Professional Documents
Culture Documents
André Bazin’s
Film Theory
Art, Science, Religion
A N G E L A DA L L E VAC C H E
1
3
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Illustrations
1.1 André Bazin with cat. Courtesy Wikimedia Commons. This file is
licensed under the Creative Commons Attribution-Share Alike 4.0
International license. 2
2.1 Henri Cartier-Bresson, Paris. Place de l’Europe. Gare Saint Lazare. 1932.
© Henri Cartier-Bresson/Magnum Photos. 18
2.2 Vitruvian Man. Leonardo Da Vinci, Artist, and Ludwig Heinrich
Heydenreich. Study of Proportions. 1949. Photograph. https://www.loc.gov/
item/00650441/. 23
2.3 Jean Painlevé, L’hippocampe femelle (Female Seahorse), 1931. © 2019
Archives Jean Painlevé/LDC, Paris. 27
3.1 École Normale d’Instituteurs de La Rochelle. Courtesy Angela Dalle Vacche. 56
3.2 Magnetic field of bar magnets attracting. Courtesy Wikimedia Commons. 94
5.1–5.7 Views of Saintonge churches, photographed by André Bazin. Courtesy
Janine Bazin and Dudley Andrew. 150
5.8 12th-century lantern of the dead at Fenioux, Charente-Maritime,
France. Classed as a historic monument since 1862. Courtesy Wikimedia
Commons: licensed under the Creative Commons Attribution-Share
Alike 3.0 Unported license. 164
5.9 Église Sainte-Radegonde de Talmont-sur-Gironde. Fortified church (11th,
12th, and 16th century) as seen from east with renewed ramparts and bedrock.
Talmont-sur-Gironde, Charente-Maritime, France. Photo: JLPC /Wikimedia
Commons /CC BY-SA 3.0. 165
Preface
science. That very same summer, Linda Bertelli hired me to teach a class on
Bazin, cinema, painting, and the museum at IMT (Institutions, Markets, and
Technologies) in Lucca, Italy. In November 2018, I was the recipient of the
Goggio Visiting Professorship at the University of Toronto, which allowed
me time to fine-tune my book draft.
The relationship between cinema and the other arts has always been a
major interest of mine. In addition, I have always thought of all religions
in anthropological terms, as did Bazin. Moreover, teaching at the Georgia
Institute of Technology for twenty years has helped to educate me in the his-
tory of science. My general purpose is to offer a film theory book where each
chapter stands on its own, while the three sections on art, science, and reli-
gion also relate to each other. I have also paid close attention to Bazin’s way of
handling specific films, so that the reader can count on broad overviews next
to close analyses.
Since I was working with photocopies at the Yale André Bazin Archive,
in many cases the page numbers were incomplete or missing. Alternatively,
every single piece of writing was clearly filed with the name of a newspaper
or journal, the year, and information concerning volume or number. For all
these reasons, in my bibliography I have not included page numbers in citing
a piece of film criticism from a newspaper or magazine.
Additionally, French newspapers carry their own spelling mistakes.
From time to time, I have encountered a word that could not be found in
any French dictionary. In these instances, I concluded that a printing error
had taken place, and I did my best with the translation. Every effort has been
made to be as accurate as possible throughout the book, but I accept respon-
sibility for any errors or omissions.
In comparison to my previous books, this particular project has brought
me much closer to the cinema as a technology, even though Bazin always
privileged the question “What is a human?” over technological determinism
or innovation. Precisely because the technological terminology of film-
making changes from one language to another, in the most unpredictable
ways, I have included in the Notes the original text of any citation translated
for this book. Translations are mine, unless noted.
Acknowledgments
languages, the more this field will deepen itself and contribute to the land-
scape of the humanities in a vital and indispensable way.
Angela Dalle Vacche
January 2019
Early versions of some chapters of this book have appeared in the following
publications:
Dalle Vacche, Angela.“The Art Documentary in the Postwar Period.” Aniki: Portuguese
Journal of the Moving Image 1:2 (2014): 292–313.
Dalle Vacche, Angela. “Miraculous Mathematics: André Bazin’s Film Theory.” Discourse
38:2 (Spring 2016): 117–141.
Dalle Vacche, Angela. “André Bazin’s Film Theory and the History of Ideas.”
In Film as Philosophy, edited by Bernd Herzogenrath, 132– 160. Minneapolis:
University of Minnesota Press, 2017.
Dalle Vacche, Angela. “André Bazin and the Romanesque Churches of Saintonge.” In
The Golden Age of the Art Documentary: Cultural Identities, Historiography, and
Experimental Film, edited by Steven Jacobs and Dimitrios Latsis. London: Bloomsbury,
forthcoming 2020.
1
Introduction
The Soul of Cinema
André Bazin was born in 1918 in Angers, a city in western France, and re-
ceived a Catholic education as a child. From 1934 to 1937, he attended the
École Normale d’Instituteurs in the Protestant city of La Rochelle, located
on the western coast of France in the department of Charente-Maritime.
There Bazin experienced the French secular education system and proved
to be a brilliant student in the sciences. His academic achievements enabled
him to gain admission to the prestigious École Normale Supérieure de
Saint-Cloud, near Paris, where he continued his education in literature and
the arts.
Bazin’s interest in cinema developed during his military service in
Bordeaux, where he was assigned. He frequently attended the cinema with a
friend whose family owned a chain of theaters. After returning to Paris to re-
sume his studies, Bazin became involved with the Maison des Lettres, where
he started a film club. Bazin perceived the need for a new kind of film criti-
cism, and for a serious journal devoted to the art and craft of cinema, leading
eventually to his founding of Cahiers du Cinéma in 1951, with Jacques
Doniol-Valcroze and Joseph-Marie Lo Duca.
During the fifties Bazin (Figure 1.1) mentored the filmmakers who rose to
the forefront of the French New Wave in the sixties: François Truffaut, Jean-Luc
Godard, Eric Rohmer, Claude Chabrol, Jacques Rivette. They all started out
their careers as cinéphiles and all were Bazin’s colleagues in film journalism.
Besides Cahiers, Bazin was a regular contributor for the conservative Parisien
Libéré, the socialist France Observateur, and the communist Écran Français. He
also published in prestigious journals such as Temps Modernes and Esprit.
Due to Bazin’s chronic bad health, he eventually became unable to go to
the movies and turned to television criticism, writing for Radio Cinéma et
Télévision. He also wrote about radio. He died of leukemia in 1958, leaving
behind a groundbreaking body of work that influenced the cinemas of
Europe, Asia, and Latin America.
André Bazin’s Film Theory. Angela Dalle Vacche, Oxford University Press (2020) © Oxford
University Press.
DOI: 10.1093/oso/9780190067298.001.0001
2 André Bazin’s Film Theory
Bazin was not involved in the French Resistance and never became a reg-
istered member of any political party. He was an independent, left-wing
social activist throughout his life, and an advocate of dissidence, inclusion,
and nonviolence. Bazin’s writings are intensely original, and they continue
to surpass in scope and insight all the film theorists who preceded him,
such as Hugo Münsterberg (1863–1916), Jean Epstein (1897–1953), Sergei
Eisenstein (1898–1948), and Rudolph Arnheim (1904–2007).
In comparison to his predecessors, Bazin was the first to systematically bring
together theory, criticism, and history in regard to film. In contrast to Epstein
and Eisenstein, who were both filmmakers as well as theorists, it was only to-
ward the end of his life that Bazin planned to shoot a documentary about the tiny
rural churches of the Saintonge region of western France where he had grown
up. Unfortunately, time ran out on him and the film was never completed.1
Introduction 3
is more important than art, while science is at the bottom of his tripartite par-
adigm. Nevertheless, my book sequences art, science, and religion to create
a maximum of momentum for readers. Placing science in the middle shows
that logic and knowledge fight against superstition and fanaticism; likewise,
putting art at the beginning calls attention to the differences between human
and natural creativity.
In line with this critic’s openness toward the irrational, contingency or
grace may bring hope to the universal realities of human sin and suffering.
Bazin was passionate about quantum physics; there, wave and particle co-
exist through the medium of light. Bazin’s essays allude repeatedly to Michael
Faraday’s (1791–1867) discovery of electromagnetic energy. In this exper-
iment, a single magnet attracts many iron filings by making them all move
together at the same time. Each thin piece of metal, however, finds its own
special position in relation to the magnet which, for the critic, is comparable
to the screen of cinema. This combination of a collective draw and many in-
dividual responses subtends Bazin’s preferred model of independent specta-
torship in his idea of the cinema.
My chapter on art begins with Bazin’s groundbreaking claim that a pho-
tograph is an incarnational exception, the one and only example of a natural
image in the history of Western image-making. By calling attention to the
activity of recording as an artistic choice, various examples of “pure” cinema
precede a section on the postwar art documentary. This discussion clarifies
why the medium is mostly impure. The “Art” chapter concludes with the on-
tological differences between fictional literary adaptations and nonfictional
mobilizations of the static canvas on the screen of cinema.
The chapter on science argues that biology is the most important disci-
pline for this thinker. In contrast to mathematics, biology allows Bazin to
place life and contingency above the self-contained, static equations of al-
gebra and the interchangeable solids of Euclidean geometry.
The climax of my “Science” chapter amounts to a redefinition of Italian
neorealism, which reveals Bazin’s familiarity with differential calculus.
Significantly, the phenomenological realism of postwar Italian cinema stands
for what this theorist hopes the cinema can achieve with its future.3
Here, “phenomenological” refers to the unfolding of a perceptual, subjec-
tive process based on change, displacement, and discovery in regard to one’s
own relations with others. In comparison to other realisms perpetuating the
so-called déjà vu or a quantitative naturalism based on details,4 Italian ne-
orealism proposes the jamais vu of a perceptual displacement, namely the
Introduction 5
Conceptual Key Words
Perception, cognition, and hallucination are not only part of cinematic spec-
tatorship, but they also point back to art, science, and religion as unavoidable
frames of reference for the cinema. Bazin is the first film theorist to grasp all
these intersections so deeply and thoroughly. His writings coalesce around
conceptual “key words.” Besides “pure” and “impure” cinema, some of these
words are “realism,” “centripetal,” “centrifugal,” “paradox,” “dialectic,” and
“anthropocentric.”
“Realism” refers to cinema’s photographic origin and to how this kind of
mechanical and automatic reproduction is based on recording. By outlining
an inward and an outward orientation, “centripetal” and “centrifugal” allow
Bazin to address the off-screen. Besides elucidating photography’s absent
presence, “paradox” refers to how an irrational side can be intertwined with
a rational one. The term “dialectic” rejects all binary oppositions; it upholds
8 André Bazin’s Film Theory
Only the impassive lens, stripping its object of all those ways of seeing it,
those piled-up preconceptions, that spiritual dust and grime with which my
Introduction 9
eyes have covered it, is able to present it in all its virginal purity to my atten-
tion and consequently to my love.14
Cinema’s Special Eye
Comparable to, but different from human sight, the glass lens of the camera
enjoys an equalizing perspective on everything it encounters. Through
the French word objectif (lens), Bazin underlines the affinity between
10 André Bazin’s Film Theory
manipulations of editing are unavoidable and therefore justified for the sake
of storytelling.
These films deal with restless children or uncontrollable animals,
subjects whose performances are notoriously difficult to control and direct.
Filmmakers may be obliged to actively edit sequences, in order to convey the
interaction between two animals, or one child and one animal, in motion.
Bazin mentions specifically White Mane (1953), by Albert Lamorisse, a fairy
tale about a kid and a horse presented in a documentary fashion. Lamorisse
frequently fools spectators by stitching together shots of different horses. Yet
Bazin approves of the results, including the deception of Lamorisse using six
similar white horses to play the protagonist of White Mane. Instead of crit-
icizing this kind of editing, Bazin accepts it, because it is limited to optical
trickery that does not distort reality, or to visual manipulation achieved
through lenses inside the camera.
Lady in the Lake
Keen on dialectical relations and wary of formalisms, Bazin argues for the ne-
cessity of cutting in one of his untranslated reviews of Robert Montgomery’s
Lady in the Lake (1947),27 based on a detective story by Raymond Chandler
(1888–1959). For Bazin, this film is a failed, yet instructive experiment in
which excessive camera movement results in an example of dead-end an-
thropocentric and overly subjective cinema.
Although this film includes scene shift cuts from one location to another,
the story is predominantly told from the exclusive visual and auditory point
of view of the detective, Philip Marlowe (Robert Montgomery). Marlowe
effectively becomes the camera, and the spectator’s one and only source
of identification. We see Marlowe himself only when his image is partially
objectified by the reflections of mirrors, and on a few occasions when he di-
rectly addresses the camera (viewer) from his desk.
A mystery tale of absent bodies, the plot of Lady in the Lake makes the
point that nothing is what it seems, through its persistent lack of an objecti-
fying point of view. To start with a brief example: on-screen, Marlowe’s finger
rings a doorbell, visually doing so as the extension of an arm cut off by the
frame. His hand is not seen connected to a full body because we can see only
the immediate area of the bell, a restriction necessitated by the limits of his
optical point of view. Thus, the camera is unable to objectify Marlowe in full
Introduction 13
Cinema as Mind-Machine
Before cinema’s invention and its dynamic engagement with the world, static
media had always conveyed an author’s subjectivity, even when the painter or
the writer was striving to describe an object realistically. Literature, theater,
and painting posit a reader, a spectator, and a viewer addressed by a work
and its author. Although they can fulfill an anthropocentric need, as mate-
rial objects, the book, the stage, and the canvas are tools that cannot become
14 André Bazin’s Film Theory
toward Others. Significantly, Bazin states that, at its best, cinema is a form of
anti-anthropocentric love or community, in the sense of sharing a source of
inspirational, quasi-spiritual energy.32 On one hand, we need basic recording
to preserve the appearances of the world. On the other, we rely on cinema’s
editing and camera movement to make us expand outward in such a way that
we encounter Otherness. We sit together in the cinema and look at the world
projected on the screen, but we perceive it in individual ways.
Precisely because it envisions a parallel world, Bazin’s film theory has cos-
mological implications. Through editing and camera movement, cinema
explores our belonging to a vast universe that extends from the microbes of
the microscope to the stars of the telescope. The microscope and the tele-
scope are, of course, two precursors of the cinema because they enlarge the
small and reach out toward the far away. Bazin’s cinema is a sensitive and ex-
ploratory medium. This is the magic and the soul of twentieth-century pho-
tographic cinema, with its indispensable role in our lives on the earth.
2
Art
In his essay “The Ontology of the Photographic Image,” mostly written be-
tween 1943 and 1945,1 Bazin published only one illustration: Giuseppe
Enrie’s (1886–1961) photograph of the Turin Shroud (1931).2 Once it is
stretched out, this burial cloth offers a back and a front view of a tortured
man from head to toe. Enrie’s image is a photograph raised to the power of
two. In fact, the Shroud’s genesis is comparable to the photographic pro-
cess of imprinting a trace. Although the Shroud proves empirically that
someone’s body was there, only its legendary status as a religious relic claims
that the man in the Shroud is Christ. Based on this case study, what especially
interests Bazin is how any photograph of anything appeals to irrational belief
the way a religious relic does.
A Christological Ontology
Both the automatic record produced by Enrie and the irrational relic in-
vite a leap of faith. Irrational belief is central in Bazin’s photographic on-
tology because this natural image is utterly unique as far as eliciting an
attitude of trust. Yet, all by itself, irrational belief is not enough to ex-
plain the nature of photography. Film theorist Philip Rosen argues that
photography offers Bazin a way out of the split between subjective and
objective.3 Indeed, photography is the very first medium to have ever
been invented with simultaneous implications in science and religion.
Its origin belongs to physics and chemistry, while its address engages
hallucination.
Photography’s call for irrational belief, Bazin argues, stems from its
“reality-transfer,” namely a direct contact between an object and its image
that occurs absolutely independently of the human hand (sine manu factu).
This process is comparable to the archeiropoietic or parthenogenetic status
that applies to self-made religious images and incarnational births in cel-
lular biology.4 To describe the automatic transfer from object to image,
André Bazin’s Film Theory. Angela Dalle Vacche, Oxford University Press (2020) © Oxford
University Press.
DOI: 10.1093/oso/9780190067298.001.0001
Art 17
like the image and the image looks like the object. This process, Bazin
explains, is comparable to that of casting a mold (moulage) or to an auto-
matic printing technique called décalcomanie (decal). According to Bazin,
photography’s aesthetic power derives from how it halts the fleeting instant.
Stillness in photography becomes embalming of time through space. Each
negative feels like a one-time only, virginal birth disrupting the routine of
our perceptions: “The aesthetic qualities of photography are to be sought in
its power to lay bare the realities.”9 Each photograph makes us see time, no
Art 19
matter what it shows. Seeing time at a standstill equals how this medium can
“lay bare the realities.” A photograph is an absent presence. One can sense,
here, Bazin’s enthusiasm for the invention of photography. This new medium
does not seek eternity, as portraiture in painting does.
A photograph is an incarnational and exceptional image. Likewise, Christ
is both a human and a divine being whose advent is unprecedented, revolu-
tionary, and unrepeatable. Without a doubt, Bazin’s photographic ontology is
disruptive and Christological. Although Bazin never explicitly refers to pagan
idolatry and religious images, his incarnational definition of photography fits
within Christianity’s long tradition of iconophilia. This attitude dates back
to the Seventh and last Ecumenical Council of Nicea (787). At that point,
all images are religious icons and all of them are considered incarnational,
for they are all believed to be comparable to the concept (logos) of Christ’s
becoming an image through his taking on of human flesh. Even the differ-
ence between two-dimensional and three-dimensional objects is not an issue
during this period.10 In contrast to the iconoclasm of the Byzantine period,
the Council of Nicea legislates that paintings and sculptures modeling the
human figure do not foster idolatry. They can be kept in churches and be-
come objects of veneration.
For Bazin, photography’s invention looks back at this period of iconophilia,
while this unprecedented kind of incarnational medium sets into relief the
humble plastic arts in contrast to portraiture’s vanity with its precious oil
pigments. In the wake of the Council of Nicea’s approval of the human figure
and mimetic representation, photography’s invention makes the figurative re-
alism of the other arts look less believable. Although capable of aesthetic ab-
straction, photography becomes synonymous with copying the world, thus
paving the way for the development of different cinematic realisms. A dissi-
dent Catholic and a Darwinian at the very same time, Bazin upholds evo-
lution in nature and in media. Since the origin of cinema is in photography,
the moving image of mainstream, popular cinema settles into realism due to
ontogenetic reasons.
Realism in cinema can take on many different forms and genres. With
their special degree of lifelike illusionism, the language-like narratives of
the cinema help us to experience vicariously and to project mentally. They
move us to feel, think, and imagine. Whereas a photograph can happen by
itself, thanks to an accidental click of the camera shutter, a narrative film al-
ways requires a creative team behind the camera.11 The monkey who uses the
camera in Buster Keaton’s The Cameraman (1928) cannot push a film beyond
20 André Bazin’s Film Theory
the basic level of recording. Keaton’s film calls attention to the analogy be-
tween the camera and the human mind, and to the fact that a monkey has
only a brain and no mind. Inasmuch as a photograph does not necessarily
tell the truth, Bazin still declares that “every film is a social document.” This is
due to how a film incorporates an individual point of view or a general world-
view in its narrative. Instead of pointing toward an abstract ideal of universal
truth, the word “social” next to “document” recognizes cinema’s inextricable
grounding in a mental universe and social context that moving images artic-
ulate through a space-time continuum.12
Bazin’s idea of realism is a double-edged concept combining figurative
and spiritual qualities. The external features of realism depend on histor-
ical standards of imitation and expression. Yet, this kind of external realism
or quantitative naturalism of details is not enough for Bazin. He seeks an
abstracting realism that makes visible the invisible, namely inner changes in
the characters’ ways of thinking and behaving.
To this end, Bazin discusses the contrast between the perfect, three-
dimensional realism of perspective painting and the much more primitive
realism of church sculptures in the early Middle Ages.13 In his view, this latter
kind of religious art highlights spiritual struggles and ethical dilemmas.
Within a roller coaster of emotions and forms, the medieval artist represents
humans who become animals, plants, and objects. As soon as one moves
from medieval allegories to the screen of cinema, the psychological transfor-
mation of human beings into objects or animals is a possible way to describe
the horrors of all wars any time.
In the wake of early medieval art, which is simultaneously abstract and
realist, Bazin promotes a comparable “phenomenological” neorealism that
gives priority to self-displacement, human frailty, ambiguity, and receptivity.
His preference for early medieval art embraces the emotional dimensions
ruled out by the geometrical and logical foundations of one-point perspec-
tive. For Bazin, the compositional grid of perspective charts the “original
sin”14 of anthropocentrism. Furthermore, this kind of realist imitation turns
into a form of psychological addiction. Rooted in the rise of individualism
out of the Renaissance, the mathematical realism of perspective meets the
full approval of Leonardo Da Vinci. Eager to celebrate the end of a theocen-
tric, medieval worldview, the scientific Leonardo does not hesitate to stress
the mathematical skills of painters in order to establish painting, sculpture,
and architecture as the new and secular media of his own time.
Art 21
Impure Cinema
in space through theater and painting. Photography is its embryo, but the
baby achieves maturity through literature as the midwife of thought. In
Bazin’s film theory, the temporality of the written page ranks over the world
as a stage. The three-dimensional space of theater, in turn, is more impor-
tant than painting’s flat but sensual surface. One can say that Bazin aligns the
word with time and the canvas with space, thus bringing to mind Lessing’s
Laocoon (1766).17
24 André Bazin’s Film Theory
Pure Cinema
In his review of Georges Lacombe’s La nuit est mon royaume (1951), a film
on blindness starring Jean Gabin, Bazin dwells on the indifferent objec-
tivity of the camera eye. Bazin compares the eye of the camera to the gaze of
blindness:
Filmmakers have always been drawn to blind people, for both good and
bad reasons. [ . . . ] The gaze without object of the blind person is more pen-
etrating than ours which is obscured by the world we look at. This is the
case because the blind person’s way of looking seems to be able to see well
beyond appearances, through beings and things. It is comparable to our
consciousness outside of ourselves.20
The obvious point here is that the blind person depends heavily on alterna-
tive sensorial cues to interact with the world. Despite the absence of sight,
the blind gaze seems to know more. This nonvisual way of seeing is pure,
because it is comparable to the objectifying impact of the camera’s recording
function.
In Bazin’s vocabulary, pure does not mean innocent or virginal, since
these two words describe either lack of experience or the first time an en-
counter takes place. Rather, pure refers to different kinds of situations when
indifferent recording seems to prevail. Purity can happen when a director’s
26 André Bazin’s Film Theory
personal vision becomes invisible, or when the film seems to emerge out of
sheer archival footage. An example is Paris 1900 (1948), a montage of fic-
tional and nonfictional footage selected by Nicole Védrès (1911–1965) from
the archives of Pathé and Gaumont, and edited by Yannick Bellon, with Alain
Resnais as an assistant. In commenting on this film, Bazin underlines that
the director does not direct an original mise-en-scène. She has no unprece-
dented pro-filmic event in front of her own camera to record for the very first
time. Consequently, only the editing of footage found in archives takes place.
Chunks of filmstrips tell their own stories, regardless of who was standing
behind the camera at the time these events were taking place. Védrès’s ap-
proach is pure. Bazin observes that Védrès’s film “realizes the paradox of an
objective past, of a memory outside of our consciousness.”21
The word “consciousness,” here, means subjective memories. Only 1 per-
cent of the footage chosen by Védrès includes celebrities from the politics of
the period and the intellectual circles of the Belle Epoque.22 This small de-
gree of attention to elite segments of the population is telling. Such a strategy
highlights how Paris 1900 privileges the slow-moving events of the anon-
ymous and dense everyday, rather than the fast-changing historical record
one may find easier to remember.
In discussing Védrès’s compilation, Bazin also develops an opposition be-
tween cinema as objective, inclusive public memory and Marcel Proust’s ex-
clusive and private stream of consciousness. Through a modernist approach
based on freewheeling associations and involuntary memories, the writer
focuses on his very private recollections. After underlining the writer’s use
of the first person, Bazin writes: “Proust found his reward of time regained in
the inexpressible joy of being engulfed by his memory. Here, on the contrary,
the esthetic delight derives from something else, because these memories do
not belong to us.”23 In contrast to Proust’s mental universe, the objective re-
cording of Parisian street life in Paris 1900 is the public Other that the cinema
preserves. Unlike Proust’s introspective recovery of subjective time through a
madeleine, Paris 1900 is cinema’s objective time showing itself as anonymous
duration. Its purity resides in the fact that this kind of public time belongs to
everybody, rather than to one single creative consciousness.
In What Is Cinema? there are additional references to “pure cinema,” all
of them strikingly different, but all grounded in different uses or elements
of the cinema, a medium with a composite technology of recording and ed-
iting with lenses, filmstrip, camera, and screen, to name a few components.
In 1955, for example, Bazin aligns the Canadian Norman McLaren with pure
Art 27
cinema. This is the case because some of McLaren’s animations are hand-
made, in contrast to Disney’s industrial approach. So taken is Bazin with
McLaren’s manual method, which points back to the beginnings of anima-
tion, that he encourages the filmmaker to go even further toward pictorial
abstraction. McLaren’s purity stems from how fully the medium can convey
an artist’s unique vision, while manual skills prevail over recording. Purity,
here, becomes a matter of historical fidelity to the drawings used for early
animation.
As early as 1947, Bazin’s pure cinema category includes the quasi-surrealist
scientific films of Jean Painlevé. Painlevé’s cinema is pure because the eye
of the camera, through micro-cinematography, can penetrate the body of
a seahorse and show us its skeleton (Figure 2.3). Here, purity stems from
how “cinema reveals that which no other procedure of investigation, not
even the [human] eye can perceive.”24 In another example, made possible by
high-speed projection, Painlevé discovers that “yeast did not reproduce ex-
actly as we thought . . . the process is too slow for the eye . . . to be able to sum
up its successive phases.”25
Generally speaking, for Bazin avant-garde animation and distinctive sci-
entific documentaries deserve the label of “pure cinema,” as long as there is
no mixing of human and nonhuman eyes. The hand cannot get confused
with the machine. With McLaren, pure cinema implies an artisanal film-
making. With Painlevé, pure cinema highlights how the camera can see in
a nonhuman way, and in so doing it penetrates the appearances that normal
vision is restricted to, by accelerating, slowing down, or reversing temporal
processes.
Occasionally, Bazin forgets to claim purity. At the same time, his prose
seems to invoke this concept whenever eye-level shooting takes place in a
steady manner. For example, in Roberto Rossellini’s Paisà (1946), in dealing
with the Po Valley episode:
Here Bazin underlines how Rossellini uses the screen to give priority to land-
scape and posture over the dialogue among nonprofessional actors. In this
Po Valley episode, Rossellini’s filmmaking sheds all stylistic aestheticisms to
reinvent itself in the light of a photographic ontology of equalization.
Another possible example of “pure cinema” emerges from Bazin’s essay
“The Virtues and Limitations of Montage” (1951).27 There the film critic
praises a sequence from Harry Watt’s Where No Vultures Fly (1951). In this
Art 29
case, a child and a lioness are shown together “in the same full shot,” after the
child kidnaps the lion’s cub. Bazin does acknowledge that some trickery is
involved. In fact, the lioness is not only tamed, but it has been living in close
contact with the kidnapper’s family. Even if this English film is mediocre, the
integrity of space deployed for the cub’s return to its mother “carries us at
once to heights of cinematographic emotion” (p. 49). Once again, just as in
the case of Rossellini’s filming in the Po Valley, Bazin does not explicitly use
the word “pure,” but his enthusiasm seems to call for it.
This brief survey of examples dealing with “pure” cinema makes clear one
important conclusion: Bazin’s purity does not involve “cinematic specificity”
in any way. To be sure, the concept of medium specificity belongs to the his-
tory of art, and precedes the invention of the moving image.
or fictive links between works that are sometimes very distant in time and
spirit.”29 How can the nonhuman lens of the camera have any respect for the
touch of the painter’s hand? And how can the hand of the film editor be so
presumptuous as to cut up and rearrange works of art that have an internal
logic of their own?
For the art world, film recording and the disruptions of editing during
postproduction are two disrespectful procedures. The first is mechanical,
too passive, while the second is manual, manipulative, and too invasive.
Combined, these two filmic interventions can shatter an artist’s style. How
to deal with the ontological differences of cinema and painting and how to
find some symbiotic ground between these two media? These become Bazin’s
theoretical challenges.30
Cinema can investigate the nature of artistic self-expression through dif-
ferent genres of paintings, whether they are abstract or figurative. In the shift
from frame to screen, the painter’s inspiration evolves into a source of life and
movement in the film. The unstable boundaries of creative energy invite film
viewers to shed their previous views on art and learn something new about
how the moving image is born. But many postwar art documentaries fail to
establish a dialectical and creative interaction between cinema and painting,
one that is respectful of each medium’s way of being or ontology. In contrast
to these failures or partial successes, Alain Resnais’s Van Gogh (1948) is one
of the best examples in the genre.
Unlike painting, which tells us more about the painter and less about the
world, cinema, for Bazin, is an anti- anthropocentric medium because
it brings the world to the lens in ways much more unpredictable than the
human eye can perceive by itself. By associating the art documentary with
an avant-garde sensibility, Bazin theorizes a relationship between cinema
and painting, hopefully capable of encouraging a sensibility more open to
the value of creativity as free will and as spirituality in daily life. Few pairings
could be less compatible than these two media, because painting is a hand-
made object whereas cinema is based on events in process, subject to staging
as well as contingency. The postwar art documentary looks like a paradoxical
genre for its combining of these incompatible forms of creativity. In the case
of the documentary film exploring the history of painting, art’s subjectivity
Art 31
meets the allegedly most “objective” of nonfictional genres. Art and subjec-
tivity go together, because the value of art lies in its power to produce the
most unique forms.
Despite his Pascalian condemnation of classical academic painting as
vanity in his “Ontology” essay, Bazin has great respect for the history of art in
general and understands its value in education. Bazin sees the artist as a spe-
cial kind of person who functions outside utilitarian, pragmatic concerns.
