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Areas of Endemism
Author(s): Joel Cracraft
Source: Ornithological Monographs, No. 36, Neotropical Ornithology (1985), pp. 49-84
Published by: University of California Press for the American Ornithologists' Union
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HISTORICALBIOGEOGRAPHYAND PATTERNS OF
DIFFERENTIATIONWITHIN THE
SOUTH AMERICAN AVIFAUNA:
AREAS OF ENDEMISM
Joel Cracraft
Departmentof Anatomy, Universityof Illinois, Chicago,Illinois 60680 USA, and
Divisionof Birds,Field Museumof NaturalHistory,Chicago,Illinois 60605 USA
Two themes have dominated recent analyses of the historical biogeography of continental
biotas. First is the idea of waves of intercontinental dispersal followed by "adaptive radiation"
into the "empty niches" of the continent being invaded. That this view has been important,
particularly when the time-scale being considered extends well-back into the Cenozoic, scarcely
can be denied. One only has to read recent discussions about the history of continental biotas
(including their avifaunas) to see how the dispersalist theme has shaped our thinking (general
papers: Darlington 1957; Simpson 1965; Cracraft 1973; North America: Mayr 1946; Central
and South America: Mayr 1964; Australia: Mayr 1944, 1972; Cracraft 1972, 1976; Keast
1972, 1981; Rich 1975).
A second dominant theme concerns the role played by "refuges" in the distribution and
diversification of continental biotas (see summaries in Prance 1982a). In this case the time-
scale is almost always restricted to the Pleistocene. Biotas are envisioned to have developed
by repeated isolations of wet- and dry-forest habitats subjected to cyclical contraction and
expansion during glacial and interglacial periods. Again, this theme has played a major role
in our interpretations of avian continental biogeography, particularly in South America (Haffer
1967a, 1969, 1974, 1982; Vuilleumier 1969, 1970, 1980; Simpson and Haffer 1978; Vuilleu-
mier and Simberloff 1980) and in Australia (Keast 1961, 1981).
In this paper I propose that the above themes can be considered components of a still larger
problem within biogeography, the problem of areas of endemism and their historical inter-
49
50 ORNITHOLOGICALMONOGRAPHSNO. 36
areas of endemism may be nested within the larger one. Areas of endemism, therefore, appear
to be organized hierarchically.
As the sample region becomes smaller, the areas of endemism within that region are denned
by an increasingly higher degree of overlap (congruence) in species' distributions. Thus, the
amount of congruence that is acceptable in denning endemism is a function of the scale
employed.
The sample region of this paper is South America, hence the degree of overlap in species'
distributions used to define areas of endemism must be judged relative to South America as
a whole. As an example, Figure 1 depicts the ranges of ten of the taxa used to describe the
South Amazonian Center of endemism (see methods and discussion below). At the small scale
of the area itself, congruence might be judged imprecise, and each species is observed to differ
in the details of its distribution. At a much larger scale, however, the degree of congruence
increases. Thus, when all of South America is used as a basis of description, the ranges of
these 10 taxa describe a well-marked area of endemism.
In recognizing areas of endemism in this paper, those proposed by Miiller (1973) were first
investigated. The validity of these areas was examined using distributional data for each
species of South American bird compiled from the following primary sources: Peters (1931-
1979), Meyer de Schauensee ( 1964, 1966, 1970), Phelps and Phelps( 1950, 1958), Blake (1977),
Meyer de Schauensee and Phelps (1978), and Parker et al. (1982). In addition, numerous
monographs and papers were consulted (see papers cited in Introduction and in the following
section), in particular Delacour and Amadon (1973), Short (1975), Vaurie (1980), and Snow
(1982). The areas recognized by Miiller, inasmuch as they were partially delimited by avian
distributions, provided a convenient starting point for investigating avian endemism in more
detail. This study confirmed that many of his areas are accurate descriptors of avian endemism,
and his lists are expanded here. Other areas recognized in this paper are based on distributional
congruence as revealed by the data collected from the sources cited above.
No map or written description can delineate a species' distribution accurately. The most
accurate map would be that which shows reliable specimen and sight records, but an analysis
of this type was not practical for this study and would require extensive resources, particularly
of money and personnel, that are not available at this time. The distributions of most described
taxa are still poorly known, especially in the Andes. Taxa were assigned to an area if their
distributions were almost completely within that area. Occasionally, taxa were also assigned
to an area even though recorded from outside that area: in these cases, outside distributions
had to be restricted to adjacent areas and be interpretable as "recently" established or chance
wanderings (e.g., ranges barely crossing a boundary, marginal distributions in adjacent biomes,
or only scattered, isolated records). Thus, this study employs a more restricted definition of
"endemic" than did Muller (1973) or Haffer (1978); I distinguish between taxa that are
"characteristic" of an area and those that are endemic (restricted) to it.
Some of the areas postulated here undoubtedly will be divided into two or more distinct
areas of endemism upon further study. This will be true particularly for the Andes where taxa
are distributed in three dimensions and on a landscape that is complex topographically and
ecologically. To give an example, the subtropical montane forest avifauna traditionally has
been considered to be derived from the lowland tropical biota (Chapman 1917). Such a
relationship may be corroborated eventually, but many taxa within the subtropical montane
biota have sister-group relationships to forms within the montane forests that lie either to the
north or south and not to the adjacent lowland tropical biotas (Cracraft, unpubl. observ.).
