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Physiotherapy Outcome Measures for


Rehabilitation of Elderly People
Responsiveness to change of the Rivermead
Mobility Index and Barthel Index
June Wright change, and floor and ceiling effects, in two
Janet Cross measures which have been recommended for
assessing functionally relevant outcomes in
Sarah Lamb rehabilitation. The measures were the Barthel
Index (BI) (Collin et al, 1988) and the Rivermead
Key Words Mobility Index (RMI)(Collen et al, 1991).
Physiotherapy outcome, rehabilitation, mobility function, respon- The BI is a ten-item test, which records the ability
siveness to change.
to perform basic activities of daily living, conti-
Summary nence and mobility (including transfers, walking
This study was part of an on-going exercise to identify and im- and climbing the stairs).It is scored by either self-
plement outcome measures in physiotherapy practice on the report or observation of the patient, and for each
rehabilitation wards of the Department of Clinical Geratology at item the patient is scored according to the amount
the Radcliffe Infirmary, Oxford. The aim was to compare the
responsiveness to change and other measurement properties of help needed. The Royal College of Physicians
(floor and ceiling effects) of the Rivermead Mobility Index (RMI) (1992) recommends its use as a n outcome
and Barthel Index (BI). measure for multi-disciplinary rehabilitation
The RMI and BI were scored at admission to the rehabilitation (including physiotherapy) of older patients, and
ward, and on discharge, by therapy and nursing staff. Mobility
prior to the admission was assessed by self or proxy report from it is currently used for this purpose in our ward
the patients and carers. setting.
Fifty-eight people were recruited into the study (mean age 83 The RMI is a 15-item test, which collects infor-
years, range 63-99 years, 22 men and 36 women), and had a
range of orthopaedic, neurological, cardiorespiratory, and other mation on a range of mobility tasks considered
conditions for which physiotherapy was indicated. Eight people essential to basic activities of daily living (Collen
died, and their data were excluded from the results. Overall, the et a l , 1991). These tasks range from the ability
participants improved in their functional and mobility abilities as
scored by the RMI and BI. to turn over in bed to running a short distance.
Both the RMI and BI are responsive to changes in older people It is scored by self-report or direct observation on
having physiotherapy (effect sizes 1 and 0.87 respectively). The all test items. The RMI has previously been vali-
RMI was more efficient in measuring outcome than the BI, but only dated in people who have neurological conditions
by a modest amount (parametric relative efficiency 1.42; non-
parametric relative efficiency 1.25). Floor and ceiling effects are (Collen et al, 1991). For the majority of patients
evident in the RMI and 81 respectively, and it is concluded that undergoing rehabilitation in our ward setting, the
this could limit their ufefulness for in-patients. The findings of this primary treatment aim is t o improve mobility;
study have implications for the use of outcome measures in
physiotherapy practice and research. scrutiny of the items of the RMI suggested that it
should be a valid and more responsive measure of
outcome than the BI for our patient group.
Introduction Responsiveness t o change is recognised as a n
important characteristic of measurement which is
Physiotherapists need to adopt outcome measures
distinct from validity and reliability in that it
which will document the efficacy of their inter- measures the efficiency with which the measure
ventions, and guide clinical decisions and detects clinical change (Guyatt et al, 1987; Lachs,
treatment planning. These measures need to be 1993). If significant clinical change occurs and a
clinically appropriate, functionally relevant, valid, measure is unable to detect this, it is redundant.
reliable and responsive t o change. In addition, For measures to be responsive, the scores should
they need to be user friendly so as to minimise the be distributed evenly around the middle score,
burden to therapists and patients. This study was
and there should be no floor o r ceiling effects
part of an on-going exercise to identify and imple- where patients can decline or improve beyond the
ment outcome measures in physiotherapy practice measurement range (Wade, 1992). To date, there
on the rehabilitation wards of the Department of have been few studies which have examined the
Clinical Geratology at the Radcliffe Infirmary, responsiveness to change, and floor and ceiling
Oxford.
effects, in measures which have been recom-
The aim was to investigate the responsiveness to mended for measuring physiotherapy outcome.

