Professional Documents
Culture Documents
[1965]
1963 sue on the bill of lading, could have avoided article I I I , rule 6. A
COMPANIA ^- r - L i t t m a n said t h a t I should treat t h e m as within the pro-
COLOMBIANA tective umbrella of the insurance company's New York suit,
SEGUEOS assuming t h a t to have been well founded. Quite how an umbrella,
*• however " p r o t e c t i v e , " can protect from the consequences of
STEAM suing the wrong party I do not follow. Nor does the decision in
NAVIGATION Firestone Plantations Co. v. United States,70 which was cited to B
1 me by Mr. L i t t m a n , help him out of this predicament. B u t as
RoskiU/. I have said, for the reasons I have given, this last point is not
of practical importance, and I refer to it only for the sake of
completeness.
I t only remains for me to thank counsel for their able and
erudite arguments, and to say that, so far as this court is con- C
cerned, both actions fail and are dismissed.
H . J.
"> (1945) A.M.C. 46.
A " presence encouraged the fight, or (b) intending to join in the fight C. C. A.
" if his help was needed by his side." ...
All three defendants were found guilty and were sentenced to
various terms of imprisonment. On appeal against convictions and R E Q.
sentences by the first two defendants and against conviction only by t>.
ALLAN
the third:— -
Held, allowing the appeals, that the judge had misdirected the
•g jury as part of his direction was tantamount to telling the jury
that they were duty bound to convict an accused who was proved to
have been present and witnessing an affray if it was also proved
that he nursed an intention to join in if help was needed by the
side he favoured, and this notwithstanding that he did nothing by
words or deeds to evince his intention and outwardly played the
role of a purely passive spectator; whereas the law was that before
_ a jury could properly convict an accused person of being a principal
in the second degree to an affray, they must be convinced by the
evidence that, at the very least, he by some means or other
encouraged the participants; to hold otherwise would be, in effect,
to convict a man on his thoughts, unaccompanied by any physical
act other than the fact of his mere presence.
Dicta of Cave J . and Lopes J . in Begina v. Coney (1882)
8 Q.B.D. 534, 539, 552 applied.
D Per curiam. Encouragement in one form or another is a
minimal requirement before an accused person may properly be
regarded as a principal in the second degree to any crime (post,
p. 138E).
Dictum of Devlin J. in National Coal Board v. Gamble [1959]
1 Q.B. 11, 24; [1958] 3 W.L.R. 434; [1958] 3 All E.R. 203, D.C.
explained.
E
APPEALS against conviction and sentence.
George Donald Allan, J a m e s Joseph Boyle, Albert Ballan-
tyne, Michael Mooney and others appeared at Lincoln Assizes on
J a n u a r y 30, 1963, before Thesiger J . and a jury on an indictment
charging t h a t on September 8, 1962, they unlawfully fought and
F m a d e an affray in certain highways in Scunthorpe.
Allan, Boyle and Ballantyne pleaded not guilty; Mooney
pleaded guilty to the charge.
The following facts are taken from the judgment. On Sep-
tember 8, 1962, a fight with knives took place between a number
of Somalis and white m e n in streets in the vicinity of t h e Oswald
G Hotel in Scunthorpe. During t h e evening a Somali n a m e d Yusef
was stabbed to death in Allanby Street. The fight appeared to
have lasted 15 m i n u t e s ; a large n u m b e r of people had collected
in Frances Street, W e s t Street and Allanby Street, where the
principal fighting occurred, and during its course Allan, Ballan-
tyne and Mooney received knife wounds.
The Court of Criminal Appeal had on J u n e 12, 1963, dismissed
132 QUEEN'S BENCH DIVISION. [1965]
A effect of paragraph (ii) (b) of that direction is that the jury were C. C. A.
instructed to convict any accused man who was proved to have 196 3
been present and witnessing the affray, if it was also proved that
he nursed an intention to join in in the event of help being needed „_'
by the side he favoured. This notwithstanding that he did nothing ALLAN.
by words or deeds to evince his intention, and notwithstanding he
B outwardly played the role of a purely passive spectator. If that
direction were correct, then where A and B behave themselves to
all outward appearances in an exactly similar manner, but it is
proved that A had the intention to participate if needs be, whereas
B had no such intention, it must result in A being convicted as a
principal in the second degree to the affray, whereas B would be
C acquitted. To do that would be to convict A on his thoughts,
even though they found no reflection in his actions.
One who actually participates in an affray is guilty of being a
principal in the first degree. One who aids, abets, counsels or
procures but is absent at the time of the affray is clearly guilty
of being an accessory before the fact. A principal in the second
D degree is one who is present and participating in an affray without
actually fighting. There must at least be some encouragement.