In 1949, in the journal Esprit, Bazin takes issue with fellow critic Camille
Bourniquel, who faults Resnais’s Van Gogh for its emphasis on the drama of
the artist’s life and the “moroseness” of the black-and-white imagery:
it’s obvious that the screen will always distort the balance of the composi-
tion, the relationship of values and that it is moreover unavoidably weak on
colors. But rather than focusing on these weaknesses, why not marvel in-
stead that, beginning with a material radically modified in its specific struc-
ture, the film nevertheless returns to us a work that undoubtedly exists with
its logic and unity? Can you imagine smashing a clock into tiny pieces, then
putting it back together in another way? If the film, however bad one thinks
it, exists nevertheless, it’s because the work of art cannot be compared to a
precision instrument and it will not cease to exist even when attacked in its
elements and its structure.31
Frame and Screen
The Belgian film Rubens (1948), made by Henri Storck and Paul Haesaerts,
is one of the first postwar art documentaries Bazin writes about. And it is
Art 35
one of the best examples of its time of the educational film. It achieves an un-
precedented level of insightfulness through superimposed circular diagrams
explaining the painter’s kinetic compositions. Bazin praises “a virtual move-
ment, a space of rotation suspended in the immobility of the painting and
which awaits the sensibility of the person contemplating the canvas, for an
imaginary deliverance.”40
But in spite of these static graphic diagrams dealing with Rubens’s implicit
motion, one major limitation remains: the eye of the camera does not reveal
the innermost core of Rubens’s work. Everything at the surface of the work
may have been explained, but nothing is shared in depth between the film
spectator and the artwork. Depth is crucial for Bazin, because immanence
and complexity are at the very heart of human creativity. Furthermore, the
art documentary can be responsible for activating a feeling of spiritual en-
ergy connecting artist and filmmaker, and in so doing passing this very same
energy from the film to a general audience.
After 1945, in an atmosphere of lingering echoes, mistakes, and loose ends
from the past, the hope and need for human community mandates a global
effort to achieve good will, in order to avoid a world paralyzed by pessi-
mism and endless revenge. In such circumstances, previous aesthetic models
can also be abandoned. In the case of the art documentary, for example,
in contrast to Walter Benjamin, Bazin sees no irrecoverable loss of aura.41
Furthermore, the dimension of kitsch theorized by Clement Greenberg42
in 1939 is not relevant to any art documentary that Bazin examines. Unlike
Benjamin and Greenberg, Bazin does not formulate an overarching theory
built on the tension between politics and aesthetics, popular culture and
the elite. Well aware of social struggles, religious divisions, and cultural
boundaries, he emphasizes cinema’s universal and egalitarian address. Bazin
handles each film as an individual case, a new plant to be cultivated and
protected. His hope is that the power of cinema can inspire audiences with
anti-anthropocentric values that might bring about a more tolerant, less con-
sumerist, and self-conscious mass culture.
Bazin believes in the living and spiritually contagious energy of art. Thus,
the achievement of depth and art in filmmaking is possible, albeit chal-
lenging. Relatedly, bridging the gap between mass culture and an avant-
garde sensibility becomes the special vocation of the art documentary.
The humanity of humankind is in question in the aftermath of the horrors
of World War II. Only a broad sharing of artistic creativity seems to offer
an effective antidote for recovering from recent evils. The fossilization
36 André Bazin’s Film Theory
The outer edges of the screen are not . . . the frame of the film image. They
are the edges of a piece of masking that shows only a portion of reality. The
picture frame polarizes space inwards. On the contrary, what the screen
shows us seems to be part of something prolonged indefinitely into the uni-
verse. A frame is centripetal, the screen centrifugal. Whence it follows that
if we reverse the pictorial process and place the screen within the picture
frame, that is if we show a section of a painting on a screen, the space of the
painting loses its orientation and its limits and is presented to the imagina-
tion as without any boundaries.46
With a frame around it, even an unfinished painting can claim to be com-
plete as an object. So dependent on motion and time is the cinema that its
unfolding is constantly relational and open-ended. Even a Hollywood film
with a happy ending never ends in exactly the same way, because viewers
change over time and relate to the narrative in different ways. For Bazin, the
cinema screen’s edges, instead of being a cadre, are a cache, a masking whose
boundaries constantly alter according to editing and camera movement.
Cinema’s requirement of realism is intertwined with Bazin’s conception of
the screen. Bazin’s use of the term cache emphasizes that the world we see
on screen is only an intersection. In order to be persuasively believable, and
therefore “real” enough, this very same world continues to exist off-screen.
In the wake of Emmer’s elimination of the fixed pictorial frame, Bazin
has even more to tell us about mobile framing. In fact, the screen becomes
constantly Other in relation to itself. Whereas the canvas is characterized
by plasticity, display, depth, and stasis, the screen can be boundaryless, se-
cretive, and transformative, because it has to accommodate chance, choice,
change, desire, attention, distraction, and illusion.
38 André Bazin’s Film Theory
After Emmer’s dissolution of the frame into the screen and Cocteau’s surre-
alist definition of the rectangular screen as a keyhole, Bazin resolves the con-
flict between painting’s static objecthood and cinema’s temporal becoming,
thanks to the objects of still life. He does not spell out his intention, but, based
on all the essays he writes on this topic, this seems to be the most plausible
explanation. By eliminating altogether the human figure, still life is the hum-
blest and the most anti-anthropocentric of all genres in painting.47
It is only in the genre of the still life that the brush controlled by the painter’s
hand and the lens of the camera can become compatible. This is the case be-
cause in this genre the brush and the camera both effect a decentering impact
on what they see and depict. In Bazin’s argument, the still life of painting
becomes the equivalent of the humble lichen in biology. The cinema makes
the objects of still life as important as human events whose duration is filled
with sharing and discovery, but also adventure and anxiety.
The paintbrush behaves like an “animistic” magic tool.48 It can enter into
the hidden life of objects, in the same way that the film camera may get in-
side a canvas and flip it inside out, like a “glove.”49 This turning inside out of
the glove—one of the most analogical and, therefore, photographic pieces of
clothing—amounts to the birth of a new creation: the art documentary—out
of an older origin, painting. What Bazin is after is not a respectful commen-
tary by a young medium about an old one. He believes in the radical trans-
formation that the cinema can stimulate inside painting, at its core. In the
40 André Bazin’s Film Theory
wake of the still life, the art documentary can displace the human corporeal
figure from the image’s center. Meanwhile, the objects represented still imply
a human element behind their choice, arrangement, and function.
Cinema presents the world in a new, egalitarian light, with an objecti-
fying eye that transforms the canvas into a mise-en-scène of equally weighted
and engaging interaction between bodies and things, objects and words,
objects and events, in stark contrast to the centrality of the human figure
in academic historical painting. The similarly transformative egalitarian
accomplishments of still life, landscape, and humble genre scenes are es-
pecially evident in some of Van Gogh’s paintings, such as The Potato Eaters
(1885) and Vincent’s Bedroom in Arles (1888), two works featured in Resnais’s
Van Gogh (1948).
In the genre scene of The Potato Eaters, five peasants and all the objects
around them are presented so embedded in their daily life that one can al-
most hear their conversation about labor, the soil, and the food they pro-
duce year after year. In discussing Resnais’s editing, Dudley Andrew remarks
that the director’s approach is deictic: “here look at this.”50 One could argue
that the editing’s fragmentation of The Potato Eaters is overly didactic. But
Resnais’s cuts accompany images that highlight sharing the same light, the
same tray, and the same beverage. The director’s mobilization of looking in
his film’s treatment of The Potato Eaters is an homage to the harmony cinema
finds with painting in still life and genre scenes.
Furthermore, like a memento mori or a vanitas, the aspects of still life
isolated by Resnais’s editing within the genre scene of The Potato Eaters
lend themselves effortlessly to the cinema’s qualities of eventfulness and
contingency. In Van Gogh’s painting, a beverage flows out of a teapot.
This moment could precede a spill in a fictional film, were Resnais to rely
on live action instead of filming this canvas source for his documentary.
Meanwhile, the canvas’s stillness allows the rear view of one peasant woman
to set into relief the eye-line matches between two pairs of characters posi-
tioned on each side of her. Despite the lack of live action in Resnais’s film,
Van Gogh’s paintings mobilize the viewer’s eyes so easily that everything
and everybody could change and move from one moment to the next. It
is as if Van Gogh’s work had already absorbed a sense of photographic
instantaneity.
In Bedroom in Arles, objects such as clothing, two pillows, two chairs, and
two framed portraits on the wall function verbally. They are replacing one
of Vincent’s letters to his brother, Theo, in which he details his loneliness.
Art 41
Things disclose emotions and thoughts. The painter searches for a deeper
relationship with another person, just as cinema looks for a deeper engage-
ment with painting. In Resnais’s Van Gogh, the art documentary shifts from
a pictorial and mute text into an introspective and live narrative unfolding in
real time. The idea is that the art documentary participates in an evolution
of film language, in ways comparable to how a new living species emerges
and changes our scientific understanding of an evolutionary history—in this
case, of media.
Thus, Resnais’s Van Gogh marks a clear step forward from previous art
documentaries. Van Gogh’s works—with details such as distant houses and
little churches huddled under the starry sky, or the orchestration of looking
in The Potato Eaters—are quite ready to become cinematic sequences. These
pictorial scenes are filled with whispered voices, spiraling motions, and
transitional moments. The painter’s centrifugal yearnings run up against
painting’s objecthood. Instead of being restricted to a (framed) center,
his whole work wishes to extend itself into nature and the cosmos, free of
boundaries between himself and the unknown.
Despite the clear distinction Bazin identifies between the centripetal
canvas and the centrifugal screen, the still unresolved problem for the art
documentary is negotiating between the external recording of photography
and the inner exploration of the human mind. Without a doubt, Resnais’s
Van Gogh is the first truly mental and literary example of an art documen-
tary. It is, perhaps, why the film is regularly punctuated by self-portraits of
Van Gogh and by paintings showing the artist with easel and brushes. The
painter’s lonely figure reminds viewers that this art documentary is a journey
with no clear destination ever to be found.
Like Rembrandt, Van Gogh executed innumerable self-portraits during
his career and lifetime. But this constant self-interrogation is not due to nar-
cissism. Rather, it springs from the need to look at oneself from the outside.
Film can accomplish this undertaking; external recording can move beyond
the surface, make visible the invisible, and become the blueprint of an exis-
tential search. The detached objectification of the recording camera lens is
comparable to Van Gogh’s ongoing, unflinching self-portraits that chronicle
but offer no relief to his chronic mental anguish. The difficulty of capturing
temporal changes in nature using only a static set of swiveling marks, and the
impossibility of reaching into one’s own depths, resonates from the painter’s
still life of his own shoes. It is his most eloquent example of objectifying self-
portraiture, based on his restlessness in space and gravity in time.
42 André Bazin’s Film Theory
The effectiveness of the film derives from the fact that Resnais never shows
us a complete painting, frame included. Thanks to the editing, to cinema’s
mobile framing, to the subject of the painting, to the camera movements,
and certain editing tricks that succeed in creating the perfect illusion of a
third pictorial dimension by using two canvases that depict the same scene
from two different points of view, the work of van Gogh ceases somewhat
being a series of paintings to become a limitless universe, the result of the
fusion of his entire oeuvre, and where the filmmaker leads us as freely as in
reality.51
inside a human mind that cannot explain how so much anguish and suffering
can generate so much creativity and sharing.
Color in painting is geological and centripetal, hence quite at odds with
the centrifugal nature of film and its screen. This is so because the internal
relations among colors inside a pictorial frame contribute to their respec-
tive individual tones in that specific painting. Had Resnais shot Van Gogh in
color, fidelity to the original paintings by the artist would be impossible. In
1945, in his essay “The Ontology of the Photographic Image,” Bazin observes
that “photography will long remain the inferior of painting in the repro-
duction of color.”52 For this reason replacing the colors of daily life with the
colors of famous paintings can make a film look less believable.53
The rise of the postwar documentary coincides with the introduction of
CinemaScope and Technicolor as resources for the cinema’s competition
with the new medium of television. Thus, Bazin’s approval of Resnais’s de-
cision to work in black-and-white, foregoing some commercial advantage,
acquires a special significance. Traditionally associated with painting, fem-
ininity, excess, artificiality, and madness, color would inevitably weaken the
introspective and literary qualities of Van Gogh. After all, this documen-
tary depicts an existential journey through ordinary objects and nameless
locations rather than historical characters or biographical detail.
Above all, Resnais wants the conceptual framework of his Van Gogh to pre-
vail over the painter’s melodrama of self-mutilation. Unfortunately, this latter
and much more traditional perspective dominates Vincente Minnelli’s bio-
graphical imagination. In his Lust for Life (1956), an MGM superproduction
shot in CinemaScope and Metrocolor, Vincente Minnelli relies too much
on color as madness and anecdote as a basis for psychologizing Van Gogh.
Educated in art history at the Chicago Art Institute, Minnelli owns a sig-
nificant art collection, and is a regular museumgoer and supporter of the
arts in New York and Hollywood. Thanks to his background in theater, he
establishes his expertise in producing colorful musicals and comedies as well
as intense melodramas, such as his biopic on Van Gogh.
In Lust for Life, the indoor sequences are crowded with actual paintings by
Van Gogh that the Hollywood director manages to borrow from museums
and private collections. All these institutions are duly credited at the very
beginning of the film, an unusual practice for a mainstream film, and one
that suggests that this Hollywood biopic is about to morph into a museum
catalogue. Minnelli’s studio sets resemble storage rooms in comparison to
Resnais’s transformation of Van Gogh’s output into a subjective landscape.
Art 45
Drawn out and stagy instead of poetic and accessible, Minnelli’s dialogue
is based on Irving Stone’s novel, Lust for Life (1956). Kirk Douglas’s pas-
sionate performance and physical resemblance to Van Gogh enjoyed great
acclaim at the time. Yet Bazin writes that he prefers the more elliptical acting
of Anthony Quinn in the role of Gauguin. In contrast to Minnelli, Resnais
keeps to a minimum all references to Van Gogh’s contemporaries, such as
Matisse and Toulouse-Lautrec. The Hollywood director, however, details the
breakup between Van Gogh and Gauguin to further heighten the tempes-
tuous atmosphere of his biopic.
Resnais’s film is concentrated on the painter’s works. The voice-over nar-
ration, written by art historians Gaston Diehl and Robert Hessens and read
by the actor Claude Dauphin, makes no mention of the painter’s religious
training and family background, apart from including a still life in close-up
of Van Gogh’s father’s open Bible. While we see portraits of some neighbors
and friends, no anecdotal information accompanies them. In fact, Resnais
never discusses the artist’s relations with women, his visits to a brothel, his
rejection by his cousin Kee, and his indulgence in absinthe. All information
about financial hardship, art dealers, and sales, is omitted.
In stark contrast, Minnelli’s Lust for Life wallows in all this background
detail, even seeking to animate each famous painting through a correspond-
ingly accurate filmic sequence. The worst resultant mistake—which Bazin
curiously fails to comment on!—occurs when Minnelli’s camera enters a
rustic kitchen and finds Van Gogh’s potato eaters engaged in their meager
meal. Perhaps because Bazin saw the film only once, the critic fails to note
that a couple of the peasants even smile in the direction of the camera.
The quasi-sacred concentration and severe atmosphere of this memorable
painting is entirely lost and, along with them, the somberness of Van Gogh’s
palette of dark and smoky browns for skin tones, clothing, and potatoes.
The strength of Resnais’s film rests in its geography of anonymous
public roads, fields, and streets. Within this landscape Van Gogh’s farmers
and weavers acquire an anthropological valence; in connection with each
painting, the voice-over commentary discusses how the work is done, how
much effort it requires, which tools or technologies are used. Resnais’s em-
phasis on thresholds such as windows and doors turns the screen into a
thinking mind. In effect, the ambition of Resnais’s film is not to show the
artist’s works as self-contained objects, but rather to articulate them as
thoughts or actions or events unfolding in time. For example, Resnais’s
camera follows an old woman entering a house, beginning by showing her
46 André Bazin’s Film Theory
back to us in medium shot and then revealing her face in a close-up frontal
shot. Bazin is quick to remind his readers that this reverse angle framing is
impossible in painting, but it works beautifully in film.
To prepare for his film, Minnelli travels to the actual locations of Van
Gogh’s life in Northern Europe and Southern France. Back at MGM, how-
ever, the theatrical blocking and screen directions of actors make the
reconstructions of these locales appear stagy rather than authentic. While
the film follows the vicissitudes of Van Gogh’s tormented life in Provence, the
French villagers around him are hardly believable. Their daily lives unfold
between the two extremes of picnicking in the shade or quarreling over rent.
Again Bazin generously pays no attention to the poor acting quality of these
minor figures.
In Resnais’s documentary, with another example of subtle montage, two
separate paintings are intercut in four shots to produce an intensity of place
that rivals shooting on location. About Resnais’s use of the little-known
Interior of a Restaurant (1887), Bazin explains:
It is one of Alain Resnais’s best travelling shots in Van Gogh. The camera
moves precisely into the painter’s universe. In the first image, we see the
whole painting. In the second, we again approach the door. Then, in the
same movement, without transition, we enter into the interior of the
café: third image, which is from another painting. The camera continues its
advance and stops before a table (fourth image).54
Resnais does not choose drawings and paintings because of their fame or art-
historical importance. In Interior of a Restaurant, Van Gogh imitates Seurat’s
pointillist technique, showing that he is familiar with Impressionism and
wants to move beyond it. In Vincente Minnelli’s Lust for Life, this very same
painting appears in Theo’s apartment. It leans against the bottom of an easel
while Vincent is working on something else at the top. This canvas, however,
has no significant purpose in the narrative beyond its minor role as a mute
witness to one more argument between the two brothers.
Resnais uses the least known of Van Gogh’s canvases about leisure time
to show what it feels like to wander in Paris. This quality of lived experience
is achieved subtly when Resnais’s camera pans from Van Gogh’s Moulin de
la Galette (1886) to a few Parisians shivering in winter on the Terrace in
the Luxembourg Gardens (1886). The cut here is so lightly handled that the
viewer has the impression of running into some acquaintances by accident.
Art 47
It’s not a question of explaining why van Gogh was “crazy” and what was the
relation necessarily between that insanity and his predilection for yellow,
for example, but of making us approach closer to that point of spiritual in-
candescence where we will sense the transmutation by its radiance.55
Moreover, the film almost succeeds in its first part, which relates . . . the
extraordinary spiritual and human experience of the young suffragan [sic]
pastor in the mines of the Borinage. Vincente Minnelli knew how to evoke
48 André Bazin’s Film Theory
the horrifying poverty of the miners, with a realism that sometimes calls to
mind the lesson of early Soviet cinema.57
Thus, for example, père Tanguy is shown wearing his comical little round
hat, as if that headgear was habitual, whereas it is more likely that Van Gogh
invented that amusing accessory. Likewise père Roulin and his son take a
walk in the streets as if they had descended from the paintings. It’s making
nature resemble art, in the words of [Oscar] Wilde, which is only true a
posteriori. Van Gogh transformed our vision of sunflowers, but before he
painted them, the sunflowers were not yet “Van Goghs.”58
concerns art but also accounts for the inaccessible origin of life on earth and
in the universe at large.
In his 1952 essay “Le journal d’un curé de campagne and the Stylistics of
Robert Bresson,” Bazin compares the aesthetics of filmic literary adaptations
to the accomplishments of the postwar art documentary in Bresson’s Diary of
a Country Priest (1961), a groundbreaking film based on Georges Bernanos’s
eponymous novel (1936). He even ponders whether or not the art documen-
tary fully fits the category of nonfiction, since its object of recording is not the
phenomenal world in motion, but a static human artifact.60 So taken is Bazin
with the creative depth of Bresson’s encounter with Bernanos’s novel that he
rethinks Resnais’s application of cinema to Van Gogh’s work. In 1952, the
critic has not yet evaluated Henri-Georges Clouzot’s art documentary The
Mystery of Picasso (1956), but after Diary, he realizes that literary adaptations
involve a temporal and introspective dimension whose aesthetics exceed
painting’s commitment to space and the senses. The level of thought and ab-
straction that Bernanos’s novel offers to the cinema pushes cinema’s evolution
much further into an exploration of consciousness, spirituality, and death.
As a result, Bazin tones down his former enthusiasm for the postwar art
documentaries made until then:
films of paintings . . . are confined from the outset to the realm of minor
aesthetic works. They add something to the paintings, they prolong their
existence, they release them from the confines of their frames but they can
never pretend to be the paintings themselves.61
Clouzot’s shrewd concealing of the artist behind his canvas clashes with
Paul Haesaerts’s Visite à Picasso (1950). In Haesaerts’s much less innovative
and more anthropocentric film, the painter’s standing figure and his hand
at work are fully visible behind the traces of his motions while painting on
a glass surface. Haesaerts’s Visite is a film focused exclusively on the artist’s
hand; it does not seek to create or reveal anything involving the intersection
or aesthetic symbiosis between two distinct media. In contrast to Clouzot’s
living symbiosis, Haesaerts simply performs a respectful bow in front of a
famous artist, showing Picasso with very little accompanying creativity in his
own use of the cinematic medium. Ironically, the glass behind which Picasso
is working doubles the lens of the camera. This doubling of glass elements
invites the idea that Picasso has become a God-like creature provided with a
double enshrinement.
Clouzot’s art documentary unfolds in a suspenseful way, outside any log-
ical cause and effect pattern. A well-known director of thrillers, Clouzot
injects spectacle and suspense into The Mystery of Picasso. The latter reorients
the pictorial canvas from space and surface toward time and depth. Picasso
is ideally suited to such transformation because he loves risk, chance, and
surprise. Employing a static camera, no voice-over narration, and a musical
score by Georges Auric, Clouzot records the metamorphosis of one sketch
into another. A scene of seduction between a man and a woman becomes a
bullfight. A Trojan horse precedes a beachscape with the elongated shape of
a Cinemascope frame. The playfulness of appearances and disappearances
depends on stop-motion animation technique, which neither impacts the
size of the canvas nor alters Picasso’s rhythm of execution.
Since the film is shot in black-and-white, shapes stand out even more
forcefully. Meanwhile the introduction of color sequences signifies that
“painting” is, on one hand, a self-contained object housing a personal crea-
tive vision—hence, an artistic fantasy—while cinematic frame and pictorial
canvas coincide to the fullest on the screen of cinema. In fact, the off-screen
reality of the studio should have color, in principle, but during the shooting it
becomes a dark space we can ignore. Without windows, Clouzot’s film studio
resembles a camera obscura missing its pinhole opening for contact with the
outside world. This dark boxlike room is inaccessible to any distracting or
contingent natural light that might produce too many shadows competing
with Picasso’s creative activity.
Clouzot’s film explains nothing, nor does its director even attempt to do so.
The logic of a detective’s investigation never applies to Clouzot’s observation
Art 53
Bazin’s film theory is filled with scientific metaphors based on his secular
education between 1934 and 1937 at the École Normale d’Instituteurs, in
La Rochelle (Figure 3.1). There he studied biology, physics, chemistry, and
mathematics. Bazin’s biological references stand out for their objective de-
tachment. Biology’s leveling approach is comparable to the indifferent look
of the camera lens.1 The point here is to invoke nature’s egalitarian natural
selection to preserve a widespread level of vitality.2 Well aware that cinema’s
material ghost summons a lifelike appearance, Bazin repeatedly engages the
topics of birth, growth, and decay. In responding to its own creative evolu-
tion, the cinema, too, goes through bursts of energy and physical fatigue—as
if it were a mortal being.3
Always seeking a balance between logic and the irrational, the anthropo-
morphic and the mechanical, Bazin loves modern mathematics because it
accommodates contingency, and its principles are compatible with motion
and change.4 Wary of static shapes in Euclidean geometry, Bazin criticizes
André Cayatte’s courtroom dramas for their rigid use of the law. Cayatte’s in-
flexible definitions of good and evil reduce human beings to robots without
any free will.5 By contrast, biology’s creativity and resilience along with
modern mathematics’ interest in the infinite and the invisible speak much
more eloquently to the critic’s double-sided fascination with natural crea-
tivity and abstract thought.
Darwin and Bergson
André Bazin’s Film Theory. Angela Dalle Vacche, Oxford University Press (2020) © Oxford
University Press.
DOI: 10.1093/oso/9780190067298.001.0001
56 André Bazin’s Film Theory
biology as if this discipline alone could lift him out of his chronically poor
health. As the name of the discipline itself proclaims, biology studies eve-
rything that is alive, from humans to insects to leaves, through its various
specializations ranging from physiology to entomology to botany. In con-
trast to Darwin’s hierarchical and mechanical approach, Bergson’s Creative
Evolution pushes Bazin to consider divergent directions, competing possibil-
ities, and complementary processes.
Eager to avoid linear accounts with preestablished goals, Bazin’s essay “The
Evolution of the Language of Cinema” (1951) discloses how a multiplicity of
causes is responsible for the medium’s development. For example, technolog-
ical innovations of all kinds override the allegedly dominant transition from
silent to sound film. Rather than simple and singular, Darwinian evolution
is complex and plural, in nature as well as in the cinema. Bazin’s list includes
panchromatic film stock, development of better microphones, arrival of the
crane, disappearance of soft focus and superimpositions, not to mention
the elimination of too many close-ups in favor of shooting characters from
Science 57
the knee up. Oddly enough, in this famous essay, he does not pay attention
to the establishment of rear projection. Most of all, Bazin is eager to outline
an overarching framework behind all these changes. Taken all together, these
innovations strive to reduce the artificiality of the filmic image and pave the
way for various kinds of realisms.
During the shift from silent to sound, the most important tension is
between cinema shaking off its pictorial and theatrical ancestries and
embracing, instead, a more photographic kind of illusionism. As a result, the
screen begins to acquire an unprecedented introspective and philosophical
sensibility. In the first part of “The Evolution of the Language of Cinema,”
Bazin situates a “cinema of the image” in Weimar Germany, Soviet Russia,
and in the Hollywood industry of the thirties. Traditionally associated with
the silent screen, this cinema of the image overflows into the sound period.
It thrives on artificial lighting, elaborate mises-en-scène, and special effects.
The “cinema of the image” begins to disintegrate, however, thanks to three
notable directors who challenge the limitations of studio shooting: Erich
Von Stroheim (1885–1957), F. W. Murnau (1888–1931), and Robert Flaherty
(1884–1951). Although they started their careers in the silent period, first in
Europe or Canada, and later continued in Hollywood, these directors are the
first to deploy lenses sensitive to sun and rain; they know how to work with
wind and sand, animals and nonprofessional actors. They develop a cinema
that celebrates the dramatic integrity of space and pays attention to the
unfolding of events in real time. Instead of accepting the studio’s artificiality,
they anticipate a “cinema of reality,” by making fiction and nonfiction works
which, to this day, remain baffling for their avant-garde experimentalism and
creative defiance.
Bazin’s narrative concerning the tension between a “cinema of the image”
and a “cinema of reality” does not end here. The more Bazin’s examples be-
come increasingly distant from the silent period, the more the critic reminds
his readers that sound operates in a referential manner by invoking that
which is off-screen. The second part of Bazin’s essay is based on a new ap-
proach to the image, which is now more and more temporal with an in-
creasingly mobile framing. This is the age of Jean Renoir’s use of depth of
field and Orson Welles’s deep focus. In the wake of Von Stroheim, Flaherty,
and Murnau, Renoir and Welles challenge again the distinction between a
“cinema of the image” and a “cinema of reality.” Yet they do so by interro-
gating the relationship between spectator and screen. Equally fascinated
with theatrical space and literary introspection, but not interested in the
58 André Bazin’s Film Theory
pays close attention to technical innovations, for Bazin the person behind the
camera and the world in front of it count much more than mechanical virtu-
osity displaying itself for its own sake. Bazin gives priority to the filmmaker’s
moral stance in approaching the visible world, while recognizing that the vis-
ible world is unstable and often illegible, except for some epiphanies made
possible by the medium’s objectifying power. The more the cinema refrains
from being invasive, the more it can tell stories by allowing what is already
there in the world and in front of the camera to speak autonomously as much
as possible.
Darwin argues that the Bible’s narrative of divine creation is a mytholog-
ical fiction in conflict with his new science of evolutionary biology linking
man to animal. As a dissident Catholic, Bazin fully embraces Darwin’s sec-
ularism by replacing the concept of the “human soul” with cinema’s intel-
lectual and emotional potential to generate a symbiotic spark, to electrify
relations between Self and Other. In contrast to static binaries, Self and Other
exist in a constant state of flux. Darwin’s emergent and empirical gradualism
accepts the universality of contingency as much as Bazin’s film theory does,
through his notion of grace or providence. To be sure, Bazin felt that contin-
gency was intrinsic to the cinema due to this medium’s unavoidable depend-
ency on the physical world that it records. In fact, in comparison to the other
arts, filmmaking is the most difficult and ephemeral of media, as far as deliv-
ering aesthetic results: “the result [is] a thousand times more risky in cinema
than in painting or literature.”9
In contrast to Darwin’s teleological approach, Bergson argued that there
was never any goal-oriented plan in nature, leading to man’s superior devel-
opment. Élan vital is a blind, secular, and erratic energy that ignores linearity,
intention, design, and anthropocentrism. Thus, humankind is only one of
many possible outcomes produced by an accumulation of vitality inside mul-
tiple and competing systems. Although the impact of filmic movement on
the audience can be comparable to the energizing effect of élan vital, Bergson
disliked early cinema, whose moving images he associated with the com-
partmentalizing logic of intellectual operations. During the early stages of
Bergson’s career, cinema is still so primitive that he cannot foresee its acceler-
ated evolution during the twentieth century.
A scientific medium limited to motion studies, early cinema thrives on
the illusory motion harnessed out of separate and still frames. Later on,
when cinema becomes an art form with poetic qualities, Bergson’s “stream
of consciousness” finds in this medium one of its best allies. Through camera
Science 61
movement and editing, cinema can represent the overlap of feelings and
thoughts. Bergson, the philosopher of intuition and vitality, rails against the
excesses of mechanization. Considering the intersection of the history of
philosophy with the history of vision retrospectively, Bergson’s death in 1941
takes place exactly when Italian neorealism emerges at the end of World War
II, introducing a new kind of intuitive and introspective sensibility.
Bazin makes much of Bergson’s placement of free will in the realms of
temporality, introspection, and ethics. Without free will and agency, the self-
consciousness of adulthood cannot grow. By the same token, free will can en-
able as well as impede moral decisions. Most importantly, Bazin argues that
humans carry inside themselves a visceral memory of their own evolution. In
discussing The Silent World (Le monde du silence), a 1956 marine documen-
tary by Jacques Cousteau and Louis Malle, Bazin observes that the earliest
“aquatic supermen” or underwater pioneers might have sensed within them-
selves “a secret, profound, age-old collusion” with the sea creatures floating
around.10
Inasmuch as the myth of Icarus immortalized man’s dream to fly, for
Bazin, the airplane is a utilitarian accomplishment. Thus, this machine is
not so interesting due to its arrogance in making humans believe they are
birdlike. Bazin does not celebrate the human association with the sky; this
is too close to the “platonic heavens”11 of supernatural transcendence and
egotistical inventors. For him, the ultimate moving image of “total” cinema
does not belong to the stratosphere, but to 3-D immersion in the water. It is
as if this transition from air to water could enable cinema to shift from total
to pure. Icarus floats better under water, where gravity does not weigh one
down, while no massive combustion is necessary.
