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Noise Mapp.

2016; 3:247–263

Research Article Open Access

Karmele Herranz-Pascual*, Igone García, Itziar Aspuru, Itxasne Díez, and Álvaro Santander

Progress in the understanding of soundscape:


objective variables and objectifiable criteria that
predict acoustic comfort in urban places
DOI 10.1515/noise-2016-0017
Received May 24, 2016; accepted Aug 10, 2016
1 Introduction
Abstract: The overall aim of this research was to find a The aim of this research was to find easy-to-access vari-
group of easy-to-access variables, that are measurable or ables that best explain the acoustic comfort people feel
assessable, and which help predict acoustic comfort in ur- when they use open urban environments. It tries to con-
ban places, in order to make further progress in develop- tribute to the definition of an indicator of acoustic comfort
ing a soundscape indicator based on indices readily avail- for a place to be applied in studies about urban noise. A
able in urban environments. Our main conceptual frame- possible indicator of urban acoustic comfort is the pleas-
work has been the Environmental Experience Model and antness people associated with the sound in the local ur-
the ISO of Soundscape, together with the most up-to-date ban environment, i.e., the soundscape. We understand
information and technology, where parameters that influ- soundscape as being the perception of the sound environ-
ence the soundscape and comfort in urban public places ment by the people and communities that use the urban
have been identified. This work has been undertaken as space. Therefore, to study urban acoustic comfort the fo-
part of the CITI-SENSE project. A viable technical and pro- cus of this work is the objective and objectifiable variables
cedural solution was designed and tested in a field demon- in the environment that best predict this experience, i.e.,
stration, where 53 people were engaged to provide 120 ob- we focus on the concept of “place”, a closely related con-
servations in the city of Vitoria-Gasteiz, using environmen- cept that is integrated into what the ISO of soundscape
tal sensors connected to a smartphone. The results were calls “context” [1].
analysed and are discussed here with the aim of defining In order to do this, the topics covered in this introduc-
an indicator that permits an easy evaluation of acoustic tion are: the concepts of soundscape and acoustic com-
comfort in urban places. The results presented in this ar- fort and the model of environmental experience from Her-
ticle are considered a step forward in the development of ranz et al. [2] as a way of approaching soundscape study.
a soundscape indicator based on indices readily available Important within this is the study of the urban environ-
in urban environments. The limitations of the findings are ment where it generates a particular sound environment,
also discussed, as are suggestions for further research. and which, when perceived by users, is transformed into
soundscape. In our approach, this environment, what is
Keywords: soundscape; environmental perception; acous-
known as ’place’ in the previous model of environmental
tic comfort; acoustic predictors
experience, includes both acoustic and, of course, non-
acoustic variables.

1.1 Soundscape and acoustic comfort:


concepts

*Corresponding Author: Karmele Herranz-Pascual: Tec- Addressing acoustic comfort requires the adoption of a
nalia Research & Innovation c/ Geldo – Parque Tecnológico soundscape approach [3]. Acoustic comfort is a key part
de Bizkaia – Edificio 700, 48160 Derio-Bizkaia (Spain); Email: of the general public’s environmental experience of ur-
karmele.herranz@tecnalia.com ban places and, for this reason; it affects their enjoy-
Igone García, Itziar Aspuru, Itxasne Díez, Álvaro Santander:
ment and use of these spaces. The user’s perception of
Tecnalia Research & Innovation c/ Geldo – Parque Tecnológico de
Bizkaia – Edificio 700, 48160 Derio-Bizkaia (Spain)

© 2016 K. Herranz-Pascual et al., published by De Gruyter Open.


This work is licensed under the Creative Commons Attribution-NonCommercial-NoDerivs 3.0 License.
248 | K. Herranz-Pascual et al.

an area’s soundscape determines their acoustic comfort in As Brown and collaborators said in the first chap-
that place. ter [11] of Soundscape and the Built Environment [5], con-
In the field of acoustics it is not usual to centre on the text is a generic term that includes all other non-acoustic
concept of comfort. And when this does happen, a defini- components of a place (even a person’s previous experi-
tion parallel to thermal comfort is used, considering it to ence and memories), and plays a major role in a person’s
be perception that comes through the sense of hearing [3]. perceptual construction of a soundscape. They go on to
In our comprehensive approach, we consider it more ap- say: “But that diagram was short on detail as to what those
propriate to focus on the concept of soundscape [4–7], a contextual components might be. Herranz-Pascual et al.
much more evolved concept that integrates both physical (2010) have addressed this problem and situate environ-
and perceptual perspectives. Because that, it is necessary mental experience of sounds in public places firmly within
to develop new cross-modal approaches to the apprehen- an environmental people–activity–place framework” [11].
sion of space, taking into account the complexity of the In every environment-person relationship, a set of psy-
relationship between humans and the environment. chological and physiological mechanisms are triggered
The standard ISO 12913-1 Acoustics – Soundscape – enabling us to gather and obtain information about the
Part 1: Definition and conceptual framework [1], is based place. The sensations received are integrated into con-
on the notion of “soundscape” as an acoustic analogy of tent and meaning units that enable us to recognise, com-
"landscape", understanding it as a perceptual construct pare or explore the environment. We experience sensa-
and a physical phenomenon. Additionally, there is evi- tions and emotions and we act accordingly by integrating
dence of interaction between the acoustic and visual at- personal motivations and interests. We appreciate envi-
tributes of a place [8–10]. ronmental characteristics and social content arising from
The soundscape can be understood as a perceptual the place [12, 13]. In short, we have an environmental ex-
construction. The literature distinguishes between the perience.
physical phenomenon (acoustic environment) and its per- This model [2] combines a review of the latest research
ceptual construct (soundscape). The acoustic environ- related to soundscape and Tecnalia’s experience in psy-
ment of a place is the sound from all sources that could chosocial perception and assessment studies of urban en-
be heard by someone in that place, and depends on the vironments (noise, thermal comfort, odour, soundscape,
sources present, the location of the receiver, and the con- etc.). The first conclusion of this review is that the factors
ditions along the propagation path. Each of these may vary for studying soundscapes can be grouped into three main
from instant to instant, from day to night, and from season categories: context, person, and activities [14]. However,
to season [11]. In contrast, the soundscape of a place is a in order to include relevant interactions and increase clar-
person’s perceptual construct of the acoustic environment ity and simplicity (i.e., parsimony), our model is organised
of that place [11]. That is, the soundscape is defined as the into five dimensions: person, place, person-place interac-
way people perceive, experience, or understand the acous- tion, activity, and the environmental experience itself (see
tic environment in a physical setting (place or context in Figure 1). This conceptual framework will be used to iden-
the ISO). tify the parameters that influence the soundscape in urban
The conceptual framework of the soundscape de- public spaces.
scribes the process of perception, which is articulated Although methods have been proposed for assessing
around seven general concepts and relationships: 1) con- soundscape, involving complex analyses of objective data
text, 2) sound sources, 3) acoustic environment, 4) audi- representing the public’s perception of an acoustic envi-
tory sensation, 5) interpretation of auditory sensation, 6) ronment, the importance of previous experiences and re-
responses, and 7) results [5]. lationships with the places, as well as the physical charac-
teristics of the space, make it essential to gather users’ real,
in situ perceptions of spaces in order to assess the sound-
1.2 The role of place: a conceptual model of scape.
environmental experience All the elements of the environment identified in the
model of environmental experience influence soundscape
The soundscape has the potential, within a particular and therefore all of them can, in this case, be considered
place or context, to evoke responses in the individual and the “context” or “place”.
may result in outcomes that can be attributed to it. The per- The “place”, as defined in the model, is very influ-
ception of the soundscape, along with any responses and ential in the integrated framework. The “place” and its
outcomes, are highly dependent on the context [11]. elements may condition the activities that are developed
Understanding Soundscape as an indicator of Urban Comfort (acoustic) | 249