Mere presence is not encouragement. Mere intention to encourage
or an intention to fight is not enough. The essentials in the case
of a principal in the second degree are mens rea, i.e., an intention
to provide assistance or encouragement, and an actus reus, i.e.,
E the actual provision of encouragement or assistance. In the
absence of either of those two essentials, a person is not guilty as
a principal in the second degree. The real question for the jury
was: Has the prosecution proved mens rea and actus reus beyond
all reasonable doubt? What the trial judge was directing the
jury amounted to evidence of guilt as a matter of law was merely
F evidence from which such guilt might or might not be inferred by
the jury. [Eeference was made to Regina v. Coney 1 and Rex v.
Murphy.2]
J. A. Grieves Q.C. and E. F. Jowitt for the Crown. The
direction of the trial judge was correct in law and in the given
circumstances a jury doing its duty was bound to convict A of
G aiding and abetting an affray even though he uttered no word of
encouragement and acted throughout in exactly the same manner
as all the other spectators of what was happening. A principal in
the second degree is a person who is present aiding and abetting
an affray. [Eeference was made to Regina v. Young 3 (cited in
3
i (1882) 8 Q.B.D. 534. (1838) 8 C. & P. 644.
2 (1883) 6 C. & P . 103.
1 Q.B. 1965. 9
134 QUEEN'S BENCH DIVISION. [1965]
C. C. A. Regina v. Coney 4) and Wilcox v. Jeffery.5] A person who arrives A
1968 when a fight is in progress and chooses to remain at the spot whilst
the fight continues is committing an overt act. There must be
tf * some evidence of the purpose for which he continues to remain
ALLAN. there. The decision in earlier cases was that while the courts were
troubled by elements of the evidence, there was no clear distinc-
tion between intention and overt act. This case involves funda- B
mental principles of criminal law. As to the meaning of
" countenance," see Shorter Oxford English Dictionary (2nd ed.),
p. 405.
Alan de Piro replied.
Geoffrey Lane Q.C. in reply. Regina v. Young,6 cited in
Regina v. Coney,'' is misleading. C
Cur. adv. vult.
A " on, I think that would be evidence from which a jury might C. C. A.
" infer that such person encouraged, and intended to encourage, ^953
" the fight by his presence." ~
Finally, Hawkins J. had this to s a y 7 : " In my opinion, to v_ '
" constitute an aider and abettor some active steps must be ALLAN.
" taken by word, or action, with the intent to instigate the
B "principal, or principals . . . Non-interference to prevent a
" crime is not itself a crime. But the fact that a person was
" voluntarily and purposely present witnessing the commission
" of a crime, and offered no opposition to it, though he might
" reasonably be expected to prevent and had the power so to do,
" o r at least to express his dissent, might under some circum-
C " stances offer cogent evidence upon which a jury would be
" justified in finding that he wilfully encouraged and so aided
" and abetted. But it would be purely a question for the jury
" whether he did so or not."
Applying these passages to the direction in the present case,
we have come to the conclusion that, in effect, the trial judge
D here dealt with facts which, at most, might provide some evidence
of encouragement as amounting to conclusive proof of guilt. The
jury were in terms told that a man who chooses to remain at a
fight, nursing the secret intention to help if the need arose, but
doing nothing to evince that intention, must in law be held to be
principal in the second degree and that, on these facts being
E proved, the jury would have no alternative but to convict him.
In our judgment that was a misdirection. As Cave J. said in
Regina v. Coney6: " W h e r e presence is prima facie not acci-
" dental it is evidence, but no more than evidence, for the jury,"
and it remains no more than evidence for the jury even when one
adds to presence at an affray a secret intention to help.
F No authority in support of the direction given in the present
case has been cited to us. The passage in Regina v. Young 9
cited in Regina v. Coney 10 is incomplete, and reference to the
report itself makes clear that Vaughan J. was there dealing with
presence at a fight as the result of a previous arrangement. The
only other case cited by the Crown, Wilcox v. Jcffery,11 turned
G on special facts very different from the present and is one from
which we think no general principle can be deduced. In the
present case, the trial judge dealt with matters of evidence from
which encouragement (and, therefore, guilty participation) might
10
' (1882) 8 Q.B.D. 534, 557, 558. (1882) 8 Q.B.D. 534, 541.
« Ibid. 540. " [1951] 1 T.L.K. 706; [1951] 1
» (1838) 8 C. & P. 644, 652. All E.E. 464, D.C.
13
8 QUEEN'S BENCH DIVISION. [1965]
C. C. A. be inferred if—but only if—the jury thought fit to do so as A
ig63 necessarily amounting in law to proof that guilt was established.
