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Ciab 415
Ciab 415
Major Article
Background. Carbapenem-resistant Enterobacteriaceae (CRE) cause approximately 13 100 infections, with an 8% mortality rate
in the United States annually. Carbapenemase-producing CRE (CP-CRE) a subset of CRE infections infections have much higher
mortality rates (40%–50%). There has been little research on characteristics unique to CP-CRE. The goal of the current study was to
assess differences between US veterans with non-CP-CRE and those with CP-CRE cultures.
Methods. A retrospective cohort of veterans with CRE cultures from 2013–2018 and their demographic, medical, and facility
level covariates were collected. Clustered multiple logistic regression models were used to assess independent factors associated with
CP-CRE.
Results. The study included 3096 unique patients with cultures positive for either non-CP-CRE or CP-CRE. Being African
American (odds ratio, 1.44 [95% confidence interval, 1.15–1.80]), diagnosis in 2017 (3.11 [2.13–4.54]) or 2018 (3.93 [2.64–5.84]),
congestive heart failure (1.35 [1.11–1.64]), and gastroesophageal reflux disease (1.39 [1.03–1.87]) were associated with CP-CRE cul-
tures. There was no known antibiotic exposure in the previous year for 752 patients (24.3% of the included patients). Those with no
known antibiotic exposure had increased frequency of prolonged proton pump inhibitor use (17.3%) compared to those with known
antibiotic exposure (5.6%).
Discussion. Among a cohort of patients with CRE, African Americans, patients with congestive heart failure, and those with
gastroesophageal reflux disease had greater odds of having a CP-CRE culture. Roughly 1 in 4 patients with CP-CRE had no known
antibiotic exposure in the year before their positive culture.
Keywords. antimicrobial resistance; CRE; epidemiology.
Carbapenem-resistant Enterobacteriaceae (CRE) have been 100 000 persons (Maryland) [2, 3]. Previous exposure to anti-
identified as an urgent antibiotic-resistant threat by the Centers biotics, particularly carbapenems, is a significant risk factor for
for Disease Control and Prevention [1]. Infections caused by CRE. A pooled analysis of 25 studies found carbapenems to
CRE are difficult to treat due to the limited number of antibi- have the strongest association with CRE infection of all antibi-
otic options available. In 2017, the Centers for Disease Control otic classes explored (pooled odds ratio [OR], 4.71 [95% con-
and Prevention reported 13 100 hospital-based CRE cases in fidence interval (CI), 3.54–6.26]) [4]. Other major risk factors
the United States and 1100 estimated deaths (8.4% mortality for CRE infection include mechanical ventilation, intensive care
rate) [1]. The geographic distribution of CRE in the continental unit admission, use of an indwelling medical device, chronic
United States is highly variable, with incidence rates ranging comorbid conditions, such as obesity or lung disease, and use of
from 0.82 cases per 100 000 persons (Oregon) to 4.80 cases per gastric acid–suppressing medications [4–8].
Carbapenemase-producing CRE (CP-CRE) are a subset of
CRE that are resistant to β-lactam antibiotics via the produc-
Received 19 January 2021; editorial decision 21 April 2021; published online 11 May 2021. tion of carbapenemase enzymes [3, 9]. Compared with CRE,
Correspondence: G. M. Wilson, 5000 S Fifth Ave, (151H) Bldg 1, D304, Hines, IL 60141
(geneva.wilson2@va.gov). CP-CRE infections are more concerning because they have
Clinical Infectious Diseases® 2021;73(8):1370–8 higher mortality rates and a greater degree of antimicrobial re-
Published by Oxford University Press for the Infectious Diseases Society of America 2021. This sistance than non-CP-CRE infections [9]. According to a 2017
work is written by (a) US Government employee(s) and is in the public domain in the US.
DOI: 10.1093/cid/ciab415 report from the Centers for Disease Control and Prevention’s
alone were excluded. Laboratory tests used to confirm From 2013 to 2018, 5778 qualifying CRE isolates were identified
carbapenemase production included the modified Hodge in 3096 patients. Overall, patients were mostly white (74.1%),
test, the Carba-NP test, the carbapenem inactivation >65 years old (74.8%), and male (95.1%) and received diagnoses
method, matrix-assisted laser desorption/ionization–time at a 1a–1c high-complexity VA facility (91.2%). One-third of
of flight, and polymerase chain reaction tests, such as the cultures, or 1905 (32.9%), were tested for a carbapenemase.