This implies a distinct history for some of these montane and lowland taxa. Hence, the
independent existence of an area of endemism that includes part or all of the montane biota
will be determined once the phylogenetic patterns of the endemic species are established. The
same argument extends to those species that inhabit "upper" subtropical and temperate
montane forests and that, occasionally, also extend to the paramo-puna biome. Answers to
the questions- Does the puna-paramo avifauna have a history distinct from the temperate
avifauna? Does the temperate avifauna have a history distinct from that of the subtropical
biome?- cannot be provided merely by mapping distributions and examining the ecology of
the species; an area may be distinct historically and still contain an avifauna that is highly
complex ecologically.
In order to avoid creating an area of endemism for each ecological "zone" within the Andes,
I have, perhaps somewhat arbitrarily, included taxa that have "lower" subtropical montane
Fig. 1. Estimateddistributionsof 10 species of birds used to define the South Amazon (Inambari)
Centerof endemism(see Fig. 5, area20). Note that not all speciesexhibitprecisecongruenceeven though
they are all consideredto be endemic in this area (see text). Data from Peters (1931-1979), Meyer de
Schauensee(1966), and Haffer(1970b, 1974, 1978). Taxa include,top: Pteroglossusbeauharnaesii(solid
line), P. mariae (long dash), Galbulacyanescens(dot-dash), Thamnomanesschistogynus(dotted),and
Phaethornisphilippi(shortdash);bottom: Pyrrhurarupicola(solid line), Neopelmasulphureiventer (long
dash),Muscisaxicolafluviatilis(dot-dash),Myrmoborusmelanurus(dotted),and Psophialeucoptera(Short
dash).
NEOTROPICALORNITHOLOGY 53
Fig. 2. Postulated areas of endemism for birds in northern South America: 1, Choc6 Rainforest Center;
2, Nechi Rainforest Center, 3, Magdalena Center; 4, Santa Marta Center; 5, Guajiran Center, 6, Parian
Center; 7, Venezuelan Montane Center; 8, Meridan Montane Center; and 9, Perijan Montane Center.
Lepidopygacoeruleogularis Laniocerarufescensgriseigula
L. lilliae Aphanotriccusaudax
Trogonmelanurusmacroura Thryothorus f. fasciatoventris
Brachygalbasalmoni T. rutilusinterior
Malacoptilafulvogularishuilae Campylorhynchusnuchalispardus
M. panamensis magdalenae C. zonatus brevirostris
Capitohypoleucus Cyphorhinusaraduspropinquus
Synallaxis b. brachyura Turdusgrayi incomptus
Deconychuralongicaudaminor Myadestesralloidescandelae
Thamnophilusnigricepsmagdalenae Gymnostinopsquatimozinus
T. n. nigriceps Habiafusicauda erythrolaema
Grallariaperspicillatapallidior H. gutturalis
Myrmotherulafulviventrissalmoni Atlapetesatricapillus
Attila spadiceuscaniceps
Comments.Some of the above species also extend into the rainforestsof Panama.Because
the Choco and Nechi centers share many taxa, numerous workershave consideredthem to
be closely related. Some of the taxa endemic in this combined area (some also range into
Panamainclude):
Geotrygonveraguensis Xiphorhynchuslachrymosusalarum
Damophilajulie Xenerpestesminlosi
Heliothryxb. barroti Phaenostictusmcleannanichocoanus
Androdonaequatorialis Myrmecizaexsul cassini
Trogoncomptus Dysithamnuspuncticepsintensus
Notharchuspectoralis Gymnopithysleucaspisruficeps
Nystalus radiatus Hylophylaxn. naevioides
Capito maculicoronatus Microrhopiasquixensisconsobrina
Pteroglossussanguineus Myrmotherulaf. fulviventris
56 ORNITHOLOGICALMONOGRAPHSNO. 36
Guajiran Center
This area of endemism includes the arid coastal avifauna of northern Colombia and Ven-
ezuela (Fig. 2: area 5). As used here, the center extends eastward from the region of Barranquilla
and includes the lowlands around the Sierra Nevada de Santa Marta, the Peninsula de Guajira,
and northern Zulia, northern Lara, and Falcon, Venezuela (Hueck and Seibert 1981). Some
of the taxa are distributed various distances eastward along the Venezuelan coast (see Haffer
1967c).
Representative endemic taxa are:
Columba corensis Poecilurus candei venezuelensis
Amazona b. barbadensis P. c. candei
Leucippus fallax Sakesphorus canadensis phainoleucus
Picumnus c. cinnamomeus Todirostrum viridanum
P. c. perijanus Inezia tenuirostris
Melanerpes rubricapillus paraguanae Icterus icterus ridgwayi
Hypnelus ruficollis decolor Thraupis glaucocolpa
Xiphorhynchus picus paraguanae Cardinalis phoeniceus
X. p. picirostris Arremonops tocuyensis
Synallaxis albescens perpallida Saltator orenocensis rufescens
Comments. -Some of the above taxa range to one or more of the offshore islands north
and east of the mainland center.
Venezuelan Montane Center
This area of endemism (Fig. 2: area 7) includes avifaunal elements found in the Venezuelan
Coastal Forest and Venezuelan Montane Forest centers of Muller (1973:54-56). It is denned
by the limits of the coastal mountains of northern Venezuela, extending from eastern Lara
on the west through Miranda on the east.