Physiotherapy, May 1998, vol84, no 5


217

Method are recognised methods of comparing the respon-


Men and women admitted to the rehabilitation siveness to change of different measures (Liang,
ward from an acute care ward were included in 1995; Kazis et al, 1989; Meenan et al, 1984; Liang
the study, provided that they received physio- et al, 1985). An effect size is a standardised
therapy assessment and intervention while on the measurement of change; it provides an estimate
of the ‘signal t o noise ratio’ of a measure; the
ward. The age, sex, primary diagnosis responsible
change in score is the ‘signal’ and standard devi-
for admission and length of stay were recorded.
The RMI was collected by physiotherapists ation of the baseline scores is used as an indicator
responsible for the treatment of the patients, by
of the ‘noise’. Effect sizes were calculated sepa-
rately for the RMI and BI using the method of
direct observation of performance. The BI was
Kazis et a1 ( 1989):
collected from the medical and nursing assess-
ments, and had been recorded by direct Effect size =
observation of performance by the nursing staff. (Mean discharge score - Mean admission score)
Both assessments were recorded within 48 hours
Standard deviation of admission score
of admission, and at 24 t o 48 hours prior t o
discharge. Data of pre-morbid abilities were
collected by report from patients or their carers. The larger the effect size, the more responsive the
To facilitate good inter-rater reliability with the measure is t o clinical change. Effect size scores
RMI, guidelines for use were clarified with all of less than 0.2 can be interpreted as small, 0.5 as
raters, and the measure was piloted for one month moderate and 0.8 o r greater as large (Cohen,
prior to the study. 1977).
Disadvantages of using effect sizes to estimate the
Data Analysis responsiveness of ordinal scales like the RMI and
The BI and RMI are scored out of a total of 15 and BI are that they assume that each successive
20 points, respectively. To allow accurate compar- point on the score represents an equal amount of
ison the scores on the BI and RMI were both change (which is not strictly the case for the BI
transformed t o give a score out of one hundred and RMI) and that the data are normally distrib-
using the formula: uted (referred t o as parametric assumptions).
Patient score oo Also, effect sizes do not provide a direct method
of calculating the relative efficiency of two
Total possible score
measures.
Then the frequency distribution of the trans- Calculations described by Liang et a1 (1985) can
formed scores, prior t o admission and at be used to estimate directly the relative efficiency
admission and discharge, were graphed (including of two measures. In this approach a single ‘signal
the average summarised as the median, inter- t o noise’ estimate is derived for each measure
quartile range and range of values). These plots (using parametric assumptions and a t statistic).
were scrutinised for floor and ceiling effects. T statistics are calculated for each measure using
Wilcoxon sign rank tests were used to test for a paired t-test of the admission and discharge
statistically significant differences between the BI scores (Altman, 19921, and then compared by
scores at admission and discharge, and for the dividing one by the other (Liang, 1995). Barr et
RM1 scores at admission and discharge. Associa- al (1994) have reported a method of calculating
tion between the scores on the BI and RMI prior to relative efficiency which does not require para-
admission, at admission and at discharge were metric assumptions, but because this method is
tested using the Spearmans rank correlation co- used so infrequently, interpreting the clinical
efficient. Change in scores between admission and meaning of the statistic is more difficult. To over-
discharge were computed as the percentage come these difficulties both parametric and non-
change (Pocock, 1987) using the formula: parametric methods of calculation were used.
Discharge score First, the relative efficiency of the RMI uersus the
x 100 = %change BI was calculated using the parametric method of
Admission score
Liang et a1 (1985):
They were expressed as the median anc’ .nter-
quartile range. A Wilcoxon sign rank test was
Relative efficiency (RMI versus BI) = ($)
used to test if the change in RMI score was signif-
icantly different from the change in BI score. The non-parametric relative efficiency was calcu-
Associations between the change in scores on the lated according t o Barr et a1 (1994) using the z
BI and RMI were tested using a Spearmans rank statistics derived from the Wilcoxon sign rank test
correlation coefficient. of admission and discharge scores:
Calculation of effect sizes and relative efficiency Relative efficiency (RMl versus 81) = (T)
Physiotherapy, May 1998, vol84, no 5
218