Evocative Affinities
Famous among his friends and colleagues for his love of animals, Bazin is
sensitive to how we unknowingly preserve ancient traces in the trails of our
own species’ development. These quasi-mythical or involuntary memories
are comparable to the imaginative bonds that the critic describes in his re-
view of The Silent World.12 After commenting on the ocean’s creativity, Bazin
observes, “the beauty of these images draws on a magnetism that polarizes
our consciousness as a whole.” In comparison to this living framework, “we
are only a grain of sand left behind with a few others on the ocean’s beach.”13
62 André Bazin’s Film Theory
This comparison between human life and a “grain of sand” indicates that
Bazin takes all stages of biology and geology most seriously, even when they
are as infinitesimal and ephemeral as mineral dust.
Instead of relying on affinities between humans and marine creatures as
Bazin does, Bergson’s antiteleological sensibility stems from a little-known
evolutionary stage shared by humans and insects. At first, these two species
do not yet exist separately as such, and there are only arthropods living on the
earth. This temporary overlap of humans and insects into the eventually ex-
tinct arthropods resurfaces in Bazin’s essay “Entomology of the Pin-Up Girl”
(1946): “Physically, this American Venus is a tall, vigorous girl whose long,
streamlined body splendidly represents a tall race.”14 Bazin’s entomological
title does recall Bergson’s merging of the insect world and the human popu-
lation through the uncanny arthropods. By moving beyond this temporary
overlap of the human with the insect, one may even wonder what these two
living species continue to share today. The answer is that insects and humans
are still the two most diversified “populations” on the surface of the earth.
Without a doubt, this quantitative fact is most humbling. It suggests that,
at some basic level, we too muddle through life in a fashion comparable to
an ant’s blind determination. Whereas we humans are at least capable of free
will, and of self-destruction, only pattern and labor are allowed in an ant
colony. There, each little insect carries out the same mundane tasks over and
over again, mindlessly, in view of its colony’s collective survival.
The arthropod species is characterized by a sign language and a social life,
as we are in our human society. As a result of evolution, the arthropod branch
did split into two different directions, with the vertebrate side developing a
much more sophisticated nervous system.15 By activating a major leap be-
yond the insect level, this nervous system leads from the arthropod phase
to human development later on. Thus, the whimsical idea behind Bazin’s
“Entomology of the Pin-Up Girl” is that, besides the lineage from ape to man,
there is something insect-like that still makes itself felt in the narrow waist,
generous breasts, and long legs of this American icon.
From the titles of some of his essays, such as “The New American Style: Is
the Cinema an Adult?” (1946),16 one can infer that developments in film
language require an anthropomorphic vocabulary. In clear contrast with
self-absorbed anthropocentric attitudes, anthropomorphism is the only em-
pathetic way we have to relate to animals, plants, objects, and machines. While
anti-anthropocentrism cultivates connections with what is outside our con-
trol, anthropomorphism summons the magic of a long-lost relationship with
Science 63
Both the fish and the bird symbolize a liberation from terrestrial chains,
but traditionally . . . man’s dream of freedom has expressed itself through
the dry, sun-filled sky. . . . In the end, science, stronger than our human
imagination, has revealed to humankind its affinities with fish, because the
ancient myth of flying has been fulfilled by scuba-diving. . . . By moving well
beyond the dangers of diving, man has become Neptune, the master and in-
habitant of water where he is capable of flying with his arms alone.18
Bazin’s idea of man and fish interconnecting within a magnetic field seems
to be preferable to the ancient dream of flying like a bird. Together, man and
fish demonstrate how, before becoming birdlike with the airplane, “man was
a marine animal, who still carries the inner memory of the sea.”19 One way of
explaining Bazin’s preference for the depths of the sea over the “dry sun-filled
sky,” might have something to do with his anti-Platonism, since the sun’s
blinding light plays such a major role in Plato’s Allegory of the Cave.
Whereas an airplane is a sort of flying car for humans only, the screen
transports us into a parallel universe, but it does so by including a multitude
of other travelers. It sets the human species next to animals, plants, minerals,
objects, and landscapes. As such, the gravity-free screen resembles much
more easily a weightless universe understood in marine terms. Furthermore,
through his entomological affinities between human beings and insects,
Bazin’s egalitarian outreach never degenerates into a sensualist pantheism or
into an animist spiritualism.
Bazin’s anthropomorphic connections, however, fully recognize the
price paid for our evolutionary journey from brute matter to reflective
64 André Bazin’s Film Theory
Bergson, Einstein, Heisenberg
Due to his passion for biology, Bazin has little use for the static tendencies
of ancient mathematics based on Euclidean geometry in a timeless space.
Bazin upholds a Bergsonian preference for the motion-filled temporality
of modern mathematics, open to contingency and sensitive to energy. In
Creative Evolution (1907), Bergson writes:
We believe that if biology could ever get as close to its object as mathematics
does to its own, it would become, to the physics and chemistry of organ-
ized bodies, what the mathematics of the moderns have proved to be in
relation to ancient geometry. The wholly superficial displacement of masses
and molecules studied in physics and chemistry would become, in relation
to that inner vital movement (which is transformation and not translation),
what the position of the moving object is to the movement of that object in
space.20
but the abstract truth of their spatial arrangement must remain quantitative,
invariable, and Platonic.
People and their behavior are the product of a quadrilateral of forces whose
longer side is the time period, the society, and the environment, plus the
historical circumstances, and whose shorter side is the kind of family up-
bringing they have had. [ . . . ] reality becomes an intelligible organization
without mystery, set in motion by the spring of logic and given a regular
rhythm by the pendulum swinging back and forth between the pros and the
cons of the argument in question.27
cold logic of geometry. The basis for this symbiotic choice is, once again,
Bergson’s élan vital, namely a current of living energy in the world.
Without the unknown and the irrational, there can be no poetry, and
without poetry, imagination, and trust, there cannot be any love among
human beings. Bazin writes:
In his essay “Du réalisme dans les films policiers” (1955) Bazin points out
that mathematical logic and human weaknesses rarely coincide.31 The
French term policier applies to films dealing with crime, with or without po-
lice investigation. This genre specializes in the dangers of the modern city
and the power of logic: thinking well is crucial in detection. While thought
differentiates a human from an animal, logic can degenerate into sheer ab-
straction. The more realistic and unpredictable is the mise-en-scène, the less
mechanical becomes the policier.
Whenever the policier reduces itself to a formula solving an investigation,
this approach will downplay the dilemmas of life and death. The latter involve
multiple explanations in comparison to the univocal solution of a criminal
intrigue. This means that great policiers must rise above a puzzle of perfectly
interlocking pieces. This genre must tap into something beyond logic by
leaving some open question. Only if it does so, can the policier show that the
elusive appearances of daily life and human behavior are way more contra-
dictory than just any enigma waiting for resolution. Uninterested in stable or
equivalent structures, Bazin celebrates policier films with destabilizing events
and changing perceptions.
According to Bazin, the very best policiers venture out into the domain
of contingencies and epiphanies. This emphasis on realism benefits from a
quasi-documentary mise-en-scène with location shooting and the casting
of lesser-known actors or nonprofessional performers. Bazin argues that
spectators believe in fictional characters when the genre’s mathematical logic
bends itself toward imperfections and surprises. In Bazin’s own words, the
Manichean Hollywood crime story falls way too often into the limitations of
Platonic, Euclidean geometry: “For a long time now American cinema has
been producing the same narratives over and over again, out of its Platonic
matrix.”32 The matrix of Hollywood cinema is based on an abstract idea of
verisimilitude without enough loose ends.
Hollywood’s suspense works on an artificial clock removed from a kind
of urban realism featuring dead ends and empty time. Hollywood’s Platonic
70 André Bazin’s Film Theory
bent is not only based on too much logic and not enough realism, but also
on a mechanical use of psychoanalysis to get rid of any existential nuances.
In discussing a Hollywood remake of Fritz Lang’s M, directed by Joseph
Losey, Bazin writes: “They haven’t spared us the inevitable introduction of
the Oedipus complex. Hollywood decidedly fears the mysterious. There is no
poetry without mystery.”33
In his review of The Big Clock (1948), Bazin praises John Farrow’s tech-
nical perfectionism. The director, however, fails to deliver an engaging po-
licier. Despite the accuracy of its New York corporate setting, in black and
white with ample neighborhood detail, the subject matter never achieves
enough depth to make viewers believe that the hero and heroine can over-
come American stereotypes. George Stroud (Ray Milland), is not only a
victim of corporate life but also a one-dimensional puppet. In fact, Stroud’s
behavior is predicated on the whims of his evil boss, the media guru Earl
Janoth (Charles Laughton). Stroud’s troubles start when he decides to spend
time in the countryside with his wife (Maureen O’Sullivan). Doomed to
work around the clock, Stroud drinks too much and nearly falls for Janoth’s
mistress, Pauline York (Rita Johnson). Thus, he misses his appointment with
his wife. Upset with himself, the absent-minded husband drinks even more.
Meanwhile Pauline tries to persuade him to blackmail Janoth.
After an evening of alcohol and talk, but no adultery, Stroud leaves Pauline’s
apartment. The drunk but faithful husband is unaware that, at the moment
of his departure, a spying Janoth manages to see only a shadow emerging.
Without having recognized Stroud, Janoth marches into Pauline’s apartment;
she insults him, and he murders her. After confiding to his lawyer that he is
the murderer, Janoth maneuvers to neutralize the police. To this end, the evil
boss places his exploited employee, Stroud, in charge of this criminal inves-
tigation. By pretending to perform with clockwork efficiency, Stroud must
seem to be working as hard as he can to identify the “real” murderer. At the
same time, this married man cannot reveal that he was in Pauline’s apart-
ment. Thanks to his wife’s detection of crucial clues, Stroud concludes that
Janoth’s lawyer is the murderer of Pauline. This wrongful charge, however,
pushes the lawyer to denounce his own boss. This indictment precipitates a
crisis that makes Janoth fall down an empty elevator shaft, right below his big
and all-seeing clock.
Bazin observes that not one single image or detail goes to waste in The Big
Clock. Yet the film does not take its characters seriously enough. Consequently
this story does not explore moral questions that are sufficiently interesting to
Science 71
compel the viewer to ponder issues and take the characters more seriously.
This example of a classical American policier proves that a director’s tech-
nical competence alone is not sufficient to elicit a thoughtful involvement
from the audience. Despite the talent of the actors, the characters are too thin
to emerge as credible human beings in an otherwise well-crafted narrative.
When asked by his lawyer why he committed a murder, Janoth himself says
he does not even know.
Bazin compares Hollywood to a perfect clock in order to call attention to
this film’s robotic superficiality: “A mechanism well put together, but . . . this
invisible and silent clockwork mechanism that implacably moves the story
forward becomes meaningful only to the extent that it demonstrates what
one can do better in this genre.”34 In short, the critic admires the film’s perfect
design, evident in the clever logic of the criminal intrigue. With its stereotyp-
ical characters, however, the actual unwinding of the detection plot becomes
too predictable.
By telling stories with ordinary weaknesses, the French policier, how-
ever, differentiates itself from the stereotypical characters of the American
detective film. In “The Style Is the Genre” (1954), Bazin situates Clouzot’s
Les diaboliques in the classical policier genre. Les diaboliques is classical
because “the major interest is the police investigation.” This French di-
rector, however, does not stop at the logical solution. In fact he adds an
irrational, yet powerless twist at the very end of Les diaboliques. Without
a doubt, this film exemplifies one of the most innovative uses of a classical
formula. Bazin underlines, “it is as if another film grows out of this one’s
resolution.”35
Bazin remarks that Clouzot’s narrative follows a well-known Aristotelian
plot. Les diaboliques must be logical, cruel, and under control in such a
way that the genre never becomes immoral or dangerous. Once catharsis
happens—namely the passage from the visceral to the cerebral—no matter
how evil the crimes, Clouzot’s film boils down to a mathematical scheme.
The opening title card of Les diaboliques warns the viewer not to give away
the mystery’s solution, as if there were an authentic closure at the end.
Obligingly, Bazin avoids any plot summary that could compromise the im-
pact of Clouzot’s last-minute unexpected twist, after its pseudo ending.
Bazin does credit the film’s first apparent closure with the cathartic impact
of an Aristotelian tragedy, even though its characters are nothing more than
“pieces on a chessboard.”36 The narrative’s moral purpose is safe as long as the
cruelty of Les diaboliques remains a self-contained, cold intellectual exercise.
72 André Bazin’s Film Theory
crime is . . . dated. The technique that was employed had been previously
used.”45 Because of its low-tech, improvisational nature, the loosely filmed
ending of Rififi unravels causality into Tony’s stream of consciousness.
Why so much enthusiasm from Bazin? Within Stéphanois’s old-fashioned
criminal code, an emotional and ethical dimension gains priority over any
logical resolution of the plot. The old criminal goes out of his way to save a
kidnapped child. During this process he looks more and more like an old,
wounded man barely able to steer his car. In his review, Bazin appreciates
Dassin’s film for achieving an exception within its genre:
At the end of the film, I love the return of Jean Servais agonizing at the wheel
of his car, after so many useless killings, worried only about returning to its
mother a live child who unconsciously plays cowboy with a revolver. This
sequence could have been conventional and melodramatic, but simplicity
of technical means and the sincerity of the feeling make it unsettling.46
Worth mentioning beyond Bazin’s film review, Rififi contains one more hyp-
notic sequence marked by Alexander Trauner’s simple, but introspective set-
design. In a nightclub setting, Magali Noël sings Rififi’s theme song. During
her performance, the camera frames a white, fully lit screen that looks like
the support for a Chinese shadow play, an obvious ancestor of the cinema.
Behind this screen, the two black silhouettes of a gangster and his girl slowly
move in a dancelike fashion. Thanks to the cartoonlike modesty of Trauner’s
background, their moving reliefs become poetic and erotic at the same time.
Miraculous Mathematics
Neorealism and Calculus
Neither a style, nor a genre, nor a formula, the “Italian School of the
Liberation”—or neorealist cinema—is a “revolutionary humanism,”51 thanks
to its anti-anthropocentric ethos. Possibly, Bazin calls it a “school” to under-
line the power of its legacy into the future and the ways in which this ap-
proach impacts the cinemas of Latin America, Asia, and Africa by enabling
the representation of marginal or oppressed people.
82 André Bazin’s Film Theory
For clarity’s sake, Bazin explains that Italian neorealism is not more re-
alistic than other realisms. On one hand, for this cinematic sensibility, the
quantity of reality is never the determining factor. On the other, any realism,
including neorealism, requires a loss of reality and engagement of artifice.
Given that neorealism is not bound by rules, the choice of subject does matter
a great deal. Topic functions qualitatively, since it requires a sincere stance of
honest attentiveness. In response to a particular topic, the director needs to
care and embrace an intuitive creativity that can function in unstructured
situations.
This is not to say that topic is everything and that the figure of the director
becomes less and less important in neorealist films. On the contrary, such a
creative role grows in significance the more it accepts a subordinate position
in the face of spontaneous events. The challenge is to proceed as if traditional
cinema—with lights, set design, microphones, and costumes—no longer
matters that much.
Temperamentally, Rossellini is a master at seizing small and large oppor-
tunities capable of displacing his actors and his spectators. Rossellini believes
in using what is there, around him, ranging from people to locations, to ways
of living. His talent consists in relating to narrative as a live being gifted with
biological rhythms of its own. He is able to engage an objective reality of facts
and endow it with the visceral intensity of life and death.
Over the years, one of Rossellini’s most controversial statements has
been: “Things are, why change them?”52 For the critics of the 1980s, keen as
they were on ideological criticism, such a phrase sounded like a reactionary
admission of passivity in front of the status quo. Looking retrospectively at
this erroneous interpretation, one can now begin to understand that what-
ever Rossellini finds in his real locations, ranging from local inhabitants to
geographical atmospheres, inspires him to take in a whole “aesthetic ge-
ology”53 at face value.
Neorealist filmmaking depends on a new kind of postwar receptivity. In
the wake of this moral climate based on renewal, but also overwhelmed by
the war, neorealist characters struggle and search. They are more reactive
and exploratory than goal-oriented and self-confident. They wish for change,
but as victims of traumas and injustices, their ability to act has undergone
a breakdown. This rupture, however, is most productive in that it leads to a
renewal of perception, social orientation, and moral growth, rather than to
habit, paralysis, or resignation. Neorealism’s fluidity strikes a note of contrast
with the positivist determinism of nineteenth-century naturalism based on
Science 83
That is why the Italian film makers alone know how to shoot successful
scenes in buses, trucks, or trains, namely because these scenes combine
to create a special density within the framework of which they know how
to portray an action without separating it from its material context and
without loss of that uniquely human quality of which it is an integral part.
The subtlety and suppleness of movement within these cluttered spaces, the
naturalness of the behavior of everyone in the shooting area, make of these
scenes supreme bravura moments of the Italian cinema.64
A few shots underline Antonio’s state of panic and spatial disorientation. The
father’s agitation looks even more hysterical as soon as the camera shifts from
him to pay attention, instead, to the body of a different boy. This method of
anti-anthropocentric disempowerment spells out the character’s impasse—
and our own—in front of an unknowable objective reality.
In a neorealist film, everything must occur as if it were happening for the
very first time, outside of any expectations, including the director’s. Or so
it seems, because the opposite is indeed the case. De Sica relies heavily on
miming for his direction of actors and is very strict with his nonprofessionals.
Admittedly, he chooses nonprofessional performers whose daily lives are
similar to his fictional characters’ roles. In this way, De Sica can strike a chord
of authenticity. As precise as his miming is, it never becomes dictatorial,
but he is always caring with adults as well as children. De Sica predicates his
casting on an aspect of physical appearance that seems to disclose something
introspective or immanent.
The more spontaneous the children’s miming becomes, the more their
facial expressions guide the film. In Bicycle Thieves, for example, little Enzo
Stajola, with the dark shadows under his naïve eyes, is the perfect choice
to tell the story of a child who behaves like an adult. By contrast, Lamberto
Maggiorani’s lengthy stride conveys all the impatience of an adult who, from
time to time, acts like a child. After all, De Sica becomes famous for his un-
canny ability to find the character in the body of a nonprofessional, without
ever falling into any simpleminded typecasting based on physiognomy alone.
In neorealism, as Bazin sees it, a narrative unfolds in an apparently erratic
way, according to one single point of view struggling inside an unreadable
world. Without a logical trail of clues to rely on, a neorealist film is usually
characterized by a proliferation of sensuous details. Regardless of any re-
lationship to local color, this quasi-ethnographic turbulence underpins a
multifaceted reality that yields no logical answers. In De Sica’s neorealism,
the perceptual novelty of formless events becomes so overwhelming that ra-
tional cognition gives way to a dreamlike, surreal state.
For example, before Antonio decides to steal someone else’s bicycle, he is
mentally haunted by a flurry of bicycle riders during a competitive race that
passes before his eyes. In this sequence, the difference between subjective per-
ception and visionary hallucination becomes unclear. At such moments, the
self oscillates between displacement and receptivity. Neorealism reveals the
imperfections, ambiguities, anger, frailty, and duplicity of all human beings,
be they thieves or policemen, political activists or unemployed citizens. It
90 André Bazin’s Film Theory
It is in fact on its reverse side, and by parallels, that the action is assembled—
less in terms of “tension” than of a “summation” of the events. Yes, it is a
spectacle, and what a spectacle! Ladri di Biclette, however, does not de-
pend on the mathematical elements of drama, the action does not exist
beforehand as if it were an “essence.” It follows from the preexistence of
Science 91
The integral of calculus deals with variations of speed. It integrates them into
an average of alleged contingencies based on two human beings moving in
space: the father runs in front and the son struggles to keep up. The absence
of causal links among the various episodes of Bicycle Thieves is so crucial that
their ordering can be rearranged without any loss of narrative intelligibility.
And the very absence of any distinction between spectacle and event is pre-
cisely why Bicycle Thieves is a rare example of “pure cinema,” the “perfect
aesthetic illusion of reality,” or “the ‘integral’ of reality.” The term “integral”
confirms that the “real” of neorealism is simultaneously a subjective halluci-
natory experience and an objective fact based on two people walking at two
difference speeds.
Eventually, in his long essay on De Sica as a metteur-en-scène, Bazin drops
calculus and the integral. Nevertheless, he remains consistent, because he
turns to another mathematical metaphor that allows for contingency. He
refers to an asymptote, from analytic geometry, to discuss a subsequent
film by De Sica and Zavattini, Umberto D (1952). To begin with, the asymp-
tote, just like the integral of calculus, stands for changing trajectories and
perceptions.68 Especially worth discussing is how the famous “kitchen se-
quence” of Umberto D is literally based on waking up and coming slowly to
terms with the world around oneself.
Indeed, the true subject of this sequence is how someone’s perceptual alert-
ness comes into being tentatively and painfully. Through a repeated use of
medium and long shots, together with a proliferation of tight frames dealing
with touch, sight, and hearing, the emphasis is all on the young maid Maria’s
automatized and indifferent demeanor at the very beginning of her morning
routine. The ringing of a doorbell interrupts her casual gestures: grinding
coffee, slouching on her chair to kick the door with the tip of her foot. She
sits in a dirty, disheveled kitchen, with one window overlooking a gray winter
day, in a working-class neighborhood. Throughout this sequence, there is an
intentional avoidance of close-ups, even though it would have been so easy
92 André Bazin’s Film Theory
to focus on Maria’s belly, her hands holding an object, her eyes staring into
the void. If any of these close-ups had taken place, the whole sequence would
have sunk into condescension.
Played by a nonprofessional actress, Maria Pia Casilio, the maid Maria
experiences a sudden vertigo of anxiety. Her sleepwalking manner interrupts
itself as soon as her hand touches her stomach. Such a small gesture proves
that she knows all too clearly that she is pregnant. Absolutely nothing else
overtly dramatic happens. Well aware that Bicycle Thieves’ fluid temporality
has been replaced by Umberto D’s routine motions, Bazin writes:
Have I already said that it is Zavattini’s dream to make a whole film out
of ninety minutes in the life of a man to whom nothing happens? That is
precisely what “neorealism” means for him. Two or three sequences in
Umberto D give us more than a glimpse of what such a film might be like;
they are fragments of it that have already been shot. But let us make no
mistake about the meaning and the value realism has here. De Sica and
Zavattini are concerned to make cinema the asymptote of reality—but in
order that it should ultimately be life itself that becomes spectacle, in order
that life might in this perfect mirror be visible poetry, be the self into which
film finally changes it.69
Michael Faraday
Bicycle Thieves fall into place organically, without eliciting confusion. Not too
different from the word “integral,” the term “summation” means that all the
episodes enhance each other, while each one maintains its own purpose. In
calculus, “summation” describes the coexistence of multiple trajectories in a
state of simultaneous transformation.
Bazin’s choice of the term “summation” is important for a further reason.
It proves that his mathematical references do correlate. Due to its compati-
bility with an egalitarian yet individualized arrangement, summation speaks
to an experiment in electromagnetism developed by the nineteenth-century
British scientist Michael Faraday (1791–1867). This experiment involves iron
filings and a magnet (Figure 3.2). It provides an analogy for Bazin’s model of
cinematic spectatorship where independence of interpretation goes hand in
hand with community of experience. Worth noting is that Bazin’s passion for
Faraday points back to his direct knowledge of Henri Bergson’s work, one of
the very few philosophers that the film critic mentions in his writings.
Just like Bazin, Bergson, too, is a fan of Faraday. In a series of essays,
published between 1903 and 1923, Henri Bergson writes:
As scattered particles of iron filings are attracted toward the poles by force
of the magnetic bar and compose themselves in harmonious curves, so, at
the call of a genius it loves, the virtualities slumbering here and there in a
soul awaken, join and work together with a common action in view.73
of commenting, to choose to let go until the film finds itself in the disorderly,
yet productive reality surrounding the actors.
In addition to grounding Bazin’s praise of Bicycle Thieves in the wonders
of science, Michael Faraday’s experiment is so crucial and representative of
Bazin’s theory of spectatorship that it comes up again in his discussion of
Rossellini’s Paisà and of Robert Bresson’s Diary of a Country Priest (1951).
Concerning Rossellini’s rejection of a tight plot for the sake of a loosely knit
fabric of events, Bazin writes that the director “polarizes the filings of the
facts without changing their chemical composition.”75 Such a metaphorical
use of Faraday may be surprising, considering that he is a scientist, but Bazin
manages to draw all sorts of parallels between filmmaking and electromag-
netism as he moves among different directors.
For example, Faraday’s filings come up again where they refer to Bresson’s
method of literary adaptation. In the latter case, Faraday’s experiment
illuminates how the film’s avant-garde mixture of narrative freedom and nec-
essary rigor moves the evolution of cinematic language onto a new stage of
unprecedented emotional and intellectual intensity: “Each moment in the
film, each set-up, has its own due measure, alike, of freedom and of necessity.
They all move in the same direction, but separately like iron filings drawn
to the overall surface of a magnet.”76 Science casts Bazin’s film theory in the
realm of universality, without erasing contingency, materiality, hallucina-
tion, and fantasy.
Bazin’s fascination with Faraday is due to how this experiment suggests
invisible forces below the surface of phenomenal reality. This is not to say
that Bazin is a spiritualist who believes in the hand of God shaping human
destiny. On the contrary, his view of religion is anthropological, rather than
fatalistic or mystical. Likewise, his love of science springs from a profound
respect for life, rather than from a wish to reinvent nature. More specifically,
Bazin appreciates science’s equalizing way of looking at beings and things.
Science tells the story of life and death, which applies to all mortal beings
and perishable things. Science strives for objectivity through typologies,
classifications, simulations, and proofs. Situated in dialogue with art and
religion, the logic of science is indispensable, but not dominant in Bazin’s
film theory. Capable of protecting humankind against illness and prejudice,
science can also become egotistical and destructive. Within Bazin’s discus-
sion of the cinema, especially through the physics and chemistry of photog-
raphy, science anchors this medium in the factual existence of the world we
Science 97
live in. Significantly, photography starts in science, and only later is it used
artistically.
For Bazin, reality corresponds to the destructive passage of time, which
we cannot stop. The only exception to this state of affairs is the medium of
photography. As a rupturing force against the temporal flow, a photograph
preserves and isolates the moment—without telling a full story around it.
On the contrary, fictional and nonfictional mainstream cinema thrives on
storytelling to such an extent that it can hide time’s corrosive impact through
a lifelike illusion. By eliminating the painter’s touch on the canvas, cinema
preserves photography’s connection to the physical world and offers an al-
ternative to the anthropocentrism of human creativity. By setting the pho-
tographic record in motion, cinema becomes a lingua franca universally
understood in ways comparable to how biology studies the human species as
an object independent of linguistic and cultural differences.
In Bazin’s film theory, science by itself cannot fully explain what a human
is. Science needs art and religion to grasp the complexity of the human ex-
perience and to chart its trajectory from the physical to the spiritual and
vice versa. As long as science reckons with the limitations of human know-
ledge, it is indispensable. Science can keep art away from vanity, while it can
teach religion that the excesses of mysticism are different from the insights of
spirituality.
4
Religion
Cinema and religion foster suspension of disbelief, while they appeal to the
masses. The etymology of the word “religion” comes from the Latin religare,
that is, bringing people peacefully together.1 As systems of thought, religions
can become misguided and turn into corrupt practices over time. In keeping
with his Darwinian views, Bazin argues that nature exists outside of God’s
sphere of influence. Immanence shapes Bazin’s film theory from beginning
to end. Due to its paradoxical ontology of absent presence, photography
echoes an incarnational and Christological model. Such a definition is useful
to underline that photography puts forth a natural model of creativity based
on time, light, and matter.
Time is what we need to change ourselves, but it is also the dimension
we cannot control in front of death. In comparison to space, which we can
control and share with animals, time is a much more elusive dimension. It
is both intrinsic and beyond us. Time holds inside itself questions of origins
we cannot fully answer, even when the scientist and the theologian talk to
each other. Because we do not quite know where we come from, humankind
wonders whether its placement in the universe is a unique event. Just as the
cinema probes reality’s darkness, we seem to move across the centuries to-
ward an unknown destination as a species. By harnessing energy, cinema’s
electric light may produce experiences of insight into Otherness. Cinema is
the material ghost that mediates between the realm of time and the reality
of death.
Bazin was a Catholic dissident and a Personalist, open to all religious
denominations, and his film theory concerns human spirituality rather
than rigid dogmas or abusive power. In principle, religion through the-
ology and cinema through philosophy interrogate the nature of being.
On an everyday basis, these two mass rituals are repositories of moral
codes that need constant verification and updating. Religion is usually a
public domain, while spirituality is a private matter. They both offer guid-
ance at the level of everyday behavior and they alleviate the fear that death
evacuates all meaning.
André Bazin’s Film Theory. Angela Dalle Vacche, Oxford University Press (2020) © Oxford
University Press.
DOI: 10.1093/oso/9780190067298.001.0001
Religion 99
C’est une affaire qui se règle entre Dieu et Welles et dont les hommes sont
mauvais juges. (It is a matter that needs to be settled between God and
Welles wherein human beings are likely to be bad judges.)2
Likewise, Bazin positions himself in disavowal of the empty office at the end
of Kafka’s The Castle (1926):
one does not have to believe in a cruel God to feel the guilt of which Joseph
K. is culpable. On the contrary, the drama lies in this: God does not exist,
the last office in the castle is empty. Perhaps we have here the particular
tragedy of today’s world, the raising of a self-deifying social reality to a tran-
scendental state.3
end in itself, it gives the whole system permission to reject any criticism of its
artificial methods.
Kafka’s horrific view of a totalitarian state is not that different from Bazin’s
descriptions of the nightmarish reality surrounding Alfred Radok’s The Long
Journey (1949). In this film, episodes of religious tolerance among Catholics
and Jews are worthy of admiration. Yet this mutual respect quickly becomes
impossible: first, because of Nazi collaboration in Prague, and second, due to
the spreading of the Cold War after the release of The Long Journey. Radok’s
film stands out as an exception to its times. As soon as Prague falls into the
Stalinist orbit, films such as The Long Journey are no longer possible be-
cause the Soviet censors automatically question all projects with a religious
component.