1.3 Soundscape: highlighting the context or


place

The perception of environmental sound in a specific place


(soundscape) is defined, not only considering the acous-
tic aspects, aspects, but also aesthetics, climatic factors,
that is named by “context” (in terms of soundscape ISO)
and the interactions among their elements [2]. Neverthe-
less, community characteristics relating to cultural, social
and personal aspects influence this acoustic perception
and the linked environmental experience.
There is some interesting literature that highlights the
importance of context or place that focuses on the rela-
tive importance of the different variables involved in the
Figure 1: Conceptual model (summarised) of environmental experi- soundscape approach [1, 2, 5, 11, 15, 16]. The conclusions
ence for studying soundscape, from Herranz-Pascual et al. [2]. of these studies highlight the fact that elements related to
visual dimension, safety, cleanness, and so on are more
relevant in the general environmental place-experience,
as they could have important relative significance, than
the acoustic dimension and, in particular, when consid-
ering soundscape and quietness. There are many refer-
ences that highlight the relevance of context or place in
the soundscape approach (e.g., landscape [8, 10, 15, 16],
thermal conditions, maintenance, and cleanness), as well
as the characteristics of the person or community (e.g.,
culture and personal characteristics), since these aspects
have a remarkable influence on the perception process [2,
17, 18].
There is increasing evidence that the congruence be-
tween the different elements of a place is important in hu-
Figure 2: Elements that define the “place” in the conceptual model man preference [19], and also that these elements influ-
of environmental experience from Herranz-Pascual et al. [2]. ence the expectations of the place [11].
From an acoustician’s point of view, many studies
in these spaces and therefore, the communities that will have focused on identifying the most relevant acoustic in-
make use of them. This consideration is especially relevant dicators for describing soundscape. L50 and L10 -L90 pa-
when the analysed place belongs to the network of urban rameters, psychoacoustic indices, and other aspects have
public spaces. been analysed. Combinations of these indicators and per-
The major parts of the elements that define a “place” ception information have also been used to represent or
have a transversal character: aesthetic, acoustic and so on. evaluate soundscape (e.g., matrix charts, LAeq with visual
The challenge here is to identify the relative importance dimension, and scope) [20]. Currently, there is no scientific
of each of these features in order to identify which vari- consensus on a common method for evaluating sound-
ables have greater influence and are more relevant when scape using acoustic parameters even though the concept
describing the experience that citizens and visitors have is already defined [5] and there is greater scientific accord
in their interaction with a space and its sound, and there- from the perception approach.
fore should be prioritised when constructing an acoustic More recent analysis shows that urban soundscapes
comfort indicator, as discussed below. can be characterised by their soundmarks and that per-
It is also necessary to draw up a new version of the ceptions of these are dominated by acoustic comfort, vi-
model that includes the social content characterising each sual images, and day lighting. Spatial impressions such as
of the places and which also determines people’s experi- openness and density also emerged as variables in sound-
ences of places. scape perception [21].
250 | K. Herranz-Pascual et al.