Table 1 : Diagnosis at admission of 58 patients assessed for the study


~

Orthopaedic Neurological Cardiorespiratory Circulatory Nonspecific Medical

Trauma 15 CVA 11 COAD/CCF 6 Amputation 1 Falls 4 Cancer 1


Arthritis 2 Parkinson’s Chest infection 4 Ulcers 2 Confusion 1 Addison’s
Osteoporosis 2 disease 2 Femoral/popliteal Frailty 1 disease 1
Cervical bypass Drop attacks 1 Anaemia 1
discectomy 1
Meningitis 1
Total %* 33 26 17 7 12 5
*Patients in each diagnostic category expressed as a percentage of the total number of patients studied.
Of the 58 patients detailed in the table, eight died. The diagnosis at admission for patients who died were orthopaedic trauma (2);
CCF (2); frailty (2) and hemiplegia (2).

In both cases, a result greater than 1 would indi- Plots of BI and RMI scores prior t o admission, at
cate the RMI t o be more responsive than the BI, admission and on discharge are shown in the
a score of less than 1would indicate the RMI to be figure. Before admission, the average BI score was
less responsive, and a score of 1 would indicate 95 out of 100. All scored above the middle point
responsiveness t o be the same. Data were of the scale and 21 people (44%) scored the
analysed using Microsoft Excel and SPSS for maximum possible, ie there was a ceiling effect-in
Windows statistical software packages. Statistical the BI for scores before admission. In comparison,
significance was claimed at the p < 0.05 level. the average score on the RMI was much nearer
to the mid-point of the scale, and only 15 people
Results (31%)scored the maximum possible score.
A total of 58 people were recruited into the study At admission, the scores on the BI were evenly
(mean age 83 years, range 63-99 years, 22 men, 36 distributed around the mid-point of the scale;
women). Orthopaedic problems were the most there was no evidence of a floor or ceiling effect.
common diagnoses responsible for admission. The average score of the RMI was below the mid-
Eight subjects died before discharge, and the point of the scale, and three participants (6%)
average length of stay for survivors was 34 days scored the minimum value; thus a floor effect was
(range 6-124 days). Participants who died had demonstrated.
lower scores on the BI and the RMI on admission. At discharge, the average score on the BI was
They were excluded from the analysis (table 1). above the mid-point of the measurement scale,
100

80

20

0
Before admission Admission Discharge Before admission Admission Discharge
Barthel Index Rivermead Mobility Index
Barthel Index and Rivermead Mobility Index scores prior to admission, at admission and
on discharge from the unit for the 50 patients described. For each assessment the median (solid line),
inter-quartile range (open box) and range from smallest to largest values are given

Physiotherapy, May 1998, vol84, no 5


219

Table 2: Rivermead Mobility and Barthel scores (raw and transformed) prior to
admission, within 48 hours of admission, and at discharge for 50 patients
admitted to the rehabilitation wards
Pre-admission Admission Discharge % change

RMV15 10 (7.3, 14.0) 3 (1.3, 5.8) 6 (3.4, 8)


RMV100 67 (48.5, 100) 24 (8.5, 38.3) 40 (21.7, 53) 41 (11,72)*
BV20 18 (15.6, 20) 9 (6.3, 12) 13 (9.3, 17)
BI/IOO 95 (85, 100) 45 (31.3, 60) 65 (46.3, 85) 48 (17, 116)t
~ ~ ~ ~ ~~ ~

Values are the average (summarised as the median) and inter-quartile range. Also shown
are the median and inter-quartile range of the change in scores between admission and
discharge.
*Denotes p < 0.001 for Wilcoxon signed rank test of differences between admission and
discharge scores on the RMI. The z statistic was 5.21.
+Denotes p < 0.001 for Wilcoxon signed rank test of differences between admission and
sicharge scores on the BI. The z statistic was 4.65.
The raw scores were not tested for statistically significant differences.

