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JOURNAL OF THE EXPERIMENTAL ANALYSIS OF BEHAVIOR 2000, 74, 127–146 NUMBER 1 (JULY)

EQUIVALENCE RELATIONS AND


THE REINFORCEMENT CONTINGENCY
M URRAY S IDMAN
NEW ENGLAND CENTER FOR CHILDREN

Where do equivalence relations come from? One possible answer is that they arise directly from the
reinforcement contingency. That is to say, a reinforcement contingency produces two types of out-
come: (a) 2-, 3-, 4-, 5-, or n-term units of analysis that are known, respectively, as operant reinforce-
ment, simple discrimination, conditional discrimination, second-order conditional discrimination,
and so on; and (b) equivalence relations that consist of ordered pairs of all positive elements that
participate in the contingency. This conception of the origin of equivalence relations leads to a
number of new and verifiable ways of conceptualizing equivalence relations and, more generally, the
stimulus control of operant behavior. The theory is also capable of experimental disproof.
Key words: stimulus control, equivalence relations, conditional discrimination, matching to sample,
simple discrimination, theory of equivalence relations

Given the theoretical controversies that the and logical differences among the major the-
phenomena of equivalence relations have ories, perhaps I can shift the theater of con-
generated, one might have expected crucial troversy to empirical grounds. I believe that
experiments to have been forthcoming. This a more comprehensive discussion of the the-
does not seem to have happened. The theo- ories in the present context would distract
ries have been criticized as being basically in- from, rather than illuminate, my main theses.
distinguishable on empirical grounds. For ex- For more extensive discussion of the theoret-
ample, Clayton and Hayes (1999) stated, ‘‘All ical controversies, not directly based on data,
three of the main theories are adaptable to see Sidman (1994, pp. 113–114, 165–175,
any outcome, thus making any empirical evi- 305–307, 509–511, 553–561; 1997a, 1997b).
dence to the contrary unlikely. . . . Each of
the theories is a specific way of speaking, and
as such, is easily mapped onto generic occur- THE THEORY
rences of any type’’ (p. 158). It is, therefore, In the area of equivalence relations, the big
time for the proponents of the major theories theoretical sticking point these days centers
of equivalence relations to ‘‘put their money on the question, ‘‘Where do equivalence re-
where their mouth is.’’ Here, I am going to lations come from?’’ (Sidman, 1990). Two
elaborate on the theory that I have presented problems seem to have hindered full discus-
elsewhere (Sidman, 1994), integrating critical sion of my answer to this question: First, al-
features more concisely and coherently, add- though I have been quite specific about
ing a few new considerations, and describing where I think they come from, I have not pro-
some of the many experiments that remain posed some new mechanism or process from
to be done. I find a number of those exper- which to derive equivalence relations. There-
iments attractive not just because they are fore, other theoreticians apparently feel that
crucial to theory but because they promise to I have shirked my responsibilities as a theo-
uncover behavioral phenomena that we have rist. Second, there has also been considerable
not seen before in the laboratory. confusion between the theory I have put
By emphasizing testable predictions instead forth to deal with the question of where
of discussing the more usual philosophical equivalence relations originate and the de-
scriptive system my colleagues and I have pro-
This article is adapted from an invited presentation to posed for identifying equivalence relations. I
the American Psychological Association Division 25 on shall elaborate on both of these problems.
August 20, 1999, in Boston. The New England Center for Some theorists are perhaps unhappy be-
Children provided helpful support for its preparation.
Reprint requests may be directed to Murray Sidman, cause my answer to the question of where
New England Center for Children, 33 Turnpike Road, equivalence relations come from seems pro-
Southborough, Massachusetts 01772-2108. saic: I have argued simply that equivalence is

127
128 MURRAY SIDMAN

Fig. 1. Two-, three-, and four-term contingencies.

a direct outcome of reinforcement contin- ond-order conditional discrimination, and so


gencies. In accord with what I have seen hap- on. Figure 1 does not show those larger units.
pening in the laboratory, I have proposed Less familiar than the standard units of
that the reinforcement contingency gener- analysis is the second type of outcome: The
ates the equivalence relation. reinforcement contingency also produces
The notion is that a reinforcement contin- equivalence relations. These consist of or-
gency produces at least two types of outcome: dered pairs of all positive elements that par-
analytic units and equivalence relations. Most ticipate in the contingency. I shall have more
familiar to us are the units of analysis a con- to say about this definition of the equivalence
tingency may give rise to (Sidman, 1986), as relation; it is not as new as it may seem. For
diagrammed in Figure 1. We know the two- now, let me just note that it is no more than
term response–reinforcer unit as operant re- a concise summary of what we see happening
inforcement. A defined response (rsp1) pro- when our procedures produce the phenom-
duces a defined reinforcer (rf1); no other ena we describe as equivalence relations.
response (rspX) does so.
We call the fundamental three-term unit
simple discrimination. Now, the two-term unit THE DESCRIPTIVE SY STEM
comes under the control of discriminative AND THE THEORY
stimuli. The defined response produces its re- First, however, I will say a few words about
inforcer only in the presence of a defined dis- a matter that is really a side issue in the pres-
criminative stimulus (B1); in the presence of ent context, but I would like to keep that is-
other stimuli (B2, XX), no response of any sue from obscuring the main thread of the
kind produces the defined consequence. discussion. My concern is that some may con-
Conditional discrimination is our name for fuse the theory that equivalence relations
the four-term unit. Here, the three-term unit originate in reinforcement contingencies
comes under the control of a conditional with the system my collaborators and I have
stimulus (Cumming & Berr yman, 1965). proposed for describing the behavioral phe-
Now, the defined response may produce its nomena of equivalence (Sidman et al., 1982;
reinforcer in the presence of either of two Sidman & Tailby, 1982). The descriptive sys-
discriminative stimuli (B1 or B2), depending tem does involve one theoretical assumption,
on which conditional stimulus is present (A1 namely, the hypothesis that our behavioral
or A2). Analytic units may, of course, have data represent real-world instances of the
five, six, or more terms—for example, sec- mathematical abstraction that is termed equiv-
EQUIVALENCE AND REINFORCEMENT 129