Representative endemic taxa are:
Crypturellus obsoletus cerviniventris Grallaricula loricata
Pyrrhura hoematotis G. nana olivascens
P. leucotis emma Pipreola f formosa
Pionus sordidus P. aureopectus f estiva
Aglaiocercus kingi margarethae Phylloscartes opthalmicus purus
Metallura tyrianthina chloropogon P. venezuelanus
Ocreatus underwoodii polystictus Pipromorpha oleaginea abdominalis
Coeligena coeligena zuloagae Acrochordopus burmeisteri viridiceps
C. c. coeligena Tyranniscus vilissimus petersi
Heliodoxa I. leadbeateri Mecocerculus leucophrys palliditergum
Adelomyia melanogenys aeneosticta Hemitriccus granadensis federalis
Amazilia tobaci monticola Ochthoeca diadema tovarensis
Aulacorhynchus s. sulcatus Henicorhina leucophrys venezuelensis
Thripadectes virgaticeps klagesi Psarcolius angustifrons oleagineus
Philydor rufus columbianus Basileuterus tristriatus bessereri
Anabacerthia striaticollis venezuelana Diglossa albilatera federalis
Pseudocolaptes boissonneautii striaticeps D. cyanea tovarensis
Synallaxis unirufa castanea D. c. caerulescens
S. cinnamomea bolivari Conirostrum albifrons cyanopterum
Syndactyla g. guttulata Tangara rufigenis
Premnoplex brunnescens rostratus Chlorospingus ophthalmicus falconensis
Lepidocolaptes affinis lafresnayi Hemispingus frontalis hanieli
Xiphorhynchus triangularis hylodromus Rhodinocichla r. rosea
Chamaeza ruficauda chionogaster Eucometis penicillata affinis
Grallaria h. haplonota Thraupis cyanocephala olivicyanea
G. ruficauda avilae Chlorophonia cyanea frontalis
exact subdivision of the Pantepui Center must remain tentative. Two moderately well-defined
subcenters seem recognizable, although certainly each will be shown to be divisible further;
the Gran Sabana Subcenter (Fig. 3: area 10A) includes the tepuis located east of the Rio
Caroni near the Venezuelan-Guyanan border, and the Duida Subcenter (Fig. 3: area 10B),
those highland areas to the west of the Rio Caroni. The historical unity of the Duida Subcenter
is much less certain than that of the Gran Sabana.
Representative endemic taxa of the entire Pantepui region are:
Otusguatemalae roraimae Elaenia pallatangae olivina
Caprimulguswhitelyi Mecocerculusleucophrysroraimae
Neomorphusrufipennis Tolmomyiassuphurescensduidae
Streptoprocnezonaris albicincta Platyrinchusmystaceusduidae
Doryferajohannae guianensis Knipoleguspoecilurussalvini
Polytmus milled Turdusignobilis murinus
Colibricoruscansgermanus Microcerculusbambla caurensis
Amazilia lactea zimmeri Hylophilussclateri
A. versicolorhollandi Macroagelaiusimthurni
Heliodoxa xanthogonys Basileuterusbivittatusroraimae
Trogonpersonatusroraimae Parulapitiayumi roraimae
Veniliorniskirkii monticola Myioborusminiatus verticalis
Synallaxis m. macconnelli Coerebaflaveola roraimae
Chamaezacampanisonaobscura Chlorophoniacyanea roraimae
Grallariaguatimalensisroraimae Pirangaflava haemalea
Phylloscartesnigrifrons Catameniahomochroaduncani
Contopusfumigatus duidae
Representativeendemic taxa of the Gran SabanaSubcenterare:
Crypturellusptaritepui Nyctibiusaethereuslongicauda
Pyrrhuraegregia Caprimulguslongirostrisroraimae
NEOTROPICAL ORNITHOLOGY 61
Fig. 4. Postulated areas of endemism for Andean birds: 4, Santa Marta Center; 9, Perijan Montane
Center, 1 1, North Andean Center; 12, Peruvian Andean Center, 12A, West Peruvian Andean Subcenter;
12B, East Peruvian Andean Subcenter; 12C, South Peruvian Andean Subcenter; and 13, Austral Andean
Center.
at about 26°S latitude (Hueck and Seibert 1981). The northern limits of this area of endemism,
particularly in the western puna zone, are ambiguous, as many taxa are distributed north into
the Andes of Peru (see below). Nevertheless, a distinct area of endemism for puna species
does seem to begin in northwestern Bolivia, in the vicinity of Lake Titicaca, and to extend
southward along the Andes. For convenience, both high montane forest species and those of
the puna are included in this area of endemism; future systematic work will reveal whether
this is valid biogeographically.
Representative endemic taxa are:
Penelope dabbenei Asthenes steinbachi
P. obscura bridgesi Batara cinerea argentina
Metriopelia aymara Scytalopus superciliaris
M. morenoi Thamnophilus ruficapillns cochabambae
Amazona tucumana T. r. subfasciatus
Leptotila megalura Phylloscartes ventralis tucumanus
Cypseloides major Todirostrum plumbeiceps viridiceps
Eriocnemis glaucopoides T. p. obscurum
Sappho sparganura Cinclus shultzi
Microstilbon burmeisteri Mimus dorsalis
Oreotrochilus leucopleurus Oreopsar bolivianus
O. adela Basileuterus bivittatus argentinae
Veniliornis frontalis Myioborus b. brunniceps
Geositta rufipennis Atlapetes fulviceps
G. isabellina A. citrinellus
G. punensis Poospiza boliviana
Synallaxis superciliosa P. hypochondria
Upucerthia albigula P. erythrophrys
U. ruficauda P. nigrorufa whitii
U. andaecola Sicalis luteocephala
U. harterti Phrygilus dorsalis
Leptasthenura fuliginiceps
Comments.- A substantial number of taxa are distributed over part or whole of both the
Peruvian Andean Subcenter and the Austral Andean Center. Generally speaking, most of
these taxa are restricted to the puna biome, but some occupy the forests of the temperate and
upper subtropical biomes. Some of these endemics include:
Nothoprocta pentlandii M. juninensis
N. ornata M. frontalis
Tinamotis pentlandii M. albifrons
Phalcoboenus megalopterus Anairetes flavirostris
Aeronautes andecolus Petrochelidon andecola
Picumnus dorbygnianus Turdus n. nigriceps
Geositta tenuirostris Thlypopsis ruficeps
Upucerthia validirostris Sicalis lutea
Cinclodes atacamensis S. uropygialis
Asthenes maculicauda S. olivascens
Phacellodomus striaticeps Phrygilus atriceps
Conopophaga ardesiaca Spinus crassirostris
Kniplolegus signatus S. atratus
Phyllomyias sclateri S. uropygialis
Muscisaxicola rufivertex
Tumbesan Center
The Tumbesan Center, basically equivalent to the Ecuadorian Subcenter of Muller (1973:
100-101; see also Chapman 1926), lies directly to the south of the Choco Center (Fig. 5: area
14). It includes an avifauna generally endemic to the narrow strip of dry forest that extends
from slightly north of the Golfo de Guayaquil down the coast to Libertad, Peru (some species
may occupy more humid habitats in this area). A small proportion of the taxa assigned to
this center extend slightly north into the subtropical zone of the Choco.