Carba-R test. Of those, 1603 (84.1%) were CP-CRE. Figure 1 shows that al-
Cultures negative for carbapenemase production are hence- though the number of CRE cultures decreased over time, the
forth referred to as non-CP-CRE. Cultures that were positive for percentage of cultures tested for carbapenemase production
carbapenemase production were defined as CP-CRE. Cultures increased (from 25.6% in 2013 to 59.5% in 2018), leading to
that did not undergo carbapenemase testing were classified as an apparent increase in the number of CP-CRE cultures (from
non-CP-CRE. 23.3% in 2013 to 46.3% in 2018).
In the unadjusted analysis (Table 1), when compared with analysis, having a culture in the year 2017 (OR, 3.11 [95% CI,
those with non-CP-CRE cultures, patients with confirmed 2.13–4.54]) or 2018 (3.93 [2.64–5.84]), being African American
CP-CRE cultures were more frequently African American (1.44 [1.15– 1.80]), having GERD (1.39 [1.03–1.87])), and
(27.2% vs 20.6%, respectively; P < .001) and residents of long- having CHF (1.35 [1.11–1.64]) were independently associated
term care facilities (18.0% vs 11.3%; P < .001). Blood cultures with increased odds of a positive CP-CRE culture. CP-CRE was
represented a higher percentage of CP-CRE compared with less often associated with a level 3 complexity facility (OR, 0.15
non-CP-CRE cultures (10.5% vs 7.5%; P = .003). Klebsiella spp. [95% CI, .07–.33]), facility location in the Midwest (0.41 [.29–
Represented 82.1% of the CP-CRE cultures, compared with .57]), an outpatient (vs inpatient) culture location (0.76 [.64–
62.7% of the non-CP-CRE cultures (P < .001). There was no dif- .88]), or Enterobacter (0.45 [.36–.56]) or E. coli (0.28 [.20–.40])
ference in the duration of days of antibiotic and proton pump spp. culture vs Klebsiella spp. culture (Figure 2). The Charlson
inhibitor (PPI) exposure in the year before the culture date be- comorbidity index did not remain significant in the adjusted
tween CP-CRE and non-CP-CRE cultures (P = .22 and P = .73, analysis and was removed so that individual significant co-
respectively). morbid conditions could be reported.
The presence of the following comorbid conditions were Because significantly more cultures were tested for CP-CRE
significantly associated with CP-CRE cultures: myocardial in- in the later years of the cohort, a sensitivity analysis including
farction, congestive heart failure (CHF), peptic ulcer disease, only 2017 and 2018 data was performed to determine whether
diabetes with chronic complications, renal disease, peripheral there were any differences in factors associated with having a
vascular disease, paralysis (including spinal cord injuries as well CP-CRE culture compared with the larger cohort. There were
as other disorders), multiple sclerosis, and gastroesophageal re- no major differences between the results of the sensitivity anal-
flux disease (GERD) (Table 1). Individuals with CP-CRE cul- ysis and the main analysis. Effect sizes were similar, though
tures had significantly higher Charlson scores (mean [standard some variables were no longer significant owing to smaller
deviation], 5.7 [2.93]) than those with non-CP-CRE cultures sample sizes, resulting in wider CIs.
(mean 4.73 [2.99]; P < .001). CP-CRE cultures were also as- Almost one-quarter of patients (752; 24.3%) had no
sociated with significantly more days in the hospital over the documented antibiotic exposure in the prior year (Table 2).
previous year, compared with non-CP-CRE cultures (median There was no difference in the rate of CP-CRE detection
[interquartile range], 29 [5–77] vs 18 [0–58] days; P < .001). between those with and without antibiotic exposure (26.5%
CP-CRE cultures varied by facility complexity. Geographically, vs 27.9%). Patients with no antibiotic use in the previous
most CP-CRE cultures came from the South (33.5%), Northeast year had lower rates of several chronic comorbid condi-
(25.3%), or outside the continental United States (23.6%,) while tions (Table 2) and a higher percentage of prolonged proton
most of the non-CP-CRE cultures were from outside the conti- pump inhibitor use in the prior year than those with anti-
nental United States (29.3%) or the South (27.9%). biotic exposure (27.8% vs 5.6%, respectively). Although no
The final multivariable model was adjusted for the following regional differences were identified, patients without anti-
covariates: race, admission type, bacterial species, CHF, chronic biotic exposure were less often treated at a complex 1a–1c
gastrointestinal illness, GERD, facility complexity, facility re- facility than those with such exposure (89.9% vs 93.9%,
gion, and year of culture. In the multivariable cluster adjusted respectively).