All religions are sociologies of human behavior. More specifically,
Christianity sets a boundary between the sacred and the profane, so that hu-
mankind may remind itself that every human life is sacred and incommensu-
rable, that is, outside all rational or quantitative categories. Theology focuses
on the stories we tell ourselves about our nature as humans in the light of the
“sacred,” which is what sustains and limits legitimate rule over our collective
lives. In defining the sacred, Bazin focuses on human behavior:
Naturally by sacred I here mean, first of all, the various social aspects of the
religious life. [ . . . ] However, there are other rituals besides the religious.
Society approves a thousand forms of acceptable behavior which are a sort of
permanent liturgy that it performs in its own honor. This is particularly true
of table manners. . . . Religious or not, the sacred is everywhere present in the
life of society and not only in the magistrate, the policeman, the priest, but in
the ritual associated with eating, with professional relations, and public trans-
portation. It is the way society retains its cohesion as if within a magnetic
field. Unknowingly, every minute of our time we adjust to this framework.5
In Bazin’s writings, the relationship between cinema and religion is very rich
because, on one hand, he introduces religious topics into his responses to
secular films, while, on the other, he develops sociological arguments out of
religious films. Thus, films do not have to depend on religious subject matter
to become spiritual works of art. Although art is slightly less important for
Bazin than religion, he still considers it the irreplaceable expression of a
profound human need. While the artist is not God, creativity nevertheless
defines what a human is in comparison to an animal.
Religion 101
Irrational belief and the human awareness of death occupy the pin-
nacle of Bazin’s film theory. He even seems to suggest that cinema is the
“new” secular religion or spiritual lingua franca of our times. Religion and
cinema, not to mention spiritual depth and the creativity of art, constantly
overlap in Bazin’s writings. The kinship of religion and cinema is such
that Bazin handles Federico Fellini’s films La Strada (1954) and Il Bidone
(The Swindle, 1956) as if they were religious films. La Strada explores how
an individual’s encounter with the Other might lead to introspection. Il
Bidone, by contrast, tells the story of a wretched gangster who, in the last
minutes of his life, finds the courage to look at himself objectively, from
the outside, and thereby to understand how he has wasted his time on
this earth.
Bazin stretches the label of the “religious film” beyond obvious choices, such as
Maurice Cloche’s Monsieur Vincent (1947), on Saint Vincent De Paul. The critic
approves of how this film celebrates the power of radical social reform; Cloche
makes it clear that Saint Vincent never performs any miracles, but instead works
himself to the limit in his attempt to realize his dream of rescuing the poor. Thus
he attains sainthood after his own death. Bazin’s awareness of the Vatican’s old-
fashioned ways emerges from his anticonformist definition of sainthood in
Augusto Genina’s Cielo sulla Palude (Heaven over the Marshes, 1949).
Bazin makes mistakes in his criticism, and for this reason the complex
filmmaking style of Jewish director Max Ophuls amounts to a “Jesuitical
Baroque” steeped in Austrian Catholicism. Worth discussing also are Bazin’s
insights on Protestantism in Jean Delannoy’s La symphonie pastorale (1946)
and Dieu a besoin des hommes (1950).
Next, considering that the tension between science and religion, the
mechanical and the hallucinatory, applies to the cinema as a whole, Bazin
focuses on the scientific and religious procedures for validating miracles
described by Georges Rouquier’s Lourdes et ses miracles (1955). Finally, this
chapter on religion contextualizes the references to Søren Kierkegaard and
Paul Valéry in Bazin’s essay “The Stylistics of Robert Bresson” (1952), which
analyzes Diary of a Country Priest (1951).6
The opposition that some like to see between a cinema inclined toward
the almost documentary representation of reality and a cinema inclined,
through reliance on technique, toward escape from reality into fantasy and
the world of dreams, is essentially forced. [ . . . ]. The one is inconceivable
without the other. [ . . . ] The fantastic in cinema is possible only because
of the irresistible realism of the photographic image. [ . . . ] What in fact
appeals to the audience about the fantastic in the cinema is its realism—I
mean the contradiction between the irrefutable objectivity of the photo-
graphic image and the unbelievable nature of events it depicts.9
the procedures of the medical and Catholic committees charged with eval-
uating these miracles. During this section, statistics are provided to under-
line the degree of divergence and overlap between these two committees’
findings. Interestingly, both sides appear to be very skeptical. It emerges
that, out of all the cases that aspire to inclusion in the category of “miracle,”
only an extremely minute percentage achieves approval by both the Church
and the medical establishment. Third, Rouquier’s ethnographic approach
emphasizes how patients are anxious when they go through an immer-
sion in Lourdes’ freezing water. Finally, without any reservations, Rouquier
acknowledges and surveys the most sordid aspects of Lourdes, where all
sorts of kitsch religious souvenirs attract tourists.
The director himself then appears on the screen and invites viewers to eval-
uate his own method of filmmaking. He wants his audience to reflect on how
thin is the borderline between science and religion. Neither mystically in favor
of transcendence nor skeptically dismissive of the illogical, Rouquier’s docu-
mentary is a balanced anthropology of spirituality in daily life. Bazin, too, agrees
that religion is fair game for anthropology. Likewise anthropology presupposes
some kind of theological grounding. Once again, the point is to understand that
humans are irrational beings and rational animals at the very same time.
Here, anthropology calls attention to how Rouquier’s flat interviews,
conducted in the homes of his witnesses, always include him sitting near his
interlocutors, thereby normalizing the interactions. Furthermore, Rouquier’s
anti-illusionist direct address to the viewer in medium shot, with his use
of long shots and long takes, prevents anecdotal distraction. Aerial views,
long shots, long takes of faceless crowds holding candles, rows of nameless
patients lying in their cots, a multitude of nurses and relatives, all foreground
the importance of a general situation of faith in the nocturnal and chanting
landscape of Lourdes. Rouquier’s even handling of religion and science is re-
markably antimelodramatic and antirhetorical. Bazin approves of Rouquier’s
film, possibly because the director manages to be respectful of his clerical
producer. At the same time, he remains mindful of his secular spectators
as well.
Catholics and Communists
the immediate postwar period in France, British art historian Sarah Wilson
underlines social struggles between rich and poor, between Catholics and
Protestants, and between proponents of scientific secularism and anti-
modernist religiosity:
On July 14th, 1949, The Catholic Holy Office forbade Catholics to join the
Communist Party. The Church’s decision to sabotage any rapprochement
caused much heart-ache to the working class, Communist voters who had
not renounced their religion, and was judged by Emmanuel Mounier as
“une erreur historique massive.”15
Mounier felt that the Vatican’s ban against Catholic Communists was a mas-
sive historical mistake, thus he became an outspoken opponent of Pius XII,
questioning the pope’s silence regarding the Nazis’ persecution of Jews.16
The pope’s controversial record on the Holocaust remains incriminating
106 André Bazin’s Film Theory
in two ways. First, Pius XII spends many years in Bavaria, giving him roots
in a heavily Catholic German region where no Jewish population survives
Hitler’s anti-Semitism. Second, during World War II, Pius XII does not take a
clear and official stand against the Holocaust, of which he is very well aware.
Reportedly he wants to protect German Catholics from the Nazi regime. In
the 1950s, the decade of the Cold War, the pope embarrassingly maintains
a conservative strategy antithetical to dialogue with French modernist and
left-wing Catholics, as well as secular and non-Catholic areas of European
society. He also pursues an isolationist stance that refuses to recognize the
existence of other religions, such as the Palestinians’ Islamic faith (at the time
of the founding of the state of Israel in 1948). Typically, he is more concerned
with calling attention to how the Soviet domination of Eastern Europe leads
to the imprisonment of Catholic cardinals in Poland and Hungary.
Critical of the Vatican’s indifference toward the Jewish genocide during
World War II and its exploitation of anti-Stalinist feelings in the postwar pe-
riod, Emmanuel Mounier is one of the few French public figures who pub-
licly challenge Pius XII’s crafty style of politics. From the pages of Esprit,
in 1935, Mounier opposes Benito Mussolini’s invasion of Ethiopia. In 1939
Mounier questions why the Vatican does not condemn Italy’s invasion of
Albania.17 Mounier’s cause is taken up by Catholic writer François Mauriac,
who, in 1951, rehashes Mounier’s condemnation of the pope’s silence about
Albania. Mauriac further condemns Pius XII’s inactivity during the perse-
cution of the Jews in Germany and Poland. Notoriously opposed to French
colonial rule in Vietnam and Algeria,18 Mauriac’s preface to Léon Poliakov’s
Bréviaire de la haine (Harvest of Hate) declares that this very first book on
the Holocaust19 is not only important for German readers but also for the
French public.
In Mounier’s and Mauriac’s footsteps, Bazin is well aware of Pius XII’s si-
lence during the Holocaust. In 1952 Bazin writes on Alfred Radok’s (1914–
1976) The Long Journey (Czechoslovakia, 1949), a film set in the transit
camp of Theresienstadt. Although some real locations are used in the film,
the half-Jewish, half-Christian director Radok mostly shoots his film in the
studio. The result is a German expressionist look, which is dominant in his
domestic film industry. Instead of condemning The Long Journey for its ex-
pressionism, Bazin compares Radok’s style to the “réalité d’un cauchemar” (a
nightmarish reality).20 More specifically, Bazin maintains that expressionism
has switched to a quasi-documentary realism or living nightmare that opens
the spectators’ eyes to the unimaginable:
Religion 107
I doubt that as a director Radok has consciously chosen the style of his film.
Rather we have here an individual renewal of the expressionist esthetic
style that has always been either hidden or explicit in Czech cinema. What
is most impressive is that the most questionable aspects of expressionism,
paradoxically, here become justifiably profound, taking on a sort of realist
virginity.21
Taking Risks
Augusto Genina’s Il Cielo sulla Palude (Heaven over the Marshes, 1949),
a movie about Maria Goretti, causes quite a sensation in the film world by
winning first prize at the Venice Film Festival. Heaven over the Marshes
is shot on location, and its sound is recorded on the spot, instead of
being postsynchronized. Genina casts only local people to play peasant
characters like themselves, living in the countryside near Rome. He directs
his nonprofessionals so well that they sound utterly convincing when they
speak their unscripted lines, in contrast to Georges Rouquier’s Farrebique
(1946), with scripted dialogue. Even the neorealist Luchino Visconti, in La
Terra Trema (1948), Bazin remarks, relies on dubbing the Sicilian dialogues
in postproduction. Bazin applauds Aldo Tonti’s cinematography as well.
In Heaven over the Marshes, Tonti’s camera work is even more restrained
and less noticeably pictorial than his previous work for Visconti. Now the
“pictorial and decorative theatricality” Tonti develops for La Terra Trema
subordinates itself “to the most modest and prosaic subject.”27 Heaven may
be over the marshes, but the gravitational pull of extreme poverty dominates
in this miserable swamp.
Genina shoots his film in one of the most forsaken regions of Italy,
near Rome, the so-called Pontine marshes. Although the story is set at
the turn of the century, this swampy area remains notoriously wretched
due to its extreme natural resistance to cultivation. In reviewing Genina’s
film, Bazin raises serious questions regarding a repressive Catholic ed-
ucation for young girls preparing for their First Communion. Typically,
this ceremony involves a white veil and dress, thereby invoking a mar-
riage with Christ, comparable to a nun’s taking her vows. Insightfully,
Bazin describes a cultural situation that discourages young girls from cel-
ebrating their physical transformation into women. Too much religious
zeal leads to sexual sublimation and fear. In discussing how, for young
Maria, catechism is the one and only form of schooling she has access to,
Bazin writes:
constantly focusing on catechism and the upheaval for her first Holy
Communion, by themselves, these two pressures produce a banal piety.
[ . . . ] Let us also acknowledge that a Christian education exercises a moral
influence which does not help with unconscious desires. Maria’s behavior is
not yet convincing.28
110 André Bazin’s Film Theory
And even this martyrdom: a banal sex crime, . . . There is not a single aspect
of this crime that does not have a natural explanation. The resistance of the
girl is perhaps nothing but an exaggerated sense of propriety, the reflex of a
scared little animal.29
Relying on original documents from the trial after the killing, Genina’s film
shows Maria, in the short time before she dies of her stab wounds, as she asks
her childhood friend to forgive her. This request acknowledges all the years
they have spent together. For Bazin, this is an important decision—a degree
of self-awareness on Maria’s part that redeems the criminal and the victim
alike from their equal limitations in confronting sexuality. Nobody is an evil
monster and everybody is a victim of poverty and ignorance in this film.
The key rhetorical purposes of Bazin’s review are not easy to establish.
Perhaps his agenda is to make a statement against Pius XII’s exploitation of
Goretti’s case for the purpose of religious propaganda. Certainly, the critic
points out that Goretti’s canonization and Genina’s film fare better in emo-
tional Italy than in rationalist France. In a single sentence he juxtaposes
French secular culture with the pope’s hold on Italian public opinion.
112 André Bazin’s Film Theory
Pius XII’s canonization ceremony for Goretti is the ultimate media event
before the advent of television. One can even say that it anticipates the “live”
broadcast by showcasing the still living mother of the “saint.” Yet Bazin is
more concerned with what constitutes serious sainthood. To him, Maria
Goretti is a very minor figure in comparison with Saint Teresa of Avila,
Thérèse de Lisieux, Bernadette Soubirous, and Saint Vincent de Paul:
at least in France, this saint’s life has disappointed the Christians even more
than it has the nonbelievers. [ . . . ] it is to Genina’s credit that he made a
hagiography that doesn’t prove anything, above all not the sainthood of the
saint. . . . He looks at sainthood from the outside, as the ambiguous mani-
festation of a spiritual reality that is absolutely impossible to prove.30
A spiritual reality can never be represented directly on film, and the attempt
to do so leads only to failed special effects. The ambiguities of human beha-
vior in grappling with religious faith are far more interesting to Bazin. Hence,
he concludes:
This is not, and this must not be a saint whose life we see going by, but rather
the little peasant Maria Goretti. The camera lens is not the eye of God, and
microphones could not have recorded the voices heard by Joan of Arc.31
Even if Genina’s camera takes on a God-like point of view that Bazin fails to
acknowledge, his basic argument is that the filmstrip cannot show God or
the soul directly. It can only imply a human interrogation, search, or belief
regarding something that is irrational, conceptual, and nonrepresentable.
Bazin’s ultimate conclusion about sainthood is that it can be evaluated
only retroactively, after the individual’s death, on the basis of facts and
actions. In reflecting on Maurice Cloche’s famous film, Monsieur Vincent,
Bazin writes: “a saint does not exist as a saint in the present: [Monsieur
Vincent] is simply a being who becomes one and who, moreover, risks
eternal damnation until his death.”32 In line with Sartre’s dictum that “exist-
ence precedes essence,” sainthood is not an a priori essence someone is born
with. Rather it is the result of an accumulation of choices with attendant
risks and no clear immediate resolution. An individual’s behavior can be
evaluated only a posteriori. In the absence of such a case for Maria Goretti,
Bazin criticizes the Vatican for its superficial use of hagiography to pursue
religious propaganda.
Religion 113
A central question in Bazin’s film theory is how, with its mechanisms of de-
sire and belief, can the cinema differentiate among religious faith, spectators’
credulity, believable narratives, and moral responsibilities in a modern
world ruled by utilitarian rather than spiritual values? In the course of
highlighting the need for spiritual self-interrogation through the cinema,
Bazin works on lesser-known neorealist films, such as Federico Fellini’s
Il Bidone (The Swindle, 1955). In contrast to Sartre’s assertion that we are
what we do, without any chance for appeal, Bazin argues that we could also
be what we might become at any moment. And Bazin wonders whether
visual appearances in film are capable of suggesting an individual’s spiritual
epiphany just before death.
In connection with this topic, two characters stand out in Il Bidone, a black
comedy about callous criminals impersonating Catholic priests and robbing
the poorest peasants of the Roman countryside. One of those characters is
Picasso (Richard Basehart):
a nice, sensitive, sentimental man, always full of good intentions, and always
ready to take pity on others and on himself. Yet Picasso’s salvation is prob-
ably hopeless. He steals because he “looks like an angel.” [ . . . ] Incapable
of overcoming his issues, of bridging them, Picasso is doomed to darkness
and to ultimate downfall, despite the love and kindness he displays towards
his wife and child. Picasso’s actions do not make him evil, but he is lost.33
Here the critic highlights Picasso’s inability to face deeper questions, behind
his apparently well meaning, angelic face, with an innocent expression that
is nothing but a form of laziness. Just because his face makes his life easier,
Picasso can deceive himself and avoid any level of introspection.
The second major character of Il Bidone is Augusto (Broderick Crawford).
Augusto is the best actor in the whole gang of crooks and their leader. His
actions may seem to be more despicable than Picasso’s, but this is not the
case. By asking spectators to compare Augusto with Picasso, Fellini pushes
his agenda forward. The director wants viewers to think through their own
behavior in the light of their moral judgments of Others.
Picasso, Augusto, and their accomplices set out to rob a peasant family that
includes a paralyzed girl the same age as Augusto’s daughter. For the scam,
Augusto impersonates a high-ranking Catholic priest, while simultaneously
114 André Bazin’s Film Theory
For Fellini, as well as for Bazin, “events are in fact never anything but the com-
pletely accidental instruments through which human souls feel their way”35
through life. No single action, no isolated choice, no one-time decision can
guarantee salvation. These are nothing but isolated instances in an ongoing
process of groping in the darkness of one’s own spiritual reality. There is no
formula for salvation. Alternatively, no single act of evil behavior automati-
cally spells damnation. The complexities of human interiority escape the sur-
face level of external observation and filmic recording. Something hidden
Religion 115
As for the characters themselves, they exist and change only in reference to
a purely internal kind of time—which I cannot qualify even as Bergsonian,
in so far as Bergson’s theory of the Données immédiates de la conscience
contains a strong element of psychologism. Let us avoid the vague terms of
a “spiritualizing” vocabulary. Let us not say that the transformation of the
characters takes place at the level of the “soul.” . . . This does not mean at the
level of the unconscious or the subconscious but rather at the level on which
what Jean-Paul Sartre calls the “basic project” obtains, the level of ontology.
116 André Bazin’s Film Theory
Thus the Fellinian character does not evolve; he ripens or at the most
becomes transformed (whence the metaphor of the angel’s wings, . . . ).37
Until some major rupture happens, Fellini’s immature males resist change.
They feel weighed down, but do not understand why. Like spoiled grown-
ups, they are stubbornly attached to their vices. Once they confront death, if
they are still able to reach out to the neighbors they have neglected in life, they
might become more vulnerable and introspective. At the end of Il Bidone,
Fellini shows us Augusto, covered with wounds inflicted by his accomplices,
reaching out toward nameless peasants. A few women and children go by,
bent with fatigue under the weight of dry branches on their backs. Yet he re-
mains alone, for he fails to get their attention. They do not see him and they
do not hear him. At the very beginning of La Strada, Gelsomina will echo
this iconography of twigs and wings on people’s backs, by carrying a bundle
of thin branches, with the wind blowing into her cape’s folds.
These faceless peasants are more than just visual filler in a starkly barren
landscape, or even potential figures of assistance. They are a reminder of
Augusto’s lifelong lack of compassion. With their loads on their backs, these
peasants are Augusto’s very last vision of normal people struggling to sur-
vive. Meanwhile he looks more than ever like a wounded reptile on the rocks.
But, simultaneously, these bent peasants may also represent an inkling of
hope. Bazin’s “angelic” analogy endows them with a surreal quality justifiable
only through death’s hallucinatory impact. No miraculous conversion is nec-
essarily taking place, for they are only a glimpse of immanent grace. But it is
as if, thanks to his waning eyesight, Augusto can begin to see another reality,
and in so doing can look at himself from the outside for the very first time.
Fellini’s increasingly surreal style—from Il Bidone, via La Strada, to The
Nights of Cabiria—was no betrayal of neorealism, but a shift from a quasi-
documentary sensibility to a visionary perspective still rooted in daily life. By
concentrating on his images’ analogical potential, Fellini pushes for an intro-
spective depth. In discussing Fellini’s approach, Bazin first calls on the term
“symbolism,” only to soon revise that label in favor of poetry:
Charlot and Cabiria
The screen shows us the caravan better and more objectively than could the
painter or the novelist. I’m not saying that the camera has photographed it
in a straightforward manner—even the word “photography” is too much
here—but rather that the camera simply shows us the caravan, or even
better, allows us to see it. [ . . . ] Nothing that Fellini reveals to us owes any
additional meaning to the manner in which it is shown. But that revelation
nevertheless exists only on the screen.43
Religion 119
The key point, here, is that the caravan is the only thing that links Zampanò
and Gelsomina during their life together on the road. Even if a mermaid
adorns one side of the caravan, and an aggressive bird with a long beak
appears on the opposite side, the camera never dwells on these two symbols.
They remain barely noticeable and resist all linguistic explanations.
In Bazin’s words, Fellini’s formal originality stems from how he “does not
cheat on reality.”44 “Only the cinema could . . . confer on Zampanò’s extraor-
dinary motorcycle-driven caravan the mythic force that this object, both
strange and commonplace, attains.”45 By intentionally rejecting the pictur-
esque, La Strada is a story of desolate country roads, nameless villages, and
anonymous town squares.
The mountebank Zampanò needs Gelsomina to perform, and Gelsomina
needs Zampanò in order to feel that she has a purpose in life. They are two
social rejects who belong together. Yet the Fool’s death estranges these two
misfits, because violence prevails over art. Without Gelsomina, Zampanò
quickly degenerates into an aimless bum, until, one day, her music evokes
their lost connection. On the beach, his memory of her transforms Zampanò
from an animal into a human being. Poetry and spirituality are interchange-
able in Fellini’s early films.
Although Bazin does not analyze The Nights of Cabiria at length, he does
make an insistent point of comparing Masina’s character, in this film and in
La Strada, with Chaplin’s Tramp. But at the level of appearance alone, Bazin
is likely to agree with Karl Schoonover’s detailed list of overlapping features:
The ill-fitting clothing and eccentric accouterments that they share accen-
tuate the body’s hermeneutic significance. The awkward length of their
sleeves underscores their devilishly callous shrugs, which are themselves
barometers of their aberrant inclinations. Their high hems punctuate their
backward kicks, delirious dances, and stomping cacophonous rages. The
dark eyebrows against pale faces emphasize their emblematic sideways
looks. The rhythmic sways of their handheld appendages, with Cabiria’s
umbrella clearly referencing Charlie’s cane, syncopate with their bowlegged
waddles.46
The sartorial aspects by themselves are not enough to establish the deeper
qualities and connections of these two figures. Bazin refers to Charlie’s re-
petitive resourcefulness, namely his endless ingenuity and his grounding in
the present. These strengths are in contrast with Gelsomina’s inability to take
120 André Bazin’s Film Theory
care of herself. It could be added, however, that the Tramp displays a degree
of self-sufficiency conducive to loneliness.
Although the Tramp does fall in love in The Gold-Rush (1925), his char-
acter never finds an ideal soul mate. Everybody in the world loves Chaplin,
but no woman takes the Tramp seriously, just as no man, except for The Fool,
pays attention to Gelsomina’s looks and feelings. In contrast to the Tramp’s
“sin of repetition,”47 Gelsomina and Cabiria ripen all of a sudden: Gelsomina
does so to the point of total madness, in response to the Fool’s death, whereas
Cabiria matures through an eye-opening recognition of the oppressive re-
ality of her romantic illusions.
Especially interesting in Bazin’s reviews of La Strada and The Nights of
Cabiria is his attention to how Masina’s screen persona evolves to differen-
tiate itself from Charlot’s. Bazin asserts that in the shift from Gelsomina to
Cabiria, Masina emancipates herself from the Tramp and develops her own
independent acting style and distinctive construction of character. In 1955
Bazin states: “Her acting, which at first recalls Chaplin’s Little Tramp, reveals
a second, much more personal vision: the unforgettable face of Gelsomina.”48
And, in 1957, after seeing The Nights of Cabiria, Bazin observes:
As for Giulietta Masina, her interpretation was not the same as what I liked
in La Strada. Her progress struck me as incredible. This time, her acting
completely filled the character and the character filled the film.49
In a way, Chaplin not only calls attention to social injustices but also exposes
the conditioning of all religious mythologies through his unique kind of
physical comedy. He imitates norms of behavior that are not spontaneous,
because they are already routinized forms of imitation in themselves. These
norms are based on religious faith, profession, class, gender, age, and habit. In
The Pilgrim (1923), for example, Chaplin is an escaped convict who pretends
to be a Protestant minister. Completely out of synch with his congregation
and its practices, the false reverend has to be reminded that he is supposed
to deliver a sermon. Chaplin’s version of David and Goliath takes on the style
of a vaudeville act. The Tramp’s gestures are incompatible with conveying a
moral message to an audience of stern parishioners. Bazin underlines the
comic incongruity of the ex-convict in clerical garb: “It is almost as if he had
introduced a Negro dance into the ritual.”51
Relatedly, I would add that, as far as Catholic iconography is concerned,
the Paradise sequence in The Kid (1921) is similarly unforgettable. In that
scene, the Angel Charlot flirts with a female Angel (Lita Grey) as they fly
among other male winged angels competing for female attention with some
stranded and horny devils. Here, Chaplin is imaginatively and sexually sub-
versive, yet absolutely lovable and nonthreatening. In fact, in his film roles
he can imitate everybody and everything so well that he effectively becomes
everybody and nothing at the same time.52
Charlot’s oscillation between all or nothing is a paradoxical combination
of resilience and self-effacement. The Tramp is the cinema itself. Cinema
starts with the machine’s passive recording, and Chaplin shares the medium’s
mathematical precision in his slapstick routines. The medium begins to
breathe through human energy, until it learns to think and create anew.
Chaplin creates poetry through slapstick’s physical comedy, a poetry that al-
ways escalates into the complexities of human depth. Comparable to the dy-
namic power and frail status of the moving image, Chaplin’s machine-like
plasticity is intertwined with his sentimental appeal as a downtrodden bum.
At the same time, Charlot’s resourceful marginality encourages his universal
acceptance; he conveys a message of love and resistance. Notoriously in total
control of his films by virtue of carrying out key production roles himself,
Chaplin’s acting dominates the screen to such an extent that, for The Kid, he
122 André Bazin’s Film Theory
selects Jackie Coogan, a choice based on how well this child actor can mirror
him; Coogan can look and move like a miniature and younger Tramp.
Paradoxically, Chaplin is a social hero, while Charlot is not a social char-
acter. As a symbol of the best humankind has to offer in defiance of economic
greed and social injustice Charlot achieves worldwide impact and mythic
status. Yet Chaplin’s gags are always organized around himself alone rather
than in dialogue with other performers. Thus, these gags amount to props
sustaining the display of his survival skills. It is as if a certain isolation were
the price Charlot must pay for Chaplin’s enormous talents in writing, dance,
music, acting, and directing.
Caught between the running filmstrip and the motionless stage, Chaplin
becomes an anthropocentric version of mechanical motion that never
complicates itself introspectively or retrospectively. He understands only
the present. Although film recording pushes him to make his performances
absolutely exact, Chaplin’s talents are prodigious and independent of any
medium; he would have become an amazing artist in whatever medium he
would have chosen to work. Yet Bazin does point out that cinema’s interna-
tional outreach skyrockets Chaplin to mythical stature.53
In comparing Chaplin to the Italian director and actor Vittorio De Sica,
Bazin underlines the exceptional charisma of these two figures who can float
between creative roles in front of and behind the camera during the film-
making process. After claiming that the charm of De Sica becomes, thanks
to the cinema, the most sweeping message of love the fifties has experienced
since Chaplin, Bazin proceeds to clearly differentiate between these two fig-
ures. And their differences are fundamental:
De Sica, Bazin explains, “infuses into his actors the power to love that he
himself possesses as an actor. Chaplin also chooses his cast carefully, but with
an eye to himself and to putting his character in a better light. We find in De
Sica the humanity of Chaplin, but shared with the world at large.”55 Unlike
Chaplin’s centripetal spin that rearranges the whole world according to his
own will, Bazin’s De Sica is the ultimate example of an outward-extending
Religion 123
famous silent epic of 1914. In the sequence devoted to the neighborhood cab-
aret, Fellini’s Cabiria is hypnotized by a magician whose headgear with two
horns suggests that he is the devil of cinema. He stages two films. The first is
a peplum of rowing men in a trance. They have become Roman slaves and
they jump ship during a storm. The devil’s second film references Genina’s
Heaven over the Marshes. Just as Maria Goretti dreams of her white dress and
little crown of white flowers for her First Communion, Cabiria waits for her
Prince Charming all her life. The bridal veil with white orange blossoms worn
by adult Italian brides in the 1950s is often similar to that worn by young girls
for their First Communion.
The film’s cinematic references do not end with the teatro di varietà. On
her way to leave town with Oscar, the swindler who proposes marriage to her,
Cabiria leaves behind the statuette of a female owl, which is another refer-
ence to silent cinema, in this case Giovanni Patrone’s Il Fuoco (1915), starring
the diva Pina Menichelli. During this same sequence, Cabiria puts into her
suitcase a nautilus shell large enough to listen to the sound of the sea. Besides
pointing to Genina’s Maria Goretti, who receives this very same gift from
Alessandro Serenelli, this object also suggests that Gelsomina, with her love
for the sea, still lives inside Cabiria.
Even Cabiria’s mambo in the nightclub has two cinematic sources: Fausto
(Franco Fabrizi), one of Fellini’s immature swindlers in I Vitelloni (1953),
performs this dance in the middle of the street; and, Robert Rossen’s Mambo
(1955), with Silvana Mangano, marks the climax of this Latin dance in Italy
just one year before the release of Nights of Cabiria. Cabiria’s repeated dance
performances, however, betray her hidden feelings of inadequacy to the point
that her mambos turn into masquerades of self-confidence. Responding to
her dances, film specialist Karl Schoonover explains: “Their physicality keeps
us in a delicate tension between the cathartic thrill of watching the tran-
scendence of social entrapment and the cringing discomfort of witnessing
someone embarrassing herself.”59 Aggressive and insecure at the same time,
Cabiria dances to let the rest of the world know that she is unashamed of
her life, and is so anticonformist and self-reliant that, unlike all the other
prostitutes, she earns her living without a pimp’s protection. She can afford
to be stubborn and seemingly fearless; she has her own bank account and, in
the wasteland of the outskirts of Rome, her home is a petit-bourgeois haven.
