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Eric Clarke
Faculty of Music, University of Oxford, UK
Abstract
If there is a topic on which the humanities might make a distinctive claim, it is that of
consciousness—an essential aspect of human being. And within the humanities, music
might make its own claims in relation to both consciousness and being human. To
investigate this connection, David Clarke and Eric Clarke brought together a wide
variety of contributors in the book Music and Consciousness: Philosophical, Psychological,
and Cultural Perspectives (OUP, 2011). The collection contributes to debates in con-
sciousness studies at large, but also maps out areas peculiar to music and consciousness.
Additionally, it lays bare the sheer multiplicity of discourses that emerges when con-
sciousness is approached from even a single field of inquiry, such as music. If this poses a
challenge for arriving at any agreed notion of consciousness (in relation to music or
otherwise), this instability is something that might be best embraced rather than
‘resolved’. While the study of music and consciousness affirms the importance of the
humanities, this is not to foreclose dialogue with scientific disciplines, even as this means
maintaining awareness of how the different discursive formations of the humanities and
sciences may connote different—and frequently incommensurable—sensibilities and
values.
Keywords
consciousness, culture, discourse, humanities, music, multidisciplinarity, neuroscience,
philosophy, psychology, science
*This paper is an updated adaptation of the Preface to Clarke and Clarke (2011).
Corresponding author:
David Clarke, International Centre for Music Studies, School of Arts and Cultures, Newcastle University,
Newcastle upon Tyne, UK.
Email: d.i.clarke@newcastle.ac.uk
Contexts
If ever there was a topic in which the humanities had a critical stake, it would be
that experience which is essential to being human, indeed which is ultimately syn-
onymous with humans’ knowing themselves: in a word, consciousness. And as if
that were not already a problematic enough concept, we have chosen to investigate
it through the lens of a discipline whose subject is no less elusive, and no less
definitive of humanity: music. Does this encounter promise stimulating new
debates and insights, or simply open up a Pandora’s box of further complication
and disagreement? While consciousness studies has become recognized as a legit-
imate academic discipline (evidenced by the establishment of such bodies as the
University of Arizona’s Center for Consciousness Studies and the Association for
the Scientific Study of Consciousness), it is one that is marked, maybe even defined,
by a remarkable degree of non-consensus. The jury seems still to be out regarding
even a basic definition of the term (to which fact a special issue of Journal of
Consciousness Studies entitled ‘Defining consciousness’ (Nunn, 2009) bears wit-
ness). Does consciousness mean something more than mere awareness? Does it
connote an awareness of self in the process (being aware of being aware), and
therefore should it be seen as distinct from sub-, non-, or unconscious mental
activity? Is it simply an attribute of mind, or is its material embodiment the
thing that really matters? More radically, does consciousness as we think we
know it actually exist in conformity with our most cherished intuitions about it?
Could it be that our experience and understandings of music might offer some
timely contribution to these unresolved debates—and perhaps suggest ways to
reorientate them? And equally might thinking about consciousness also suggest
new ways of thinking about music?
There would be a certain irony if the role of the arts and humanities in these
debates were merely to react to an agenda set by the scientific study of conscious-
ness, since the empirical sciences have been the most recent to arrive at the table.
Nevertheless, developments in the latter field have undoubtedly been responsible
for the recent resurgence of scholarly (and indeed popular) preoccupation with the
subject, which has in turn stimulated its growth as a major area of interdisciplinary
study—this at a time of increasing initiatives bent on exploring possible interfaces
between the arts and sciences. There is, then, a backstory here, one that broadly
defines the historical confluence from which our own, musically orientated, project
emerges, and one that is worth briefly rehearsing as a way of understanding the
project’s potential pertinence.