As the soundscape concept deals with the perception


of acoustic environments by communities [22], percep-
tion is usually evaluated by distributing questionnaires
to understand how citizens perceive urban spaces, such
as semantic scales with descriptions of the acoustic en-
vironments [5], and questions about the pleasantness of
sound sources [23]. So, it has been recognised that the
public must participate in the soundscape evaluation pro-
cess [24]. In published studies, the information had to
be post-processed in order to facilitate interpretation and
make the data useful for decision-making purposes. Other
studies identified three components of soundscape that
explain the most significant part of the variance: pleasant-
Figure 3: The CITI SENSE kit for the observations.
ness, eventfulness, and familiarity [18].
Considering this framework, this paper analyses the
contribution to the description and prediction of the technologies (ICT), and societal involvement. The CO are
acoustic comfort of an urban place of the following fac- intended to promote the citizens’ contributions as active
tors: physical variables of the place (including landscape), participation in environmental governance [27, 28].
acoustic characteristics, sound source composition, and In this project Tecnalia has designed a tool to assess
presence of sound events. This is the main purpose of this acoustic comfort based on a kit and protocol to measure
study as a previous step to define an acoustic comfort in- sound levels and evaluate perception (using an embed-
dicator. ded questionnaire that is filled in at the same time the mea-
The analytical method used is presented in the follow- surement is done). The kit provides easily-interpretable
ing section. data by combining the results of the two approaches (ob-
jective and subjective measurements) [29].
The protocol determines how citizens can obtain si-
multaneous objective and subjective data on site. The ob-
2 Methods servation combines an evaluation of acoustic indicators
and a perceptual analysis of the acoustic environment. The
The method applied in this paper is based on the use of
combination of physical acoustic measurements and the
a tool that allows citizens to make on-site acoustic com-
perception of the soundscape enrich the assessment, and
fort assessments by simultaneously collecting objective
the tool collects pairs of objective and subjective data that
and subjective measurements. The tool was developed by
increase the understanding of how places are perceived by
Tecnalia in the framework of the CITI-SENSE EU project¹.
users.
The overarching intention of this project is to develop “cit-
The data collection method corresponds roughly to
izens’ observatories” (CO) designed to empower citizens
that described in ISO 12913:2 on soundscape, which is still
to contribute to and participate in environmental gover-
in draft form [30].
nance and enable them to support and influence com-
The kit developed for making observations of urban
munity and societal priorities and the associated deci-
comfort in the CITI-SENSE project involves the use of a
sion making [25, 26]. The CITI-SENSE project is based on
smartphone [31] (with an internal service that allows it to
three fundamental concepts: technological platforms for
act as a sonometer), as well as an external microphone pro-
distributed monitoring, information and communication
tected with a wind screen, since the mobile’s internal one
has certain restrictions with regard to taking acoustic mea-
surements outdoors (see Figure 3).
1 CITI-SENSE is a FP VII EU co-funded project. CITI-SENSE started in A smartphone device was selected as the main ele-
October 2012 and lasts for a period of four years. The consortium is ment of the kit as it is currently the most common portable
led by NILU (Norwegian Institute for Air Research) and comprises 27 device available to citizens. The mobile application run-
partners from 11 European countries (Norway, the Netherlands, the
ning on the smartphone (hereafter referred to as the app),
Czech Republic, Spain, the UK, Austria, Italy, Belgium, Serbia, Bel-
gium, and Slovenia) and 4 non-European partners. The consortium
guides the participant to make an “observation”, by fol-
combines the expertise of research centres and companies that de- lowing a proposed experimental protocol.The app was de-
velop sensors and sensor devices. signed to measure global LAeq ,1sec levels, as several acous-
Understanding Soundscape as an indicator of Urban Comfort (acoustic) | 251

Figure 4: Map of Vitoria showing the locations of the 4 urban spaces.

tic indicators can be constructed from this parameter. As The app processes the data measured (LAeq,T , max
part of the measurement, the time history is registered LAeq,1s , min LAeq,1s , the number of events and predomi-
and shown on the screen of the smartphone, as is the nant noise sources assessed as positive or negative by the
global average level LAeq ,T , and the maximum and min- person) to show the result of the evaluation on the screen,
imum LAeq ,1sec levels during the measurement period. As as soon as the observation is completed. The observers re-
well as this, the app detects noise events by applying a dy- ceive easily-interpretable feedback on their evaluation.
namic threshold principle, and when an event is detected By post-processing the measured data, other acoustic
it asks the participant to provide evaluations accordingly parameters are calculated, such as L10 , L50 , L90 , L10 -L90 ,
(e.g., pleasantness and type of noise source). and the balance between positive and negative events. Fi-
An acoustic event it is defined as a maximum in the nally, there are twelve acoustic parameters quantified per
registered signal. For that reason it has to be detected observation.
an increase and a decrease on the signal. In order to de- In a previous paper, Aspuru et al. [31] provided de-
tect the event, noise levels equivalent to the previous and tails of the methods and tools used for empowering citi-
subsequent five seconds to the instant measurement time zens in the assessment of acoustic comfort in outdoor pub-
are calculated. A subtraction between each 5s equivalent lic spaces, analysing the accuracy of the values measured.
noise level and the instant level is carried out, for defin- One of the most interesting aspects of this method for
ing the level of the upward and downward slope of the the purposes of this paper is the questionnaire designed
registered signal. Then, both levels are compared with a to assess acoustic urban comfort that is deployed via the
fixed threshold value. If both values are higher than 6.5 dB app.
(fixed value) the event has been detected. The fixed thresh-
old value was defined based on the expertise to identify
events both in noisy or quiet environments.
252 | K. Herranz-Pascual et al.