While Cabiria waits for the right man, deep down she would like to stop
prostituting herself. But such a change would require a substantial miracle
in her life. After some hesitation, she decides to attend the procession to
Religion 125
the Madonna del Divino Amore (the Madonna of Divine Love). Shot in a
quasi-documentary style, this religious feast was very well known in Rome
during the fifties. It is the dramatic and Catholic counterpart to Cabiria’s
adventures on the stage of the teatro di varietà run by the devil of the cinema.
Unfortunately, neither her prayers to the Virgin nor her earlier trance are
enough to radically alter her life. She cannot sufficiently identify with, and
join, the spectacle of hundreds of pilgrims walking to the sanctuary. Radical
change—which the term miracle encapsulates—is too overwhelming and
scary. Little wonder, then, that in the wake of this failed religious outing, the
picnic of Cabiria and her friends becomes a profane indulgence in eating and
drinking.
Apart from this procession, during which Fellini even includes an actual
priest delivering a sermon, there is only one episode based on irrational belief
and social action that moves Cabiria as deeply as her exposure to hypnotism.
This is her encounter with the “man with the backpack,” a nameless young
man who delivers blankets and food to old people living in the caves out-
side of Rome. This relatively minor character is Fellini’s allusion to a militant
spirituality, devoid of the spectacle of the Vatican and the decorations of the
Divino Amore’s procession. Yet producer Dino De Laurentis surreptitiously
deletes the scene before the release of the film to avoid censorship problems.
Possibly inspired by the Abbé Pierre in France and his work with the poor,
Fellini conceives of the “man with the backpack”60 as a counterbalance to
Cabiria’s lighthearted encounter with Padre Giovanni. This little fellow
looks like an old Franciscan monk handing out devotional images of Saint
Anthony. Needless to say, Padre Giovanni is a reference to Rossellini’s The
Flowers of Saint Francis (1950), a film that Fellini worked on.61 Freely moving
through a wasteland of poverty, prostitution, and slums, Padre Giovanni
charms Cabiria, who fails to understand the codes of conformist femininity
and the responsible choice of a husband. Neither does she realize that Padre
Giovanni is a fake, an ignorant Franciscan who might even try to sell his little
images of Saint Anthony for sheer lucre.
Encouraged as she is by the prospect of a radically new life with Oscar,
Cabiria feels free to seek the friendship of Padre Giovanni. Thus, she chooses
another swindler who is more of a religious transvestite than a real monk
with institutional credentials. When The Nights of Cabiria screens at the
Cannes Film Festival in 1957, Bazin views the version with the “man with the
backpack.” Only after the screening of Cabiria in Paris, does he become aware
that footage is missing, due to the cuts imposed by Dino De Laurentis.62
126 André Bazin’s Film Theory
Whatever the case may be, there are only two moments in the entire film
when Cabiria explicitly acknowledges her authentic self, from whom she is
profoundly alienated. Her actual name is Maria Ceccarelli, a name aban-
doned before she undertakes her life of prostitution and assumes another
identity, one spruced up by her movie-made fantasies. During the hypnotist’s
trance, “Maria Ceccarelli” is a name that Cabiria speaks as if it belongs to
someone else. Later she whispers the name “Maria Ceccarelli,” as if she
were thinking of another person, when she sits in the car of the “man with
the backpack.” Precisely because she never develops herself into a Maria
Ceccarelli who can think and choose, Cabiria is blinded by the cinema. In
her life, the film medium represses a moral philosophy based on the self-
consciousness of her own limitations.
The unreconciled divide between Cabiria and Maria Ceccarelli takes the
ending of Fellini’s film to a level of such emotional intensity that it justifies
Bazin’s comment: “[Masina] completely filled the character and the char-
acter filled the film.”63 When Oscar robs Cabiria on the eve of their wedding,
she shouts at him to take all the money and kill her. For the very first time
in her life, she really “sees” and understands what is happening to her. By
pretending to love her and encouraging her to fall in love with him, Oscar’s
imposture becomes far more painful than any theft. Terrified by her lucidity
of vision and unable to victimize her further, Oscar runs away. Now having
lost all her savings, Cabiria crosses alone the dark forest, emerging onto a
road with young people playing music. No longer the gullible female spec-
tator she had been, Cabiria’s romantic illusions have been replaced by an ap-
preciation for the community around her.
No longer the competitive mambo dancer, and with no money and no ro-
mance, Cabiria begins to consider new ways of being. A change at the level
of self-consciousness has taken place beneath the surface of her expressive
and mobile face. Masina’s physiognomy is as unique as Chaplin’s, but, in this
case, also radically different from his. The Tramp already knows what he is
and why, so well and so deeply that, through mimicry, he can become every-
thing else. In Cabiria’s case, her mambo masquerades of self-confidence are
a denial of Maria Ceccarelli’s vulnerable feelings. Fellini ends his film with
Masina looking toward his camera, breaking through the fourth wall in an
extreme close-up. On her face a smile lingers, between sadness and relief.
The viewer can spot just a small touch of makeup, the white, frozen tear of a
clown’s disguise. The actress pays homage to, and mourns, the Chaplinesque
Religion 127
Gelsomina that she is born out of, and which she outgrows, both as a char-
acter and as a mature actress.
By using Genina’s film, Heaven over the Marshes, to write against Catholic
hagiography, Bazin nurtures a cinema “that does not reduce religion to
simple moral or social propaganda, and the cinema to the level of its instru-
ment.”64 A Franciscan emphasis on sobriety of means, or what Blaise Pascal
associates with Jean Racine’s (1639–1699) dépouillement,65 is in clear con-
trast to the kitsch paraphernalia sold in religious shops around the Parisian
church of Saint Sulpice. Located only one subway stop from the Saint
Germain-des-Prés of the existentialists, the area of Saint Sulpice is charac-
terized, on one hand, by the powerful and very intellectual religious orders
of the Jesuits and the Dominicans and, on the other, by a shameful display of
Catholic consumerism.
The cinematic equivalent of Saint Sulpice’s pious kitsch surfaces in
Max Ophuls’s baroque style of filmmaking. Antoine De Baecque points
out in his biography of François Truffaut that the launching of Ophuls’s
positive reputation as an auteur is due to Truffaut, who does not sway in
favor of Bazin’s opinion. Their critical disagreement about Ophuls, how-
ever, does not mar the mutual respect that the two critics feel for each
other. Truffaut “had to convince a public that is extremely skeptical and
sees the German director as a gentle and eccentric dreamer specializing
in slightly sugary Viennese pastries.”66 In stark contrast to Truffaut’s de-
fense of Ophuls, after the release of Lola Montès (1955), starring Martine
Carol, Bazin unleashes against baroque and rococo Catholic ornament in
Ophuls’s work:
But Ophuls is . . . a baroque filmmaker. Not only because of his fetishistic
predilection for little wooden angels and the tormented pseudo-realism of
his Jesuitical style, but more seriously because of his manner of expressing
the essential with a proliferation of details of secondary importance.67
Bazin’s rejection of Ophuls strikes a major note of dissent regarding the “au-
teurist fever” that is spreading across Cahiers du Cinéma:
128 André Bazin’s Film Theory
It’s not by chance that the endless number of baby Jesuses in the Italian
Renaissance are just little kids escaped from Lilliput. Little men already
armed with smiles, winks, and intelligence (à la Shirley Temple).68
Bazin’s reference to Shirley Temple exposes how children in paintings and kids
fabricated in Hollywood are distorted by adult stereotypes. In the fine arts, the
painter’s manual skills unknowingly channel adults’ assumptions in regard to
childhood. Thanks to its nonanthropocentrism, the glass eye of the camera has
no preset agenda when looking at very young children who are still spontaneous.
In light of Ophuls’s Jewish background, Bazin’s association of the director’s
style with the baroque iconography of Saint Sulpice merits further consider-
ation, especially in the case of Lola Montès. This famous courtesan is an out-
cast, a woman without a country, and as such she mirrors the cosmopolitan
career of Max Ophuls. Born in the city of Saarbrucken, between the French
Lorraine and the German Alsace, Ophuls worked in Germany, France, Italy,
and the United States. Because of history’s cruelty against his Jewish race,
Ophuls’s peripatetic cinema reflects the painful displacement of individuals
with no national roots. By implication, the narrative repetitions of Ophuls’s
films are complicit with a fear of change. His characters are constrained
within a Viennese aristocratic fantasy. In his review of Ophuls’s final film, the
extremely expensive Lola Montès, Bazin argues that the female protagonist
has no depth. She never makes a mistake, never stops seducing, and never
loses her confidence. The critic associates Ophuls’s heroine with the shallow
spectacle of Austrian Catholicism:
Due to his fondness for living myths rooted in the everyday, Bazin is disap-
pointed by Ophuls’s metaphorical use of the circus in Lola Montès; it neither
champions creativity nor celebrates freedom. Instead, it flirts with death in an
obscene manner. Discussing Lola’s circus as an “hallucinatory metaphor of
Hell,” Bazin concludes that the courtesan Lola Montès enters into a Faustian
pact with the devil, namely the circus barker who is her business partner and
her new lover. Like him, Lola only understands profit and spectacle. Thus she
Religion 129
knowingly chooses Hell because it’s part of her personality! Perhaps also
because she loves the Devil and he is good to her. Let’s not feel sorry for
her. Moreover I’m speaking of metaphor, not of symbol. The circus is just a
circus, but we acknowledge that great directors surpass reality.70
Despite their differences on Ophuls, Bazin and Truffaut agree that Jean
Delannoy’s La symphonie pastorale (1946) and Dieu a besoin des hommes
(1950) belong to the Tradition of Quality. These two films are literary
adaptations carried out in the safety of the studio. In Cahiers du Cinéma, in
1954, Truffaut challenges Aurenche and Bost for their algebraic approach to
adaptation, which he called “adaptation équivalence.” Truffaut’s argument is
openly polemical:
130 André Bazin’s Film Theory
The two entities—the islanders who live like beasts and their legitimate,
yet disinterested, priest—play crucial illustrative roles in Bazin’s argument
that any religion needs both external validation and internal acceptance in
order to achieve and maintain the “regularization of a free union.”78 Bazin
also refers to religion as a purifying bodily organ79 without which a commu-
nity would poison itself. In Protestantism, the Church can reside in one’s own
home, and local churches may institutionalize their own rules through inde-
pendent interpretations of the Scriptures. Bazin is well aware that, due to its
extreme isolation, the situation on the island of Sein is more easily compat-
ible with the do-it-yourself Protestant approach, rather than Catholicism’s
centralized hierarchical model.
In Delannoy’s film, the despondent Catholic priest nearly tramples on the
Eucharist hosts baked by local women. The immanent quality of the sacred,
here, derives from the local flour and local water the women have used to
make these hosts. Bazin points out: “They are merely small pieces of bread.
But even the most irreligious viewer will gasp at the horror of this gesture.”80
The indigenous creation of the hosts endows these objects with a special
aura, fostering fellowship. Instead of developing topics such as this into a
richer and more open-ended narrative of shared experience, as Bazin would
have hoped, Delannoy’s film turns into a closed-off tragedy, unresolvable by
either Protestant or Catholic institutional means. This theological dead-end
becomes undeniable, since no viable choice is possible between the available
options of an unwilling priest and a self-taught one. Neither figure is able to
mediate between the local and the global.
In the end, Bazin is disappointed with Aurenche and Bost for replacing
the original end of the literary source with a much more facile conclusion
equivalent to “a barking of the soul.” In the novel, the Catholic bishop resigns
Religion 133
on wax.”83 Bazin’s phrase not only describes the translucent pallor of her flesh
but also evokes her face’s resemblance to a death mask, even though she is so
young. Regardless of her age, Chantal is already an individual in an advanced
state of moral decay. In these circumstances, on one hand, the mutuality be-
tween light and Chantal’s skin color reasserts the physical bond of object and
model in photography. On the other, the worn-out combination of seal and
wax within a mold suggests an egocentric fixity that contradicts the confes-
sional as a place for moving out of oneself.
Bazin’s “seal stamped on wax” fits the young woman’s preoccupation with
death, to the extent that her phantom-like face conveys her suicidal fantasy to
the priest. The critic explains:
Through scars and wrinkles, the countenance records on its fleshy surface
the ravages of time, the traces of aging, the tolls of moral decay and phys-
ical stress. The reason why Bazin returns to his vocabulary of the “Ontology”
and views the girl’s face as a death mask is that Chantal looks like a living
dead. Her face alone speaks much more eloquently than the prose of a book,
where language can be deceiving. The area of the face, with its movements
and expressions, is beyond anyone’s control, even her own. Chantal’s face
reveals her anger and suffering as she struggles with her father’s affair and her
mother’s indifference.
An adaptation of the eponymous novel (1936) by Georges Bernanos
(1888–1948), Diary of a Country Priest features an idealistic young priest,
suffering from severe stomach pains, who is sent to his first parish in the vil-
lage of Ambricourt, in the north of France, where he confronts a hostile and
unwelcoming community.
In Ambricourt, the villagers’ faces are similarly unhappy, albeit for dif-
ferent reasons, because every single character is suffering. Arranged through
a proliferation of close-ups, Bresson’s bleak “gallery of portraits” prominently
includes the priest’s face, whose expression conveys a state of constant pain.
He is always about to vomit due to the relentless spasms in his stomach. After
his own death from cancer, however, the priest’s countenance becomes more
Religion 135
than just flesh, pain, or wax. Despite its literal disappearance from the screen,
Bazin declares that the priest’s young face is the only one that acquires “the
dignity of a sign.” In contrast to other characters, who die of old age (the
Countess) or who choose suicide (Doctor Delbende), the young man’s death
is marked by a black Christian cross on a blank screen. Once his unforget-
table face disappears from the screen, the destiny of all humankind lingers on
through the sign of universal suffering symbolized by the Christian cross.85
Bresson’s abstract, yet Christological, ending continues to invite all kinds of
speculation. As a Christ-like figure, the young priest feels abandoned by God
during his miserable time in Ambricourt. Night after night he experiences
God as increasing silence, absence, and doubt. During his final agony, in a
friend’s filthy apartment in Lille, the young priest realizes that only human
beings can break this silence and make God’s love present in this world, by
changing their attitude toward others. Love moves people toward each other.
Likewise, the images of cinema move within an energetic flow that is both in-
tellectual and emotional in its impact on audiences. Owing to this centrifugal
passage of energy, inside the film and from the film outward, Bazin can claim
that the priest’s cross attains the “dignity of a sign.” The Christian symbol fills
in for a loss of presence, but it also celebrates how this absence creates impor-
tant space for new energy and ethical choices to be carried out by those who
are still living. Needless to say, the “dignity of a sign,” or an absent presence,
enjoys a photographic ontology, to the extent that the cross belongs to Christ
as well as to every other human being.
Even if Bazin were to deal at greater length with Bresson’s adaptation of the
Bernanos novel, he would probably conclude that Diary moves well beyond
the usual dialectic of word and image in film adaptations. This is not a film
based on an exchange between the visual and the verbal. Bresson’s agenda is
much more ambitious than the transformation of the protagonist’s face into
writing.86 Bazin’s “Stylistics” is not an essay on ekphrasis. Its essential con-
cern is not with how the priest’s face becomes visually displaced by images of
written notes and scribbled pages. There is no iconophobia in this film whose
stylistics celebrate, instead, an ontological plurality. The organizational prin-
ciple of Bresson’s Diary and Bazin’s “Stylistics” relies on references to litera-
ture, radio, theater, and film. Diary is a film that rethinks cinema in the light
of other media.
As if all these aesthetic resources were still inadequate to the task, Diary’s
experimental, avant-garde complexity pushes Bazin to call on scientific and
religious references as well. Only in this way can Bazin explain why Bresson’s
136 André Bazin’s Film Theory
event, in which both a national flag and the Christian cross are significant.
Joan dies in a public execution in the midst of a war between England and
France. She is a heroine, a martyr, a mad woman, a visionary. In contrast
to Dreyer’s Protestant film, where a local community reads the Scriptures
and decides their interpretations, Diary is a universal, Catholic “passion.” As
such, it observes the structural logic of the Medieval Passion Play. Yet no-
body around the country priest is aware of his agony. Furthermore, in the
desolation of Ambricourt, there is no need for national or political history.
Even though it is rooted in the lives of anonymous people, the allegory of
Christ’s passion is so familiar that it can adapt itself to all situations, without
requiring a key to unlock its presence and significance.
According to Bazin, Bresson’s Way of the Cross becomes an analogy
for every individual’s anonymous and unpredictable journey toward
death: “Each bears his own cross and each cross is different, but all are the
Cross of the Passion.”90 The Way of the Cross is a reminder that no human
being is impervious to suffering and death, even though we all die in a dif-
ferent way, just as we each live in a different way.
In The Passion, Dreyer’s mysticism is generated by the bold photography
which presents readable and mute faces that are expressively rich, while these
very same images strive for a painterly aura. Well aware that Joan is famous
for hearing supernatural voices, Bresson not only avoids Dreyer’s pictorial
mysticism but also rejects supernatural appearances and reduces them to
the priest’s lonely hallucinations. Even when the young man declares that he
has caught a glimpse of the “Divine Countenance,” his delirious words clash
against the immanence of daily life, that is, the rough hands of Seraphita, the
peasant girl who comes to his rescue.
Dreyer’s Passion is a silent film, but its images are filled with words spoken
by expressive and knowing faces, according to a historically accurate script.
The coincidental and mundane noises of daily life have no place inside a
sealed medieval courtroom. This self-contained space allows Dreyer to rule
out all contingency. Any makeup on Falconetti’s face, for example, would dis-
turb the gravity of the legal proceedings and their basis for inclusion in the
historical record.
By contrast, the use of Ambricourt in Bresson’s Diary is centrifugal and
constantly suggesting something contingent beyond its frame. As if he were
looking for answers in a dark and unknown universe, Bresson’s protago-
nist walks around with a shaky lamp on his way to church at night.91 There,
praying and faith are far more difficult than writing.
138 André Bazin’s Film Theory
In his detailed analysis of Diary, Tony Pipolo quotes the young priest’s
feeling of imprisonment: “Behind me there was nothing. Before me, there
was a wall, a blank wall.” Pipolo goes on to say: “We hear this in voice over as
he looks so intently off-screen with what Bresson aptly calls ‘the ejaculatory
force of the eye.’ ” Pipolo continues: “the viewer anticipates, almost physi-
cally, a cut to the object of his glance that we feel certain is just beyond the
frame. But of course nothing in the off-screen space materializes to answer
this shot, not even the cross hanging on the wall, which we see moments later
behind the priest.” Instead of the cross behind him, the young man in voice-
over claims that “there was nothing.” This mental erasure of the cross, Pipolo
remarks, “seems to accentuate the blankness ‘before’ him . . . , precluding the
viewer’s filling in the picture with knowledge of the cross’s presence in the
off-screen space to which he looks.”92 During the film’s conclusion, Bresson’s
empty screen is not only death’s void; it also becomes a blank slate for a new
beginning. In Bresson’s Diary, horror vacuii turns into an open space for indi-
vidual reflection in the face of death.
Bresson’s adaptation of Bernanos’s novel is not only an example of pure
cinema, but also an achievement comparable to Mallarmé’s blank page
or the use of silence in the poetry of Rimbaud.93 Thus, in the “Stylistics,”
Bazin celebrates Bresson’s radical approach on the scale of the very same
Symbolist poets who backed up Paul Valéry’s rise to fame in French intel-
lectual culture during the first half of the twentieth century. In contrast to
Valéry’s elitist social circles, Bazin lives in a completely different world of
cultural activism.
Well known for his disdain of the realist novel and its superfluous details,
Valéry is the flagbearer of mental abstraction, secularism, skepticism, and
purification of language in poetry. Bazin notes that “Valéry condemned the
novel for being obliged to record that ‘the Marquise had tea at five o’clock.’ ”
The film critic later compares Bresson’s excision of Bernanos’s visual details
to “lines drawn across an image to affirm its transparency, as the dust affirms
the transparency of a diamond; it is impurity at its purest.”94
Whereas for Valéry the search for perfection leads to poetry, and only po-
etry, for Bazin the residual impurities of realism are necessary because they
match human imperfections. Given the atheist Valéry’s intense association
with science and his passionate dislike of religion, Bazin’s ironic reference
to this famous poet might be his concise and veiled way of suggesting that
Bresson’s realist adaptation of Georges Bernanos’s Catholic novel proves
Religion 139
Valéry wrong. To be sure, Bresson’s Diary demonstrates that the novel in film
can thrive with the same rigor and purity that Valéry approvingly ascribes to
mathematics.
Significantly, Bresson’s adaptation relies on a “creative fidelity,”95 which in
effect endows Bernanos’s book with a new level of energy. In the “Stylistics,”
Bazin references Kierkegaard’s concept of “repetition” to help demonstrate
that the film’s ending welcomes the eclipse of the protagonist’s face and its
replacement with invisible spectators looking at the screen. Bazin’s allu-
sion to Kierkegaard’s repetition emphasizes, in a quasi-prophetic way, how a
person’s death may, unintentionally, lead to the envisioning of an alternative
moral order.96 Death produces a void open to new thinking.
By rewriting a brief phrase lifted from the Gospel of Saint Luke con-
cerning Christ’s birth: “a grain of sand that gets into and seizes up a piece
of machinery,”97 Bazin relies on Kierkegaard’s repetition to make the point
that every event, small or large, does heavily matter in the order of things.
Whether or not someone is wretched, their death is cause for all of us to ex-
amine how and why we live.
Possibly to offset the Danish philosopher’s irrational penchant for the
supernatural and to underline perceptual rejuvenation, Bazin responds to
Bresson’s eschatological interrogation of death with a zoological image of re-
birth, invoking the “recurrent spasms of childbirth or of a snake sloughing
off its skin.”98
Scandinavian scholar Arne Melberg explains that Kierkegaard’s repeti-
tion, or “moving forward,” is based on an irrational leap of faith toward the
unknown. This concept stands in opposition99 to both Platonic recollection
and the Hegelian notion of synthesis issuing out of thesis and antithesis. In
Kierkegaard, “the now of repetition is always an after. But not only: since the
movement of repetition also makes it new, makes ‘the new.’ ”100 In an un-
canny way, Melberg’s explanation of Kierkegaard’s repetition also clarifies
how and why the nonanthropocentric, equalizing impact of filmic recording
yields a special eye and fulfills Bazin’s definition of the cinema as “objectivity
in time.” In his “Ontology” essay, Bazin claims that every photographic trace
not only repeats, but also adds something new to the order of things, because
every moment in time is different.
Melberg’s comment fits, as well, Bazin’s description of Bresson’s adaptation
process as “creative fidelity,” by means of which mechanical recording and
filming the book “word by word” becomes far more than simple duplication.
140 André Bazin’s Film Theory
By “dreaming” Bernanos’s text over again, and opening the empty screen to
our suspension of disbelief in the soul’s afterlife, Bresson’s adaptation achieves
cinematic reinvention. The film becomes more faithful to the book’s spirit the
more it takes “creative license” with its literal detail and, simultaneously, the
more irrational belief in both art as creativity and religion as spirituality can
challenge the viewer’s rational mind. The present tense of Kierkegaard’s repe-
tition is prophetic, because it becomes a passage into the future, thanks to an
absence. More concretely, a lonely diary can pave the way for the dialogical
text that the film becomes, by addressing the spectator through the voice-
over, written text, and, eventually, death.
To fill this void with the energy of hope, the young priest’s friend, the
defrocked seminarian Louis Dufrety, writes a letter to report the former’s
death to his mentor, the curé de Torcy, and promises to visit in person. In
a film in which literary adaptation takes the form of a surreal dialectic of
recording and dreaming, Dufrety’s straightforward letter, devoid of melo-
drama, stands out in an open-ended current of intellectual and emotional
exchanges. Thanks to a voice-over suspended between Dufrety as the
writer and the curé de Torcy as the reader, we learn that the young priest’s
last spoken words were: “What does it matter? All is grace.” By changing
others, the young priest changes and finds himself. “All is Grace” seals a
peaceful death. The young priest has found solace in his vocation before
dying. By acting like “a grain of sand” inside a machine, the priest’s death
disrupts the laziness of Dufrety’s self-centered and mechanical life.
A blank screen tries to end a narrative that instead goes on searching for
answers in the spectators’ minds. Bresson’s film concludes with the life-
like motions of the cinema converging into the deathlike stillness of pho-
tography. Within this screen of vibrating emptiness, a black cross looms
large. Time as death is the real. Time’s flow is also the reality of Otherness,
contingency, grace, and God.101 Everything becomes equal in front of
cinema’s lens, just as we are all mortals in front of life. In the wake of this
leveling process, the white screen and the white page become alike and
exchangeable.
A strong believer in the power of spiritual legacies, but too much of a
Darwinian to accept the Christian soul, Bazin is neither a mystic nor a spir-
itualist. For the film theorist, what rescues memory in front of death is “the
dignity of signs,” namely, cinematic resurrection. A sign that compensates
for the void, the black cross is a religious symbol that objectively participates
in a social mythology. The cross is not only a reminder of Christ’s crucifixion
Religion 141
but also a symbolic answer to Sartre’s nihilist view of existence. The projected
light lingering on Bresson’s screen reminds us that cinema’s parallel world
straddles empty actuality and ontological fullness. In the wake of this pho-
tographic paradox, there might be much more to death than just the end of
suffering.
5
Epilogue
Wind and Dust
André Bazin’s Film Theory. Angela Dalle Vacche, Oxford University Press (2020) © Oxford
University Press.
DOI: 10.1093/oso/9780190067298.001.0001
Epilogue 143
double possesses the psychic, affective quality of the image but in an alien-
ated magical form.”3 An advocate of photography as mummification, Bazin
argues that its image is a Double which becomes the Other in relation to a
Self. Of course, the dialectic of Self and Other is central to Bazin’s Personalist
and anti-anthropocentric film theory.4
By dealing with a social technology that combines economic profit with
storytelling, Morin and Bazin agree that the cinema compensates for isola-
tion in modern life through “affective participation.” By so doing, cinema
educates communities to share narratives and values. Cinema’s illusory
doubling of the world depends on irrational belief. The Double, in turn, is
compatible with Mounier’s interest in Otherness. Indeed, the Double, the
Mummy, the Shadow, and the Other are all variations on the modern tension
between substance and appearance.
Anti-Anthropocentric Anthropocosmomorphism
Epstein calls attention to the special value that the filmic image confers on
reality.8 Together, Epstein and Morin understand cinema’s impact in an ani-
mistic way. On the contrary, for Bazin, what they call photogénie derives from
the objectifying impact of the camera lens (objectif) on the world, which
is egalitarian and nonanthropocentric rather than animistic, mystical, or
pantheistic.9
Not surprisingly, Morin’s anthropocosmomorphism brings to mind
Bazin’s association of magic and anthropomorphism, where this psycholog-
ical reaction remains inevitable and automatic. Bazin never attributes a moral
consciousness to unthinking nature or unfeeling technology. This is not to
say the French critic does not appreciate analogical interconnections among
beings and things. On the contrary, these very same analogical overlaps help
him raise questions on what demarcates a human from a machine, an an-
imal, a plant, and an object. Most importantly, even though he appreciates
Epstein’s fascination with natural forces and Jean Renoir’s sensualist pan-
theism,10 Bazin never situates God inside nature, nor does he believe in any
utopian cosmic harmony or in Einstein’s singular mathematical reality.
Despite his animistic analogy between the self and the cosmos through
anthropocosmomorphism, Morin never argues for an anthropocentric, su-
perhuman fusion. This very extreme, futuristic, Christological scenario,
instead, propels Pierre Teilhard de Chardin’s controversial religious philos-
ophy.11 A Jesuit paleontologist and a geologist, Teilhard stands out as an im-
pressive Darwinian scholar. He contributes to major research expeditions on
the origin of man, from Asia to Africa.
One point of intersection between Bazin and Teilhard de Chardin is the
Abbé Breuil, or Henri Breuil (1877–1961). This Jesuit paleontologist and ar-
chaeologist studied the Paleolithic caves of Lascaux. Discovered by 1940 in
Dordogne, these caves opened to the public eight years later. Bazin mentions
Paleolithic art in his brief history of image-making for his “Ontology of
the Photographic Image” essay. Intrigued with the irrational power of
images, Bazin highlights the magical properties of animals painted on the
walls of the Lascaux caves. Executed before a hunt, these images claim a
propitiatory value.
Indeed Bazin’s phenomenological and Christological film theory should
never be confused with Teilhard’s “noo-sphere”—that is, a strictly mental
universe of disembodied images or displays of artificial intelligences—
through which Gilles Deleuze anticipates today’s way of living with mul-
tiple screens, virtual realities, and neural nets.12 Teilhard de Chardin was
Epilogue 145
trained as a scientist, but was hardly in touch with the arts. His evolutionary
Darwinism, which degenerates into a superhuman reincarnation, greatly
differs from Bazin’s. Bazin mentions Teilhard once in his work, and he does
so probably because Teilhard stands out as a charismatic, yet contested figure
during the fifties.13
A familiar presence in Paris’s most exclusive circles, Teilhard de Chardin
never intersects with the postwar film culture that Bazin spearheads from the
early forties to the late fifties. In contrast to Bazin’s unassuming educational
style, Teilhard’s upper-class origins explain his frequentation at the Collège
de France and his scientific conversations with the atheist Paul Valéry, from
one soirée to the next. In contrast to the institutionally sponsored research
trips (Cambridge, Yale) that Teilhard participates in, Bazin’s writings sustain
the maturation of an ephemeral and promiscuous medium that learns about
itself from scratch.
While Bazin modestly operates under the radar and in the deepest
trenches of working-class culture, Teilhard skyrockets himself into the
Institut Catholique in the Saint Sulpice neighborhood. At the same time,
Teilhard’s futuristic, extraplanetary ideas get him in trouble with the Vatican.
Repeatedly, Bazin states his lack of interest in the Saint Sulpice circles, but
he is flexible enough to make an important exception. He befriends the
Sulpicien priest, Amédée Ayfre (1922–1964), author of several books on
cinema and spirituality.14
Bazin’s stress on the opacity of the world, the ambiguities of quantum
physics, and the randomness of lived experience stand in clear-cut opposi-
tion to Teilhard de Chardin’s teleological trajectory of knowledge, redemp-
tion, and salvation. With him, religion acquires the colors of science fiction.