NEOTROPICAL ORNITHOLOGY 67
Fig. 5. Postulated areas of endemism for the birds of central Amazonia and the western coast of
South America:14, Tumbesan Center, 15, Peruvian Arid Coastal Center; 16, Maran6n Center, 19, North
Amazon (Napo) Center, 20, South Amazon (Inambari) Center, 21, Rondonia Center; 22, Para Center;
and 23, Belem (Maranhao) Center.
Maran6n Center
The Marafion Center (Fig. 5: area 16) includes those taxa confined to the arid valley of the
upper Rio Marafion (and the area of its immediate tributaries) in northcentral Peru.
Representative endemic taxa are:
Crypturellus tataupa inops Sakesphorus bernardi shumbae
Columba oenops Knipolegus aterrimus heterogyna
Forpus xanthops Mimus longicaudatus maranonicus
Aratinga wagleri minor Turdus maranonicus
Chrysoptilus atricollis peruvianus Thlypopsis inornata
Phacellodomus dorsalis Saltator albicollis peruvianus
Synallaxis stictothorax chinchipensis Arremon abeillei nigriceps
Siptornopsis hypochondriacus Incaspiza watkinsi
Melanopareia maranonica Sporophila simplex
Guyanan Center
This area of endemism primarily includes the lowland tropical rainforest of Guyana, Suri-
nam, French Guiana, and Amapa, Brazil (Muller 1973; Fig. 3: area 17). Endemics are limited
to the north by the delta of the Orinoco or by savannah vegetation (Hueck and Seibert 1981),
but some species, nevertheless, are distributed north of the Orinoco, even as far as Trinidad.
The center is bounded on the south by the Amazon River. To the north the highlands of
western Guyana and southeastern Venezuela form the western edges of the Guyanan Center,
but farther south species are variously distributed westward. For some, the campos region
along the Brazil-Guyana-Surinam-French Guiana borders serves as a boundary; other species
extend farther westward, some as far as the Rio Negro and the southern border of the Ven-
ezuelan highlands.
Representative endemic taxa are:
Pionopsitta caica Myrmeciza f. ferruginea
Caprimulgus maculosus Sakesphorus melanothorax
Topaza p. pella Terenura callinota guianensis
Lophornis ornata T. spodioptila elaopteryx
Threnetes niger Gymnopithys r. rufigula
T. loehkeni Percnostola r. rufifrons
Phaethornis malaris Iodopleura fusca
Selenidera cuiik Pachyramphus surinamus
Ramphastos v. vitellinus Haematoderus militaris
Celeus u. undatus Pipra s. serena
Veniliornis sanguineus Contopus albogularis
Dendrexetastes r. rufigula Microcochlearius josephinae
NEOTROPICAL ORNITHOLOGY 69
Imeri Center
This center of endemism is located in the vicinity of the Brazilian, Venezuelan, and Co-
lombian frontiers (Fig. 3: area 18). It includes the lowlands of southern Amazonas, Venezuela,
Brazil north of the upper Rio Negro and Rio Vaupes, and the eastern portions of Vaupes,
Guainia, and possibly southeastern Vichada, Colombia. Its western border is ambiguous
although it possibly lies near the boundary of the evergreen lowland forest of the North Amazon
Center (see Hueck and Seibert 1981).