alence relation. If that simple assumption is cor- the subject selects or the one the subject re-
rect—if our observations are real examples of jects. The simplification, however, permits
the mathematical abstraction—then mathe- one to use expository diagrams that are sim-
matical set theory gives what I have argued is pler and less space consuming.
a consistent, coherent, productive, and par- We can see, first, that given a defined con-
simonious way to describe our data (Sidman, ditional stimulus or sample (e.g., A1), two de-
1997b). The point I want to make at present, fined discriminative stimuli become available
however, is that the descriptive system is in- to the subject (Comparisons B1 and B2). The
dependent of any theory of where equiva- positive comparison (B1) sets the occasion
lence comes from. for the defined response to produce the de-
Although it is a mathematical concept, fined reinforcer; the negative comparison
then, the equivalence relation turns out to (B2) does not.
describe behavior that we see happening. By including the Xs, which denote unde-
Whatever their source, whether it is the re- fined elements, we acknowledge the possibil-
inforcement contingency (e.g., Sidman, ity of uncontrolled variables at each stage of
1994) or something more (e.g., Hayes, 1991; the contingencies. For example, the subject
Horne & Lowe, 1996), the emergent units may do other things (rspX) instead of the de-
turn out to be predictable and describable as fined response. The subject’s responses may
examples of the properties that define an produce undefined consequences (rfX); also,
equivalence relation. To propose that equiv- undefined discriminative and conditional
alence originates in the reinforcement con- stimuli (XX) may control what the subject
tingency, however, is to postulate a new out- does.
come of the contingency, an outcome that This diagram illustrates not just sequences
does go beyond the establishment of the n- of stimuli and responses. It also shows contin-
term analytic units we have already become gencies, events that are true only under cer-
familiar with through the work of Skinner tain conditions: ‘‘If this, then that; if not this,
(e.g., 1938, 1953) and others. That outcome then not that.’’ For example, in the upper-
is the potential for the emergence of new an- most conditional discrimination: If the de-
alytic units (Sidman, 1986); for example, the fined sample is A1 (not A2), and if Compari-
new conditional discriminations that subjects son B1 (not B2 or XX) controls the defined
perform in our standard tests for equivalence response (rsp1 and not rspX), then and only
relations. then will the defined reinforcer be forthcom-
ing; if Comparison B2 controls responding
when A1 is the sample, then no response, de-
CONTINGENCIES fined or undefined, will produce the defined
Let us look more closely at the hypothesis reinforcer. And if A2 (not A1) is the sample,
that reinforcement contingencies generate then reinforcement becomes subject to a dif-
equivalence relations. Although no single di- ferent set of conditions. In equivalence exper-
agram can illustrate all that goes on in a be- iments, we often set up similar contingencies
havioral episode, Figure 2 can provide at least to teach a second conditional discrimination.
a reasonable starting point for illustrating A possibility appears below the first dashed
what happens in four-term units—in condi- line. Now, the former comparisons, B1 and
tional discriminations. The conditional dis- B2, are samples; new stimuli, C1 and C2, are
crimination procedures illustrated in Figure the comparisons. Finally (below the second
2 are often called matching to sample. We usu- dashed line), in the presence only of unde-
ally call the conditional stimuli samples and fined stimuli (XX)—for example, between tri-
the discriminative stimuli comparisons. One als—no response can produce anything but
problem here is that the illustrated condition- undefined consequences. (Even during trials,
al discriminations entail only two comparison we sometimes say that the subject’s attention
stimuli per trial. The use of only two compar- wanders.)
isons is dangerous (Carrigan & Sidman, 1992; The bold lettering shows how we often
Green & Saunders, 1998; Johnson & Sidman, oversimplify diagrams of conditional discrim-
1993; Sidman, 1987). For example, we cannot inations. In those abbreviated diagrams, we
tell if the controlling comparison is the one omit all elements that are denoted here in
130 MURRAY SIDMAN

Fig. 2. Four-term contingencies (conditional discriminations) and the ordered stimulus pairs in the resulting
equivalence relation.

plain type. Such bare-bones diagrams do not tions that exemplify the relation. Those con-
show any contingencies. An unfortunate con- ditional discriminations are summarized
sequence is that we come to ignore the pro- below the diagrams. In this notation, the bold
cedural complexities and talk about ‘‘associ- upper case R denotes an equivalence relation
ations,’’ or associated events rather than that includes the pair of elements on either
contingent events. We come to think linear- side of the R. In establishing the baseline
ly—about temporal sequences of events—and conditional discriminations, we explicitly
not about simultaneous options. I shall have teach a conditional relation between A1 and
more to say about the incomplete under- B1, B1 and C1, A2 and B2, and B2 and C2.
standing that can result when we attribute If the conditional relations that our baseline
causation in a behavioral episode solely to procedures establish are elements in set the-
temporally sequential events. ory’s equivalence relation, R, then the de-
Given these conditional discriminations as scription of R must also include certain emer-
a baseline, we go on to demonstrate the gent conditional discriminations. They are
equivalence relation by showing the emer- emergent in the sense that we do not explic-
gence of all of the conditional discrimina- itly teach them in the baseline.
EQUIVALENCE AND REINFORCEMENT 131

