieved in the target
achieved in 9 iterations using 64 beam directions equally for both examples. The dose distributions for the central
spaced about 360”. The breast dose distribution was axis and four off-axis planes are provided for each exam-
achieved in 5 iterations using 32 beam directions equally ple. Although + 5% dose uniformity was not achieved,
spaced about 360”. Both examples took over 20 h to com- the dose distributions are nevertheless highly conformal.
Furthermore, the dosevolume histograms for these exam- ations to achieve a solution for 2D problems, whereas
ples indicate that a sensitive structure receives no more Webb (35) has reported using several million iterations
than about 30-50% of the target dose to one-third of its using simulated annealing to solve similar problems. The
volume. This might be reduced further by including the major limitation of gradient algorithms is that they are
critical structures in the optimization. Further work is lessgeneral than simulated annealing-they are only ap-
needed to compare these results against other treatment propriate for problems where the objective function is
delivery methods using coplanar and noncoplanar beam unimodal; that is, it has only a single minimum value
directions, with and without intensity modulation of the that is the global minimum. We have found that the IFB
beam profiles. algorithm will likely converge to a feasible solution when
the number of pencil beams (e.g., the “degrees-of-free-
dom”) are comparable to the number of dose constraints
DISCUSSION
in the target, in analogy with the general principle used
Long computation times are the major problem facing in image reconstruction that the total number of projection
optimization of large numbers of beams.The overall time ray samples should be roughly equal to the number of
of the IFB algorithm is dominated by the 3D superposition pixels in the circle of reconstruction (17). This is consis-
dose calculation, which is repeated during each iteration tent with requiring that the matrix D be square and its
using the new beam profile estimates. This could be re- determinant nonzero so that its inverse D-’ will exist (22).
duced somewhat by incorporating useful approximations Consequently, if this criteria is met for a given tomother-
that do not compromise accuracy of the dose calculation. apy inverse treatment planning case, then simulated an-
For example, if heterogeneities are not important then nealing may not be required, although further research
approximate dose calculations that are similar to filtered comparing the two algorithms is needed.
backprojection image reconstruction (3, 10) could be
used. Another solution is to use parallel processing com-
CONCLUSION
puter technology to accelerate the dose computation (31)
by assigning the computation of a subset of one or more We have described an inverse treatment planning algo-
beams to a dedicated central processing unit. rithm for tomotherapy based on filtered backprojection
A secondary, but important, issue is the number of image reconstruction. The algorithm is demonstrated us-
iterations needed to achieve a solution. An advantage of ing two clinically relevant treatment planning examples
gradient search algorithms, such as the algorithm de- of the prostate and breast. Future work is necessary to
scribed here and those described in Bortfeld et al. (2) and reduce the computation time, to extend the method to
Brahme (4) over simulated annealing, is the small number biological objectives, and to perform experimental verifi-
of iterations needed to obtain an acceptable solution. For cation, including comparison with other inverse treatment
example, the IFB algorithm typically requires lo-20 iter- planning algorithms.
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Tolerance of normal tissue to therapeutic irradiation. Int. J. inger, T. F. Users manual: Donner algorithms for recon-
Radiat. Oncol. Biol. Phys. 21:109-122; 1991. struction tomography. Lawrence Berkeley Laboratory, LBL
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pub-214, University of California, Berkeley. CA; October 26. Mantel, J.; Perry, H. Automatic variation of field size and
1977. dose rate in rotation therapy. Int. J. Radiat. Oncol. Biol.
16. Jennings, W. A. The tracking cobalt project: From moving- Phys. 2:307-317; 1977.
beam therapy to three-dimensional programmed irradiation. 27. McDonald, S. C.; Rubin, P. Optimization of external beam
In: Orton, C. G., ed., Progress in medical radiation physics, radiation therapy. Int. J. Radiat. Oncol. Biol. Phys. 2:307-
chap. 1-I. New York: Plenum Press; 1985:144. 317; 1977.