Representative endemic taxa are:
Crypturellus duidae Myrmotherula ambigua
C. casiquiare M. cherriei
Nonnula amaurocephala Rhegmatorhina cristata
Selenidera nattereri Gymnopithys leucaspis lateralis
Picumnus pumilus Heterocercus flavivertex
Hylexetastes stresemanni insignis Cyanocorax heilprini
Myrmeciza pelzelni Hylophilus b. brunneiceps
M. disjuncta Dolospingus fringilloides
Thripophaga cherriei
Comments.- & number of the species listed above are narrowly distributed in the region
of the upper Madeira, Purus, and Madre de Dios rivers. The relationship of this area of
endemism to the remainder of the South Amazon Center is uncertain. Muller (1973:82-88)
united the North and South Amazon centers into a single area of endemism. In fact, a
sufficiently high number of taxa are restricted to this combined area to warrant listing them
here. These endemic taxa (see also Haffer 1978:53-54) include:
Ortalis g. guttata Monasa flavirostris
Nothocrax urumutum Nonnula rubecula cineracea
Crax globulosa N. brunnea
Anurolimnas castaneiceps Eubucco richardsoni
Aramides calopterus Capito aurovirens
Micrastur buckleyi Pteroglossus inscriptus humboldti
Geotrygon saphirina Selenidera reinwardtii
Odontophorus stellatus Ramphastos vitellinus culminatus
Pulsatrix melanota Piculus I. leucolaemus
Aratinga weddellii Picumnus castelnau
Pionopsitta barrabandi P. rufiventris
Amazonaf. festiva Dendrexetastes rufigula devillei
Neomorphus geoffroyi aequatorialis Furnarius minor
N. pucheranii Synallaxis cherriei
Chordeiles rupestris S. albigularis
Popelairia langsdorfi melanosternon Sclerurus mexicanus peruvianus
Heliodoxa schreibersii Thripophaga fusciceps
Galbula tombacea Metopothrix aurantiacus
G. pastazae Philydor erythropterus
G. leucogastra chalcothorax Automolus dorsalis
Galbalcyrhynchus leucotis A. melanopezus
Nystalus s. striolatus Frederickena unduligera
NEOTROPICALORNITHOLOGY 71
Rond6nia Center
The Rondonia Center (Fig. 5: area 21) is one of the main areas of endemism within the
southern Amazon basin (Haffer 1978:58-60). The Madeira and Beni rivers form the western
boundary of this area and separate it from the South Amazon Center. The Rondonia Center
is delimited to the north by the Rio Amazonas, to the east by the Rio Tapajos, although some
forms extend eastward to the Rio Xingu, and by the limit of the tropical rainforest to the
south.
Representative endemic taxa are:
Penelope pileata Myrmeciza stictothorax
Pipile pipile nattered M. ferruginea elata
Pyrrhura rhodogaster Rhegmatorhina berlepschi
Celeus torquatus angustus R. hoffmannsi
Picumnus b. borbae Skutchia borbae
Dendrocolaptes hoffmannsi Tityra leucura
Hylexetastes perrotii uniformis Pipra nattered
Dendrexetastes rufigula moniliger Todirostrum senex
Myrmotherula i. iheringi Odontorchilus cinereus
M. longipennis ochrogyna Hylophilns muscicapinus griseifrons
M. leucophthalma phaeonota
Para Center
This southern Amazonian rainforest center extends from the Rio Amazonas on the north,
and the Rio Tapajos on the west, east to the Rio Tocantins and south to the limits of the
lowland rainforest (Muller 1973:75-79; Hueck and Seibert 1981; Fig. 5: area 22).
Representative endemic taxa are:
Ortalis motmot ruficeps Rhegmatorhina gymnops
Pyrrhura perlata anerythra Hemitriccus m. minor
Nonnula rubecula simplex H. aenigma
Pipra pipra separabilis H. striaticollis griseiceps
P. iris eucephala Serpophaga hypoleuca pallida
P. vilasboasi Myioborus barbatus insignis
P. aureola aurantiicollis Psarcolius bifasciatus
Rhynchocyclus olivaceus sordidus Hylophilus brunneiceps inornatus
Dendrexetastes rufigula paraensis Tangara velia signata
Myrmotherula leucophthalma sordida Sporophila leucoptera mexianae
72 ORNITHOLOGICALMONOGRAPHSNO. 36
Parana Center
South of the Serra do Mar Center lies the somewhat elevated Parana area of endemism
(Fig. 6: area 25). Although this area is characterized by a forest of Araucaria angustifolia
(Muller 1973:138-139; Hueck and Seibert 1981), not all avian endemics are restricted eco-
logically to that habitat. The northern boundary of this center lies at about the level of Sao
Paulo, extends to the west nearly to the Rio Parana, and has its southern limits at the Rio
Jacui (Muller 1973).
Representative endemic taxa are:
Ortalis guttata squamata Clibanornis dendrocolaptoides
Penelope o. obscura Leptasthenura setaria
Amazona pretrei L. striolata
Picumnus temminckii Hemitriccus kaempferi
P. nebulosus Cyanocorax caeruleus
Dryocopus galeatus Anthus nattereri
Comments.- Many taxa distributed in the tropical-subtropical forest of Serra do Mar also
extend southward and eastward into the Parana Center. Together these two centers comprise
a well-defined area of endemism. Some of these endemics include:
Tinamus solitarius Melanotrochilus fuscus
Crypturellus noctivagus Stephanoxis lalandi
Leucopternis polionota Lophornis magnified
Penelope superciliaris major Phaethornis eurynome
Pipile jacutinga Leucochloris albicollis
Odontophorus capueira Clytolaema rubricauda
Claravis godefrida Trogon surrucura
Ara maracana Notharchus macrorhynchos swainsoni
Pionopsitta pileata Selenidera m. maculirostris
Amazona vinacea Ramphastos discolorus
Triclaria malachitacea Piculus aurulentus
Otus atricapillus Automolus leucophthalmus
Pulsatrix koeniswaldiana Anabazenops fuscus
Strix hylophila Philydor r. rufus
Aegolius harrisii iheringi P. atricapillus
Macropsalis creagra Synallaxis cinerascens
Ramphodon naevius Cranioleuca obsoleta
74 ORNITHOLOGICAL MONOGRAPHS NO. 36
Fig. 6. Postulated areas of endemism for the birds of southeastern South America: 24, Serra do Mar
Center, 25, Parana Center, 26, Caatinga Center; 27, Campo Cerrado Center; and 28, Chaco Center.