2.1 Questionnaire as their evaluation of the congruence of the


sounds with the urban place. The soundscape
The Urban Comfort questionnaire applied in the CITI- is evaluated using a SD [32] that contains
SENSE project collects information from 100 variables items such as: pleasant, calm, relaxing, nat-
structured into two parts. Those most relevant for the ob- ural, vibrant, informative, and clear (5 point
jectives of this article are the following: scale). The wording of this scale is: Now, could
you describe the sound environment from
1. General questions to be answered before any ob-
your point of view (using pairs of adjectives)?
servations are made in the urban places. This sec-
Value 1 means pleasant, 5 means unpleasant
tion includes the following items:
and 3 means neither.
• Personal factors (29 variables): sociodemo- • Acoustic comfort: People are asked directly
graphic variables, residential factors, percep- about the acoustic comfort of the place. The
tion of self-health and emotions, life style wording of this scale is: “Could you indicate
factors, and psychosocial factors. These vari- what your acoustic comfort degree is with the
ables allow the sample to be characterised. following aspects of this place? Value 1 means
• Previous experiences (41 variables) or assess- very low, 2 low, 3 medium, 4 high, and 5 very
ment of urban spaces and information on how high.
participants use them: before making any ob-
The architecture of the system that allows the data col-
servations in the urban areas proposed, they
lected in the observations to be uploaded to a server to
are asked to report on how they habitually use
build a database is not described in this article [26]. The
the places, including frequency and time of
database contains sets of objective and subjective data col-
use (day, week, season), and so on.
lected simultaneously on site.
2. Actual experiences in places (30 variables): ques-
tions to be answered in situ in each observed area
and at the same time as the objective variables are 2.2 Case study
measured. The questionnaire includes the following
aspects: As part of the CITI-SENSE project, a demonstrative exercise
• Global experience and perception of the place: was carried out in the city of Vitoria-Gasteiz (Spain), con-
general perception of the place is measured sisting of inviting citizens to conduct observations on the
by applying a semantic differential (SD) that quality of four public spaces using the tool designed for
contains items such as: pleasant, secure, well- collecting environmental data and also their perceptions
maintenance, natural, tranquil and warm (5 of nine areas in those spaces.
point scale). SD is defined according to gen- The urban spaces which were evaluated are (Figure 5):
eral criteria [32]. The participant is also asked • Calle Los Herran (bus station area): the city’s cen-
about what they like most and least about the tral bus station was previously located in this space.
place, and they can upload photos of the ur- The area is surrounded by high traffic flow roads and
ban elements that influence their perception. is close to a school.
There are also questions about global acous- • Parque Salinillas de Buradón: this park is situated
tic and thermal comfort at the time of the ob- in a new urban area and is on a small hill, close to
servation, and perceived emotions and level the city’s green belt. At the moment, this park has
of stress at the beginning and end of the ex- no vegetation.
perience. Finally, there are questions on cer- • Plaza de la Constitución: this public space is situ-
tain specific variables in order to find out what ated next to the northern entrance to the city. To the
type of activities they would carry out in the left of the square is a relatively green, calm street.
area, for instance if they would use the place • Parque Olarizu: the park is part of the city’s green
for relaxing in. ring and the Environmental Research Centre (CEA)
• Sound environment perception or soundscape: is located here, which receives thousands of visitors
participants are asked about their perception during the year. Some of those visitors spend the day
and evaluation of the environmental sounds in the surrounding area.
and the global acoustic atmosphere, as well
Understanding Soundscape as an indicator of Urban Comfort (acoustic) | 253

Calle Los Herran Parque Salinillas

Plaza de la Constitución Parque Olarizu

Figure 5: Pictures of the four spaces, indicating the evaluation points (areas).

Two of the spaces have urban characteristics (Los Her- well as the presence of green (GREEN), cultural (BROWN),
ran and Constitución) and other two are more natural and water (BLUE) elements, and their level of artificiality
(Salinillas and Olarizu). (GREY), together with the place’s proportion of openness
In each space, two separate areas were assigned, with (% SKY). The maintenance, safety, presence of businesses
the exception of Los Herran where three different areas (shops), traffic, facilities, and tall vegetation (trees) were
were identified, as can be seen in Figure 5. In total nine also evaluated. This evaluation involved four levels: 1 low;
areas² were considered (represented by nine evaluation 2 middle; 3 high; 0 not applicable. In addition, assessment
points). was made of water, landmarks and heritage, using three
A method was proposed for characterising each area, gradations: 0 not present; 1 yes, it can be seen from the
where a set of objective variables related to the quality of study area; 2 yes, it is part of the study area. A description
services and the diversity of the place were assessed, as of the nine areas of analysis in relation to their physical
and landscape features are shown in Table 1.
The nine areas display a great deal of homogeneity in
terms of maintenance, which is generally high, the pres-
2 In this document the term “space” is used to mean the public ence of water, landmarks and heritage. In contrast, they
spaces analysed in the study, “area” refers to the analysis units con-
differ widely in terms of security, existence of facilities,
sidered within these spaces, and “place” is reserved for the locations
in general, where the environmental experiences were had.
traffic, economic activity, trees and green areas. These dif-
254 | K. Herranz-Pascual et al.

Table 1: Description of the four selected spaces (nine areas of observation).

Spaces & areas


Los Herran Constitución Salinillas Olarizu
1 2 middle 3 bus 1 trees 2 middle 1 hill 2 prome- 1 trees 2
north nade lagoon
Evaluation (1)
Maintenance 3 3 3 3 3 2 2 3 3
Security 2 2 2 3 3 1 1 2 2
Shops 2 2 3 1 1 0 0 0 1
Traflc 3 3 3 1 2 1 1 1 1
Facilities 2 2 2 2 2 0 0 0 1
Trees 2 2 2 3 2 1 1 1 3
Presence (2)
Water 0 0 0 1 2 0 0 2 1
Landmark 0 0 0 0 0 0 0 1 0
Heritage 0 0 0 0 1 0 0 0 0
Percentage
% GREEN 20 30 20 50 30 90 90 90 60
% BLUE 0 0 0 10 35 0 0 30 15
% SKY 35 30 40 20 40 100 100 100 60
% GREY 85 80 85 40 70 10 10 0 20
(1) Evaluation: 1 low; 2 middle; 3 high; 0 not applicable.
(2) Presence: 0 not present; 1 yes, it can be seen from the study area; 2 yes, it is part of the study area.

ferences are also reflected in the characterisation of the Table 2: Distribution of participants and evaluations in the four
settings in terms of greenness (% GREEN), water (% BLUE) spaces of Citi-Sense project.

and artificiality (%GREY), as well as the openness of the


Spaces evaluations points N user
place (% SKY).
This preliminary analysis seems to indicate the exis- Los Herran (street) 37 3 21
tence of a dichotomy dimension. This dimension was de- Constitución (square) 27 2 20
fined with urbanisation on one side and naturalness on Salinillas (park) 31 2 20
the other. The four areas analysed in the study of urban Olarizu (park) 25 2 20
comfort were ranked in the following way: total 120 9 53

1. Los Herran, the most urbanised space


2. Constitución, an urbanised space teria for selecting participants were fixed by the team of
3. Salinillas, a natural space with sparse vegetation Iritziak Batuz³.
4. Olarizu, the most natural space 20 volunteers were invited to an initial workshop. In
this workshop the project was introduced and the partic-
ipants received specific information about the tasks they
2.3 Participation campaign would be asked to carry out relating to the observation of
urban places. 53 people were ultimately engaged to make
Participants were volunteers recruited from among the cit- field observations in the four urban spaces selected in the
izens of the city of Vitoria-Gasteiz, either through their par- city. They made a total of 153 observations (120 valid),
ticipation in civic associations or by direct contact. The cri-

3 Iritziak Batuz is a Spanish consultancy working in the field of pub-


lic participation, governance and social innovation, and which par-
ticipates in the CITI-SENSE consortium and the development of the
Empowerment Initiative in Vitoria-Gasteiz.
Understanding Soundscape as an indicator of Urban Comfort (acoustic) | 255

Table 3: Characteristics of the sample group of participants in the demonstrative exercise in Vitoria-Gasteiz and in each space.