According to Georges Cuenot’s excellent biography,15 Teilhard de Chardin’s
three evolutionary phases—geogenesis, biogenesis, and noogenesis—do not
stop with the development of an ethical self-consciousness. They presup-
pose an ultrahuman leap into the divine. Teilhard argues for a transhuman
mutation that goes much further than either human biology or Bazin’s em-
phasis on cinema’s ethical impact. Toward the end of his life, the omnivo-
rous Teilhard becomes interested in cybernetics. Bazin, instead, criticizes the
world of artificial intelligence and rejects André Cayatte’s courtroom drama
films, with robot-like characters ruled by their actions’ legal geometry.
In contrast to Teilhard’s exposure to robotics, Morin’s homme imaginaire
is, first and foremost, the film spectator looking at himself as the Other, over
and over again, as if someone new is there each time, whenever a film is
146 André Bazin’s Film Theory
Bazin’s very first essay, “The Ontology of the Photographic Image,” and his
very last, “Les églises romanes de Saintonge” (1958),17 deal with art history
and his preference for the Romanesque style over Renaissance perspective.18
In his critical biography, Dudley Andrew clarifies the plan behind a film-
making project that Bazin conceived near the end of his life:
Early in 1957, after some conversations with Pierre Braunberger, the man
who produced so many of the New Wave’s efforts, Bazin decides to make a
short documentary on the Romanesque churches of the Saintonge district
in France, the area in which he had grown up.19
The Romanesque and medievalist revival of the late 30s was accentuated
during the occupation of France, and was not, of course, unrelated to the
148 André Bazin’s Film Theory
general return to artisanal and pre-industrial values that were being pro-
moted under Vichy.21
In regard to this reactionary movement back to the Middle Ages, Bazin’s po-
litical record is crystal clear. In his critical biography, for example, Dudley
Andrew mentions that the young critic constantly avoided Catholic
collaborators.22 Worth mentioning is that Bazin’s foray into religious art had
nothing to do with the Art Sacré movement, with Père Marie-Alain Couturier
at its center. This high-profile Dominican became a towering figure in the
heart of the Parisian art world. Trained in the craft of stained-glass windows
as a young man, Père Couturier sponsored work by Pierre Matisse and knew
Pablo Picasso personally.
Besides staying away from all political affiliations, Bazin shuns intellectual
elites and upper-class circles. Nothing is more removed from Bazin than the
art galleries and the art magazines resurfacing after the German Occupation.
Without losing his love for abstraction and experiment in film, Bazin knows
that realism and narrative have always been the gospel of the illiterate poor.
Bazin wants his Saintonge documentary to celebrate contemporary life
over the vestiges of the past. Eager to reach a new and larger audience, be-
yond the written page, Bazin focuses on an ethnography of spontaneous vi-
tality. His ideal plan is to shoot the film in the spring, after the pruning of the
linden trees that typically grow along the roads leading to these Saintonge
churches. This timing is already a gesture in favor of new life, the present,
and the future, since the art-historical photographs for this topic are usually
taken in the winter. At that time, the trees are so barren that artistic detail is
easier to grasp from a distance and in context with the rest of the architecture.
Even if Bazin engages in all the preparatory art-historical research neces-
sary for this documentary, art history is not his major topic. Besides prefer-
ring spring over winter, he avoids the specialized architectural and sculptural
language which the French-born Henri Focillon (1881–1943), an expert on
the Saintonge Romanesque, would expect from one of his students in a thesis
on this subject.23
The Saintonge region becomes geographically important during the elev-
enth and twelfth centuries, because this period sees the development of
a pilgrimage route to the Spanish site of Santiago de Compostela, passing
through Saintes, an important town in the Saintonge-Charente-Maritime re-
gion. Despite the common association of medievalism with mysticism, an
Epilogue 149
Figure 5.1–5.7 (Continued)
152 André Bazin’s Film Theory
Figure 5.1–5.7 (Continued)
Bazin so much that he wants his camera’s lens to soften the white stones and
move like a caress over the “white robe of the churches.”27
Innumerable tiny churches punctuate the Saintonge countryside. Their
overall effect is comparable to a blanket of white pebbles scattered across the
land. It is as if Bazin were planning an aerial view. These churches’ excep-
tional frequency and humbleness strike a note of contrast with more isolated
and famous places of worship in the Burgundy area, between the important
centers of Poitiers and Angouleme.28
In these much bigger towns, the Romanesque churches have a triangular
space, or tympanum, on top of the central entrance. Thus, there is enough
Epilogue 153
room for a causal narrative with climax, dénouement, and resolution. By con-
trast, in Saintonge, the small church façades cannot sustain such an imposing
threshold. Without an architectural tympanum, they limit themselves to a
few rounds of sculptures. At the same time, these churches—often only as
large as an unassuming chapel—hold on to the rounded shape of the Roman
arch. Characterized by round walls and curvy domes outside, with low
ceilings and billowy naves inside, the typical little Saintonge church looks
young and feminine. By contrast, the thickness of its indoor walls strikes
a note of contrast with the harrowing decay of its external walls, devoured
away by sea salt. Clearly, the windswept harbor of La Rochelle is not far away.
In mixing sacred and profane elements, the sinuous sculptures of
Saintonge feature acrobats, musicians, comedians, craftsmen, farmers,
centaurs, sirens, virgins, madmen, fools, and kings, but also Adam and Eve,
Samson and Delilah, Cain and Abel. In a word, just as Bazin spells out the so-
cial mythologies of different filmic genres, Saintonge’s art relies on a religious
and mythological, vernacular and fantastic potpourri. Here, the cinema is
anticipated by the legends of the Old and the New Testaments. Saintonge’s
sculpture freely draws from famous characters and stereotypes of human be-
havior, by reinventing old and well-known tales.
The sculptors in charge of decorating these churches became the equiva-
lent of oral storytellers wandering from village to village. As if they belonged
to a picture catalogue before Darwin’s evolution, the plant, the beast, and the
human intertwine their extremities in a chain of mutual support, but also
of constant fear and destabilization. The anthropocentric humanism of the
Renaissance looms far away.
In Saintonge, all living creatures seem to need each other, while different
species constantly battle with one another as well. Altogether, interdepend-
ence, competition, mixed breeding, and supernatural occurrences explain
why the farm animal can morph into a dragon with sharp teeth; someone
looking like a peasant can drop his plough and take on Saint Peter’s keys
to Paradise. Mouths spew out flames, and birds acquire fishlike fins. Any
modern understanding of science is still impossible, since magic and al-
chemy cultivate the bizarre, the occult, the monstrous, and the hybrid.
Unraveling like a comic strip, these sculptural reliefs bear witness to human-
kind adrift in superstition. The world of Saintonge is so ancient with magic,
yet so strangely modern due to its sensorial overload, that it becomes a roller
coaster of tears and laughter, cruelty and rebellion, blissful joy and horror.
These sculptures’ equalizing approach is based on metamorphosis, while their
154 André Bazin’s Film Theory
The “naive” features of Saintonge’s art bring to mind the simplified, but syn-
thetic approach of children’s drawings. The characters of this elementary
mise-en-scène smile, cry, scream, and frown with their protruding eyes,
teethed or beaked mouths, triangulated faces, and round bellies. Hats and
shoes tell stories dealing with profession, trade, poverty, and wealth. These
sculptures are filled with holes, missing limbs, eroded cheeks. The typical, in-
itially white, stone of Saintonge is malleable as well as friable. These sculpted
performers look like photographic negatives in a state of progressive decom-
position. In both sculpture and photography, time is allegedly frozen when
everything remains indoors. However, due to their constant outdoor expo-
sure, these chains of polymorphous beings slowly disappear into nooks and
Epilogue 155
crannies. The stones crumble into dust. In a similar way, when photographic
glass plates spend too much time in the sun, their transparent skin-like
images peel off and shrivel up into waste.
In contrast to the fully three-dimensional Gothic style, so seriously in-
volved in transcendence, apocalypse, and punishment, Bazin praises the
curvy, Romanesque placidity. Boredom is not an issue in these isolated
dwellings: any accidental visitor can look at a church façade and experience
amusement in front of tongues sticking out, leaping shapes, and grotesque
couplings. In these cases, the realist component is minimal, but the expres-
sive power is at a maximum.
Referring to a specific cultural group, called Combat des Vertus et des Vices,
discussed by historian Monsieur Le Chanoine Tonnellier,30 Bazin lingers on
how wavy folds of dress sit on top of flat arms and legs. Strange flowers and
oversized leaves interrupt the animal menagerie typical of the Romanesque
style. Fancy peacocks, ominous bats, and repulsive lizards run around portals
and down little columns. Without Renaissance perspective to establish hier-
archy inside a mathematical space, any figure can become independent and
float inside a larger scheme, as if a spiritual élan or an inspirational encounter
were a banal matter of fact.
Openly didactic rather than deceptively illusionistic, within the
Romanesque style each emotional state looks like a first-time experience.
The subtleties of irony and hypocrisy, satire and innuendo do not fit in this
theocentric culture that parades a direct connection with Heaven and Hell.
Nothing is fake, while everything is sudden, extreme, irreversible, and au-
thentic. Horror, joy, pain, fear pierce every stone with an abstract intensity
of motive and sincerity of expression. Instead of triggering superficiality and
condescension, the local sculptors’ naive skills guarantee depth and serious-
ness. While the passions stored in these sculptures may seem to challenge
photography’s indifferent automatism, Saintonge’s church façades can be-
come comparable to a cinematic screen.
All around these little churches, a multiplicity of forces takes over: scorching
sun, frantic downpours of rain, blizzards of snow, and thick layers of fog or mist.
No matter the season, a special breed of wild and tenacious grass—one of the
lowest and most stubborn levels of botany—unravels like a snake-like strip of
celluloid falling from the reel onto the ground:
Asleep for centuries in the villages, but not dead, they have become a part
of and absorbed by the life and the vegetation around them. Many of the
156 André Bazin’s Film Theory
Like photographs which retain the shapes of objects and leave behind
memories, plants are notorious for their ability to absorb enormous quanti-
ties of solar energy and transform it into the oxygen that sustains the whole
world around them. There cannot be any human life without plants. In short,
greenery is key to our survival. Likewise, photography pushes the imagina-
tion to look back and think forward. Based on air and water, vegetable pho-
tosynthesis is one of the most vital and unobtrusive biological processes the
earth has ever developed. Animals may dominate Saintonge’s sculptures, but
botany looms even larger in Bazin’s film theory. His theme of cinema’s vital
contribution to mass culture seems to resurface through the important roles
played by botany, with oxygen released into the air through photosynthesis.
The codependence of architecture and vegetation strikes Bazin, because
the relentless spreading of wild grass amid the stones keeps these buildings’
physiognomies constantly changing and lifelike. In a similar manner, a film
changes every time it is screened, due to how its audience’s inner sense of
temporality is constantly altering. Although Bazin is adamant that his film
would explain how these churches integrate themselves into the local human
geography of farms and cemeteries, he does not stop there. He is so keen on
movement and change, that he describes how the very profane local poultry
takes over a sacred space reserved only to saints inside the abbey of Trizay:
where the chickens nest in the niches of saints, where the multi-lobed
arches are covered with wire netting to serve as chicken coops, where wood
is stored in the magnificent little apses as if next to the oven, where the
chapter house has become a hay barn. Meanwhile, from one column to an-
other the green beans are drying on wires.35
In this universe of domestic animals and green beans, Bazin’s art histor-
ical and ironic exactitude with polylobes and absidioles leaves no doubt that
modest agriculture is as important as religious architecture.
Possibly thinking of what his filmmaking crew might need to know in ad-
vance for working in this location, Bazin hints at the fact that the smallest
churches look like abandoned private homes. Thus, contemporary visitors
may get a key from some neighbor, either the owner of a nearby farm, or the
guardian of the nearby cemetery. Although Bazin does not go into this degree
of detail, as soon as one opens the door of a small Saintonge church, a sort of
physiochemical microstorm clouds all vision and rushes out of this airtight
158 André Bazin’s Film Theory
time capsule. Inside, religious figures made of wood, straw, and rocks, as
well as shells and worn-out candles, overwhelm all expectations with their
bright irreverent colors so well preserved under seal. Protected within an
undisturbed container, a chromatic wealth of saturated reds, yellows, blues,
and greens survives with the defiance of gaudy crayons for young artists’
picture books.
After his preproduction scouting of the Saintonge area, the film critic’s
personal relationship to this geography warrants further attention. Bazin’s
readings on the Romanesque style go back to 1937, when he spends the
1937–38 school year in the École Normale d’Instituteurs in Versailles. At that
time, this institution is the best preparation for the entrance examination to
the École Normale Supérieure de Saint Cloud. The admission to Saint Cloud
requires written and oral exams. According to film specialist Ludovic Cortade,
one section of Bazin’s written exam gives out the following instructions:
Cortade also tells us that the required art history reading was: “Chapter
Three” from Louis Réau’s L’art primitif, l’art médiéval. French art historian
Réau owes his reputation to research bridging the gap between Western
and folkloric Eastern European art. The transnational slant of Réau’s work
prepares Bazin for the early medieval “universalism” hovering over the
Saintonge region. Needless to say, medieval universalism fits perfectly into
Bazin’s realist film theory. In fact, the medieval querelle between univer-
salism and nominalism37 anticipates the tension between phenomenological
hermeneutics of faith and poststructuralist hermeneutics of suspicion typ-
ical of the second half of the twentieth century.
A resting point for pilgrims walking from France to Spain, the town of
Saintes is most cosmopolitan around the year 1000. It is the unavoid-
able crossroad for adventurous and determined travelers who walk from
Northern to Southern Europe. Back in these days, the time such a trip takes
might coincide with one’s whole lifespan. Bandits and thieves, pregnancies
and plagues are always competing with the healthy independence and the
communal support required by such a long adventure.
Epilogue 159
The Asian sculptural references included in the church façades lend Bazin
the opportunity to further highlight his film theory’s universalist bent:
Just as the moving image travels and links different cultures, likewise the
Romanesque style involves a vast geography which, through merchants and
soldiers, monks and artists, spreads itself all over Christian Europe. Its range
of action absorbs images and themes from faraway countries, such as China
and the Arab world.
So wary is Bazin of elitist models that he explains the Romanesque style
through parallels between cinema’s mass appeal and Latin, the shared offi-
cial language of the Middle Ages. The result is that cinema, just like Latin,
becomes the lingua franca of the twentieth century:
Besides percolating in his mind between 1938 and 1945, the Romanesque
art of Saintonge reappears when Bazin reviews Amédée Ayfre’s book,
Dieu au cinéma (1953). Prompted by Ayfre’s choice of examples, Bazin
latches on to a sequence from a little-known Swedish film. Concerned
with witchcraft, greed, and forgiveness, Alf Sjöberg’s Himlaspelet (The
Heavenly Play / Le chemin du ciel, 1942) suggests a metatextual definition
of cinema as a medium capable of tuning into the irrational, Otherness,
and the unknown:
But some of those harmonies, or at least the material of that stone, will
come through in black and white. I’m thinking especially of the manner in
which the stone has been eaten away, hardening in places, falling into dust
in others, and thus curiously superimposing on the original sculptural or-
namentation the random tracery of wear and wind.43
appeal.”44 Here Bazin’s choice of Mâle stems from how the latter is the first to
popularize Saint Augustine’s proto-semiology of natural and cultural signs.
In his introduction to On Christian Doctrine, the translator D. W. Robertson
remarks that for Mâle, “the symbolic technique of medieval art” is “essentially
analogous with the symbolic techniques of Scriptural interpretations.”45 In
contrast to Mâle’s allegorical reading of medieval iconography in the light
of spiritual issues, Henri Focillon’s influence on Bazin is more complicated
to chart.
In 1924 Focillon succeeds Mâle as professor of medieval archeology at the
Sorbonne. By 1931, he publishes his groundbreaking book, L’an 1000, l’art
des sculpteurs romans. Focillon argues that art forms change over time. In
addition, since stylistic changes cannot be reduced only to external variables,
he situates formal mutations within the changing use of materials and
techniques.
One thing is for sure: by the mid-thirties, when the discipline of film
studies had not even been born, Erwin Panofsky and Focillon agree
that “cinema is the medium of reality.”46 More specifically, according to
Christophe Gauthier, Focillon is intrigued by how the cinema expresses itself
through the documentary genre at the highest level: “There are some admi-
rable documentary films: Nanook of the North and Moana are examples. But
the cinema as spectacle more often has recourse to fantasy.47
In his essay, “Evolution and Event in Qu’est-ce que le cinéma?,” Tom Conley
argues that Bazin’s “The Evolution of the Language of Cinema” (1951) and
his “Evolution of the Language of the Western” (1955) were influenced by
Focillon’s art historical theory.48 Without a doubt, Henri Bergson’s Creative
Evolution (1907) is an important source for Focillon’s The Life of Forms
(1934)—a book published one year after the art historian starts teaching
six-week courses at Yale, where in 1938 he receives a Chair in Medieval
Art. Even if the link between Bergson and Focillon is clear, a direct rela-
tionship between Bazin and Focillon cannot be easily established. One can
only acknowledge that Bazin thinks of cinema as a living form which grows,
matures, and evolves. After appointing Focillon in the role of Bazin’s mentor,
Conley unravels the former’s life of forms in four stages: experimental, clas-
sical, radiating, and baroque.
Considering Bazin’s negative views on the baroque in his essay “The
Ontology of the Photographic Image” and his repeatedly scientific, rather
than art-historical, use of the term “radiating,”49 Focillon’s fourfold scheme
does not fit with the systematic and metaphorical language of Bazin’s essays.
162 André Bazin’s Film Theory
Instead of forcing a scheme developed by Focillon for static images into “Les
églises romanes de Saintonge,” the strength of Bazin’s very last piece lies in
its celebration of movement. Likewise, the critic’s appreciation of resilience
and interconnections points to Bergson’s élan vital. The wild grass growing
within the stones of the Saintonge churches is the dominant figure of such
a vital impulse. One could even argue that Bazin’s wild grass stands for all
the genre films ever made, never seen or never discussed, a gigantic mass of
looping celluloid that slowly disintegrates into a vinegar-like smelly powder
of assorted chemicals.
Of course movement means time, space, change, and chance. In a word,
cinema itself, as soon as the elements of recording, editing, and projection
come literally into the picture. Thus Bazin’s focus on the wild grass is more
than just a way to answer his famous question “What is cinema?” By stressing
the humblest roots of this medium, the theorist returns to how impure
cinema oscillates among mass communication, popular culture, and pre-
vious art forms. Through the tenacity of weeds turning into chainlike roots,
Bazin reminds his readers of the direct contact that exists between model
and copy, object and trace in photography.
Finally, the appearance of wild grass as an unintended part of the architec-
ture depends on the contingency of the wind, which, just like time, is an ener-
gizing as well as corrosive force. Bazin speaks of the wind most frequently.
A first example comes from his review of Georges Rouquier’s Farrebique
(1946). In the context of this quasi-documentary film with nonprofessional
actors, Bazin brings up the famous anecdote:
As if the Farrebique example by itself were too uncouth, Bazin comes up with
a second reference proving that cinema’s wind circulates and touches all. This
meditation on the leaves rustling in the wind emerges from Bazin’s review
of Marc Allegret’s documentary, Avec André Gide (1952). There one can see
the famous writer sitting in a garden with Jean-Paul Sartre: “The first esthetic
emotion ascribed to the cinema is that which moved the spectators in the
Grand Café to cry out ‘the leaves are moving.’ Gide saw it and this simple
spectacle overwhelms us.”51 Just one year later, in one of his 1953 reviews
Epilogue 163
Bazin writes: “the fresh wind that blows over the cinema. As long as such rev-
elations are possible, the cinema will continue to live.”52 As a source of mo-
tion and life, perceptual changes and revealing epiphanies, cinema’s wind can
break down the medium’s stereotypes.
One wonders whether Bazin’s emphasis on the wind is his way of
responding on behalf of the cinema to Paul Valéry’s famous line: “Le vent
se lève! . . . il faut tenter de vivre! [The wind is rising, we must try to live!],”
from his poem Le cimetière marin (1920) (The Graveyard by the Sea). In
Le cimetière marin, the illustrious polymath and incredibly popular Valéry
meditates on human finitude by thinking of his parents buried in the ceme-
tery of his native town, Sète.
Unlike Valery, the ever-sickly Bazin, with tuberculosis and leukemia,
precedes his own parents to the grave in 1958. November 11 is Bazin’s last
day alive. Honored with a public funeral, the entire world of cinema mourns
his premature death. Bazin’s obituary appears in Cahiers du Cinéma and next
to it, Jean Renoir writes: “Bazin was like Ariadne’s mythic thread . . . without
him, the dispersion [in the labyrinth] would have been complete.”53 Renoir’s
overview of film history as a labyrinth takes us all back to the beginning of
Bazin’s career. As a young critic, he earmarks his ideas on photography by
turning to ancient Egypt’s labyrinthine pyramids.54
As for graveyards by the sea, one should keep in mind that in Bazin’s
Saintonge essay, two buildings stand out for their respective involvement
with light and the sea. The first is the tower of Fénioux, made of stones cut
like fish scales (Figure 5.8). This building is not a church or a lighthouse for
ships adrift in the sea, but a “lantern of the dead” standing out in an unmem-
orable rural area. Looking like a piece of art brut, it is an orientation structure
with a small opening on its top where a light points toward a cemetery:
Also in the architecture, let’s not forget those enigmatic lanterns of the dead,
and especially the one at Fénioux, whose little scale-encrusted tower stands
on a bundle of slender columns, erected in the middle of a field where the
sheep graze.55
And how could Bazin not respond to the role assigned to the wind by
the Gospel of Saint John? During the planning stages of Bresson’s film, Un
condamné à mort s’est échappé (A Man Escaped, 1956), the director ponders
on: “The wind blows wherever it pleases. You hear its sound, but you cannot
tell where it comes from or where it is going. So it is with everyone born of the
Spirit” (John 3:8). At least for a while, Bresson wonders whether an abbrevi-
ated version of this phrase—Le vent souffle où il veut (The wind blows where
it pleases)—might be the right title for his tale of spiritual imprisonment
set in a Nazi jail. There, war and politics intertwine themselves with fears
Epilogue 165
Je pense notamment à la façon dont elle s’est laissée ronger, durcissant par
place, tombant à d’autres en poussière et superposant ainsi curieusement au
grouillement de la sculpture originale les entrelacs hasardeux de l’usure et du
vent. (I’m thinking especially of the manner in which the stone has been
eaten away, hardening in places, falling into dust in others, and thus curi-
ously superimposing on the original sculptural ornamentation the random
tracery of wear and wind.)59
(p.167) Notes
Angela Dalle Vacche
Chapter 1
(1.) For a detailed biography of Bazin, see Dudley Andrew, André Bazin (1978),
rev. ed. (New York, NY: Oxford University Press, 2013).
(2.) Dudley Andrew, “Edgar Morin: Cinema, the Very Image of Human
Complexity,” in The Routledge Companion to Philosophy and Film, eds. Paisley
Livingston and Carl Plantinga (New York, NY: Routledge, 2009), 408–421.
(4.) Siegfried Kracauer, Theory of Film: The Redemption of Physical Reality (New
York, NY: Oxford University Press, 1960).
(5.) Edgar Morin, The Cinema, or The Imaginary Man (1956), trans. Lorraine
Mortimer (Minneapolis: University of Minnesota Press, 2005), 72.
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Notes
(9.) See Oliver Gaycken, Devices of Curiosity: Early Cinema and Popular Science
(New York, NY: Oxford University Press, 2015); James Leo Cahill, Zoological
Surrealism: The Nonhuman Cinema of Jean Painlevé (Minneapolis: University of
Minnesota Press, 2019); Inga Pollmann, Cinematic Vitalism: Film Theory and the
Question of Life (Amsterdam: Amsterdam University Press, 2018); Scott Curtis,
The Shape of Spectatorship: Art, Science and Early Cinema in Germany (New
York, NY: Columbia University Press, 2015).
(11.) André Bazin, “The Ontology of the Photographic Image” (1945), in What Is
Cinema? vol. 1, trans. Hugh Gray (Berkeley: University of California Press,
2004), 10.
(p.168)
(13.) Emmanuel Mounier, Personalism (1949), trans. Philip Mairet (Notre Dame,
IN: University of Notre Dame Press, 1989).
(16.) Concerning Lotte Eisner and German Expressionism, see Bazin’s review,
“L’écran démoniaque,” France Observateur 132 (20 November 1952).
(17.) André Bazin, “An Aesthetic of Reality” (1948), in What Is Cinema? vol. 2,
essays selected and trans. Hugh Gray (Berkeley: University of California Press,
2004), 38.
(18.) Edgar Morin, L’homme et la mort dans l’histoire (Paris: Corea, 1951).
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Notes
the Fascist statue into the local, nonprofessional actors of La Terra Trema
(1948). Bazin finds this film to be too painterly, despite its neorealist casting. On
Visconti’s pictorialism and emphasis on the human figure in Senso (1954), see
also Angela Dalle Vacche, The Body in the Mirror: Shapes of History in Italian
Cinema (Princeton, NJ: Princeton University Press, 1992), 134–147. See also
André Bazin, “Le petit journal du cinéma,” Cahiers du Cinéma 56 (1 February
1956): “Quant à l’esthétique, je ne manque pas de questionner Visconti sur sa
position à l’égard du néoréalisme.”
(21.) André Bazin, “Les périls de Perri,” Cahiers du Cinéma 83 (May 1958).
(22.) Annette Michelson, “Review of André Bazin, What Is Cinema? vol. 1,”
Artforum 6:10 (Summer 1968), 67–71. At the beginning of her review, Michelson
juxtaposes two statements: “Things are . . . why manipulate them?”—Roberto
Rossellini, and “Cinema is a manipulation of reality through image and sound.”
—Alain Resnais.
(23.) Sergei Eisenstein, Nonindifferent Nature: Film and the Structure of Things
(1939–1947), trans. Herbert Marshall (Cambridge, UK, and New York, NY:
Cambridge University Press, 1987), 216–382.
(25.) On Fuller and the liberation of Falkenau, see also Philip Watts, Allegories of
the Purge: How Literature Responded to the Postwar Trials of Writers and
Intellectuals in France (Palo Alto, CA: Stanford University Press, 1998).
(26.) Bazin, “Montage Interdit,” 127: “Quand l’essentiel d’un événement est
dépendant d’une présence simultanée de deux ou plusieurs facteurs de l’action,
le montage est interdit.”
(27.) André Bazin, “Première disillusion,” Parisien Libéré 1492 (1 July 1949); and
his “La Dame du Lac,” Parisien Libéré 1120 (21 April 1948). On the dialectic of
subject and object in relation to Hollywood stardom, see Dudley Andrew, “André
Bazin: Dark Passage into the Mystery of Being,” in Thinking in the Dark: Cinema,
Theory, Practice, (p.169) eds. Murray Pomerance and R. Burton Palmer (New
Brunswick, NJ: Rutgers University Press, 2016), 136–149.
(29.) André Bazin, “Le journal d’un curé de campagne and the Stylistics of
Robert Bresson,” in What Is Cinema? vol. 1, 139.
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Notes
(31.) The expression “freedom and necessity” comes from Bazin, “Stylistics of
Robert Bresson,” 134.
Chapter 2
(1.) André Bazin, “The Ontology of the Photographic Image,” in What Is Cinema?
vol. 1, trans. Hugh Gray (Berkeley: University of California Press, 2004), 9–16.
(3.) Philip Rosen, “Belief in Bazin,” in Opening Bazin: Postwar Film Theory and
Its After-Life, ed. Dudley Andrew with Hervé Joubert-Laurencin (New York, NY:
Oxford University Press, 2011), 107–118.
(6.) Charles Sanders Peirce’s definitions of “index” and “icon” are found in “On
the Algebra of Logic: A Contribution to the Philosophy of Notation (1885),” The
Essential Peirce: Selected Philosophical Writings, vol. 1 (1867–1891), ed. Nathan
Houser and Christian Kloesel (Bloomington: Indiana University Press, 1992),
225–228.
(8.) Bazin, “The Ontology of the Photographic Image,” 18: “The aesthetic
qualities of photography are to be sought in its power to lay bare the realities.”
(10.) Marie-José Mondzain, Image, Icon, Economy: The Byzantine Origins of the
Contemporary Imaginary (Stanford, CA: Stanford University Press, 2005).
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Notes
(11.) André Bazin, “Continent perdu,” France Observateur 296 (12 January 1956):
“La présence de la caméra, et donc la présence de l’homme, sont une donnée a
priori
(p.170)
du spectacle, elles impliquent qu’on ne saurait rien nous montrer que cette
présence contredise.”
(12.) André Bazin, “Every Film Is a Social Document,” trans. Paul Fileri, in Film
Comment 44:6 (2008), 40–41; “Tout film est un documentaire social,” Lettres
Françaises 166 (25 July 1947).
(13.) The contrast between medieval and Renaissance realism comes up on the
cover of Travail et culture: Bulletin de la culture populaire (June–July 1946), with
a reference to Fernand Léger on this very same topic.
(20.) André Bazin, “La nuit est mon royaume,” Parisien Libéré 2228 (12
November 1951): “Les aveugles ont toujours tenté les cinéastes, pour de bonnes
et de mauvaises raisons. [ . . . ] Le regard sans objet de l’aveugle est plus
pénétrant que le nôtre, obscurci par le monde, car il semble qu’il sache voir au-
delà des apparences, à travers les êtres et les choses. Il est un peu comme notre
conscience en dehors de nous.”
(21.) André Bazin, “A la recherche du temps perdu: Paris 1900,” Écran Français
118 (30 September 1947): “réalisent le paradoxe d’un passé objectif, d’une
mémoire extérieure à notre conscience.”
(22.) Paula Amad, “Film as the ‘Skin of History’: André Bazin and the Specter of
the Archive and Death in Nicole Védrès’s Paris 1900” (1947), Representations
130:1 (Spring 2015), 84–118.
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Notes
(23.) André Bazin, “A la recherche du temps perdu: Paris 1900,” Écran Français
118 (30 September 1947): “Proust trouvait sa récompense du temps retrouvé
dans sa joie ineffable de s’engloutir dans son souvenir. Ici, au contraire, la joie
esthétique nait d’un déclivement, car ces ‘souvenirs’ ne nous appartient pas.”
(24.) Andy Masaki Bellows and Marina McDougall, with Brigitte Berg, eds.,
Science Is Fiction: The Films of Jean Painlevé, trans. Jeanine Herman
(Cambridge, MA: MIT Press, 2001), 145–146. See also André Bazin, “On Jean
Painlevé,” in What Is Cinema?, trans. and annotated by Timothy Barnard
(Montreal: Caboose, 2009), 21–23.
(26.) André Bazin, “An Aesthetic of Reality,” in What Is Cinema, vol. 2, trans.
Hugh Gray (Berkeley: University of California Press, 2004), 37.