Heliobletuscontaminatus Schiffornisvirescens
Phacellodomuserythrophthalmus Attila rufus
Anabacerthiaamourotis Knipoleguslophotes
Scleruruss. scansor Muscipipravetula
Hypoedaleusguttatus Conopiast. trivirgata
Mackenziaenasevera Sirystess. sibilator
M. leachii Elaenia obscurasordida
Biotas nigropectus E. mesoleuca
Formicariuscolma ruficeps Ramphotrigonm. megacephala
Batara c. cinerea Phylloscartesv. ventralis
Pyriglenaleucoptera Mionectesrufiventris
Myrmecizasquamosa Hemitriccusorbitatus
Drymophilamalura H. diops
D. ferruginea Todirostrump. plumbeiceps
Dysithamnusm. mentalis Myiornisa. auricularis
Herpsilochmusr. rufimarginatus Pogonotriccuseximus
Terenuramaculata Leptotriccussylviolus
Grallariavaria imperator Xanthomyiasvirescens
Phibaluraf. Jlavirostris Turdusa. albicollis
Pachyramphusc. castaneus T. nigricepssubalaris
Pyroderuss. scutatus Phaeothlypisr. rivularis
Chiroxiphiacaudata Thraupiscyanoptera
NEOTROPICAL ORNITHOLOGY 75
Caatinga Center
This area of endemism is located in the dry uplands of eastern Brazil in Ceara, Piaui, and
western Paraiba and Pernambuco (Fig. 6: area 26). Its boundaries do not appear to be well-
marked, but roughly, they exclude the more mesic vegetation zones to the west and northwest
(more or less delimited by the Rio Paranaiba), the lowlands of coastal Brazil, and areas beyond
the limits of the "Caatinga" vegetation zone (Hueck and Seibert 1981 :36) near southern Bahia.
Representative endemic taxa are:
Penelope jacucaca P. pygmaeus
Anodorhynchus leari Xiphocolaptes flacirostris
Cyanopsitta spixii Myrmorchilus s. strigilatus
Aratinga acuticaudata haemorrhous Procnias a. averano
A. cactorum Todirostrum sylvia schulzi
Pyrrhura leucotis griseipectus Hemitriccus mirandae
Caprimulgus hirundinaceus Stigmatura budytoides gracilis
Phaethornis gounellei Thryothorus longirostris bahiae
Augastes lumachellus Paroaria dominicana
Picumnus limae Sporophila albogularis
Chaco Center
The Chaco area of endemism consists of dry forest and plains in southwestern Brazil,
southeastern Bolivia, western Paraguay, and north-central Argentina (Miiller 1973; Hueck
and Seibert 1981; see especially Short 1975). This center is bordered on the east by the Rio
Paraguay, on the north by more mesic vegetation of central Bolivia, the Andes on the west,
and the more temperate dry forests of north-central Argentina (Fig. 6: area 28).
76 ORNITHOLOGICALMONOGRAPHSNO. 36
NOTHOFAGUS(CHILEANANDEAN) CENTER
This area of endemism describes the ranges of those taxa confined to the Nothofagus forests
or adjacent, non-forested mountain and coastal areas of southern Chile and extreme western
Argentina (Miiller 1973:155-165; Vuilleumier 1985). The area extends from the region near
Valdivia south to Tierra del Fuego (Fig. 7: area 29).
Representative endemic taxa are:
Nothoprocta perdicaria Pygarrhichas albogularis
Columba araucana Pteroptochos castaneus
Enicognathus ferrugineus P. megapodius
E. leptorhynchus Scelorchilus albicollis
Sephanoides sephanoides S. rubecula
Colaptes pitius Eugralla paradoxa
Picoides lignarius Agriornis livida
Phloeoceastes magellanicus Pyrope pyrope
Chilia melanura Phytotoma rara
Cinclodes oustaleti Mimus thenca
Asthenes humicola Melanodera xanthogramma
Patagonian Center
The Patagonian Center of endemism corresponds, at least in birds, to the extent of the
patagonian steppe vegetation (Hueck and Seibert 1981). The center lies east of the Andes, has
its northern limits near the Rio Chubut, and extends southward through Tierra del Fuego
(Fig. 7: area 30).
Representative endemic taxa are:
Pterocnemia p. pennata Cinclodes antarcticus maculirostris
Tinamotis ingoufi Neoxolmis rufiventris
Cyanoliseus patagonus Agriornis murina
Geositta antarctica A. micropteramicroptera
Eremobius phoenicurus Sicalis lebruni
Asthenes patagonica Melanodera melanodera princetoniana
Comments.- Somt of the taxa in the Nothofagus and Patagonian centers also are disjunct
in the Falkland Islands; in the above lists, this area is ignored for simplicity.
Many far southern taxa are found in open habitats and mountainous areas; thus, they are
distributed in both the Nothofagus and Patagonian centers. Some are more widely distributed
in one center than in the other. Some of these endemics include:
NEOTROPICAL ORNITHOLOGY 77
Fig. 7. Postulated areas of endemism for the birds of far southern South America: 29, Nothofagus
(Chilean Andean) Center, and 30, Patagonian Center.
DISCUSSION
Significance of Avian Areas of Endemism
Because birds have powers of flight, it is often believed that they generally exhibit significant
capabilities for long-distance dispersal. This being the case, birds are considered to be a
particularly difficult group with which to decipher biogeographic pattern (e.g., Darlington
1957:236, 239, 242, 267). Data presented in this study suggest otherwise. The 33 areas of
endemism recognized here (and actually many more will be added with further study) dem-
onstrate that significant distributional pattern exists for birds. The areas also show that many
78 ORNITHOLOGICALMONOGRAPHSNO. 36
taka are very narrowly endemic. Just what proportion of the South American avifauna is
narrowly endemic is difficult to assess. The exact percentage will remain in doubt because
many currently recognized "species" that might be considered to be widespread are actually
differentiated spatially, with well-marked "subspecies" themselves being narrowly endemic.