In accord with the descriptive scheme that FOUR-TERM CONTINGENCIES


set theory provides, these emergent condi- AND EQUIVALENCE
tional relations are classified as demonstra-
Having briefly noted a few examples of
tions of reflexivity, symmetry, and transitivity: nonlinear contingency analysis, I am going to
reflexivity, in which we show that the relation move on to other considerations. In the low-
holds between each stimulus and itself (often est section of Figure 2, I have simply listed all
called identity matching); symmetry, in which the sample and comparison stimulus pairs
we show that the relation holds when we re- whose members must turn out to be condi-
verse the elements of each baseline condi- tionally related if each baseline contingency
tional discrimination—the former baseline has created both a four-term analytic unit and
samples now serving as comparisons and the an equivalence relation. Although this list
former baseline comparisons now serving as does not classify the stimulus pairs according
samples; and transitivity, in which we show the to particular properties of the equivalence re-
relation holding when we test new condition- lation, it contains the same related pairs. All
al discriminations in which samples come of these are needed to fulfill our definition
from one baseline conditional discrimination of equivalence. In subsequent figures, I will
and comparisons from the other. Here, I want describe the equivalence relation by listing
to emphasize simply that our analytic units, the baseline and emergent conditional dis-
both baseline and emergent, are the out- criminations as event pairs, without designat-
comes of contingencies that are much more ing the particular property of equivalence
intricate than our usual bare-bones diagrams that each pair helps to define.
reveal. Let us see now where these complex- Note that the list includes pairs of condi-
ities take us. tional and discriminative stimuli only: A, B,
The diagram shows that the alternative re- and C. Yet, I said earlier that the equivalence
sponses and stimuli involved in the contin- relation consists of ordered pairs of all posi-
gencies can influence the baseline and the tive elements that participate in the reinforce-
emergent conditional discriminations. For ment contingency. The uppermost diagrams
example, we might make Comparison B2, or show two other kinds of elements that also
some undefined stimuli, very similar to B1; participate in the contingencies and become
or those other stimuli may be more attractive components of the analytic units. These are
to the subject than B1 is; or some undefined the defined reinforcers and responses. Why
response may be much easier than Response have I not included Reinforcer 1 and Re-
1 is for the subject; or some undefined con- sponse 1 in the pairs of elements that make
sequence may be a more effective reinforcer up the equivalence relation? No other theory
than what we have defined as the reinforcer. poses this question. It arises as a theoretical
Such possibilities will weaken the AB condi- query only if one considers the reinforce-
ment contingency to be the source of equiv-
tional discrimination and any relation we
alence, and the relation to include ordered
might expect to be derived from it.
pairs of all positive elements that participate
This kind of nonlinear analysis, as Goldia-
in the contingency.
mond (1975, 1982) termed it, can be exper- It turns out that the equivalence relation
imentally fruitful, but I note it here mainly to does include all elements of the contingency.
illustrate how an examination of the contin- To demonstrate this, one has to arrange spe-
gencies that give rise to equivalence relations cial conditions. In the four-term units dia-
leads immediately to meaningful and experi- grammed in Figure 2, Reinforcer 1 and Re-
mentally answerable questions. Other theo- sponse 1 are common to all of the units. If
ries of equivalence fail to consider the possi- pairs of events that included those elements
bility that unspecified options in the were to remain in the equivalence relation,
contingencies may introduce competing the contingencies themselves could not work.
sources of control, dismissing that possibility They could not work because all conditional
as a methodological issue that is supposedly and discriminative stimuli in all units that the
only tangential to theory. For me, method- reinforcement contingencies create would be
ology and theory are inseparable. related to the same defined reinforcer and
132 MURRAY SIDMAN

response. These common elements would equivalence relation does include ordered
bring all stimuli into one large equivalence pairs of all elements of the analytic unit, in-
class. With Stimuli A1, A2, B1, B2, C1, and C2 cluding the reinforcer and the response.
all becoming equivalent to each other, sub-
jects would fail to demonstrate the condition-
al or even the simple discriminations this di- THE EQUIVALENCE RELATION
agram calls for. With all of the stimuli being AND THE REINFORCER
members of a single class, subjects would, for To test whether the reinforcer remains in
example, treat the A1B1 and A1B2 pairs as the equivalence relation when its presence
equivalent; would react to B2 and B1 in the there does not conflict with establishment of
same way; and so on. the analytic unit requires only a modest
But we know, of course, that the contingen- change in the contingencies we have been
cies do work; subjects do form simple and looking at. The diagrams in Figure 3 are ex-
conditional discriminations even with only a actly the same as before, except that Rein-
single defined reinforcer and response. Our forcer 2 has replaced Reinforcer 1 in two
theory requires us to assume that when the units: When A1 is the sample, the defined re-
two outcomes of the reinforcement contin- sponse to Comparison B1 still produces Re-
gency come into conflict, the analytic unit inforcer 1, but when A2 is the sample, the
takes precedence over the equivalence rela- defined response to Comparison B2 produc-
tion, as it must if we are to learn to react es Reinforcer 2. Similarly, in the second con-
effectively to the world around us. In order ditional discrimination, the conditional B2C2
for the common response and reinforcer el- relation now leads to Reinforcer 2.
ements to retain their membership in the an- The addition of Reinforcer 2 provides dif-
alytic unit, they must selectively drop out of ferential consequences within each condi-
the equivalence relation. tional discrimination. Without a common re-
Reinforcement contingencies that involve inforcer to help bring about class union and
just one reinforcer and one defined response get in the way of the contingency’s establish-
must at first generate one large equivalence ment of the analytic unit, the reinforcers no
class. The demands of the contingencies, longer have to drop out of the equivalence
however, must cause the response and rein- classes. Now, tests in which the reinforcing
forcer elements to drop out of that class even- stimuli are used also as sample and compar-
tually, making it possible for the smaller clas- ison stimuli should reveal new members of
ses, A1B1C1 and A2B2C2, to form. the equivalence relation. These are under-
Elsewhere, I have outlined experimental lined in the list of pairs below the diagrams.
tests of the proposition that three- and four- Fourteen more related pairs should be added
term simple and conditional discrimination by what has been called performance-specific
procedures generate at first a large equiva- or class-specific reinforcement, but perhaps
lence class that contains pairs of all contin- should be called contingency-specific rein-
gency components, and that eventually, the forcement.
common reinforcer and response elements Dube, McIlvane, and their collaborators
drop out of the class (Sidman, 1994, pp. 411– have confirmed these expectations (Dube &
414). That research has yet to be carried out. McIlvane, 1995; Dube, McIlvane, Mackay, &
When it is, its results will be crucial to the Stoddard, 1987; Dube, McIlvane, Maguire,
theory that equivalence arises from reinforce- Mackay, & Stoddard, 1989; McIlvane, Dube,
ment contingencies. Kledaras, de Rose, & Stoddard, 1992). By
Nevertheless, even in the absence of direct demonstrating the emergence of many of the
experimental demonstrations that all ele- expected new related pairs, each including a
ments of the contingency enter into the stimulus that is also a reinforcer, they showed
equivalence relation at least temporarily, our that the reinforcers in the four-term units do
analysis provides other reasons for anticipat- join the conditional and discriminative stim-
ing a confirmation of that theoretical prop- uli as members of the equivalence classes.
osition. For example, it is quite well estab- These findings support the notion that equiv-
lished now that when the contingencies and alence relations, consisting of ordered pairs
equivalence relations do not conflict, the of all contingently related elements, includ-
EQUIVALENCE AND REINFORCEMENT 133