N of the sample 37 27 31 25 120


Spaces Los Herran Constitución Salinillas Olarizu % TOTAL freq Differences
Women 51.4% 55.6% 58.1% 56.0% 55.0% 66 ns
Living in Vitoria - 91.9% 77.8% 93.5% 100.0% 90.8% 109 *
Gasteiz
University studies 38.9% 43.4% 48.4% 46.0% 44.5% 53 ns
Secondary studies 50.0% 29.6% 35.5% 36.0% 38.7% 46 ns
Employed 30.6% 51.9% 45.2% 40.0% 41.2% 49
*
Unemployed 16.7% 3.7% 12.9% 28.0% 15.1% 18
(*) p<0.05

and each participant evaluated at least two sites. During sults attained were presented in terms of the evaluations
the observations, observations, 104 photos were taken and of each observed urban space. In this workshop an exper-
participants uploaded 215 feedback comments on their imental empowerment exercise was conducted where the
preferences (i.e., 139 positive “most liked elements” and 76 24 participants who attended identified the most valuable
negative “most disliked elements”) plus 52 open questions elements of the spaces and made suggestions as to how
(total 267 open comments). the spaces could be improved. The attendees positively as-
The observations in the four urban spaces were made sessed the overall experience as well as the tool designed
from 17 to 30 April, 2015, being scheduled according to the to evaluate environmental quality in urban spaces.
participants’ availability.
Since the observational procedure is both crucial and
complex, in order to assure that it is applied correctly dur-
ing the demonstrative exercise, the participants were ac-
3 Results
companied by a member of the team who guided them.
The main objective of this research was to discover the
As it is said, simultaneous collection of objective and
easy-access variables (objectives and objectifiable criteria)
subjective data was taken on site. This means that the
that best explain acoustic comfort in urban places. The
duration of the acoustic measurement is the duration of
questionnaire used in CITI-SENSE has two indices related
the experience that the person had at the places. The av-
to this:
erage duration of experiences was 12.45 minutes (sd =
6.76), with no significant differences between places. Ex- 1. People are asked directly about the acoustic comfort
periences and, therefore, the objective and subjective mea- of the place (CUP-acous hereafter). This item is as-
sures were collected, typically, at the hours when places sessed using an ordinal 5-point scale.
are most used, that is, between 10:00 and 13:00 in the 2. Participants provide a measure of pleasantness re-
morning and between 17:00 and 20:00 in the afternoon. lating to the sound environment of the place (SSC-
As it can be seen in Table 3, there are no relevant so- pleasant from now). This item is assessed using a
cial or demographic differences between the people ob- semantic differential 5-point scale.
serving each of the four spaces. Most of the differences be- Our hypothesis is that both are different ways to as-
tween them are considered non-significant. This could be sessment the perceived comfort about soundscape, i.e., we
due to the small size of the sample. There is only a signifi- suppose a high correlation between both indices, and both
cant difference between spaces when considering residen- have similar relationships with other factors.
tial area (χ2 = 28.140; df = 15; P<0.05) and working situa- The results presented in this chapter are structured
tion (χ2 = 24.138; df = 12; P<0.05), as shown in Table 3. into 3 parts. The first one details the descriptive results of
It is therefore considered that in this case the compo- the acoustic and non-acoustic variables, as well as a com-
sition of the participant group does not condition the anal- parison of the results between the nine areas. The second
ysis of the variables that influence the assessment of com- part involves a correlational analysis using subjective and
fort levels made in the four selected spaces. objective variables. Finally, a regression analysis is made
After the observations had been made, the partici- in order to propose an indicator of acoustic urban comfort
pants were invited to a feedback workshop where the re-
256 | K. Herranz-Pascual et al.