A rough survey of the distributions of South American land bird species (using lists in Meyer
de Schauensee 1966) suggests that a substantial proportion of the avifauna is narrowly endemic
(considered here to be restricted to two, or rarely three, adjacent areas of endemism as
recognized above). Moreover, that pattern would be significantly stronger if differentiated
subspecies were the basis of tabulation. We can conclude that the narrow endemism of most
birds provides the raw material for biogeographic studies and that birds are probably no less
useful for this task than are other groups of organisms.
Present evidence suggests that avian areas of endemism exhibit considerable congruence
with those determined for other organisms, even though very few groups have been investigated
with the purpose of denning areas of endemism. Of the 3 1 South American centers of endemism
identified by Miiller (1973), only a few (e.g., his Barranquilla, Catatumbo, Caribbean, and
Uruguayan centers) do not seem to be well-marked areas for birds. Other differences between
his areas and those recognized here can be attributed to alternative interpretations of distri-
bution patterns within the Andes and the Venezuelan highlands. Brown (1982a, b) described
over 40 areas of endemism for neotropical butterflies, and taking into account that a single
avian area may encompass two or more areas based on butterfly distributions, most of Brown's
areas are congruent with those proposed here. Finally, Prance (1982b: 150-1 56) postulated 26
centers of endemism for the lowland rainforests of South America. Compared to those for
birds, most of these plant areas are more restricted geographically. Nevertheless, much agree-
ment exists between his findings and those for birds as proposed in this paper and in the work
of Haffer (1969, 1977, 1978), particularly with respect to the centers in the Amazon basin,
the Choco, and southeast Brazil (Serra do Mar).
One conclusion from these preliminary data, then, is that avian distribution patterns have
significant generality: that is, distributions are highly nonrandom and congruent with those
of other organisms. This does not imply that all species conform to these patterns, nor that
all species assigned to a center will show identical patterns of distribution within the center.
This generality does imply, however, that there is a problem to be investigated, namely, the
origin and development of biotas as represented by these centers of endemism.
taxa in two adjacent areas is the result of selective responses to a common environmental
gradient and that each "phenotypic response" can be related to directional natural selection
associated with that gradient. As an example, the model would make the bold claim that
changes in pattern and color of avian plumages, pattern and color of butterfly wings or beetle
elytra, the shape of genitalia in worms, bugs, and spiders, or the shapes of leaves, are all
attributable to the correlated responses of selection for the same (clinal) change in their
environment. To my knowledge, a selective response such as this has not been demonstrated
to define the boundaries of areas of endemism.
In summary, proponents of the parapatric differentiation model have failed to explain how
that model can produce the major patterns of endemism we see within the South American
biota. Most biologists agree that clinal environmental changes can result in clinal phenotypic
responses in different kinds of organisms. This observation, however, does not lead to the
conclusion that this phenomenon can produce a complex pattern of endemism. The allopatric
(vicariance) model still remains the most parsimonious explanation for this pattern.
The Age of Areas and Their Biotas
South American areas of endemism (often considered to be "refuges," see below) are con-
sidered by the majority of workers to be Pleistocene in age (e.g., Prance 1982a). Why this is
the case is not entirely clear. The hypothesis seems to rest on the following evidence and
suppositions: (1) the Pleistocene climatic fluctuations influenced the extent of lowland rain-
forest and dry forest vegetation in a cyclical manner, (2) the Andes experienced between 1000
and 3000 m rise in elevation during the Pleistocene, an event undoubtedly having a marked
effect on the ecology and distribution patterns of the South American biota, (3) species dis-
tributions are nonrandomly clustered within areas, and (4) taxa whose differentiation is at the
"subspecific" or "specific" levels are likely to be of recent origin (typically considered to be
Pleistocene).
Taken together, these observations might lead one to infer that Pleistocene events probably
have been important in shaping biogeographic and systematic patterns. They are insufficient,
however, to demonstrate a Pleistocene origin for the areas of endemism. Any of the above
observations or assumptions is equally compatible with a hypothesis that the areas originated
prior to the Pleistocene. Indeed, one might easily argue that complex biogeographic patterns
could not have been established so recently as the Pleistocene. This argument could even
apply to those habitats said not to "exist" prior to the Pleistocene. The example most often
cited, perhaps, is the high Andean puna-paramo biota (see, e.g., Simpson 1975:275, 291). Yet,
much of the Andes may have been 2500 to 3500 m in elevation throughout much of the
Cenozoic (Simpson 1975). Whereas this may not have been high enough to support "puna-
paramo" conditions as we see them today, dry open habitats were surely available to support
a "high" Andean biota, including perhaps the ancestral species of today's flora and fauna.
Inasmuch as the Andes have not exhibited a history of stasis over the past 40 to 50 million
years, there is no reason not to expect some of the presently observed biogeographic patterns
to antedate the Pleistocene. This is equally true with respect to the lowland biotas. It is
important to remember that climatic fluctuations were significant throughout most of the
Cenozoic.
Much needs to be learned about the history of South American areas of endemism, and in
the search for that history it would be prudent to keep an open mind and to reject a prioristic
assumptions, especially when those assumptions are unnecessary. Thus, several groups of
investigators of the tropical lowland vertebrate fauna (Heyer and Maxson 1982; Weitzman
and Weitzman 1982) have been unable to interpret their systematic and biogeographic patterns
within the framework of the Pleistocene, and yet they have not found it necessary to reject
the notion of Pleistocene "refuges" altogether. If South American areas of endemism have
complex hierarchical interrelationships similar to those postulated for the areas of Australia
(Cracraft 1982), then certainly they have had a much longer history than currently accepted
by many workers.