Fig. 3. Four-term contingencies (AB and BC conditional discriminations) with contingency-specific reinforcers
(rf1 and rf2). Underlining indicates the event pairs that the use of contingency-specific reinforcers adds to the
equivalence relation.

ing the reinforcers, arise directly from the re- and A2 to C2 even though none of those
inforcement contingency. No other major stimuli are now directly related to a common
theory of equivalence leads us even to ask sample or comparison. Furthermore, also in-
whether the reinforcer belongs to the equiv- cluded in that relation will be emergent con-
alence class. ditionally related pairs (underlined) that in-
Let us pursue the inquiry further, with clude the D stimuli as members.
small changes in our contingency diagram. How is all this supposed to happen? Rein-
Figure 4 simply introduces new sample and forcer 1 is now a component of two contin-
comparison stimuli in the second conditional gencies, one including A1 and B1 and the
discrimination. Instead of B1 and B2 as sam- other including D1 and C1. This common re-
ples (as in Figure 3), we now have D1 and inforcer element will bring all four of those
D2, stimuli that appear nowhere else in the stimuli along with it into the same class (class
baseline contingencies. The comparison stim- union). Similarly, Reinforcer 2 will bring A2,
uli, C1 and C2, also appear nowhere else. B2, C2, and D2 into another class. The equiv-
With these changes—and, of course, a new alence relation thus comes to include anoth-
subject—what are we to expect in the way of er 18 pairs of elements.
emergent conditional discriminations? This relatively simple experiment is crucial.
The two conditional discriminations (AB With careful procedural management, all of
and DC) now have no conditional or discrim- the listed conditional discriminations must
inative stimuli in common. Nevertheless, the emerge from these baselines. If they do not
list below the diagram indicates that an equiv- emerge, the theory that equivalence arises di-
alence relation is still to be expected. The re- rectly from the reinforcement contingency
lation will include the same 32 event pairs becomes untenable. I know of no other the-
that had been included before. For example, ory of equivalence that offers such a clear op-
the subject will still match Stimulus A1 to C1 portunity for disproof.
134 MURRAY SIDMAN

Fig. 4. Four-term contingencies (AB and DC conditional discriminations) with contingency-specific reinforcers
(rf1 and rf2). Underlining indicates the event pairs added to the equivalence relation by the substitution of the DC
for the former BC conditional discriminations.

Although the experiment has not been conditional discrimination (below the first
done exactly as proposed here, Dube and his dashed line), subjects learned to match B1 to
collaborators, working with human subjects, itself and B2 to itself, with Reinforcer 1 fol-
have again provided decisive data (Dube & lowing selections of Comparison B1 in the
McIlvane, 1995; Dube et al., 1989). They presence of Sample B1, and Reinforcer 2 fol-
showed that stimuli can become members of lowing selections of Comparison B2 in the
the same equivalence class even when they presence of Sample B2.
have been related in common to no other The list of emergent conditional discrimi-
event than a reinforcer. Figure 5 illustrates nations below the diagram describes the
one of their procedures (Dube & McIlvane, equivalence relation that is to be expected.
1995). They first established a baseline of The subject will match Stimuli A1 to B1, A2
identity matching, with contingency-specific to B2, B1 to A1, and B2 to A2, even though
reinforcement. In one conditional discrimi- none of those have been directly related to a
nation (uppermost in Figure 5), when A1 was common sample or comparison. Dube and
the sample, the subject’s selection of Com- McIlvane (1995) reported such test results for
parison A1 produced Reinforcer 1; with A2 as several of their subjects. The reason to expect
the sample, selecting Comparison A2 pro- these emergent conditional discriminations is
duced Reinforcer 2. In the other baseline that Reinforcer 1, a component of the two
EQUIVALENCE AND REINFORCEMENT 135

Fig. 5. Four-term contingencies (AA and BB identity matching) with contingency-specific reinforcers (rf1 and
rf2), and the ordered event pairs in the resulting equivalence relation (after Dube & McIlvane, 1995).

baseline contingencies that include A1 and have required abandonment of their theory
B1, brings both of those stimuli along with it in the eventuality of negative results. Theories
into the same class. Similarly, Reinforcer 2, a that can handle both positive and negative
component of the two contingencies that in- results from the same experiment cannot
clude A2 and B2, brings both of those stimuli claim support from either.
along with it into another class. Like the ex-
periment that was suggested in Figure 4, this
one, too, is critical for the theory that equiv- THE EQUIVALENCE RELATION
alence arises directly from the reinforcement AND THE RESPONSE
contingency and that the equivalence rela- If the equivalence relation contains or-
tion will include all of the positive elements dered pairs of all positive components of the
of the contingency that do not conflict with reinforcement contingency, what about the
the establishment of the analytic unit itself. response? The definition does not exclude re-
Reichmuth (1997), working with sea lions, sponses from the pairs of elements that make
used yet another experimental procedure to up the equivalence relation. So far, however,
show that stimuli become members of a func- we have used a single defined response
tional class after having been related only to (rsp1), which has to drop out of the equiva-
the same reinforcer as previously established lence relation if reinforcement is to create
members of the class (see the repeated rever- the four-term unit. A second crucial experi-
sal procedure, below). No other theory that ment is called for, as outlined in Figure 6.
has come to my attention has predicted these Here, instead of providing contingency-spe-
findings. If other theorists should now claim cific reinforcement, we keep the reinforcer
such findings to support their theory, they constant (rf1) but require differential re-
would also be obliged to show that their the- sponding to the discriminative stimuli. In the
oretical derivation is sufficiently rigorous to presence of Comparison B1 or C1, Response
136 MURRAY SIDMAN

Fig. 6. Four-term contingencies (AB and DC conditional discriminations), with contingency-specific defined re-
sponses (rsp1 and rsp2). Underlining indicates the event pairs that the use of contingency-specific responses adds to
the equivalence relations.