Where to pick up this story remains moot, but Güven Güzeldere (1997: 11–21)
helpfully indicates some milestones in the history of the term consciousness in
Western philosophy and psychology. Descartes’ early modern account of mind
as something distinct from body (res cogitans as opposed to res extensa) could
be viewed as foundational for modern formulations of consciousness, and for its
vicissitudes. William James’s radical-empiricist writings on consciousness around
the turn of the 20th-century, including his questioning of the concept—as in his
1904 essay, ‘Does consciousness exist? (published as James, 1912)—would be
another touchstone. And a further salient historical moment could be located in the
early 1960s around the demise of behaviourism and its embargo on the category of
the mental, as something known only as private, subjective experience, and there-
fore not amenable to scientific inquiry. By contrast, the rise of cognitive psychology
in the 1960s was predicated on the possibility and necessity of writing subjective
experience back into the scientific study of the mind, establishing experimental
methods and theoretical models by which to understand the hidden mental appar-
atus of human perception, cognition, and action (e.g. Neisser, 1976; Miller et al.,
1960). Thus it became possible once again to talk legitimately about consciousness
within a scientific framework. Advances in neuroscience have marked another turn
in the consciousness debate, with technical developments in scanning (PET, fMRI,
MEG) providing increasingly sophisticated representations of what goes on in an
individual’s brain as they actually have an experience, taking the field one small
step nearer to that holy grail of being able to describe the brain states that are
coterminous with conscious experience—the so-called neural correlates of
consciousness.
Realizing such an aspiration depends not only on the technical challenges of
capturing the appropriate data, but also an appropriate epistemological framework
through which to interpret them. Not least among the existing theoretical problems
that neuroscientific approaches have made even more urgent is how to resolve the
dualism of brain and mind. Models variously put forward by philosophically
informed neuroscientists and psychologists (and neuroscientifically and psycho-
logically informed philosophers) such as Daniel Dennett, Antonio Damasio, and
Jeffrey Gray have posed important challenges to received assumptions about both
the status of consciousness and of the self that allegedly experiences it. Not all have
found these explanations persuasive or palatable; and the fact that even some at the
harder end of the scientific spectrum (e.g. Popper and Eccles, 1977) have been
reluctant to relinquish versions of dualistic thinking demonstrates that you do
not have to be a mysterian to believe that explanations of consciousness cannot
be reduced to accounts of neural processes alone.
Viewing these matters from a different discursive space, a cultural historian
might see them as pointing to a late phase in a crisis around materialism (or
physicalism) that has been on the cards at least since the enlightenment. To para-
phrase John Searle (1984) and others, what is alluring about studying the mind
(and consciousness in particular) is exactly the qualitative discrepancy between the
squishy grey matter of the brain and the fact this supports human lived experience
in its infinite variety—including, of course, the many modes of enjoyment offered
by music. But this dichotomy is also a source of anxiety—on all sides. For the
rigorous empiricist, any explanation of mind that is not grounded in matter would
smack of metaphysics: there must be nothing more. For others, any explanation of
mind that limits the richness of lived experience—knowable as such only from a
first-person, subjective perspective—to description in purely neurophysiological
terms would be unthinkably reductionist: there must be something more. The anx-
iety, then, revolves around the question of whether consciousness—the very
human’ (in the spirit of Thomas Nagel’s (1974) essay, ‘What is it like to be a bat?’).
Moreover, philosophers, psychologists and musicologists from many very different
perspectives have argued that music has the capacity both to reflect human sub-
jectivity and to be a powerful element in constituting it. These points indicate a
prima facie case for music as offering significant insights into consciousness—with
a further important complementary perspective on that relationship. If music has a
special relationship to consciousness, we might also ask: What can we discover,
explore or claim about the specific nature of musical consciousness? What kinds of
musical consciousness are there? How do they come about? What do they mean—
what is their significance? Is there even such a thing as ‘musical consciousness’?
(‘Music and ayahuasca’); and an entire gamut of conscious states revealed by the
experience of music in people’s everyday lives, as discussed with great vividness by
Ruth Herbert (‘Consciousness and everyday music listening: trancing, dissociation,
and absorption’).