17. Kak, A. C.; Slaney, M. Principles of computerized tomo- 28. Reckwerdt, P. Superposition/convolution speed improve-
graphic imaging. New York: IEEE Press; 1988. ments using run-length raytracing. (Abstr.) Med. Phys.
18. Kallman, P., Lind, B. K.; Brahme, A. An algorithm for 19:784; 1992.
maximizing the probability of complication-free tumor con- 29. Redpath, A. T.; Vickery, B. L.; Wright, D. H. A new tech-
trol in radiation therapy. Phys. Med. Biol. 37:871-890; nique for radiotherapy planning using quadratic program-
1992. ming. Phys. Med. Biol. 21:781-791; 1976.
19. Lane, R. G.; Loyd, M. D.; Chow, C. H.; Ekwelundu, E.; 30. Rosen, I. I.; Lane, R. G.; Morrill, S. M.; Belli, J. A. Treat-
Rosen, I. I. Custom beam profiles in computer-controlled ment plan optimization using linear programming. Med.
radiation therapy. Int. J. Radiat. Oncol. Biol. Phys. 22: 167- Phys. 18:141-152; 1991.
174; 1991. 31. Rosenberger, F. U.; Mathews, J. W.; Johns, G. C.; Drzy-
mala, R. E.; Purdy, J. A. Use of transputers for real time
20. Langer M.; Leong, J. Optimization of beam weights under
dose calculation and presentation for three-dimensional ra-
dose-volume restrictions. Int. J. Radiat. Oncol. Biol. Phys.,
13:1255-1260; 1987. diation treatment planning. Int. J. Radiat. Oncol. Biol. Phys.
25:709-719; 1993.
21. Lind, B. Properties of an algorithm for solving the inverse
32. Sonderman, D.; Abrahamson, P. G. Radiotherapy design
problem in radiation therapy. Inverse Problems 6:415 -426; using mathematical programming models. Op. Res.
1990. 33:705-725; 1985.
22. Luenberger, D. G. Linear and nonlinear programming. 2nd 33. Starkshall, G. A constrained least-squares optimization
ed. Reading, MA: Addison-Wesley; 1989. method for external beam radiation therapy treatment plan-
23. Mackie, T. R.; Holmes, T. W.; Swerdloff, S.; Reckwerdt, ning. Med. Phys. 11:659-665; 1984.
P.; Deasy, J. 0.; Yang, J.; Paliwal, B.; Kinsella, T. Tomo- 34. Takahashi, S. Conformation radiotherapy: Rotation tech-
therapy: A new concept for the delivery of conformal rdio- niques as applied to radiography and radiotherapy of can-
therapy using dynamic compensation. Med. Phys. 20: 1709- cer. Acta Radiol. Suppl. 242:1-142; 1965.
1719; 1993. 35. Webb, S. Optimization of conformal radiotherapy dose dis-
24. Mackie, T. R.; Reckwerdt, P. J.; Gehring, M. A.; Holmes, tributions by simulated annealing. Phys. Med. Biol.
T. W.; Kubsad, S. S.; Thomadsen, B. R.; Sanders, C. A.; 34:1349-1370; 1989.
Paliwal, B. R.; Kinsella, T. J. Clinical implementation of 36. Webb, S. Optimization by simulated annealing of three-
the convolution/superposition method. In: Proceedings of dimensional, conformal treatment planning for radiation
the 10th International Conference on Computers in Radio- fields defined by a multileaf collimator: II. Inclusion of
therapy, Lucknow, India. Lucknow, India: Alpana Arts; two-dimensional modulation of the x-ray intensity. Phys.
1990:322-325. Med. Biol. 37: 1689- 1704; 1992.
25. Mageras, G. S.; Podmaniczky, K. C.; Mohan. R. A model 37. Zacarias, A. S.; Lane, R. G.; Rosen, I. I. Assessment of a
for computer-controlled delivery of 3-D conformal treat- linear accelerator for segmented conformal radiation ther-
ments. Med. Phys. 19:945-953; 1992. apy. Med. Phys. 20:193-198; 1993.