1 still leads to reinforcement, but in the pres- into another class. The equivalence relation
ence of B2 or C2, Response 2 is now re- thus comes to include all of the underlined
quired. event pairs. If all of these component pairs
Again, the two baseline conditional dis- do not emerge, then again, the theory that
criminations, AB and DC, have no condition- equivalence comes directly from the rein-
al or discriminative stimuli in common. Nev- forcement contingency will become untena-
ertheless, these baseline contingencies ble.
should generate an equivalence relation that This experiment awaits doing. It is proce-
includes all of the listed emergent condition- durally difficult and will take some real in-
al discriminations. For example, it will in- genuity to arrange tests for emergent condi-
clude the same AC, DB, and AD event pairs tional discriminations in which Response 1 or
that had been included before, even though Response 2 serves as a sample or comparison.
none of those stimuli are related to each oth- Even without such tests, however, the emer-
er via a common sample or comparison. gence of new conditional discriminations in
Response 1 is now a component of two con- which A and B stimuli are related to D and
tingencies, one including A1 and B1 and the C stimuli seems to have no other tenable ex-
other including D1 and C1. This common el- planation than the common relation of those
ement brings all four stimuli along with it stimuli to defined responses.
into the same class (class union). In a similar In this instance, other theories may offer a
way, Response 2 brings A2, B2, C2, and D2 different explanation, called transfer of func-
EQUIVALENCE AND REINFORCEMENT 137

tion (e.g., Hayes, 1991, 1992, 1994). The func- (rather than DC) conditional discrimina-
tion being transferred is the control of a spe- tions. Now, the events in Class 1 include both
cific response. The functional control of Response 1 and Reinforcer 1; Class 2 includes
Response 1 by Stimuli B1 and C1 is said not Response 2 and Reinforcer 2. With effective
only to bring about a relation between those controls for the extra difficulty that teaching
stimuli but also to transfer to other stimuli a second response introduces, the use of dif-
that are related to B1 and C1, namely, A1 and ferential responses and reinforcers should
D1, respectively. Similarly, the functional con- greatly facilitate both the learning of baseline
trol of Response 2 is said to transfer to all and the emergence of derived conditional
stimuli that are related to B2 and C2. discriminations. Without a common response
The problem here is that transfer of func- and reinforcer to bring about a large equiv-
tion explains nothing. Function transfer is alence class, which then has to break down
simply what we observe. Theorists who would before the analytic units can form, an initial
appeal to transfer of function as an explana- conflict will no longer exist between the
tion that somehow goes beyond description equivalence relation and the establishment of
would be assuming that the transfer of con- three- and four-term units. Many students
trol from one stimulus to another does not who ordinarily take a long time to learn con-
itself require explanation. If they are adding ditional discriminations, or who fail to learn,
a new theoretical process that has no utility or who fail to show equivalence relations,
except to account for transfer of function, should improve their performances. The the-
then they are committing the logical fallacy ory that reinforcement contingencies gener-
of naming an observed phenomenon and ate the equivalence relation requires confir-
then using the name as an explanation. Fur- mation of that prediction also. Although
thermore, such a theory would have to ac- some positive evidence exists (e.g., Lowen-
knowledge explicitly that a failure to observe kron, 1984, 1989; McIlvane et al., 1992; Pe-
transfer would constitute evidence against the terson, 1984; Reichmuth, 1997; Schenk, 1994;
theory. Theories that appeal to transfer of Trapold, 1970), the most definitive
function as an explanatory concept, however, experiments, with contingency-specific rein-
have never specified the conditions under forcers and responses, have yet to be done.
which transfer is and is not to be expected.
That omission leaves the theories free to
claim support from observations of function THREE-TERM CONTINGENCIES
transfer and to ignore any failures to observe AND EQUIVALENCE
such transfer. (The validity of any failure to A simpler paradigm for testing whether re-
observe transfer would, of course, depend on sponses and reinforcers are included in the
its own procedural integrity; see below for ad- equivalence relation is the three-term contin-
ditional clarification of this point.) gency. The theory that the reinforcement
By contrast, the theory that the reinforce- contingency generates the equivalence rela-
ment contingencies here will create the de- tion places no lower limit on the complexity
picted equivalence relation—that is to say, of the contingency. Although such a limit
will generate the emergent conditional dis- may eventually prove to be necessary, exten-
criminations—is an acknowledged theory. It sion of the theory to three-term operant con-
is also a most attractively simple and elegant tingencies has been well established, sparked
theory in that it postulates no additional ex- by the work of de Rose and his colleagues (de
planatory process. Perhaps more important is Rose, McIlvane, Dube, Galpin, & Stoddard,
its empirical testability; it can be disproved. 1988; de Rose, McIlvane, Dube, & Stoddard,
1988) and by Vaughan (1988). Also, Manabe,
DIFFERENTIAL RESPONSES AND Kawashima, and Staddon (1995), Braga-Ken-
DIFFERENTIAL REINFORCERS yon, Andrade, Ahern, and Sidman (2000),1
It is possible, of course, to set up contin- 1 Braga-Kenyon, P., Andrade, M., Ahearn, W. H., & Sid-
gencies to require specific responses and re- man, M. (2000). Inclusion of defined responses in equivalence
inforcers. Figure 7 illustrates this, in the con- relations: A systematic replication of Manabe et al. (1995).
text once more of the original AB and BC Manuscript submitted for publication.
138 MURRAY SIDMAN

Fig. 7. Four-term contingencies (AB and BC conditional discriminations) with contingency-specific responses
(rsp1 and rsp2) and reinforcers (rf1 and rf2). Underlining indicates the event pairs added to the equivalence relation
by the use of both contingency-specific responses and reinforcers.