and two (4%)of participants scored the maximum Discussion


value, demonstrating a mild ceiling effect. The
In this study we demonstrated that the RMI is
average RMI score was closer to the mid point of
more efficient than the BI in detecting changes
the scale; none of the participants scored maxi-
in patients receiving rehabilitation for mobility
mally but three (6%) scored the minimum score,
limitation. I t is important t o note t h a t the
showing a minor floor effect. The participants who
improvements in mobility cannot be attributed
scored the minimum scores on the RMI at admis-
to physiotherapy alone as patients were receiving
sion were not those who scored a minimum score
other medical, nursing and rehabilitation inter-
at discharge. Those who scored zero at discharge ventions during their in-patient stay. The BI was
had all declined in the RMI and BI scores from
chosen for the comparison as it is accepted as
admission. There was no record of a score below
the gold standard for meisuring rehabilitation
2 in any of the assessments using the BI. Subjects
outcomes (Wade and Collin, 1988; Johnston et al,
who did not improve on the RMI did not improve
1992; Shah and Cooper, 1993). It is also currently
on the BI.
used t o measure rehabilitation outcomes in our
Table 2 gives the raw and transformed scores on ward setting.
the BI and RMI prior t o admission, at admission
There are several differences between the scales
and on discharge. Scores on the BI and RMI
which might account for our being able to report
were highly correlated prior to admission, and at
the difference in responsiveness. First, the BI
admission and discharge (Spearmans rank 0.74,
measures global function but the RMI is specific
0.78, 0.87 respectively p < 0.001 for all compar- t o mobility, relating t o lower limb function
isons). Overall the participants demonstrated
and ability to walk. Only ten out of a total
statistically significant improvements in their
score of 20 points on the BI measure mobility-
functional and mobility abilities measured by the
related tasks. The high correlation between the
BI and RMI (Wilcoxon sign rank tests p < 0.001).
RMI and BI suggests that they are measuring
The average percentage change betyeen admis-
similar constructs and indicates the importance
sion and discharge was 41% for the BI and 48% for
of mobility to functioning in everyday life in
the RMI; this difference was statistically signifi-
this group of patients. Secondly, the nursing
cant (Wilcoxon sign rank test p < 0.001). The
staff recorded the BI whereas physiotherapists
amount of change in the BI and RMI was corre-
recorded the RMI. Ideally, an independent rater
lated (Spearmans rank correlation coefficient 0.65
should have recorded both the RMI and BI, but
p < 0.001). The effect size calculated for the RMI
this was not possible. The bias introduced is likely
was 1, and 0.87 for the BI. Parametric calcula-
to be small as the incentive t o record improve-
tion of the relative efficiency of the RMI uersus the
ments in patients’ function was similar in each
BI was 1.42; non-parametric methods gave a
group, and the nurses and physiotherapists were
result of 1.25 for the same comparison.
unaware of the RMI and BI score respectively. The
time that elapsed between recording the measure-
ments was never greater than two days, although
on admission the BI was most often recorded
before the RMI. Given that the average length of
stay was long, these differences are not likely t o