Undoubtedly the "age problem" of these areas can be traced to the assumption that species
and subspecies of many organisms (particularly vertebrates) must be relatively young (see
Mayr and Phelps 1967, as only one of many examples that could be cited). To adopt the view
that the amount of differentiation is proportional to age requires acceptance of the hypothesis
that the rate of change is equal for all characters and taxa. All biologists would no doubt see
this as an unnecessary and unwarranted assumption. If so, then we must accept the possibility
NEOTROPICAL ORNITHOLOGY 81
that some subspecies are older than some species, some species older than some genera, and
so on. In fact, one must also entertain the possibility that disjunct, undifferentiated populations
of some species may be as old as differentiated taxa of differing rank living in the same area.
The Inadequacy of Phenetic Biogeography
Rejection of the equal-rate hypothesis also requires the rejection of "phenetic biogeography"
(Nelson and Platnick 1978) in developing hypotheses about the history of areas of endemism.
Phenetic biogeography is an expression of the assumption that areas having the most taxa in
common are the most closely related to one another (Nelson and Platnick 1978). Although
workers have not yet attempted to reconstruct the hierarchical relationships of South American
areas of endemism, they have used the methods of phenetic biogeography to assess the
interrelationships of avifaunas (Mayr and Phelps 1967; Muller 1973; Vuilleumier 1983).
With respect to the areas discussed in this paper, it is very easy to make phenetic comparisons
and then to assume that they have some historical significance. Thus, the Choco Center can
be shown to share many taxa either with certain Central American centers, with the Nechi
Center, or with the North and South Amazon centers, but the question remains, "To which
one of these centers is the Choco most closely related historically?" Similar questions present
themselves when any of the South American areas are considered, but we cannot answer them
using phenetic methods. This does not mean that comparisons of faunal similarity carry no
information, only that they do not constitute a reliable method for revealing historical inter-
relationships among biotas (Nelson and Platnick 1978, 1981).
The interrelationships of the South American areas will be better understood once the
phylogenetic relationships of endemic taxa are investigated (Nelson and Platnick 1978, 1981;
Platnick and Nelson 1978; Rosen 1978; Cracraft 1982, 1983a, b). Preliminary studies suggest
a pattern of congruence among the systematic and biogeographic relationships of some avian
taxa (Prum 1982; Cracraft unpubl. observ.). Because many of these areas may be very old,
and because it is likely that Pleistocene events had a role in shaping biotic distribution and
endemism, deciphering the history of these areas will be difficult indeed. Nevertheless, given
sufficient and reliable systematic data, patterns should emerge.
"Refuges" or Areas of Endemism?
The "refuge concept" is based upon the assumption that during arid climatic periods,
particularly during the Pleistocene (Haffer 1982), once broad tracts of rainforest were reduced
to a small number of "refuges" in regions where mesic conditions still prevailed, and that
these refuges then served as centers of taxonomic differentiation. The "reality" of these refuges
has taken on paradigmatic proportions in the analysis of South American biogeography and
taxonomic diversification (e.g., Prance 1982a). As noted earlier, however, there is still little
direct evidence for the existence, extent, or location of specific refuges (Haffer 1980).
Even though indirect evidence strongly suggests that wet forests were restricted in their
geographic extent during portions of the Pleistocene, one could still argue that the conceptual
demands placed upon biogeographic analysis by the refuge concept may be counterproductive
in the long run. As already mentioned, the use of the term "refuge" almost always implies a
Pleistocene viewpoint, thereby de-emphasizing, if not eliminating, consideration of pre-Pleis-
tocene biogeographic phenomena. Thus, many adherents of "refuge theory," while admitting
pre-Pleistocene influences, nevertheless rarely, if ever, incorporate them into their analyses.
Furthermore, the refuge theory places its emphasis almost entirely on habitat expansion and
contraction, as mediated by cyclical climatic change (even in the Andes: Vuilleumier 1969;
Haffer 1970c). Much less consideration has been given to the role of paleogeographic barriers
in isolating biotas (particularly in discussions of the tropical lowland biota).
I suggest that the concept of areas of endemism is more general than the refuge concept.
As they are currently understood and discussed, most, if not all, "refuges" are areas of ende-
mism, but not all areas of endemism are "refuges." Areas of endemism are relatively discrete
entities, at least to the extent that species' distributions are congruent with one another.
"Refuges," however, are less discrete in that their status also depends upon an evaluation of
where a particular habitat may have been located (e.g., Haffer 1982:10, calls "refuge" as
"interpretive term"). Many aspects of South American biogeography- including postulated
Pleistocene events- can be discussed within the framework of an "areas of endemism" ap-
proach, whereas the "refuge concept" is more restrictive in its explanatory power.
This discussion is not meant as a specific criticism of the biogeographic findings of the
82 ORNITHOLOGICAL MONOGRAPHS NO. 36
"refuge concept" school. On the contrary, those workers have contributed immeasurably to
our understanding of South American biogeography. Instead, the above is an argument for
seeing the hypothesis of Pleistocene refuges in the context of a larger problem, the origin and
development of areas of endemism. It is also a plea for expanding our point of view and
against interpreting South American biogeographic patterns from a narrow explanatory per-
spective.
ACKNOWLEDGMENTS
I am extremely grateful to J. Fitzpatrick, J. Haffer, T. A. Parker III, J. V. Remsen, R. S.
Ridgely, T. S. Schulenberg, D. F. Stolz, M. A. Traylor, and F. Vuilleumier for their comments
on the manuscript or providing me with unpublished distributional data. They improved the
outcome immeasurably, though they cannot be held responsible for any remaining errors.
This research was undertaken under grant DEB79-21492 from the National Science Foun-
dation.
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