based on a number of objective variables or objectifiable sound level is higher due to traffic, but also to the
criteria, i.e., easy access. presence of a fountain with water jets.
3. In Salinillas, the second most natural place, the
mean sound levels are lower (45-53 dBA), and the
3.1 Descriptive results balance between positive and negative perceived
events is positive, although low.
The database contains 120 observations or environmental 4. Olarizu is the most natural space. Over a very
experiences made by 53 participants who evaluated 9 ur- low sound background there are perceivable events
ban places (areas) in 4 public spaces in Vitoria-Gasteiz. caused by the natural world (birdsong and wind) as
Table 4 shows the mean values of the acoustic pa- well as social activity.
rameters measured and calculated for the global sample
In urbanised areas there are fewer events because the
and for each area. For most of the parameters, significant
background sound is higher, while in more natural ar-
differences were detected (p<0.05) between areas, except
eas more events are recognised because the level of back-
for the max LAeq,1s and the variable that represents the
ground sound is lower, and additionally the perceived bal-
perceived pleasantness of the second most predominant
ance is positive.
sound source (non-significant differences).
The urban-natural dimension also means differences
A notable result is the mean difference between L10 -
in the perception of landscape (LSC), soundscape (SSC)
L90 , which is greater than 10 in the three Los Herran areas.
and acoustic comfort (CUP-acous). So, the most positive
L10 -L90 is often used to give a quantitative measure of the
perception is in Olarizu Park, the most natural space,
spread or “choppiness” of the sound (noise climate). When
while Los Herran Street is perceived as the most negative
the value of this index is greater than 10 it indicates that
or the least positive place (Table 5). The differences be-
the acoustic levels fluctuate a lot, i.e., in general and with-
tween areas are all significant, except in the perception of
out taking into account the type of predominant sound,
vibrancy of soundscape.
usually associated with less comfort.
These results also influence the activities people
The high values of this indicator in place 1 of Olarizu
would carry out in the space, so all people consider Olarizu
may be due to the proximity of this place to an industrial
a good place to relax in, while Los Herran is only consid-
building and nearby traffic.
ered good for relaxing in by one in every four participants.
The results indicate that the mean values of LAeq,T ,
minLAeq,1s , and L90 are lower in Salinillas and Olarizu,
which are the more natural places. Being quieter, more
3.2 Correlation analysis
events are detected in these places, which are mainly
perceived as positive. In contrast, in the more urbanised
The correlation between acoustic variables is shown in Ta-
places (Los Herran and Constitución), the mean values of
ble 6. LAeq,T and the percentile parameters correlate well
maxLAeq,1s and L10 are higher.
(r=0.83 with L50 ). The correlations are also high between
In quiet places, or those with a pleasant view, the re-
percentiles (L10 , L50 and L90 ).
lationship between perceived positive and negative events
As mentioned above, in general most of the sound
(balance) is positive, while the balance is negative or neu-
events detected are positive, mainly associated with calm
tral in noisy places. The mean balance between the per-
places, when the sound levels are very low. Therefore,
ceptions of the two most characteristic sound sources is
there is high positive correlation between the balance of
also influenced by the natural characteristic of the places,
events and number of positive events (r = 0.82).
being clearly positive in the most natural space (Olarizu),
The total number of events, in this case mostly pos-
and negative in the most artificial space (Los Herran).
itive, is related mainly to L10 -L90 , confirming the results
These results appear to be ordered around a bipolar
of other studies. It is also associated with the background
factor of the urban versus natural character of the spaces:
level (L90); i.e., lower levels of noise are associated with a
1. Los Herran, the most urbanised space, has mean higher number of events.
noise levels in the range of 53–62 dBA and the main The relationship between acoustic indices and percep-
sound sources are perceived as negative. tion factors are lower, as can be seen in the following table
2. Constitución, the second most urbanised place, is (Table 7).
an urban space with a big green area, and tall, old The pleasantness associated with the main sound
trees that invite you to relax. In the middle area the source is associated positively with the number of posi-
Table 4: Compared means of acoustic variables in function of areas analysed.

Spaces & areas


Los Herran Constitución Salinillas Olarizu Global
1 north 2 middle 3 bus 1 trees 2 middle 1 hill 2 promenade 1 trees 2 lagoon MEAN MIN MAX
Experience time (min)* 11.37 9.06 14.06 10.15 15.56 9.18 16.53 11.11 15.97 12.45 4.4 39.9
LAeq,T * 61 60 62 61 67 53 53 57 51 58 44 73
maxLAeq,1s 73 71 75 75 76 68 71 73 70 72 54 97
minLAeq,1s * 48 48 49 55 62 44 43 43 40 48 34 69
L10 * 64 63 65 62 68 54 53 57 50 59 46 73
L50 * 58 58 60 59 67 49 47 49 45 54 40 73
L90 * 53 52 53 57 65 46 45 45 42 51 37 72
L10 -L90 * 11 12 11 5 3 8 8 11 8 9 1 29
N total events* 1.84 0.85 1.70 1.19 0.80 5.83 8.82 8.00 7.75 4.28 0 28
N positive events* 0.69 0.23 0.80 0.88 0.70 3.46 6.71 6.85 4.17 2.90 0 26
N negative events* 1.15 0.62 0.90 0.29 0.10 2.15 2.12 1.15 3.58 1.36 0 15
Events balance* −0.46 −0.38 −0.10 0.56 0.60 1.50 4.59 5.69 0.58 1.55 −10.0 +26
Pleasant main sound source* 2.23 1.92 1.55 3.12 3.90 3.21 3.59 4.31 4.58 3.17 1 5
Pleasant second sound source 2.62 3.23 2.55 3.12 2.70 2.64 2.59 3.38 3.00 2.88 1 5
Sound sources balance* −1.15 −0.85 −1.91 0.24 0.60 −0.14 0.18 1.69 1.58 0.04 −4 +4
(*) p<0.05
Table 5: Compared Landscape (LSC) and Soundscape (SSC) perception in the nine areas (scale 1-5).

Spaces & areas


Los Herran Constitución Salinillas Olarizu
1 north 2 middle 3 bus 1 trees 2 middle 1 hill 2 promenade 1 trees 2 lagoon TOTAL
CUP Acoustic* 2.62 2.23 2.00 3.00 2.90 3.86 3.88 4.15 3.92 3.22
SSC Pleasant* 1.85 1.92 1.91 3.06 3.10 3.21 3.76 4.15 4.25 3.06
SSC Quiet* 1.92 1.62 1.45 2.82 3.30 3.50 3.76 3.92 3.92 2.95
SSC Relaxing* 2.69 2.08 2.00 3.12 3.50 3.71 3.94 4.08 4.17 3.28
SSC Vibrant 2.69 2.54 2.55 2.82 2.70 3.07 3.29 3.31 3.08 2.92
SSC Funny* 2.31 2.38 2.36 2.76 2.90 2.79 3.35 3.62 3.83 2.93
SSC Natural* 2.23 2.00 1.55 2.59 2.70 3.00 3.65 4.54 4.42 2.99
SSC Congruence* 3.38 3.08 2.64 3.59 3.50 3.64 3.65 4.15 4.25 3.56
Understanding Soundscape as an indicator of Urban Comfort (acoustic)

LSC Pleasant* 2.77 2.54 3.09 3.82 3.80 3.86 3.82 4.54 4.83 3.68
LSC Quiet* 2.15 1.77 1.91 3.41 3.10 4.07 4.06 4.46 4.00 3.28
LSC Natural* 2.62 2.23 2.27 2.53 2.60 3.00 3.65 4.54 4.67 3.13
Use for relaxing* 0.23 0.31 0.27 0.76 0.50 0.64 0.82 1.00 1.00 0.63
| 257

(*) p<0.05
Table 6: Pearson correlations between acoustic variables.