Physiotherapy, May 1998, vol84, no 5


220

have affected the results of the study. If they had, making and planning, and to assist in research.
the study would have under estimated the respon- The RMI is an appropriate and functionally rele-
siveness of the RMI. vant measure in this patient group, especially for
those who have a predicted outcome of indepen-
The RMI was originally designed and validated for
dence and higher levels of mobility. It is more
stroke patients (Collen et al, 1991). The partici-
responsive to change than the BI. However,
pants of this study had a much wider range of
further improvements for this patient population
conditions and included people with limited exer-
could be made if the scale was supplemented or
cise tolerance due t o long-standing medical
expanded t o contain more information at the
problems and those requiring long-term care. The
lower levels of mobility - for example, t o include
results suggest that the RMI is a useful measure
change in mobility in those whose level of de-
in groups of patients who have disability associ-
pendency on physical help has changed during
ated with impairments other than stroke. Future
hospitalisation.
studies need to examine the intra- and inter-
tester reliability of the RMI in the diagnostic
groups that we studied. However, our results indi- Acknowledgments
cate that in frail older people the RMI it is not To all the staff and patients who participated in the study.
maximally responsive to change during hospital- Sarah Lamb was supported by the PPP Research Fellowship in
isation. A measure which includes more basic Health Care of the Elderly.
mobility items, such as the Hierarchical Ass-
essment of Balance and Mobility (HABAM) Authors
(MacKnight and Rockwood, 1995) o r Elderly June Wright MCSP is a senior physiotherapist in geratology at the
Mobility Scale (EMS) (Smith, 1994) may be more Radcliffe Infirmary and Janet Cross MCSP is a senior physio-
therapist at the Oxford Community Hospital in Churchill Hospital,
responsive and this hypothesis should be subject Oxford. They were responsible for data collection and contributed
t o further investigation. MacKnight and Rock- to writing the report.
wood (1995) reported the relative efficiency of Sarah Lamb DPhil MSc MCSP is a research Fellow in clinical
the BI and HABAM in a similar group of patients. geratology, University of Oxford, and co-director of the physio-
The comparative efficiency of the HABAM was therapy research unit at the Nuffield Orthopaedic Centre. She
analysed the data and contributed to writing the report.
in excess of 3 (calculated using a parametric
method). In comparison, the gains in efficiency This article was received on August 27, 1997, and accepted on
that we report using the RMI are modest. Unlike February 11, 1998.
the BI, the RMI provided a much more compre- Address for Correspondence
hensive assessment of pre-admission ability, and Miss S Lamb, Co-director of Physiotherapy Research Unit,
community physiotherapists continued to use the Nuffield Orthopaedic Centre NHS Trust, Oxford OX3 7LD.
RMI to monitor change in the higher levels of func-
tional mobility after discharge. The BI is limited References
in its usefulness as a n outcome measure after Altman, D G (1 992). Practical Statistics for Medical Research,
discharge from hospital because of the marked Chapman and Hall, London.
ceiling effect. The responsiveness of the BI could Barr, S, Bellamy, N, Buchanan, W W, Chalmers, A, Ford, P M,
be improved by expanding the number of cate- Kean, W F, Kraag, R R , Gerecz-Simon, E and Campbell, J
(1994). ‘A comparative study of signal versus aggregate methods
gories used to record change in each activity of of outcome measurement based on the WOMAC Osteo-arthritis
daily living (Shah et al, 1989). The results of the Index’, Journal of Rheurnatology,21,2106-12.
analysis of relative efficiency were similar when Cohen, J (1997). Statistical Power Analysis for the Behavioural
the more conservative non-parametric methods Sciences, Academic Press, New York.
were used. Collen, F M, Wade, D T, Robb, G F and Bradshaw, C M (1991).
‘The Rivermead Mobility Index: A further development of the
Smith (1993) suggests that the BI should not be Rivermead Motor Assessment’, international Disability Studies,
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it lacks responsiveness t o clinical change. Our Collin, C, Wade, D T, Davies, S and Horne, V (1998). ‘The Barthel
results demonstrate that although the BI is less Index: A reliability study’, lnternational Disability Studies, 10,
61-63.
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information on the recovery of patients who Guyatt, G, Walter, S and Normal, G (1987). ‘Measuring change
over time: Assessing the usefulness of evaluative instruments’,
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Liang, M H (1995). ‘Evaluating measurement responsiveness’, People, RCP and BGS, London.
Journal of Rheumatology, 6, 1191-92. Shah, S (1994). ‘In praise of the biometric and psychometric qual-
Liang, M H, Larson, M G, Cullen, K E and Schwartz, J A (1985). ities of the Barthel Index’, Physiotherapy, 80, 1 1 , 769-771.
‘Comparative measurement efficiency and sensitivity of five Shah, S and Cooper, B (1993). ‘Commentary on a critical evalu-
health status instruments for arthritis research’, Arthritis and ation of the Barthel Index’, British Journal of Occupational
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MacKnight, C and Rockwood, K A (1995). ‘Hierarchical assess- Shah, S, Vanclay, F and Cooper, B (1989). ‘Improving the sensi-
ment of balance and mobility’, Age and Ageing, 24, 126-1 30. tivity of the Barthel Index for stroke rehabilitation’, Journal of
Mahoney, F I and Barthel, D W (1965). ‘Functional evaluation: Clinical Epidemiology, 42, 8, 703-709.
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M, Samuelson, C 0, Willkens, R F, Solsky, M A, Hayes, S P, Smith, R (1994). ‘Validation and reliability of the Elderly Mobility
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@information
These publications are distributed by the Medical Devices Agency to Regional general
managers, chief executives of District health authorities and health commissions, chief exec-
utives of NHS trusts, general managers of directly managed units, directors of social services,
managers of independent health care units and rehabilitation service managers. They should
be available for consultation by employees.
Summaries of relevant notices are given here. The full versions include action notes, back-
ground information and contact names.