and Andrade, Braga-Kenyon, Ahern, and Sid- and two simultaneous simple discriminations.
man (1999)2 have reported several experi- For example, in the context of Sample A1 or
ments in which emergent performances seem A2 (the presentation of A1 or A2 separately
to be explainable in no other way than by requires a successive discrimination between
inclusion of defined responses in equivalence them), we see a simultaneous presentation of
classes that three-term contingencies gener- Comparisons B1 and B2; a defined response
ate. By examining three-term contingencies to only one of these will produce the defined
more closely, we can help to make visible reinforcer. This, of course, requires a simul-
some additional implications of the theory taneous discrimination between B1 and B2;
that equivalence relations consist of pairs of both are present at the same time. Figure 8,
all positive elements that are involved in re- which isolates one of the simple discrimina-
inforcement contingencies. tions that was involved in our four-term con-
Each of the conditional discriminations we tingency, shows this three-term contingency.
have been looking at includes one successive
In the presence of B1, Response 1 will pro-
duce Reinforcer 1; in the presence of other
2 Andrade, M., Braga-Kenyon, P., Ahearn, W., & Sid-
stimuli, no response will produce the defined
man, M. (1999, May). Equivalence classes and three-term con-
tingencies. Poster session presented at the annual meeting reinforcer.
of the Association for Behavior Analysis, Chicago. Our theory tells us that even while the con-
EQUIVALENCE AND REINFORCEMENT 139

Fig. 8. A three-term contingency, and the resulting


equivalence relation that can actually not be measured
(see text).

tingency establishes this three-term unit—a Fig. 9. One set of three-term contingencies with con-
simple discrimination—Stimulus B1, Re- tingency-specific defined responses and reinforcers, and
the event pairs that make up the resulting equivalence
sponse 1, and Reinforcer 1 will become mem- relation.
bers of the same equivalence class. To estab-
lish the class requires no more than to set up
the depicted contingency. In practice, how- class includes a response, one must show that
ever, none of the event pairs that are listed as the response and not its controlling stimulus
members of the equivalence relation are ac- is the essential element (Sidman, 1994, p.
tually demonstrable without some procedural 377). Although some aspects of the Manabe
changes. This is because the defined ele- et al. procedures require clarification, and ad-
ments, B1, rsp1, and rf1, have no defined op- ditional controls might have made their con-
tions. For example, in an identity-matching clusions more definitive (see, e.g., K. Saun-
test for the B1B1 pair, what stimulus would ders & Williams, 1998; Sidman, 1994, p. 471),
serve as the incorrect comparison? a systematic replication by Braga-Kenyon et
Figure 9 illustrates one way to solve this al. (2000),1 with human subjects, confirmed
problem. The simple discrimination now in- the utility of their innovative procedure. The
volves contingency-specific responses and re- results obtained by Braga-Kenyon et al. sup-
inforcers. In the presence of Stimulus B1, Re- ported the hypothesis that the event pairs
sponse 1 produces Reinforcer 1, and making up an equivalence relation include
Response 2 produces no defined conse- the three-term contingency’s defined re-
quence. In the presence of B2, however, Re- sponses. Figure 10 illustrates their technique,
sponse 2 produces Reinforcer 2, and Re- a slight modification of the Manabe et al. pro-
sponse 1 produces no defined consequence. cedure.
Again, conditional discrimination tests are In Phase 1, they taught their subjects a sim-
difficult to design when responses have to ple discrimination, placing Responses 1 and
function as samples or comparisons, but the 2 under the discriminative control of Stimuli
other element pairs in the equivalence rela- B1 and B2, respectively. Then, in Phase 2,
tion can be tested relatively easily. No one has came a test of whether the three-term contin-
yet carried out such tests after having estab- gency had generated an equivalence relation
lished only this relatively simple baseline. Giv- in which one class consisted of Stimulus B1
en procedural integrity, their results will once and Response 1 and the other consisted of
more cause the theory to stand or fall. Stimulus B2 and Response 2. The critical test
Manabe et al. (1995), using budgerigars as had the subjects learning a conditional dis-
subjects, introduced a technique that, al- crimination in which the discriminative stim-
though indirect, helps to get around an in- uli from Phase 1 (B1 and B2) served as com-
herent difficulty in attempting to determine parisons, with new stimuli (A1 and A2)
whether defined responses are equivalence serving as samples. The ingenious aspects of
class members. To verify that an equivalence this procedure were (a) requiring a defined
140 MURRAY SIDMAN

Fig. 10. The inclusion of defined responses in equivalence classes established by three-term contingencies (after
Manabe et al., 1995). See text for details.

response to the sample before the compari- ticipate in the contingency, then the three-
sons could appear; and (b) leaving the de- term contingency in Phase 1 must have
fined response somewhat flexible—on any tri- established an equivalence relation that in-
al, regardless of the sample, either Response cluded the event pairs (B1, rsp1) and (B2,
1 or Response 2 (but no other) would pro- rsp2). Then, in Phase 2, the expanded con-
duce the comparisons. Then, once the com- tingency must have brought the event pairs
parisons appeared, the subjects could pro- (A1, B1) and (A2, B2) into an equivalence
duce the reinforcer not with Responses 1 or relation. With the common B stimuli bring-
2 but with a new response (Response 3). The ing about class union, each response, along
main experimental question was whether with its directly related B stimulus from Phase
each of the sample stimuli (A1 and A2) would 1 and its indirectly related A stimulus from
come to control the same response that its Phase 2, became members of expanded
related comparison (B1 or B2) had con- equivalence classes. Only if Responses 1 and
trolled in the previous simple discrimination. 2 had become members of equivalence clas-
Several of the human subjects (Braga-Ken- ses because of their involvement in three-
yon et al., 20001) came to respond consis- term contingencies could we predict that
tently to the sample stimuli. On trials with A1 those responses would come under the con-
as the sample, they produced the compari- trol of Stimuli A1 and A2.
sons by means of Response 1; with A2 as the Once again, to explain these results by ap-
sample, they typically emitted Response 2. pealing to transfer of function (transfer of
Even though the contingencies did not re- control over the defined responses from the
quire the subjects to respond differentially to B to the A stimuli) would add nothing to the
Samples A1 and A2, they did so. story except a postulated process that itself
These Phase 2 results are essential if our would need explanation. Furthermore, I have
theory is to survive. If equivalence arises di- not yet seen any theorists admit that a failure
rectly from the reinforcement contingency, to produce such transfer would negate their
with the equivalence class consisting of or- theory. By contrast, our theory holds that the
dered pairs of all positive elements that par- observed transfer had to come about because
EQUIVALENCE AND REINFORCEMENT 141