(27.) André Bazin, “The Virtues and Limitations of Montage,” in What Is Cinema?
vol. 1, 41–52.
(p.171)
(28.) Dudley Andréw, “Malraux, Bazin, and the Gesture of Picasso,” in Opening
Bazin: Postwar Film Theory and Its After Life, ed. Dudley Andréw with Hervé
Joubert-Laurencin (New York, NY: Oxford University Press, 2011), 153–166. See
also André Bazin, “Le film d’art est-il un documentaire comme les autres?,”
Radio Cinéma Télévision 75 (24 June 1951).
(29.) André Bazin, “La peinture vue par un trou de serrure,” Arts 340 (4 January
1952): “pour utiliser la peinture, le cinéma la trahit et cela sur tous les plans.
L’unité dramatique et logique du film établit des chronologies ou des liens fictifs
entre des oeuvres parfois très éloignées dans le temps et dans l’esprit.”
(30.) On cinema in relation to the arts and science, see Angela Dalle Vacche,
“The Difference of Cinema in the System of the Arts,” in Opening Bazin Postwar
Film Theory and Its After Life, ed. Dudley Andréw with Hervé Joubert-Laurencin
(New York: Oxford University Press, 2011), 142–152.
(31.) André Bazin, “Sur les films de peinture: Réponse à Bourniquel,” Esprit
161:11 (1949), 818: “il est évident que l’écran ne cesse de fausser l’équilibre de
la composition, le rapport des valeurs et qu’il est au surplus irrémédiablement
infirme des couleurs. Mais au lieu de lui imputer ces impuissances, ne peut-on
au contraire s’étonner qu’en partant d’une matière radicalement modifiée dans
ses structures spécifiques le film nous restitue pourtant une oeuvre qui existe
indubitablement avec sa logique et son unité? Imagine-t-on de casser une
horloge en petits morceaux et de la remonter autrement? Si le film, quelque mal
qu’on en pense, existe tout de même, c’est donc que l’oeuvre d’art ne saurait se
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Notes
(34.) Bazin, “La peinture vue par un trou de serrure”: “Il ne les faut point juger
seulement en référence à la peinture qu’ils utilisent mais par rapport à
l’anatomie et à la biologie de cet être esthétique nouveau-né de la conjonction de
la peinture et du cinéma.”
(35.) André Bazin, “Painting and Cinema,” in What Is Cinema? vol. 1, 168.
(36.) Bazin, “La peinture vue par un trou de serrure,” Arts 340 (4 January 1952).
(39.) On fossilization, see Jane B. Reece, ed., Campbell Biology, 9th ed. (Boston,
MA: Benjamin Cummings/Pearson, 2011), 556.
(40.) André Bazin, “Quand Rubens et van Gogh font du cinéma,” Parisien Libéré
1474 (6 June 1949): “un mouvement virtuel, d’une espace de rotation suspendue
dans l’immobilité de la peinture et qui attend de la sensibilité de celui qui
contemple la toile une délivrance imaginaire.” On the art documentary in
Belgium, see also Steven Jacobs, Art and Cinema: The Belgian Art Documentary
(booklet included in 3-DVD boxed set) (Ghent: Cinematek, 2013).
(p.172)
(42.) Clement Greenberg, “The Avant-Garde and Kitsch” (1939), in Kitsch: The
World of Bad Taste, by Gillo Dorfles (New York, NY: Universe Books, 1970), 116–
126.
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Notes
(47.) On still life and the cinema, see Angela Dalle Vacche, “Alain Cavalier’s
Thérèse: Still Life and the Close-Up as Feminine Space,” in Cinema and Painting:
How Art Is Used in Film (Austin: University of Texas Press, 1996), 221–247.
(50.) Dudley Andrew, “Malraux, Bazin, and the Gesture of Picasso,” in Opening
Bazin, 156.
(51.) Bazin, “Sur les films de peinture: Réponse à Bourniquel,” 818: “l’efficacité
du film vient de ce que Resnais ne nous montre jamais un tableau dans son
ensemble, cadre compris. Grâce au montage, au cadrage cinématographique,
l’intérieur du tableau, aux mouvements de la caméra et à certaines astuces de
montage qui parviennent à donner l’illusion parfaite d’une troisième dimension
picturale par l’utilisation de deux tableaux traitant une même scène de deux
points de vue différents, l’oeuvre de Van Gogh cesse en quelque sorte d’être une
série de tableaux pour devenir un univers illimité, résultat de la fusion de toute
son oeuvre, et où le cinéaste nous promène aussi librement que dans la réalité.”
(54.) Bazin, “Le cinéma et la peinture,” 119 (caption): “Un des meilleurs
travelling réalisés par Alain Resnais dans Van Gogh. La caméra se meut
exactement dans l’univers du peintre. À la première image, on voit l’ensemble
du tableau. À la seconde, on s’est réapproché de la porte. Puis, dans le même
mouvement, sans transition, on pénètre à l’intérieur du café: troisième image,
qui est celle d’un autre tableau. La caméra continue d’avancer pour s’arrêter
devant une table (quatrième image).”
(55.) André Bazin, “La vie passionnée de Vincent van Gogh,” Éducation
Nationale 6 (February 1957): “Il ne s’agit pas de nous expliquer pourquoi Van
Gogh était ‘fou’ et quel était le rapport nécessaire entre cette folie et sa
prédilection pour le jaune, par example, mais de nous faire approcher au plus
près de ce point d’incandescence spirituelle où la transmutation nous sera
rendue sensible par son rayonnement.”
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Notes
(56.) Bazin, “La vie passionnée de Vincent van Gogh,” Éducation Nationale 6: “Je
pense surtout à des scènes d’intérieurs hollandais, correspondant à la série des
mangeurs de pommes de terre, ou au décor du café d’Arles qui inspira
l’hallucinant tableau nocturne.”
(57.) Bazin, “La vie passionnée de Vincent van Gogh: La peinture à l’huile,”
Parisien Libéré 3855 (1 February 1957): “Le film n’est d’ailleurs pas loin de la
réussite dans sa première partie, celle qui nous relate . . . l’extraordinaire
expérience spirituelle et humaine du jeune pasteur suffragant dans les mines du
Borinage. Vincente Minnelli a su avec un
(p.173)
réalisme qui n’est pas sans rappeler parfois la leçon du premier cinéma
soviétique, évoquer . . . l’effroyable misère des mineurs.”
(58.) Bazin, “La vie passionnée de Vincent van Gogh,”: “C’est ainsi par exemple
que le père Tanguy nous est montré surmonté de son comique petit chapeau
rond comme si cette coiffure lui était habituelle, alors qu’il est plus probable que
Van Gogh inventa cet accoutrement amusant. De même père Roulin et son fils se
promènent dans les rues comme s’ils descendaient des tableaux. C’est faire
ressembler la nature à l’art, selon le mot de Wilde, qui n’est vrai qu’a posteriori.
Van Gogh a transformé notre vision des tournesols, mais avant qu’il ne les
peigne les tournesols n’étaient pas encore ‘des Van Gogh.’ ”
(59.) André Bazin, “A Bergsonian Film: The Picasso Mystery,” in Color, the Film
Reader, eds. Angela Dalle Vacche and Brian Price (New York, NY, and London:
Routledge, 2006), 57–62.
(60.) Bazin, “Le film d’art est-il un documentaire comme les autres?”
(61.) André Bazin, “The Stylistics of Robert Bresson,” What Is Cinema? vol. 1,
142.
Chapter 3
(1.) On natural selection and the box office, see André Bazin and Jean-Charles
Tachella, “Les secrets d’Orson Welles,” Ecran Français 169 (21 September
1948): “La première règle du cinéma est faire rester les gens dans leur
fauteuil.” (The first rule of cinema is to keep people in their seats.)
(2.) Bazin’s view of nature based on natural selection emerges from his review of
the Russian scientific documentary Sables de mort (1943), in Écran Français 56
(24 July 1946). Set in central Asia and filmed by Alexander Zgouridi, this film
was screened at the 1947 Venice Film Festival. See “Le cinéma en gondole:
Films vus à Venise,” Écran Français 115 (9 September 1947): “Quant à la mort
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Notes
de la tendre gerboise aux yeux de fiffette sous l’étreinte scintillante du boa des
sables, elle suggère après les tendres baisers au cadavre, préliminaires à la
déglutition, on ne sait quel monstrueux coït digestif.” (As for the death of the
young desert rat in the sparkling grip of the sand boa, it suggests, after tenderly
kissing the corpse before swallowing it, some kind of monstrous digestive
coitus.)
(3.) André Bazin, “Cinéma français: Demain la crise?,” Carrefour 632 (24
October 1956). Bazin states that cinema is “un organisme déjà affaibli et
virtuellement malade” (an organism already enfeebled and ill).
(4.) Reviewing Billy Wilder’s Witness for the Prosecution (1957), in “Témoin à
charger,” Parisien Libéré 4185 (24 February 1958), Bazin states: “C’est que le
cinéma ne se suffit pas de cette algèbre policière, il lui faut un peu d’humanité.
Billy Wilder l’a mieux compris que réalisé.” (That thriller algebra is not enough
for the cinema; it needs a little humanity. Billy Wilder understood it better than
he directed it.) However, in discussing Fritz Lang’s Man Hunt (1941), Bazin
speaks of a “sobriété mathématique (mathematical (p.174) austerity)”: “Chasse
à l’homme,” Parisien Libéré 1487 (25 June 1949). Bazin’s discussion of suspense
as an aspect of modernity brings together the policier and neorealism. In his
negative review of Alex Joffé’s Les Fanatiques (A Bomb for a Dictator, 1957) in
France Observateur 392 (14 November 1957), he states: “Naturellement, ce
genre de scénario doit compenser ou étayer le côté en quelque sorte
géométrique et déterminé de ces structures policières par un contrepoint
d’incidents réalistes qui ont pour double fonction de faire entrer la vie dans la
mécanique et de mettre celle-ci en péril en bloquant les rouages. C’est par là
que le néo-réalisme pouvait renouveler le suspense.” (Naturally, this type of
scenario must compensate for the somewhat specific geometric side of these
policier structures with a counterpoint of realistic incidents that have a dual
function of bringing life to the engine and also endangering it by jamming the
gears. Thus neorealism can revive the suspense.)
(5.) André Bazin, “La cybernétique d’André Cayatte,” in Qu’est-ce que le cinéma?
III: Cinéma et sociologie (Paris: Éditions du Cerf, 1960), 169–176.
(7.) André Bazin, “The Myth of Total Cinema,” in What Is Cinema? vol. 1, trans.
Hugh Gray (Berkeley: University of California Press, 2004), 22. This is an extract
of an essay originally published in Critique 6 (1 November 1946).
(8.) Tom Gunning, “The Cinema of Attraction[s]: Early Film, Its Spectator and
the Avant-Garde,” Wide Angle 8:3–4 (Fall 1986), 381–386.
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Notes
(9.) André Bazin, “De la politique des auteurs,” Cahiers du Cinéma 70 (1 April
1957): “le résultat mille fois plus hasardeux encore en cinéma qu’en peinture ou
en litérature.”
(12.) Bazin, “Le monde du silence,” in Qu’est-ce que le cinéma? I, 59–64. See
also “Le monde du silence: À quoi rêvent les poissons?,” Parisien Libéré 3558 (17
February 1956), and “Le monde du silence: Icare sous-marin,” Radio Cinéma
Télévision 319 (February 1956).
(13.) Bazin, “Le monde du silence,” 59–60: “la beauté de ces images relève d’un
magnétisme bien plus puissant et qui polarise toute notre conscience [ . . . ] nous
ne sommes qu’un grain abandonné avec quelques autres sur la plage océane.”
(14.) André Bazin, “Entomology of the Pin-Up Girl,” in What Is Cinema? vol. 2,
158.
(15.) Henri Bergson, Creative Evolution (1907), trans. Arthur Mitchell (Mineola,
NY: Dover Publications, 1998), 132–133.
(16.) André Bazin, “Le nouveau style américain: Le cinéma est-il majeur?,” Écran
Français 60 (21 August 1946).
(17.) André Bazin, “Quand les microbes jouent les vedettes,” Parisien Libéré 953
(10 October 1947).
(p.175)
(18.) Bazin, “Le monde du silence,” 60: “Cette libération des chaines terrestres
est aussi bien symbolisée au fond par le poisson que par l’oiseau, mais
traditionnellement, [ . . . ] le rêve de l’homme ne se déployait guère que dans
l’Azur. Sec, solaire, aérien. [ . . . ] C’est finalement la science plus forte que notre
imagination qui devait, en révélant à l’homme ses virtualités de poisson, réaliser
le vieux mythe du vol, bien davantage satisfait par le scaphandrier autonome
[ . . . ] pour se trouver non plus dans la situation fugace et périlleuse du
plongeur, mais dans celle de Neptune, maître et habitant de l’eau. L’homme enfin
volait avec ses bras!”
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Notes
(19.) Bazin, “Le monde du silence,” 60: “L’homme . . . est un animal marin qui
porte sa mer à l’intérieur.”
(21.) Andrew C. Papanicolaou and Pete A. Y. Gunter, eds., Bergson and Modern
Thought: Towards a Unified Science, Models of Scientific Thought, vol. 3
(London: Harwood Academic Publishers, 1987), 11.
(22.) No wonder Albert Einstein shows great respect for poet Paul Valéry.
Valéry’s admiration for Mallarmé rests on the poem “A Throw of Dice Will Never
Abolish Chance” (1897), which is a linguistic attempt to erase chance from
language. See André Bazin on Einstein, in “Au carrefour du siècle,” Parisien
Libéré 1322 (15 December 1948). Contingency is a crucial aspect of Bazin’s film
theory; for example, see “De la politique des auteurs”: “le résultat mille fois plus
hasardeux encore en cinéma qu’en peinture ou en litérature.”
(23.) André Bazin, “Portrait d’un assassin: Un bon cadre,” Écran Français 230
(28 November 1949). In this article, Bazin quotes Jean Renoir as saying:
“Einstein et Oppenheimer travaillent à Princeton dans la plus complète
indifférence à l’utilisation de leurs travaux scientifiques comme ils le pourraient
faire à Florence ou à Paris.” (At Princeton, Einstein and Oppenheimer work with
complete indifference to the use of their scientific labors, just as they might in
Florence or Paris.)
(24.) André Bazin, “Le journal d’un cure de campagne and the Stylistics of
Robert Bresson,” What Is Cinema? vol. 1, 142.
(25.) On time as clock, see Henri Bergson, Time and Free Will: An Essay on the
Immediate Data of Consciousness (1889), trans. F. I. Pogson (Mineola, NY: Dover,
2001), 109.
(26.) The five Platonic solids are the tetrahedron, octahedron, cube,
icosahedron, and dodecahedron. On Euclid and Plato, see Mario Livio, The
Golden Ratio: The Story of PHI, the World’s Most Astonishing Number (New
York, NY: Broadway Books, 2003).
(27.) Bazin, “La cybernétique d’André Cayatte,” 174–175: “Les tiers et leur
comportement sont la résultante d’un quadrilatère des forces, dont la branche
longue serait l’époque, la societé, le milieu, la conjoncture historique, et la
branche courte la mode d’éducation familiale. [ . . . ] il s’agit toujours de
ramener le réel à une organisation intelligible et sans mystère, animée par le
ressort de la logique et régularisée par le balancier du pour et du contre.”
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Notes
(28.) Bazin, “La cybernétique d’André Cayatte,” 176: “Or ce qui distingue le réel
de l’abstraction, l’événement de l’idée, le personnage vraisemblable d’une
simple équation
(p.176)
psychologique, c’est la frange de mystère et d’ambiguité qui résiste à toute
analyse. [ . . . ] En d’autres termes, l’abstraction n’est légitime au cinéma que
dans les modes de récits qui la désignent comme telle. . . . André Cayatte nous
propose un univers juridique et mécaniste peuplé d’automates. Nous attendons
la révolte des robots.”
(29.) Bazin, “The Ontology of the Photographic Image,” in What Is Cinema? vol.
1, 13. In discussing director and actor So Yamamura’s Les bateaux de l’enfer
(Kanikôsen / The Crab Cannery Ships, 1953), reviewed in “Les bateaux de
l’enfer,” Parisien Libéré 3870 (19 February 1957), Bazin returns to his metaphor
of the snowflake for each photographic negative and sets it in contrast to
Eisenstein’s emphasis on collective events: “Eisenstein . . . ne voyait les
événements que dans leur réalité collective: le crystal de neige ne compte guère
pour lui au prix de l’avalanche.”
(30.) Sanford Kwinter, Architectures of Time (Cambridge, MA: MIT Press, 2001),
27–28.
(31.) André Bazin, “Du réalisme dans les films policiers,” France Observateur
259 (28 April 1955). See also André Bazin, “On ne meurt pas comme ça,” Écran
Français 54 (7 September 1946), and “Le film policier n’est pas un genre mais
obéit à une loi: la logique (1–2),” Radio Cinéma Télévision 91 (11 October 1951).
(32.) André Bazin, “La police est photogénique dans [La Dernière Rafale],”
Parisien Libéré 1509 (21 July 1949): “Il n’y a plus depuis longtemps dans le film
américain de vrais et de faux [?], seulement des formes identiques issues de la
même matrice platonicienne.”
(33.) André Bazin, “ ‘M’ le maudit ‘Remade’ in Hollywood,” Parisien Libéré 2309
(15 February 1952): “on ne nous a pas épergné le coup inévitable de la
psychanalyse et du complex d’Oedipe mal liquidé. Hollywood a décidément bien
peur du mystère. Mais il n’y a point de poésie sans mystère.”
(34.) André Bazin, “La grande horloge,”, Parisien Libéré 1439 (28 June 1949):
“une mécanique bien montée, mais . . . le mouvement d’horlogerie invisible et
silencieux qui entraine implacablement la mise-en-scène compte parmi ce qu’on
peut faire de mieux dans le genre.”
(35.) André Bazin, “Le style c’est le genre,” Cahiers du Cinéma 43 (1 January
1955): “L’intérêt essentiel est centré sur l’algèbre policière, [ . . . ] c’est comme
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Notes
si un autre film renaissait de cette révélation.” (The major interest is the police
investigation. [ . . . ] it is as if another film grows out of this one’s resolution.)
(36.) Bazin, “Le style c’est le genre”: “La catharsis est totale parce que l’art
dépensé dans le film n’est ni au-dela ni en deçà de son sujet. Le genre est
accompli à la perfection et c’est cette perfection, l’absence totale de reste
dramatique, qui défend l’esprit après l’avoir si rudement secoué. . . . Chaque
genre, fût-ce le plus modeste, comme le policier ou le vaudeville, a sa noblesse
et engendre sa catharsis dès l’instant qu’il est un genre vrai, c’est-à-dire qu’il a
son style propre et que ce style est exactement accompli.”
(37.) Pierre Boileau and Thomas Narcejac, Celle qui n’était plus (Paris: Denoël,
1952).
(40.) Bazin comments on the “stylized realism” of Story of a Love Affair in this
review: “Chronique d’un amour,” Parisien Liberé 2163 (28 August 1951).
(p.177)
(41.) On this point, see André Bazin, “The House of Wax: Scare Me . . . in
Depth!,” in André Bazin’s New Media, ed. and trans. Dudley Andrew (Oakland:
University of California Press, 2014), 251–253.
(42.) Bazin, “Du réalisme dans les films policiers,”: “L’exactitude documentaire,
cautionnant le mythe, renforce sa crédibilité et entretient la confusion utile avec
la réalité auquelle il se substitue.”
(43.) André Bazin, “Colline 24,” Parisien Libéré 3307 (29 April 1955):
“extraordinaire sentiment de véracité que procure la séquence du cambriolage
traitée comme un documentaire chirurgical.”
(44.) On Dassin’s Rififi as an example of pure cinema, see André Bazin, “Du Rififi
chez les hommes,” Parisien Libéré 3295 (15 April 1955).
(45.) André Bazin, “Colline 24”: “ce reportage reconstitué est à la fois exacte et
périmé. La technique qu’il décrit a été utilisée.”
(46.) André Bazin, “Du Rififi chez les hommes,” Parisien Libéré 3295 (15 April
1955): “J’aime l’admirable finale du retour de Jean Servais, agonisant au volant
de sa voiture, uniquement soucieux après tant de vaines tueries de ramener à sa
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Notes
(47.) André Bazin, “Note sur De Sica,” Cahiers du Cinéma 33 (1 March 1954);
André Bazin, “Un film miraculeux: Miracle à Milan,” Parisien Libéré 2238 (24
November 1951); André Bazin, “Miracle à Milan: Cinéma, poésie, justice, et
charité,” Radio Cinéma Télévision 98 (2 December 1951); André Bazin, “Un film
de De Sica: Miracle à Milan,” France Observateur 82 (6 December 1951): “Totò
urbaniste baptise les rues et les places 4 fois 4 font 16, 9 fois 9 font 81, parce
que ces froids symboles mathématiques sont plus beaux pour lui que des noms
mythologiques.”
(48.) On the novel, published by Bompiani in 1943, and on the ban of the film
Miracle in Milan in the Soviet Union, see Dario Tomasi, “Vittorio De Sica and
Cesare Zavattini, verso la svolta,” in Storia del Cinema Italiano 1949–1953, ed.
Luciano De Giusti (Venice: Marsilio, 2003); see also Franco Pecori, Vittorio De
Sica (Florence: La Nuova Italia, 1980).
(51.) Andre Bazin, “An Aesthetic of Reality,” in What Is Cinema? vol. 2, 21.
(54.) André Bazin, “De Sica: Metteur en scène,” in What Is Cinema? vol. 2, 64–
66.
(p.178)
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(68.) An asymptote is a line that the curve of a function tends toward as the
independent variable of the curve approaches some limit (usually infinity).
(69.) André Bazin, “Umberto D: A great work,” in What Is Cinema? vol. 2, 82.
(73.) Henri Bergson, “The Life and Work of Ravaisson,” in The Creative Mind,
trans. Mabelle L. Audison (Mineola, NY: Dover, 2007), 195.
(76.) Bazin, “The Stylistics of Robert Bresson,” 134. Other references to Faraday
can be found in Bazin’s review of René Clement’s Gervaise (1956): “Gervaise de
René Clement,” Éducation Nationale 25 (4 October 1956), and in his review of
Carol Reed’s The Third Man (1947): “La soif du mal,” France Observateur 422 (4
June 1958).
Chapter 4
(1.) Régis Debray, Dieu, un itinéraire: Matériaux pour l’histoire de l’Éternel en
Occident (Paris: Éditions Odile Jacobs, 2001).
(2.) André Bazin, “Le troisième homme,” Parisien Libéré 1588 (21 October 1949).
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Notes
(4.) Leslie Diana Sawchenko, “The Concept of the Person: The Contributions of
Gabriel Marcel and Emmanuel Mounier to the Philosophy of Paul Ricoeur” (MA
thesis, Department of Religious Studies, University of Calgary, Alberta, 2013),
48.
(6.) In this study, I do not deal with Bazin and censorship, but the Yale André
Bazin Archive warrants further examination on this topic. See, for example, “Le
Vatican: L’Humanité et la censure,” France Observateur 302 (23 February 1956).
Interestingly, as far as the intersection of cinema and religion is concerned,
Bazin saw Ingmar Bergman’s The Seventh Seal (1957) and, in regard to its
mysticism, he
(p.179)
declared, “I was bored.” “Le jeu des pronostics a commencé,” Parisien Libéré
3944 (17 May 1957).
(10.) André Bazin, “Cinéma et théologie,” Esprit 176:2 (February 1951), 237–
245: “Comme le cinéma tient déjà en lui-même du miracle, il était tout indiqué
pour faire pleuvoir les roses sur la terre et jaillir les sources du sable
aride” (238).
(11.) André Bazin, “La fille des marais,” Radio Cinéma Télévision 68 (6 May
1951): “Ces êtres sont ce qu’ils sont, et s’ils sont, de surcroit, les signes de la
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(12.) André Bazin, “Lourdes et ses miracles,” Parisien Libéré 3483 (22 November
1955); André Bazin, “ Lourdes et ses miracles,” France Observateur 289 (24
November 1955).
(13.) Sarah Wilson, “Catholics, Communists and Art Sacré,” Yumpu, 5, accessed
January 10, 2018, http://www.yumpu.com/en/document/view/4025117.
(14.) Wilson, “Catholics, Communists and Art Sacré,” 6. See also Sarah Wilson,
“Art and Politics of the Left in France: 1935–1955” (PhD diss., Courtauld
Institute of Art, University of London, 1991).
(15.) Sarah Wilson, “Art and Politics of the Left in France: 1935–1955.”
(16.) John Hellman, Emmanuel Mounier and the New Catholic Left: 1930–1950
(Toronto: University of Toronto Press, 1981), 9.
(17.) Robert A. Ventresca, Soldier of Christ: The Life of Pope Pius the XII
(Cambridge, MA: Harvard University Press, 2013), 149.
(19.) Léon Poliakov, Bréviaire de la haine: Le III Reich et les juifs (Paris:
Calmann-Lévy, 1951).
(21.) Bazin, “Le ghetto concentrationnaire”: “Je doute que le réalisateur Radok
ait consciemment voulu le style de son film. [ . . . ] qu’il s’agit surtout d’un
regain d’influence peut-être individuel de l’esthétique expressioniste qui a
toujours été latent
(p.180)
sinon explicite dans le cinéma tcheque. L’étonnant c’est qu’ici les
caractéristiques les plus contestables de l’expressionisme retrouvent
paradoxalement une justification profonde, une virginité réaliste.”
(22.) André Bazin, “Ghetto Terenzin,” France Observateur 87 (10 January 1952):
“En sorte que l’on a, devant le film, le sentiment probablement justifié d’une
fidélité documentaire à sa réalité objective et mentale.”
(23.) Jiri Cieslar, “Living with the Long Journey: Alfred Radok’s Daleká cesta,”
Central European Review (CER) 9:20 (4 June 2001), http://www.ce-review.org/
01/20/kinoeye20_cieslar.html.
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Notes
(26.) Leo Goretti, “Irma Bandiera, Maria Goretti: Gender Role Models for
Communist Girls in Italy (1945–56),” Twentieth Century Communism 4:4 (May
2012), 14–37.
(27.) André Bazin, “Un saint ne l’est qu’après,” in Qu’est-ce que le cinéma? IV:
Une esthétique de la Réalité: Le néo-réalisme (Paris: Éditions du Cerf, 1962), 60:
“complètement subordonnée à la matière la plus modeste et la plus prosaïque.”
(29.) Bazin, “Un saint ne l’est qu’après,” 61: “Et ce martyre même, . . . . Un
quelconque crime passionel. . . . Il n’est pas un trait de ce crime qui ne souffre
une explication naturelle. La résistance de la fille peut n’être qu’une pudeur
physiologique exacerbée, un réflexe de petite bête qui a peur.”
(30.) Bazin, “Un saint ne l’est qu’après,” 63: “cette vie de saint ait déçu, du
moins en France, plus encore les chrétiens que les incroyants. [ . . . ] Mais c’est
justement le mérite de Genina d’avoir fait une hagiographie qui ne prouve rien
et surtout pas la sainteté de la sainte . . . de la considérer autrement que de
l’extérieur et comme la manifestation ambiguë d’un fait spiritual rigoureusement
indémontrable.”
(31.) Bazin, “Un saint ne l’est qu’après,” 64: “Ce n’est pas, ce ne doit pas être
une sainte que nous voyons vivre, mais la petite paysanne Maria Goretti. Les
objectifs ne sont pas les yeux de la foi; le micro n’aurait pas pu enregistrer les
Voix de Jeanne d’Arc.”
(32.) Bazin, “Un saint ne l’est qu’après,” 63: “un saint n’existe pas au présent,
seulement un être qui le devient et qui d’ailleurs jusqu’à sa mort risque de se
damner.”
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Notes
(34.) Bazin, “Il Bidone ou le salut en question,” 130: “leurs actes ne les jugent
pas plus objectivement que subjectivement par le mal ou le bien qu’ils opèrent
ou la pureté des intentions. La pureté de l’être se situe plus profondément, elle
se définit essentiellement pour Fellini par la transparence ou l’opacité de l’âme,
ou encore, si l’ont veut, une certaine perméabilité à la grâce. [ . . . ] La
conversation avec la fillette paralytique . . . a introduit en même temps le trouble
dans son âme, elle lui a fait apercevoir non pas tant le mensonge accidentel des
ses actes, que l’imposture essentielle de sa vie.”
(35.) Bazin, “Il Bidone ou le salut en question,” 132: “les événements ne sont
jamais en effet, chez Fellini, que les instruments combien accidentels du
tâtonnement des âmes.”
(36.) André Bazin, “Il Bidone après La Strada,” Parisien Libéré 3572 (5 March
1956): “Mais, à la différence de Gelsomina, du Fou, et de Zampanò, son héros
est trop loin de l’esprit d’enfance pour se frayer la voie vers la Lumière. Il
mourra, tâtonnant encore dans l’ignorance de son âme.”
(39.) Bazin, “Il Bidone ou le salut en question,” 130: “Ainsi, pouvons-nous croire
Augusto sauvé, comme Zampanò.”
(40.) Bazin, “Il Bidone après La Strada”: “La Strada est l’histoire de deux
pauvres êtres disgraciés dans leur corps et dans leur intelligence, mais dont
l’amour, . . . , finit par révéler à eux-mêmes l’âme et son destin.”
(41.) On Chaplin’s miming mimesis like no one else, see André Bazin, “Si Charlot
ne meure . . . .” Cahiers du Cinéma 17 (November 1952), 2–5: “l’inimitable
imitation de Charlot.”
(42.) André Bazin, “La Strada: Le chemin de la poésie,” Parisien Libéré 3270 (17
March 1955).
(43.) André Bazin, “La Strada,” in Qu’est-ce que le cinéma? IV, 124: “L’écran se
borne à nous montrer la roulotte mieux et plus objectivement que ne pouvait le
faire le peintre ou le romancier. Je ne dirai pas que la caméra l’a tout platement
photographiéê, le mot même de photographie serait de trop, elle nous la montre
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Notes
(44.) Bazin, “La Strada,” 124: “qui ne triche pas avec la réalité.”
(48.) Bazin, “La Strada: Le chemin de la poésie”: “Son interprétation qui évoque
d’abord évidemment Charlot, apparait une seconde vision beaucoup plus
personelle . . .
(p.182)
l’inoubliable visage de Gelsomina.” On the similarities and differences between
Chaplin and Masina, see Schoonover, “Histrionic Gestures.”