Disability A25: January 1998


Seating for young children with
Prosthetics and
Equipment disabilities Orthotics
Assessments Ten chairs were selected from about 60
similar products in three main types: four PO1: October 1997
floor sitters, four basic chairs and two Wrist splints for people with rheuma-
A23: September 1997 bolster seats. tological disease
Handling equipment for moving Different chairs had different advan-
tages, but for usefulness in the home the A comparative evaluation of 12 wrist
dependent people in bed splints representative of those on the
Jenx corner seat came out as the best
Several examples are taken of four main floor sitter, the Tripp Trapp in the basic market for rheumatological conditions, this
types of equipment: sliding sheets, short chairs, and the Jenx Mouse in the bolster report assesses their comfort, support,
and long low friction rollers, and handling seats. pain reduction, facilitation of activities and
devices. ease of putting on and off.
Sixty carers tried out products a
minimum of five times in one week with Evaluation The report aims to provide prescribers
and fitters of wrist splints with a compre-
121 disabled people. The determinining hensive guide on what to consider when
factors were ease of positioning and PS5: January 1998 selecting a suitable splint, and instructions
efficacy in use. Armchairs with special features to on fitting the splints correctly. The recom-
Overall, the short low friction rollers reduce interface pressure, alternating mendations may be used when designing
were favourites, the handling devices stock wrist splints.
being poorly rated.
pressure cushions (main powered),
The report also contains four pages and supplementary cushions
of advice on using handling equipment. This is the last in a series of special issues Bulletins
relevant to the topic of pressure relief and
A24: January 1998 pressure sore prevention. Four armchairs DB 9801: January 1998
including one conventional model, four Medical device and equipment man-
Enuresis alarms
mains powered dynamic cushions, and agement for hospital and community-
This is not a comparative evaluation as examples of feather and fibre pillows were
it was considered inappropriate to ask evaluated in regard to their pressure redis- based organisations
children to evaluate more than one tributing qualities. Pillows were included A large ring-bound volume with indexed
type of device. Four alarms considered because they areoften used to pad chairs separating sheets, this bulletin offers guid-
representative of those available on in hospitals and their effect on interface ance on selecting, buying, taking delivery,
the UK market in 1994 were tested. pressure is not known. The products were commissioning, and maintaining new
In general, the alarms were found to be tested by elderly able-bodied subjects. equipment. There are also sections on
uncomfortable and too quiet, though the As well as individual assessments the community issues, training, lending
latter characteristic may have been an booklet includes a discussion and some systems, and documentation (which warns
advantage in sensors which needed to be guidelines on using chairs and supple- against the hazards of computer based
dried before they could be turned off! mentary cushions. records).

Physiotherapy, May 1998, vol84, no 5

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