Fig. 11. The inclusion of defined responses in equivalence classes established by four-term contingencies.

three-term contingencies generate equiva- new samples, with each one coming to con-
lence relations, with defined responses in- trol the same response that its related A stim-
cluded in the equivalence classes along with ulus had controlled in Phase 1. This exten-
the stimuli. Failure of transfer under the con- sion of the Manabe et al. (1995) procedure
ditions of this experiment would have negat- has yet to be carried out, but when it is, it will
ed the theory that is being elucidated here. provide yet another opportunity to support
The procedure that Figure 10 summarizes or to disprove the theory under consider-
can be more generally useful to test for the ation.
inclusion of defined responses in equivalence More tests of the theory in the context of
classes. It provides a way around the problem, three-term contingencies become possible if
noted in conjunction with Figure 6, of how we teach a subject additional simple discrim-
to arrange conditional discrimination tests in inations. Figure 12 adds just one. Now, Stim-
which responses have to serve as samples or uli B1 and C1 will become members of one
comparisons. Although Phase 1 in Figure 10 class because both are involved in contingen-
used a simple discrimination with contingen- cies that include Response 1 and Reinforcer
cy-specific responses, it might just as well have 1 as common elements. Stimuli B2 and C2
used a conditional discrimination, as in the will become members of another class be-
Phase 1 section of Figure 11. Then, in Phase cause they are components of contingencies
2, Stimuli A1 and A2 from Phase 1 would that include Response 2 and Reinforcer 2.
serve as comparisons; new stimuli, C1 and C2, The equivalence relation will now include all
would serve as samples. Again, a defined re- of the element pairs that the C stimuli belong
sponse to the sample is required on each to. This prediction, too, which has not yet
Phase 2 trial before comparisons can appear, been tested, requires confirmation if the the-
and the defined response can be either Re- ory being proposed is to stand up.
sponse 1 or Response 2, regardless of the The use of two or more simple discrimi-
sample. Once more, we would expect to ob- nations opens up another way to find out
serve subjects responding differentially to the whether three-term contingencies are suffi-
142 MURRAY SIDMAN

Fig. 13. Three-term contingencies in a repeated re-


versal procedure, and the event pairs in the resulting
equivalence relation. There are no contingency-specific
Fig. 12. Two sets of three-term contingencies with responses or reinforcers.
contingency-specific defined responses and reinforcers,
and the event pairs that make up the resulting equiva-
lence relation.
subjects by Sidman, Wynne, Maguire, and
Barnes (1989). As Vaughan indicated, this ex-
cient to establish equivalence relations. This periment brought equivalence classes and
is the discrimination-reversal procedure that functional classes under the same rubric. We
Vaughan pioneered with pigeons as subjects can now also see that its results are not only
(Vaughan, 1988; see also Dube, Callahan, & to be expected but are actually required if
McIlvane, 1993). Figure 13 illustrates a sim- equivalence relations do come directly from
plified version of Vaughan’s procedure. The reinforcement contingencies, including
diagrams above the double dashed line illus- three-term contingencies.
trate the baseline contingencies that teach a Vaughan’s (1988) original repeated rever-
subject to respond only in the presence of a sal procedure did not permit any conclusions
set of positive stimuli, B1 and C1. Once the to be drawn with respect to the inclusion of
subject has learned that discrimination, Stim- defined responses or reinforcers in equiva-
uli B1 and C1 are made negative, and the lence classes. Because all of the contingencies
other stimuli, B2 and C2, become positive, as included Response 1 and Reinforcer 1, those
illustrated below the double dashed line. The elements had to drop out of the equivalence
discrimination continues to be reversed each relation if subjects were to discriminate the B
time the subject learns to respond only to and C stimuli. Once the common response
members of the current positive set (B1 and and reinforcer had dropped out, the event
C1 or B2 and C2). The establishment of an pairs listed below the diagrams in Figure 13
equivalence class is suggested when the sub- would have defined the equivalence relation.
ject experiences a reversed contingency with Both Reichmuth (1997) and Sidman et al.
only one of the newly positive stimuli, and (1989) confirmed the emergence of those
then shifts responding immediately when listed stimulus pairs that did not involve iden-
next encountering the other member of that tity matching: (B1, C1), (C1, B1), (B2, C2),
set. and (C2, B2).
Such a result, obtained by Vaughan (1988) Modifying the repeated discrimination re-
with pigeons, was replicated and extended to versal procedure by using contingency-specif-
sea lions by Reichmuth (1997) and to human ic defined responses and reinforcers would
EQUIVALENCE AND REINFORCEMENT 143