(49.) André Bazin, “ . . . et le dernier Fellini,” France Observateur 366 (16 May
1957): “Quant à Julietta [sic] Masina, son interprétation n’était pas ce que je
préférais dans La Strada. Ses progrès m’ont paru ici incroyables. Cette fois, son
interprétation remplit pleinement le personage et le personage remplit le film.”
(57.) Angela Dalle Vacche, “Directing Children on Screen: The Problem of Self-
Consciousness,” in François Truffaut, eds. Dudley Andrew and Anne Gillain
(Oxford: Blackwell, 2012), 403–419.
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Notes
(60.) The Criterion DVD of Nights of Cabiria has a special feature on this
character.
(61.) André Bazin, “Les nuits de Cabiria,” Parisien Libéré 4073 (16 October
1957): “Cabiria petite soeur spirituelle du Poverello d’Assisi.”
(62.) Bazin, “Cabiria: The Voyage to the End of Neorealism,” in What Is Cinema?
vol. 2, 84, footnote.
(64.) André Bazin, “Le 7eme art tel qu’on l’écrit: Avant-garde et mysticisme au
cinéma” Parisien Libéré 2807 (23 September 1953): “qui ne réduise pas la
religion à une simple propagande morale ou sociale, et le cinéma au rang de son
instrument.”
(65.) André Bazin and Jacques Doniol-Valcroze, “Notes sur Cannes,” Cahiers du
Cinéma 34 (April 1954), 30–38.
(67.) André Bazin, “Lola Montès,” Éducation Nationale 4 (26 January 1956):
“Mais Ophuls est . . . un cinéaste baroque. Non seulement par sa prédilection
fétishiste pour les angelots de bois doré et le pseudoréalisme tourmenté du style
Jésuite mais, plus sérieusement, pour sa façon d’exprimer l’essentiel par la
prolifération de l’accessoire.”
(68.) André Bazin, “Des cailloux du Petit Poucet au chemin de la vie: L’enfance et
le cinéma,” Écran Français 233 (19 December 1949): “Ce n’est pas un hasard si
les innombrables enfants de Jésus de la renaissance italienne ne sont tout que
petits mômes échappés de Lilliput. Petits hommes déjà tout armés de sourires,
de clin d’oeil et d’intelligence (des Shirley Temple avant la lettre).”
(69.) André Bazin, “Le metteur-en-scène Max Ophuls est mort,” Parisien Libéré
3901 (27 March 1957): “Spirituellement de l’Autriche c’était sans doute une
prédilection pour le style baroque, lequel ne se manifeste pas seulement par de
vols d’angelots joufflus
(p.183)
jusque dans les églises normandes du Plaisir, mais de façon plus profonde dans
le style même de sa mise-en-scène.”
(70.) Bazin, “Lola Montès”: “choisit sciemment l’Enfer parce qu’il est dans son
personage! Peut-être aussi, après tout, parce qu’elle aime le Diable et qu’il le lui
rend bien. N’allons donc pas la plaindre. Au demeurant je parle de métaphore
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Notes
(73.) Dudley Andrew, Film in the Aura of Art (Princeton, NJ: Princeton University
Press, 1984), 106.
(76.) Bazin, “Cinéma et théologie,” 47: “On ne sait par quel miracle le
grasseyement aristocratique et légèrement méridional de Fresnay arrive à se
muer ici en un parler rocailleux, une sorte d’aboiement de l’âme.”
(78.) Bazin, “Cinéma et théologie,” 241: “la régularisation d’une union libre.”
(80.) Bazin, “Cinéma et théologie,” 243: “Ce ne sont en effet que de petits
morceaux de pain. Mais le spectateur le plus mécréant aura le souffle coupé par
l’horreur du geste.”
(82.) André Bazin, “Le journal d’un curé de campagne and the Stylistics of
Robert Bresson,” in What Is Cinema? vol. 1, 125–143.
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Notes
(85.) On this film, see Raymond Durgnat, “Bresson and Bazin: Two Strains of
Christian Realism?,” in Robert Bresson, ed. James Quandt (Toronto:
Cinematheque of Ontario, 2011), 419–428.
(86.) Noa Steimatsky, The Face on Film (New York: Oxford University Press,
2017), 235–257.
(p.184)
(88.) On The Passion of Joan of Arc (1928), see David Bordwell, The Films of Carl-
Theodor Dreyer (Berkeley: University of California Press, 1981), 66–95.
(92.) Tony Pipolo, Robert Bresson: A Passion for Film (New York: Oxford
University Press, 2010), 84.
(95.) On Gabriel Marcel’s creative fidelity, see Sawchenko, “The Concept of the
Person.”
(96.) Arne Melberg, “Repetition (in the Kierkegaardian Sense of the Term),”
Diacritics 20:3 (Fall 1990), 71–87.
(99.) Melberg, “Repetition (in the Kierkegaardian Sense of the Term),” 73.
(100.) Melberg, “Repetition (in the Kierkegaardian Sense of the Term),” 74.
(101.) On Bresson’s screen at the end of Le journal, powerful insights come from
Seung-Hoon Jeong, “Multiple Indexicality and Multiple Realism in André Bazin,”
The Major Realist Film Theorists: A Critical Anthology, ed. Ian Aitken
(Edinburgh: University of Edinburgh Press, 2016), 94–109.
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Notes
Chapter 5
(1.) Edgar Morin, The Cinema, or The Imaginary Man, trans. Lorraine Mortimer
(Minneapolis: University of Minnesota Press, 2005). See also Edgar Morin,
l’homme et la mort dans l’histoire (Paris: Corea, 1951).
(4.) On Edgar Morin, see Dudley Andrew, “Edgar Morin,” in The Routledge
Companion to Philosophy and Film (New York: Routledge, 2009), 408–421.
(5.) Lucien Lévy-Bruhl, The “Soul” of the Primitive (New York: Macmillan, 1928).
(6.) André Bazin was well aware of Jean Epstein’s films and writings on the
cinema. He writes: “Le seul moment où nous avons senti cette année souffler
l’esprit du cinéma fut la retrospective Epstein, non pas tant à cause des
fragments de films présentés par Henri Langlois, que de la ferveur, de la piété
des allocutions de Jean Cocteau, Abel Gance, Charles Spaak et Jean
Dreville” (“Pour un festival à trois dimensions,” Cahiers du Cinéma 23 [May
1953]). Bazin also uses Epstein’s term photogénie, see “Bilan d’un festival,”
Écran Français 106 (8 July 1947): “photogénie de ses paysages et de ses
interprètes.”
(p.185)
(7.) On Louis Delluc’s photogénie, see Richard Abel, French Cinema: The First
Wave 1915–1929 (Princeton, NJ: Princeton University Press, 1984), 95.
(9.) André Bazin, “L’intelligence des objets,” France Observateur 271 (21 July
1955): “la poésie de l’objet est la véritable matière du film.”
(10.) André Bazin, “Naissance de la couleur,” Parisien Libéré 2262 (21 December
1951).
(11.) André Bazin, “Bus Stop, de Joshua Logan,” France Observateur 338 (1
November 1956): “L’efficacité purement cinématographique demeurent pour eux
l’alpha et l’oméga.”
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Notes
(12.) Gilles Deleuze, The Time-Image (1985), trans. Hugh Tomlinson and Robert
Galeta (Minneapolis: University of Minnesota Press, 1989).
(14.) Amédée Ayfre, Conversion aux images? (Paris: Éditions du Cerf, 1964).
(16.) André Bazin, “Un musée des ombres: Magie blanche, magie noir,” Écran
Français 182 (21 December 1948): “l’arbre de science de la photographie.”
(17.) André Bazin, “Les églises romanes de Saintonge: Projet de film d’ André
Bazin,” Cahiers du Cinéma 100 (October 1959), 55–61. Bazin’s piece was
published posthumously.
(18.) Even though his preference for the Romanesque is unique, André Bazin is
not the first to relate the Middle Ages to the cinema. For example, Élie Faure,
inspired by Erwin Panofsky, compares a film’s complex organization to a
medieval cathedral. On this point, see Eva Kuhn, “La cinéplastique d’Élie Faure
ou du cinéma et de la plasticité des arts,” Regards Croisés 5 (2016), 62–73;
Muriel van Vliet, “L’esprit des formes est un—Élie Faure: Pour une estétique
révolutionnaire,” Regards Croisés 5 (2016), 74–85.
(19.) Dudley Andrew, André Bazin, rev. ed. (New York: Oxford University Press,
2013), 204.
(20.) André Bazin, “Le salaire du péché,” France Observateur 347 (31 January
1957).
(21.) Sarah Wilson, “Art and Politics of the Left in France: 1935–1955” (PhD
diss., Courtauld Institute of Art, University of London, 1991), 3. See also Romy
Golan, Modernity and Nostalgia: Art and Politics in France between the Wars
(New Haven, CT, and London: Yale University Press, 1995); Michele Cone,
French Modernisms: Perspectives on Art before, during, and after Vichy
(Cambridge: Cambridge University Press, 2001).
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Notes
Visible Culture: An Electronic Journal for Visual Studies 3 (Winter 2001). http://
www.rochester.edu/in_visible_culture/issue3/molotiu.htm.
(p.186)
(25.) For a cinematic overview of the French regional landscapes, see André
Bazin, “Le Tour de France du cinéma,” Écran Français 209 (27 June 1949).
(28.) For Bazin, the early medieval church of Torcello is comparable to the
humble but resilient atmosphere of a small church in Saintonge: “J’aimerais
mieux vous parler d’une admirable excursion à Torcello, ville morte de la lagune,
ou subsiste, au milieu des marécages, une prodigieuse basilique du XII siècle et
qui tire de cette solitude bouleversante une pureté austère qu’on cherche en
vain dans Venise.” (“La France est très bien placée au Festival de Venise,”
Parisien Libéré 1543 [30 August 1949]).
(31.) Bazin, “Les églises romanes de Saintonge,” 59: “Endormies dans les
villages depuis des siècles, mais non point mortes, elles se sont laissé investir et
comme absorber par la vie d’alentour et jusqu’à la vie végétale. Nombreuses
sont les églises envahies de verdure, si même elles n’en sont pas absolument
pénétrées comme cette chapelle de Saint Ouen dont les pierres ne tiennent plus
que par les racines de lierre et de la vigne vierge.”
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Notes
(32.) Bazin compares the literary adaptations of Pierre Bost and Jean Aurenche
to Viollet-le-Duc’s philosophy of restoration.
(33.) André Bazin, “Les nuits de Cabiria: L’herbe folle de l’espérance,” Parisien
Libéré 4073 (16 October 1957).
(35.) Bazin, “Les églises romanes de Saintonge,” 60: “où les poules couvent dans
les niches des saints, où les arcs polylobes aveuglés de grillage pour servir de
poulailler, où le bois est entreposé dans les magnifiques absidioles en cul de
four, où la salle capitulaire est devenue la grange à foin, cependent que d’un
chapiteau à l’autre les haricots achèvent de sécher sur des fils de fer.”
(36.) E-mail from Ludovic Cortade, March 20, 2009. See also Louis Réau,
Iconographie de l’art chrétien (Paris: Presses Universitaires de France, 1955).
On the connections among Louis Réau, Emile Mâle, and Henri Focillon, see A.
Frolow, “Revue de Louis (p.187) Réau. Iconographie de l’art chretien,” Revue
de l’Histoire de Religions 50:2 (1956), 229–232.
(37.) Universalism argues that human beings share the features of art, thought,
and language, whereas nominalism denies the existence of all universals and
abstract features. On universalism, see Bazin, “Le Tour de France du cinéma” :
“L’immense audience du cinéma exige que le singulier y prenne valeur
d’universalité simple et directe.” See also André Bazin, “Le langage de notre
temps,” in Regards neufs sur le cinéma (Paris: Peuple et Culture, 1954).
(38.) Bazin, “Les églises romanes de Saintonge,” 58: “Cette étrange figure de
grand’goule diabolique, dévoreur de colonne, . . . où le marquis de Chasseloup-
Laubat estime avec vraisemblance reconnaître un avatar du T’ao T’ie, le glouton
chinois. Ça n’est donc pas seulement l’Arabie . . . et le Proche-Orient par les
Croisades, les manuscrits, les ivoires et les tissus, mais à travers l’ Orient,
l’Extrème Orient même.”
(39.) André Bazin, “L’auteur de la Grande Illusion n’a pas perdu confiance dans la
liberté de création,” Écran Français 230 (28 November 1949). On the Middle
Ages and the cinema, see also André Bazin, “Peut-on s’intéresser au cinéma? ”
Misc B: Bulletin Intérieur: Maison des Lettres, December 1, 1942: “la diffusion
du cinéma est le plus grand fait esthético-social qui se soit produit depuis le
moyen-age. [ . . . ] Nous sommes à l’aurore d’une sorte de technocratie
artistique comparable à celle du monde gréco-latin ou chrétien quand, au moyen
âge, un théologien renommé professait indifféremment (et au grés des facilités
qu’on lui offrait) à Gand, Francfort, à Paris ou à Pérouse.”
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Notes
(40.) André Bazin, “Livres de cinéma: Amédée Ayfre, Dieu au cinéma,” Cahiers
du Cinéma 25 (7 July 1953): “J’aurais choisi, je crois, au début du Chemin du
Ciel, ce curieux travelling latéral le long d’une muraille percée d’ouvertures à
grilles, derrière lesquelles on suit la marche hésitante d’un homme qui, avec une
lanterne, cherche à reconnaître sur le mur opposé, à travers une suite de
peintures naïvement religieuses, les traces de Dieu.” See also Mélisande
Leventopoulos, “D’André Bazin à Amédée Ayfre: La circulation du Personnalisme
dans la cinéphilie chrétienne,” COnTEXTES 12 (20 September 2012), http://
journals.openedition.org/contextes/5513; on Catholicism and the cinema, see
also Mélisande Leventopoulus, “Une église moderne en images: La cause
cinématographique du Père Raymond Pichard (1947–1954),” 1895 63 (Spring
2011), 70–89. Père Raymond Pichard produced Georges Rouquier’s Lourdes et
ses miracles (1955). For a thorough overview of Catholic cinephilia, see
Mélisande Leventopoulos, Les catholiques et le cinéma: La construction d’un
regard critique (France 1895–1958) (Rennes: Presses Universitaires de Rennes,
2015).
(41.) André Bazin, “Theatre and Cinema, Part Two,” in What Is Cinema? vol. 1,
107.
(42.) Lucien Goldmann, The Hidden God: A Study of Tragic Vision in the Pensées
of Pascal and the Tragedies of Racine (1964), trans. Philip Thody (London and
New York: Verso, 2016).
(43.) Bazin, “Les églises romanes de Saintonge,” 61: “Mais quelque chose même
de ces harmonies, ou du moins de la matière de cette pierre, pourra passer dans
le noir et le blanc. Je pense notamment à la façon dont elle s’est laissée ronger,
durcissant par place,
(p.188)
tombant à d’autres en poussière et superposant ainsi curieusement au
grouillement de la sculpture originale les entrelacs hasardeux de l’usure et du
vent.”
(44.) Bazin, “Les églises romanes de Saintonge,” 55: “Nulle part en France, l’art
roman n’a connu plus de séduction.”
(46.) Tom Levin, “Iconology at the Movies: Panofsky’s Film Theory,” in Angela
Dalle Vacche, ed., The Visual Turn: Film Theory and Art History (Brunswick, NJ:
Rutgers, 2002), 85–114.
(47.) Christophe Gauthier, “Une branche nouvelle sur l’arbre des formes?
Focillon, Élie Faure et le cinéma,” in Histoire du cinéma, problématique des
sources, eds. Irene Bessier and Jean Gili (Paris: INHA-Université de Paris1-
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Notes
(48.) Tom Conley, “Evolution and Event in Qu’est-ce que le cinéma?,” in Opening
Bazin, ed. Dudley Andrew with Hervé Joubert-Laurencin (New York: Oxford
University Press, 2011, 32–41. See also Henri Focillon, The Life of Forms, trans.
George Kubler (Cambridge, MA: MIT Press, 1992).
(49.) The word “radiating” appears in André Bazin, “La vie passionée de Vincent
van Gogh,” L’Éducation Nationale 6 (February 1957): “mais de nous faire
approcher au plus près de ce point d’incandescence spirituelle où la
transmutation nous sera rendu sensible par son rayonnement” (Emphasis mine).
(51.) André Bazin, “André Gide,” France Observateur 96 (13 March 1952): “La
première émotion esthétique due au cinéma est bien celle qui faisait s’écrier aux
spectateurs du Grand Café ‘les feuilles bougent!’ Gide vit et ce simple spectacle
nous comble.”
(52.) André Bazin, “Les enfants de l’amour,” France Observateur 185 (26
November 1953): “du vent nouveau qu’il fait lever sur le cinéma. Tant que de
telles révélations seront possibles, le cinéma sera vivant.”
(53.) Obituary for André Bazin, Cahiers du Cinéma 90 (December 1958): “Il
[Bazin] a été le fil d’Ariane . . . sans lui la dispersion eut été la plus complète.”
(55.) Bazin, “Les églises romanes de Saintonge,” 58: “Aussi bien dans
l’architecture n’aurons nous garde d’oublier non plus les énigmatiques lanternes
des morts et surtout celle de Fénioux qui dresse, au milieu du champ où paissant
les moutons, sur un faisceau de colonettes, son petit clocher d’écailles.”
(56.) André Bazin, “Un condamné à mort s’est échappé ou le vent soufflé où il
veut,” Parisien Libéré 3791 (11 November 1956); André Bazin, “Un condamné à
mort s’est échappé,” Éducation Nationale 32 (November 1956).
(57.) Bazin’s breathing metaphor is important. On this point, see André Bazin,
“La cybernétique d’André Cayatte,” Cahiers du Cinéma 36 (1 June 1954); André
Bazin, “Le (p.189) toit,” Parisien Libéré 3800 (29 November 1956): “le souffle
humain du néoréalisme”; André Bazin, “The Quiet Man,” Parisien Libéré 2536 (8
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Notes
November,1952): “Le film est gonflé comme une voile au souffle d’une poésie
pleine de tendresse et d’humour.”
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Bibliography
Chapter 2 Art
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Dalle Vacche and Brian Price, 57–62. New York, NY: Routledge, 2006.
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version of “Ontologie de l’image photographique.” Confluences (1 January 1945).
“Le réalisme cinématographique et l’école italienne de la Libération.” Esprit 141 (1
January 1948).
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“Film d’Art: Quand Rubens et van Gogh font du cinéma.” Parisien Libéré 1474 (10
June 1949).
“Le cinéma et la peinture: Van Gogh.” La Revue du Cinéma 19:20 (Fall 1949).
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3 (1 June 1951).
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June 1951).
“Théâtre et Cinéma, II.” Esprit 180–181 (July–August 1951).
192 Bibliography
“La nuit est mon royaume.” Parisien Libéré 2228 (12 November 1951).
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“La vie passionnée de Vincent van Gogh.” Éducation Nationale 6 (2 July 1957).
“La vie passionnée de Vincent van Gogh: La peinture à l’huile.” Parisien Libéré 3855 (1
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Chapter 3 Science
“Sables de mort: Un admirable documentaire.” Écran Français 56 (24 July 1946).
“Le nouveau style américain: Le cinéma est- il majeur?” Écran Français 60 (21
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“On ne meurt pas comme ça.” Écran Français 54 (10 July 1946).
“Le cinéma en gondole.” Écran Français 115 (9 September 1947).
“Quand les microbes jouent les vedettes.” Parisien Libéré 953 (10 October 1947).
“Les secrets d’Orson Welles.” Écran Francais 169 (21 September 1948).
“Au carrefour du siècle.” Parisien Libéré 1322 (15 December 1948).
“Chasse à l’homme.” Parisien Libéré 1487 (25 June 1949).
“La grande horloge.” Parisien Libéré 1489 (21 July 1949).
“La police est photogénique.” Parisien Libéré 1509 (28 June 1949).
“Portrait d’un assassin: Un bon cadre.” Écran Français 230 (28 November 1949).
“Le journal d’un curé de campagne et la stylistique de Robert Bresson.” Cahiers du Cinéma
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“Chronique d’un amour.” Parisien Liberé 2163 (28 August 1951).
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“Un film miraculeux: Miracle à Milan.” Parisien Libéré 2238 (24 November 1951).
“Miracle à Milan: Cinéma, poésie, justice, et charité.” Radio Cinéma Télévision 498 (2
December 1951).
“Un film de De Sica: Miracle à Milan.” France Observateur 82 (6 December 1951).
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“‘M’ le maudit ‘Remade’ in Hollywood.” Parisien Libéré 2309 (15 February 1952).
“L’amour mène la danse. Il la mène bien.” Parisien Libéré 2341 (24 March 1952).
“Le style c’est le genre.” Cahiers du Cinéma 43 (1 January 1955).
“Note sur De Sica.” Cahiers du Cinéma 33 (1 March 1954)
“Du rififi chez les hommes.” Parisien Libéré 3295 (15 April 1955).
“Du réalisme dans les films policiers.” France Observateur 259 (28 April 1955).
“Colline 24.” Parisien Libéré 3307 (29 April 1955).
“Le monde du silence: À quoi rêvent les poissons?” Parisien Libéré 3558 (17
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“Le monde du silence: Icare sous-marin.” Radio Cinéma Télévision 319 (26 February 1956).
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Chapter 4 Religion
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Chapter 5 Epilogue
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Index of Names and Films
For the benefit of digital users, indexed terms that span two pages (e.g., 52–53) may, on
occasion, appear on only one of those pages.
Figures are indicated by f following the page number.
“À la recherche du temps perdu” Big Clock, The (Bazin), 70–71
(Bazin), 170n23 Boileau, Pierre, She Who Is No More, 72
Allegret, Marc, Avec André Gide, 162–63 Bost, Un recteur de Î’Ile de Sein, 131
“Amédée Ayfre, Dieu aucinéma,” 187n40 Bresson, Robert
André Bazin’s New Media (Andrew), 7, Diary of a Country Priest, 5, 50–51, 66,
147, 148 96, 133, 137–40
Andreotti, Giulio, 83 “Stylistics of Robert Bresson,The,”
Andrew, Dudley, André Bazin’s New 101, 133–41
Media, 7, 147, 148 Un condamné à mort s’est
Antonioni, Michelangelo, Story of a Love échappé, 164–65
Affair, 73–74 Bréviaire de la haine (Poliakov), 106
Aristarco, Guido, 83
Aurenche, Un recteur de Î’Ile de Sein, 131 Cameraman, The (Keaton), 19–20
Avec André Gide (Allegret), 162–63 Capellani, Albert, 149
Ayfre, Amédée, Dieu au cinéma, Germinal, 149
159, 187n40 Capra, Frank, Why We Fight, 102
Cartier-Bresson, Henri, 17, 18f
Balázs, Béla, 136 Castle, The (Kafka), 99
Bambi (Disney), 24 Cayatte, André, 55, 67–68
Bedroom in Arles (van Gogh), 40–41 “La cybernétique d’André Cayatte,”
Being and Time (Heidegger), 6 175–76n28
Bellon, Yannick, Paris 1900, 25–26 “Certain Tendency of the French Cinema,
Benjamin, Walter, 35 A” (Truffaut), 129
Bergman, Ingmar, The Seventh Seal, Chabrol, Claude, 1
178–79n6 Chandler, Raymond, 12
Bergson, Henri, 6, 36–37, 55–56 Chaplin, Charlie, 5
antiteleological sensibility, 62 City Lights, 123–24
Creative Evolution, 55–56, 64, 161 De Sica and, 120–21, 122–23
Duration and Simultaneity, 65 Gold-Rush, The, 120
stream of consciousness, 60–61 Kid, The, 121–22
Time and Free Will, 66 Pilgrim, The, 121
Berlinguer, Enrico, 108 Tramp character, 119–20, 121–22,
Bernanos, Georges, Diary of a Country 123, 127
Priest, 50, 66, 138–39 Chardin, Jean-Baptiste-Siméon, 21
Bicycle Thieves (De Sica), 79, 84, 85, 86, 88, Cielo sulla Palude (Genina), 101,
89–90, 93–94 109–12, 127
208 Index of Names and Films
Le chemin du ciel (Sjöberg), 159–60 Malle, Louis, The Silent World, 61–62, 63
Le cimetière marin (Valéry), 163 Mambo (Rossen), 124
“Le cinéma et la peinture” (Bazin), Man Escaped, A (Bresson), 164–65
31, 172n54 Marina, Giulietta, 5
“Le ghetto concentrationnaire” (Bazin), Mauriac, François, 66, 106
179–80n21 “Max Ophuls est mort” (Bazin), 182–83n69
“Le journal d’un curé de campagne and McLaren, Norman, 26–27, 28
the Stylistics of Robert Bresson” Melberg, Arne, 139–40
(Bazin), 49 Méliès, Georges, 101–2
Le monde du silence (Cousteau and Malle), Merleau-Ponty, Maurice, 6
61–62, 63 Michelson, Annette, 11, 168n20
“Le monde du silence” (Bazin), Minnelli, Vincente, Lust for Life, 44–45, 46,
174n10, 175n19 47–49, 50
Le sang d’un poète (Cocteau), 38–39 Miracle in Milan (De Sica and
Les batueax de l’enfer (Yamamura), 176n29 Zavattini), 77–81
“Les batueax de l’enfer” (Bazin), 176n29 Moana (Flaherty), 161
Les désastres de la guerre (Kast), 33 Monsieur Vincent (Cloche), 101, 112
Les diaboliques (Clouzot), 71–73 “Montage Interdit” (Bazin), 11–12
“Les églises romanes de Saintonge” Montgomery, Robert, Lady in the
(Bazin), 147–66, 150f, 186n29, Lake, 12–13
186n31, 186n35, 187n38, Morin, Edgar, 5, 142–43, 165
187–88n43, 188n55 Cinéma ou l’homme imaginaire,
Les Fanatiques (Joffé), 173–74n4 142, 184n1
“Les secrets d’Orson Welles” Mortimer, Lorraine, The Cinema, or The
(Bazin), 173n1 Imaginary Man, 142–43, 184n1
Lessing, Gotthold Ephraim, Moulin de la Galette (van Gogh), 46–47
Laocoön, 22–23 Mounier, Emmanuel, 8, 99–100, 105–6
“Le style c’est le genre” (Bazin), 176n36 Traité du caractère, 108
L’hippocampe femelle (Painlevé), 27–28 M remake (Losey), 69–70
“L’homme imaginaire et la fonction Murnau, F. W., 57
magique du cinéma” Sunrise, 110–11
(Bazin), 184n2 Mystery of Picasso, The (Clouzot), 49,
Life of Forms, The (Focillon), 161 50, 51–54
Lo Duca, Joseph-Marie, 1 “Myth of Total Cinema, The” (Bazin), 7,
“Lola Montès” (Bazin), 182n67, 183n70 59–60, 81
Lola Montès (Ophuls), 127–29
Long Journey, The (Radok), 100, 106–7 Nanook of the North (Flaherty), 161
Losey, Joseph (M remake), 69–70 Narcejac, Thomas, She Who Is No More, 72
Lourdes et ses miracles (Rouquier), “New American Style: Is the Cinema An
101, 103–4 Adult?” (Bazin), 62–63
Lumière Brothers, 101–2 Nights of Cabiria, The (Fellini), 5, 116,
Lust for Life 119–21, 123–27
Minnelli film, 44–45, 46, 47–49, 50 “Note sur De Sica” (Bazin), 177n47
Stone novel, 45
On Christian Doctrine (Saint Augustine, D.
M (Lang), 69–70 W. Robertson, translation), 160–61
Mâle, Émile, 160–61 “Ontologie de l’image photographique”
L’an 1000, l’art des sculpteurs (Bazin), 169n2
romans, 161 Ontologie et langage (Bazin), 168n20
Index of Names and Films 211
Third Man, The (Reed), 99 View of Paris from Vincent’s Room in the
Thourez, Maurice, 105 Rue Lepic (van Gogh), 46–47
Time and Free Will (Bergson), 66 Viollet-le-Duc, Eugène, 156
Tonnellier, Monsieur Le Chanoine (Paul), “Virtues and Limitations of Montage, The”
155, 186n30 (Bazin), 28–29
Totò il buono (Zavattini), 79 Visconti, Luchino, 83
“Towards Anthropomorphic Cinema” La Terra Trema, 109, 168n20
(Visconti), 168n20 “Towards Anthropomorphic
Traité du caractère (Mounier), 108 Cinema,” 168n20
Tramp, The (Chaplin), 119–20, 121–22, Visite à Picasso (Haesaerts), 52
123, 127 Vitruvian Man (Da Vinci), 22, 23f
Truffaut, François, 1, 127, 129–30, Von Stroheim, Erich, 57
131, 183n71
“Certain Tendency of the French Wagner, Richard, gesamtkunstwerk, 24
Cinema, A,” 129 Walt Disney animations
Bambi, 24
Umberto D (De Sica), 84, 87, 91–93, 113–14 Perri, 10
Un condamné à mort s’est échappé Watt, Harry, Where No Vultures
(Bresson), 164–65 Fly, 28–29
Un recteur de Î’Ile de Sein (Queffélec), 131 Welles, Orson, 22
“Un saint ne l’est qu’après” Citizen Kane, 6
(Bazin), 180n32 deep focus, 7, 57–58
What Is Cinema? (Bazin), 26–27, 162
Valéry, Paul, 101, 138–39 Where No Vultures Fly (Watt), 28–29
on Einstein, 175n22 White Mane (Lamorisse), 12
Le cimetière marin, 163 Why We Fight (Capra), 102
Vanel, Charles, 72 Wilder, Billy, Witness for the Prosecution,
Van Gogh (Resnais), 29, 30, 31, 33, 40–44, 173–74n4
45–47, 49 Wilson, Sarah, 104–5, 147–48
van Gogh, Vincent Witness for the Prosecution (Wilder),
Bedroom in Arles, 40–41 173–74n4
Moulin de la Galette, 46–47 Wollen, Peter, 17
Potato Eaters, The, 40, 50
Terrace in the Luxembourg Gardens, 46–47 Yamamura, Satoru, Les bateaux de
View of Paris from Vincent’s Room in the l’enfer, 176n29
Rue Lepic, 46–47
Védrès, Nicole, Paris 1900, 25–26 Zavattini, Cesare, 85
“Vie et mort de la surimpression” Totò il buono, 79
(Bazin), 179n9 Umberto D, 84, 87, 91–93, 113–14
Subject Index
For the benefit of digital users, indexed terms that span two pages (e.g., 52–53) may,
on occasion, appear on only one of those pages.
Figures are indicated by f following the page number.