CP-CRE CRE P
Cultures, No. (%)a Characteristic (n = 1603) (n = 4175) Value
50–64 301 (18.4) 7 (18.9) 1a–1c 1534 (95.8) 3853 (92.3) <.001
White non-Latin 729 (45.5) 1949 (46.7) <.001 Midwest 122 (7.3) 566 (13.6)
African American 436 (27.2) 861 (20.6) West 160 (10.0) 461(11.0)
Care setting Abbreviations: CCI, Charlson comorbidity index; CHF, congestive heart failure; CP-CRE,
carbapenemase-producing carbapenem-resistant Enterobacteriaceae; CRE, carbapenem-
Inpatient 777 (48.7) 1944 (46.5) <.001 resistant Enterobacteriaceae; GERD, gastroesophageal reflux disease; GI, gastrointestinal;
Outpatient 536 (33.3) 1761 (42.3) ICU, intensive care unit; IQR, interquartile range; LOS, length of stay; PPI, proton pump in-
hibitor; SCI/D, spinal cord injuries and disorders; SD, standard deviation; US, United States.
Long-term care 290 (18.0) 470 (11.3)
a
Data represent no. (%) of cultures, unless otherwise specified.
ICU admissionc 27 (1.7) 49 (1.2) .13 b
d
“Other” includes Asian, Native American, and Pacific Islander.
LOS in previous year, median (IQR), d 29 (5–77) 18 (0–58) <.001 c
Seventy-six cultures from 60 unique patients were collected during an ICU admission.
Specimen type d
A total of 4399 cultures were obtained from 2199 unique patients with inpatient admis-
Urine 972 (60.6) 2601 (62.3) .003 sions in the year before the culture.
e
Respiratory 213 (13.2) 558 (13.4) “Other” specimen types included skin and soft-tissue, abscess fluid, and bone samples.
Blood 168 (10.5) 313 (7.5)
Othere 250 (15.6) 703 (16.8)
Bacterial organism The findings of the multivariable adjusted subgroup analysis
Klebsiella spp. 1322 (82.1) 2610 (62.5) <.001 of 481 blood cultures from 310 unique patients were almost
Enterobacter spp. 210 (13.1) 1045 (25.0) identical to the findings of the overall cohort (Table 3). The only
Escherichia coli 71 (4.4) 520 (12.5) differences were that having multiple sclerosis (OR, 1.52 [95%
Duration of PPI use in prior year, d
CI, 1.07–2.15]) was associated with CP-CRE positive blood cul-
0 393 (24.5) 1120 (26.9) .20
1–30 261 (16.3) 631 (15.2)
tures, as opposed to CHF and GERD, which were significant in
31–60 123 (7.6) 281 (6.8) the overall cohort. In addition, though being African American
61–90 81 (5.1) 239 (5.7) was significant in the unadjusted analysis, it was not associated
>91 745 (46.5) 1904 (45.5) with CP-CRE positivity in the blood culture subanalysis.
Duration of antibiotic use in prior year, d
0 271 (16.8) 746 (17.9) .70 DISCUSSION
1–30 797 (50.0) 2096 (50.1)
31–60 305 (18.9) 730 (17.5) In a cohort of 5778 CRE-positive cultures collected at VAMCs
61–90 86 (5.2) 225 (5.4) between 2013 and 2018, we found that 27.7 % were CP-CRE
>91 144 (9.0) 378 99.1) positive, a CP-CRE prevalence significantly lower than that
Comorbid conditions reported in the literature [10]. However, this finding was
SCI/D 259 (16.1) 598 (14.3) .08
likely significantly affected by the low rate of CP-CRE testing
Chronic GI illness 791 (49.2) 1942 (46.6) .054
GERD 522 (32.5) 1182 (28.3) .002
in this cohort (32.9%). A sensitivity analysis of the 2017
Myocardial infarction 169 (10.6) 279 (6.7) <.001 and 2018 years of the cohort, which had higher testing rates
CHF 575 (36.0) 1133 (27.1) <.001 (46.7% and 59.5%, respectively), yielded similar results to the
Rheumatologic disease 38 (2.4) 67 (1.6) .051 main analysis presented in this article. In addition, a second
Peptic ulcer disease 89 (5.5) 154 (3.7) .002
sensitivity analysis was done for individuals with only 1 versus
Mild diabetes 826 (51.3) 2143 (51.4) .89
>1 culture during the study period, but this also yielded sim-
Complicated diabetes 534 (33.3) 1165 (27.9) <.001
Renal disease 1004 (62.8) 2247 (53.8) <.001
ilar results to the main analysis presented. The majority of
Peripheral vascular disease 489 (30.4) 1023 (24.5) <.001 non-CP-CRE and CP-CRE cultures were Klebsiella spp., con-
Paralysis 421 (26.3) 820 (19.7) <.001 sistent with previous literature showing that Klebsiella spp.