about because without a common response


and reinforcer to bring about an initial large
equivalence class, no conflict would exist be-
tween the equivalence relation and the for-
mation of the three-term units. This predic-
tion has not yet been fully tested, but
Reichmuth (1997) did find that the use of
contingency-specific reinforcers facilitated
learning of contingency reversals by sea lions.
Reichmuth (1997) also used the repeated
discrimination-reversal procedure to find out
whether the equivalence classes that three-
and four-term contingencies give rise to in-
clude the reinforcers. She first used condition-
al discriminations, with contingency-specific
reinforcers, to establish equivalence relations.
Then, using entirely different stimuli, she set
up two equivalence classes by means of the re-
peated reversal procedure illustrated in Figure
14 (but without requiring differential respons-
es). Then, she added stimuli from the condi-
tional discriminations to the two sets of stimuli
in the simple discrimination-reversal proce-
dure, maintaining the contingency-specific re-
inforcers. The new stimuli took their places in
the classes that the reversal procedure had es-
Fig. 14. Three-term contingencies in a repeated re- tablished, even though they had been related
versal procedure with contingency-specific responses and to the stimuli in those classes in no way except
reinforcers. Underlining indicates the event pairs added through their shared reinforcement contin-
to the equivalence relation by the use of contingency- gencies.
specific responses and reinforcers. No other current theory that might claim
to accommodate such findings has been put
forth in a way that makes them crucial. If
permit more extensive tests of our theory. stimuli that had been unrelated except for
Figure 14 illustrates such a modification. As shared reinforcers had failed to transfer from
before, the original contingencies (above the classes established by means of conditional
double dashed lines) set up B1 and C1 as pos- discriminations to classes established by
itive discriminative stimuli; either one sets the means of simple discrimination reversals, oth-
occasion for Response 1 to produce Reinforc- er theories would have considered such a fail-
er 1. With the contingencies reversed (below ure to be without significance. That is to say,
the double dashed lines), B2 and C2 become no other theorists would have paid attention
positive; now, either of these stimuli sets the to negative results. By contrast, the theory
occasion for Response 2 to produce Reinforc- that a reinforcement contingency gives rise
er 2. One effect of using contingency-specific directly to an equivalence relation, with the
responses and reinforcers will be an enlarge- relation consisting of all possible pairs of
ment of the equivalence relation. With ap- events that the contingency specifies (includ-
propriate testing, all 24 of the underlined ing reinforcers and responses), not only pre-
event pairs in the list below the diagrams dicts the findings noted above without need-
should emerge, in addition to the eight pairs ing any theoretical modifications or additions
that were to be expected before. but also requires those findings as necessary
The use of differential responses and re- for its survival.
inforcers should facilitate both the learning
of the original three-term contingencies and SOME FINAL GENERALITIES
the successive reversals. As with four-term To help make it evident that the rather pro-
contingencies, this facilitation should come saic theory that equivalence arises directly
144 MURRAY SIDMAN

from reinforcement contingencies is produc- sufficient to fulfill the demands of the theory.
tive, I have outlined many of the experiments If a demonstration is forthcoming, however,
that the theory generates. Some of the most that a particular species is incapable of equiv-
exciting of those experiments have been alence relations even though it is sensitive to
done, with results that support the theory, reinforcement contingencies, such a demon-
but many remain to be performed. stration will not require abandonment of the
Every theory, of course, has gray areas that theory offered here. To set limiting condi-
must eventually be looked into. The theory tions will not negate the theory that equiva-
under consideration here is no exception. For lence relations arise from reinforcement con-
example, how do we deal with those instances tingencies. Instead, the identification of such
in which a reinforcement contingency fails to limits will establish opportunities for research
generate an equivalence relation? First, of to identify their sources. Accurate prediction
course, procedural factors in the relevant ex- of which nonhumans—or even humans—can
periments must be ruled out (e.g., Carrigan & and cannot show equivalence relations, far
Sidman, 1992; Harrison & Green, 1990; John- from diminishing the theory, will increase its
son & Sidman, 1993; Kelly, Green, & Sidman, breadth. Indeed, such prediction is likely to
1998; Sidman, 1994, pp. 259–263, 406–414, require theoretical considerations and empir-
511–512, 524–525; Stikeleather & Sidman, ical support that only sciences other than be-
1990). That is to say, the experiments must be havior analysis can provide.
procedurally valid. Second, other variables, In addition to the specific experiments that
not specified in the description of the rein- it generates, the theory also gives rise to a way
forcement contingency itself—for example, re- of looking at equivalence relations that dif-
inforcement and stimulus control variables, or fers somewhat from our usual conceptualiza-
neurological variables—are highly likely to be tions of operant conditioning. For example,
relevant. Explicating their relevance will in- by including defined responses in the equiv-
crease the theory’s breadth without discredit- alence classes that a contingency generates,
ing it. we remove the distinction between stimuli
Third, members of some species may not and responses when considering classes (Sid-
show equivalence relations even when oper- man, 1994, pp. 384–386). The unidirectional
ant reinforcement contingencies do produce arrows of time and causality, which are so im-
three- and four-term units of analysis. (It must portant when we are talking about condition-
be noted, however, that so far, there has been ing, are not relevant to relations between
no definitive demonstration that any species class members. This gives rise to the ‘‘bag’’
sensitive to reinforcement contingencies is in- analogy (Sidman, 1994, p. 381): An equiva-
capable of equivalence relations.) Variability lence relation can be thought of as a bag that
may also exist within a species, including the contains ordered pairs of all events that the
human, when factors like developmental re- contingency specifies; the bag can be shaken
tardation, acquired brain damage, sensory and the elements mixed without regard to
deficiencies, or genetic abnormalities may be any spatial or temporal relations among
found to bear on the production of equiva- them. To document the relation, all we have
lence relations by reinforcement contingen- to do is reach into the bag and pull out its
cies (e.g., Devany, Hayes, & Nelson, 1986; member pairs.
Green, 1990; Sidman, 1994, pp. 266–271). As One consequence of this analogy is that we
formulated, however, the present theory is have to look critically at the notion that struc-
neutral with respect to the relevance of neu- tural or linear-associative variables can differ-
rological structure and function, genetic fac- entiate the members of equivalence classes.
tors, or developmental processes. Those stud- One such variable is ‘‘directionality’’ or ‘‘sam-
ies that have shown equivalence in some ple as node versus comparison as node’’ (see
nonhumans (Reichmuth, 1997; Schusterman R. Saunders & Green, 1999, for a review of
& Kastak, 1993, 1998) or can be interpreted this issue). Another has been called ‘‘nodal
as having done so (e.g., Manabe et al., 1995; distance’’ (Fields, Adams, & Verhave, 1993),
Schusterman, Reichmuth, & Kastak, 2000; or the least number of nodes that must be
Urcuioli & DeMarse, 1997; Vaughan, 1988; involved for a particular stimulus pair in a set
Zentall, 1998; Zentall & Urcuioli, 1993) are of conditional discriminations to be included
EQUIVALENCE AND REINFORCEMENT 145

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