LAeq,T max min L10 L50 L90 L10 -L90 N N positive N negative Events
LAeq,1s LAeq,1s events events events balance
LAeq,T 1
max LAeq,1s 0.73** 1
min LAeq,1s 0.69** 0.25** 1
L10 0.92** 0.49** 0.70** 1
L50 0.83** 0.33** 0.88** 0.91** 1
L90 0.75** 0.28** 0.97** 0.80** 0.95** 1
0.22* 0.30** .27** 1
258 | K. Herranz-Pascual et al.

L10 -L90 −0.47** −0.37**


N∘ events 0.30** −0.43** −0.44** −0.46** 0.45** 1

n positive events 0.28** −0.42** −0.42** −0.45** 0.49** 0.89** 1
n∘ negative events −0.22* −0.24** −0.23* 0.66** 0.24* 1
Events balance −.28** −0.27** −0.30** .39** 0.47** 0.82** −0.36**
(*) p<0.05; (*) p<0.01;
Table 7: Pearson correlation between acoustic and subjective variables (landscape & soundscape).

LAeq,T Max min L10 L50 L90 L10 -L90 N N positive Events
LAeq,1s LAeq,1s events events balance
Pleasant with main sound −0.18 −0.35** −0.37** −0.24** 0.38** 0.39** 0.28**
source
Pleasant with secondary
sound source
Balance of sound sources −0.29** −0.33** −0.24** 0.30** 0.34** 0.28**
CUP-acoustic −0.18* −0.21* −0.21*
SSC-pleasant −0.21* −0.27** −0.24** −0.21*
SSC-quiet −0.21* −0.22*
SSC-relax −0.22* −0.28** −0.22*
SSC v-vibrant
SSC -funny −0.21* −0.19*
SSC -natural −0.19* −0.24** −0.24**
SSC -congruent −0.21* −0.21* −0.19* −0.25** −0.25**
LSC-pleasant −0.18*
LSC -quiet
LSC -natural −0.23* −0.19* −0.20*
Use for relaxing −0.19* −0.24** −0.18* −0.22*
(*) p<0.05; (**) p<0.01
Understanding Soundscape as an indicator of Urban Comfort (acoustic) | 259

tive events and the balance between positive and negative 3.3 Regression analysis
events; it is negatively associated with percentiles of noise
level (L10 , L50 , L90 ). Therefore, low noise levels allowed a Here the data is analysed to identify the variables that best
greater perception of positive events and this means peo- explain acoustic comfort in urban places.
ple found the main sound sources pleasant. In the CITI-SENSE project, two indices can be used
LAeq,T and L10 are inversely related with the pleasant- to define this construct: the perception of acoustic urban
ness of the landscape. In addition, there are significant comfort (CUP-acous), and the pleasantness of the sound
negative correlations between the naturalness of the land- environment (SSC-pleasant). As SSC-pleasant correlates
scape and L10 , L50 and L10 -L90 . All of these correlations well with CUPacous (r = 0.73; p<0.01), and their relation-
are negative, indicating that sound levels reduce the posi- ships with other factor are similar, here we consider the
tive perception of a landscape as pleasant and natural, and pleasantness of the acoustic environment (SSCpleasant)
also reduce the possibilities of undertaking relaxing activ- as the index that defines acoustic comfort. Therefore, the
ities in that place (“use relax”). following regression analyses use SSCpleasant (hereafter
Noise levels (LAeq,T , L10 and L50 ) also have a signifi- soundscape) as a dependent variable.
cant relationship with the perception of a soundscape as Table 9 presents the regression analysis by groups of
being pleasant, as well as certain other soundscape char- variables.
acteristics such as it being quiet, relaxing, fun and natural. The variable that best explains soundscape is the
All these relationships are negative, indicating that a good congruence between soundscape (SSC) and landscape
perception of the soundscape is associated with low sound (SSC/LSC congruence); this accounts for more than 20%
levels (Table 7). of the variance.
The perception of acoustic comfort (CUP-acous) is re- Other variables that explain soundscape in the inde-
lated to acoustic indices, with LAeq,T , L10 and L50 being the pendent analysis are: the highest percentile level (L10 )
most relevant, while the pleasantness of a soundscape is (16.4% of variance), followed by the presence of traffic
associated to L10 -L90 . at the place (12.7% of variance), how pleasant the main
The most remarkable result is the lack of a relation- sound source is perceived (7.1% of variance), and the
ship between events and acoustic perception. Based on acoustic parameter LAeq,T (4.1% of variance, from now
the literature, it was expected that there would be a cor- “%vz”).
relation between events and perception of sound environ- As stated above, the presence of acoustic events has
ment. However, in our study the number of events and no relationship with soundscape.
their assessment (pleasant or unpleasant) had no signif- Table 10 shows the results of the regression analysis
icant relationship with the participants’ perception of the with all the acoustic factors as independent variables.
place and its soundscape. In fact, the fluctuation of sound The acoustic factors that account for a significant per-
levels or noise climate (L10 -L90 ) is inversely related to the centage of variance in soundscape are, in order, pleas-
pleasantness and quietness of the soundscape and the nat- antness of the main sound source, L10 -L90 , L50 , and min
uralness of the landscape. LAeq,1s . These variables account for 18.3% of the sound-
Finally, Table 8 shows the correlation between sub- scape variance.
jective factors, which display a close relationship between Table 11 shows the results of regression analysis with
the items from the same scale: landscape and soundscape. all acoustic and non-acoustic factors as independent vari-
Other close relationships can be seen between perception ables.
of comfort (CUPacous), soundscape and landscape, and Remember that the aim of the study was to find a
also between the use of the place to relax, soundscape and group of easily-accessible variables or those that can be
landscape. quantified as realistically as possible (objectifiable). The
The most strongly related variables are those of acous- variable that best explains soundscape is the congruence
tic urban comfort, and the pleasantness and relaxing char- between soundscape (SSC) and landscape (SSC/LSC con-
acter of the sound environment. The first two correspond gruence). Other relevant variables are related to the phys-
to the subjective indicator of acoustic comfort. ical characteristics of place, such as the percentage of
water (%BLUE), and presence of traffic (ENV_traffic), as
well as an acoustic index associated with the acoustic cli-
mate (L10 -L90 ), which has a significant correlation with the
events: r = 0.50). These four factors account for 35.9% of
the variance in soundscape.
Table 8: Correlation between subjective variables: comfort, landscape, soundscape and use.