I n our judgment this amounted to a misdirection, and one,
„. ' unfortunately, of a basic kind.
ALLAN. This court considers that there is a further ground for criticism
of the directions to the jury. B y the third direction they were
rightly told that proof of mere presence at an affray is not B
sufficient ipso facto to establish guilt as a principal in the second
degree. So far, so good. B y paragraph 4 (ii) (a) of the direc-
tions the element of encouragement was dealt with. B u t , owing
to the somewhat complex grammatical construction of that para-
graph and the use of the disjunctive between parts (a) and (b)
thereof, when they came to deal with paragraph 4 (ii) (b) the 0
jury may well have been led into thinking that the element of
encouragement was a matter with which they need not then
concern themselves at all. So to think would be wrong. I n our
judgment, before a jury can properly convict an accused person
of being a principal in the second degree to an affray, they must
be convinced by the evidence that, at the very least, he by some D
means or other encouraged the participants. To hold otherwise
would be, in effect, as the appellants' counsel rightly expressed
it, to convict a m a n on his thoughts, unaccompanied by any
physical act other than the fact of his mere presence.
Indeed, in our judgment, encouragement in one form or
another is a minimal requirement before an accused person m a y E
properly be regarded as a principal in the second degree to any
crime. I t is true that in National Coal Board v. Gamble,12
Devlin J . , referring to Regina v . Coney,13 said: " I t would be
'' wrong to conclude . . that proof of encouragement is necessary
" to every form of aiding and abetting." B u t when the facts of
that case are examined, it does not, in our judgment, affect the F
validity of the proposition we have stated, for there the accused
had intentionally supplied an article essential to the perpetration
of the crime charged, and this Devlin J . described 1 4 as an
a fortiori case to that of voluntary presence. In that case there
was what was judicially described as "proof of intent to aid,"
which may properly be regarded as but one of the numerous Q
possible manifestations of encouragement.
In the light of these criticisms, we have considered whether,
in the circumstances, it would be proper to apply the proviso to
A section 4 (1) of the Criminal Appeal Act, 1907. But counsel for C. C. A.
the Crown, with characteristic candour, intimated that, should ^953
we hold (contrary to his submissions) that what was here said to ~
the jury amounted to a misdirection in the respects already „.
indicated, he felt unable to invite this court to say that it was ALLAN.
clear that no substantial miscarriage of justice had flown there-
B from. We think that the attitude of counsel for the Crown is
right. For the proviso to operate where there has been a wrong
direction on the law, " . . . the Crown have to show that, on a
" right direction, the jury must have come to the same conclu-
" sion " (per Channell J. in Rex v. Cohen and Bateman 15) and
that the Crown concede they cannot here show. This was in
C many respects a complex and difficult case, as well as a long
one. The witnesses were numerous, there were not unimportant
discrepancies even on the prosecution side as to the parts alleged
to have been played by the various accused, and in their two-
hour deliberations the jury must often have turned to the typed
legal directions as to a sheet-anchor. Profitless though it is to
D conjecture how their minds worked, it is by no means fanciful
to entertain the suspicion that their thought-process may well
have been: " The accused were present at the scene of the affray
" and chose to remain there, and we are satisfied that they
" intended to intervene if they thought the Somalis were getting
" the better of the whites; the judge has said that on those facts
E " w e must hold that they were parties to the affray; we, therefore,
"find them guilty."
For these reasons, in our judgment the misdirection was one
in respect of which the proviso cannot properly be invoked. It
follows that the appeals of Allan, Boyle and Ballantyne succeed,
their convictions are quashed and they are discharged.
F There remains the appeal of Mooney against the recom-
mendation that he be deported. He is 24, was convicted three
times in Eire as a juvenile, and came here in August, 1958. He
was fined £5 for larceny in January, 1959, £5 for wilful damage
in October of that year, and £15 in November, 1960, for receiving
stolen money, but has no previous convictions for violence to the
G person. His work-record, whilst not of the best, cannot be
described as a bad one, as these things go. He had taken drink
and himself received a serious stomach wound. It was estab-
lished that, at some risk to himself, he intervened to prevent one
of the Somalis from being kicked. He comes from a poor part of
Ireland, would have difficulty in finding re-employment there, .
is (1909) 2 Cr.App.R. 197, 207, C C A .
140
QUEEN'S BENCH DIVISION. [1965]
C. C. A. and is engaged to an English girl. W e would not be prepared to A
jggjj interfere with the sentence of three years' imprisonment passed
upon him, nor has he sought this, but, in the light of all the
„_' circumstances, we do not think t h a t his participation in this affray
ALLAN. justifies his being deported. W e accordingly allow his appeal by
removing the recommendation to that end made by the trial judge.
B
Appeals allowed.