Multiple sclerosis 45 (2.8) 47 (1.1) <.001 represent a high proportion of CRE cases [26, 27]. Our re-
Cancer 476 (29.7) 1137 (27.2) .06
sults were also consistent with prior literature showing that
most CP-CRE cultures originate in an inpatient setting and in socioeconomic status in the United States which also serves to
higher-complexity facilities [3, 11, 28]. increase the likelihood of less access to healthcare and poorer
Other correlates associated with having a CP-CRE versus a general health [35, 36]. In addition, some studies have found
non-CP-CRE culture were having CHF and GERD and being differences in antibiotic use by race and sex [37, 38], which
African American. The association between CP-CRE and co- could in turn influence CP-CRE risk. However, no such inter-
morbid conditions is supported by previous literature that has action was identified in the current study. Further research is
shown an increased number of comorbid conditions associated needed to explore the social determinants of health that may
with an increased risk of CRE infection [2, 29]. An interesting affect these findings.
finding in our study that was not identified in previous litera- Previous antibiotic use is an established risk factor for CRE
ture is the association between race and CP-CRE [29, 30]. Our colonization and infection [11, 29, 39]. However, in our analysis
study found that African Americans had a 44% increased odds of we found that nearly 25% of patients had no history of docu-
CP-CRE positivity compared, with non-Latin whites. While this mented antibiotic use in the previous year. This finding may be
link has not been well established for CRE, previous literature has due to some misclassification and receipt of antibiotics outside
shown a link between race and increased risk of other multidrug- the VA system not captured by VA data. However, although there
resistant infections, such as methicillin-resistant Staphylococcus was no difference between CP-CRE– and CRE-positive cultures
aureus and vancomycin-resistant Enterococcus [31–33]. by antibiotic exposure, we did find several key differences be-
The risk of CRE infection is known to be linked to general tween these groups of individuals. Patients without antibiotic
poor health, indicated by a greater number of chronic comorbid exposure in the previous year were more likely to be white, had
conditions [3, 5, 34]. Race/ethnicity is correlated with lower significantly lower rates of all major comorbid conditions, and
those without previous antibiotic exposure. More work should 7. Souli M, Galani I, Antoniadou A, et al. An outbreak of infection due to beta-
lactamase Klebsiella pneumoniae carbapenemase 2-producing K. pneumoniae in
be done to determine the patient risk factors correlated with a Greek University Hospital: molecular characterization, epidemiology, and out-
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8. Willems RPJ, van Dijk K, Ket JCF, Vandenbroucke-Grauls CMJE. Evaluation of
the association between gastric acid suppression and risk of intestinal coloniza-
Notes
tion with multidrug-resistant microorganisms: a systematic review and meta-
Disclaimer. The views expressed in this article are those of the authors analysis. JAMA Intern Med 2020; 180:561–71.
and do not necessarily reflect the position or policy of the Department of 9. Durante-Mangoni E, Andini R, Zampino R. Management of carbapenem-
Veterans Affairs or the US government. resistant Enterobacteriaceae infections. Clin Microbiol Infect 2019; 25:943–50.
Financial support. This work was supported by the Department of 10. Woodworth KR, Walters MS, Weiner LM, et al. Vital signs: containment of novel
Veterans Affairs, Veterans Health Administration, Office of Research multidrug-resistant organisms and resistance mechanisms—United States, 2006–
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Enhancement Research Initiative QUE 15–269 and Research Career
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vestigator for a Clostridium difficile vaccine trial from Pfizer, outside the stream infections caused by Klebsiella pneumoniae carbapenemase-producing
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have submitted the ICMJE Form for Disclosure of Potential Conflicts of 13. Kassem A, Raed A, Michael T, et al. Risk factors and outcomes of patients col-
Interest. Conflicts that the editors consider relevant to the content of the onized with carbapenemase-producing and non-carbapenemase-producing
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manuscript have been disclosed
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14. National Infectious Disease Service MDRO Prevention Office. 2017 Guideline for
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