FR1_ pleasant FR2_ pleasant FR_Matrix CUP-Acus SSC_pleasant SSC_ quiet SSC_ relax SSC_ vibrant
FR2_pleasant 1
FR2_pleasant 1
FR_Matrix 0.80** 0.70** 1
CUP-Acous 0.25** 1
SSC_ pleasant 0.28** 0.73** 1
SSC_quiet 0.27** 0.74** 0.84** 1
260 | K. Herranz-Pascual et al.

SSC_relax 0.28** 0.75** 0.84** 0.83** 1


SSC_vibrant 0.31** 0.35** 0.33** 1
SSC_funny 0.41** 0.61** 0.58** 0.53** 0.50**
SSC_natural 0.60** 0.69** 0.71** 0.66** 0.53**
SC-congruent 0.46** 0.47** 0.35** 0.47**
LSC-pleasant 0.25** 0.60** 0.68** 0.64** 0.59**
LSC-quiet 0.24** 0.75** 0.74** 0.80** 0.73** 0.26**
LSC-natural 0.54** 0.58** 0.64** 0.53** 0.43**
Use for relaxing 0.21* 0.61** 0.69** 0.65** 0.62**
SSC_ funny SSC_ natural SSC_ LSC_ pleasant LSC_ quiet LSC_ natural P3_Use for
congruent relaxing
FR2_pleasant
FR2_pleasant
FR_Matrix
CUP-Acous
SSC_ pleasant
SSC_quiet
SSC_relax
SSC_vibrant
SSC_funny 1
SSC_natural 0.64** 1
SC-congruent 0.36** 0.41** 1
LSC-pleasant 0.36** 0.47** 0.26** 1
LSC-quiet 0.42** 0.60** 0.34** 0.60** 1
LSC-natural 0.51** 0.75** 0.22* 0.44** 0.58** 1
Use for relaxing 0.56** 0.56** 0.34** 0.68** 0.56** 0.44** 1
(*) p<0.05; (**) p<0.01
Understanding Soundscape as an indicator of Urban Comfort (acoustic) | 261

Table 9: Regression analysis by groups of variables: percentage of explained variance (%vz) in pleasantness of soundscape (SSC-pleasant)
by acoustic and environmental variables.

Included variables SC-pleasant


1. Acoustic Index LAeq,T 1st
% vz 4.10%
2. Acoustic percentiles L10 1st
% vz 16.4%
3. Acoustic events None −→ %vz 0%
4. Valuation of sound sources (in terms of pleasantness Pleasantness of main sound 1st
(SS-pleasant) source
% vz 7.1%
5. Environmental valuation ENV_traflc 1st
% vz 12.7%
6. Soundscape & Landscape congruence SSC/LSC congruence 1st
% vz 20.3%

Table 10: Regression analysis: percentage of explained variance perspective into the subjective one. The best proof of this
(% vz) in pleasantness of soundscape (SSC-pleasant) by acoustic complexity is the fact that the acoustic comfort of a place
variables (objectives and objectifiable criteria).
is best explained by the congruence between the sound-
scape and the landscape perceived by the user of the place.
Included SSC-pleasant
To understand this and its relevance to the welfare and
variables
health of people and communities it is necessary to look
SS1_pleasant 1st (6th OUT)
LAeq,1s , percentiles, at acoustic comfort in greater detail. Acoustic comfort is
L10 -L90 2nd (5∘ OUT)
events, and assess- one of the dimensions of urban comfort, which is under-
L50 3rd
ment of main sound stood as the ability of an urban space to create a pleasant
minLAeq,1s 4th
sources environmental experience for the people who use it, i.e., it
% vz 18.30%
contributes to the health of the population.
Another conclusion that can be drawn from the results
Table 11: Regression analysis: percentage of explained variance presented is the importance of a place’s physical factors,
(%vz) of pleasantness of soundscape (SSC-pleasant) by acoustic
which in the ISO of soundscape is designated as context.
and non-acoustical variables (together) as dependent variables.
It is therefore important to outline a consistent method for
Included variables SSC- defining the non-acoustic characteristics of places. This
pleasant article proposes the first method that identifies the ele-
SSC/LSC 1st ments related to the quality of the spaces (maintenance
All acoustic & non- and safety) and presence of nature, both green and blue
congruence
acoustic variables components, which define the dimension of space and its
ENV_traflc 2nd
(objectives & objec- urban versus natural character. This proposal could be im-
L10 -L90 3rd
tifiable criteria) proved in subsequent versions to include, for example, the
% BLUE 4th
% vz 35.90% social dimension of space, which is not part of this first
proposal.
Another notable result is the low contribution of
sound events to the acoustic comfort of a place, which is
4 Discussion surprising because of the literature that supports this rela-
tionship. This result may be due to the stronger relation-
The main conclusion from the work presented in this pa- ship of soundscape with the L10-L90 parameter, which
per is the complexity of the acoustic comfort of a place. also reflects fluctuations in the sound environment as well
To explain this it is necessary to focus on both the acous- as being related to the number of events. It could also be
tic and non-acoustic variables of that place and their re- due to the method that was used to identify events. The in-
lationships, making it imperative to integrate an objective fluence of events on soundscape will be further analysed
262 | K. Herranz-Pascual et al.

in subsequent studies, including a review of the event- WP report, 2013.


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