One of music’s strongest claims to a voice in the more general field of conscious-
ness studies is its extraordinary reach and cultural diversity. Tia DeNora (in
‘Practical consciousness and social relation in MusEcological perspective’) focuses
on consciousness formation in the pragmatic circumstances of a mental health con-
text in which music plays a seminal role, presenting musical consciousness as a
medium for social relation, regulation, and self-presentation. Taking the social con-
text of Latin American political song, Richard Elliott (in ‘Public consciousness,
political conscience, and memory in Latin American nueva canción’) adapts ideas
from Lacanian psychoanalysis to explain how music can articulate a collective con-
sciousness in moments of socio-political trauma. In the process, he draws attention
to the claim (arguably under-explored in scientific and philosophical studies) that
consciousness (at least its distinctively human form) has a strongly public dimen-
sion—a perspective that connects his analysis with that of DeNora’s. Analogously,
Jeffrey Kurtzman, in ‘The psychic disintegration of a demi-god: conscious and
unconscious in Striggio and Monteverdi’s L’Orfeo’, offers a corrective to ‘presentist’
tendencies, by showing us how, as far back as the early 17th-century, a work such as
Striggio and Monteverdi’s opera offered an aesthetic exploration of the relationship
between conscious and unconscious in the human psyche. Kurtzman’s deployment
of early-20th-century Jungian concepts in a discussion of early-17th-century music
and drama reminds us not only that history entails a dialogue between past and
present, but also that psychoanalysis (itself an historically occasioned and condi-
tioned movement) offers its own models for understanding consciousness.
As well as spinning out these several narrative threads, our volume also threw
several recurring themes into significant relief; and these will surely be avenues for
further inquiry. One such is the relationship between listening and consciousness. A
second might be encapsulated in the question: Where is consciousness? Should
consciousness only be identified with a narrow and brain-bound notion of mind,
or might we imagine it as a more extended, and in some sense public, agency of our
own and others’ bodies, artefacts, and performances—in short as a distributed
property of brain/mind, body, and world? A third theme picks up the central
question of the relationship between temporality and consciousness. And a
fourth articulates the ways in which music makes manifest different levels and
modes of consciousness: primary (or ‘core’) and higher order; present and
retentional or recollective; everyday and beyond/behind the everyday; captured-
in-language and evading language.
Consciousness as discourse
On the one hand, then, this overview demonstrates continuities and connections,
and on the other it lays bare the sheer discursive multiplicity generated by
Future directions
At the time of writing, we are preparing a second international conference, to be held
in Oxford in April 2015 (this time with an additional collaborator, Ruth Herbert,
who also contributed to the Music and Consciousness volume). Because we will base
the programme on an open call for papers, it remains difficult to predict the exact
directions in which the debate might turn—whether we will find tangible continuities
with the previous conference and the book, or whether, given a new set of contin-
gencies, discontinuities will be more in evidence. Nonetheless, we will attempt to
ensure that at least some of the so far under-explored areas of the landscape are
addressed. Salient for the present context, these are territories on which the huma-
nities more widely have a legitimate claim, but also raise the question of how huma-
nities researchers might relate to those in other fields—in particular, science.
For example, one topic ripe for investigation is music and unconsciousness.
While this might seem to be a perverse negation of our topic, it could be argued
References
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and Güzeldere G (eds) The Nature of Consciousness: Philosophical Debates. Cambridge,
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James W (1912) Does consciousness exist? In: Essays in Radical Empiricism. New York:
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Miller G, Galanter E and Pribram K (1960) Plans and the Structure of Behavior. New York:
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Nagel T (1974) What is it like to be a bat? Philosophical Review, 83, pp.435–450.
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Author biographies
David Clarke is Professor of Music at Newcastle University. He is a music theorist
with a wide range of research interests, encompassing analytical, philosophical,
cultural, and critical approaches to music. With Eric Clarke he is co-editor of
and contributor to Music and Consciousness: Philosophical, Psychological, and
Cultural Perspectives (OUP, 2011); and he has published widely on the composer
Michael Tippett, including a monograph, The Music and Thought of Michael
Tippett: Modern Times and Metaphysics (CUP, 2001). He has also investigated
issues around cultural pluralism, one aspect of which is his more recent turn to
the study of North Indian classical music, in both theory and practice.