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Although Skinner’s Verbal Behavior (1957) was published over 50 years ago, behavior-analytic research
on human language and cognition has been slow to develop. In recent years, a new behavioral approach
to language known as relational frame theory (RFT) has generated considerable attention, research, and
debate. The controversy surrounding RFT can be difficult to fully appreciate, partly because of the
complexity of the theory itself and partly because the debate has spanned several years and several
journals. The current paper aims to provide a concise overview of RFT and a summary of key points of
debate and controversy.
Key words: relational frame theory
The first comprehensive paper introducing view of verbal behavior in some respects
relational frame theory (RFT) as a behavior- (Barnes-Holmes, Barnes-Holmes, & Culli-
analytic approach to human language and nan, 2000), its proponents are also directly
cognition was presented at the Association critical of key components of Skinner’s
for Behavior Analysis annual convention in analysis. Given Skinner’s prominence and
1985 (Hayes & Brownstein). Since that time, importance in the development of behavioral
RFT has inspired a great deal of research, psychology, it is not surprising that a theory
discussion, and debate. It is not uncommon to challenging his view on a topic, particularly
witness heated discussions about RFT during one as important as verbal behavior, might be
both symposia and social gatherings at be- met with apprehension, suspicion, and even
havioral research conferences, and a number contempt.
of criticisms of the approach have been Second, if the RFT analysis is accurate, it
published, usually in the context of reviewing has drastic implications for how we conduct
the first book-length treatment of the topic a science of human behavior (Hayes &
(Hayes, Barnes-Holmes, & Roche, 2001). Berens, 2004). The transformation of stimu-
Whereas behavior analysts have grown lus functions seen in the literature on derived
accustomed to harsh criticism from those stimulus relations indicates that stimuli can
outside their discipline or worldview (e.g., acquire behavioral functions based solely on
Chomsky, 1959), it is less common for a their participation in verbal relations with
behavioral theory to generate so much other events. The research on stimulus equiv-
intense debate within the field itself. It is alence has revealed that stimulus functions
probably accurate to say that RFT has commonly transfer through members of equiv-
become one of the most controversial, hotly alence classes (e.g., Augustson & Dougher,
contested topics in modern behavior analysis. 1997; Dougher, Augustson, Markham, Green-
Much of the controversy surrounding RFT way, & Wulfert, 1994; Dymond & Barnes,
seems to stem from two primary sources. 1994; Hayes, Kohlenberg, & Hayes, 1991),
and research on other derived stimulus rela-
First, it is a treatment of human language that
tions has revealed that the behavioral func-
differs substantially from that offered by our
tions of a stimulus can also be changed or
field’s founding father, B. F. Skinner (1957).
transformed based on its derived relation to
Although RFT is an extension of Skinner’s
other stimuli (Dougher, Hamilton, Fink, &
Harrington, 2007; Dymond & Barnes, 1995;
We thank Candice Jostad for her feedback on an Roche & Barnes, 1997; Roche, Barnes-
earlier version of this manuscript. Eric Fox is now Holmes, Smeets, Barnes-Holmes, & McGeady,
at the Saybrook Graduate School and Research 2000). For example, if an individual derives
Center in San Francisco. an arbitrary relation of ‘‘A is greater than
Address correspondence to Amy Gross, Depart-
ment of Psychology, Western Michigan Universi- B’’ and B is then established as a con-
ty, 1903 West Michigan Avenue, Kalamazoo, ditioned reinforcer, with no further training,
Michigan 49008. A may begin to be more reinforcing for the
87
88 AMY C. GROSS and ERIC J. FOX
individual (e.g., the individual will choose mentally similar to Skinner’s account, and is
A over B or work harder to obtain A than distinct from most cognitive and linguistic
B). Such changes in stimulus functions approaches to language, in that ‘‘it approach-
mean that our ability to predict and influ- es verbal events as activities not products’’
ence the behavior of humans with verbal (Hayes, Fox, et al., 2001, p. 22). It is
abilities will be greatly impaired if we rely fundamentally different from Skinner’s ac-
solely on analyses of direct-acting contin- count in how it defines and accounts for
gencies; we must also take into account the those verbal events and activities.
individual’s relational or verbal behavior.
Such analyses often require new experimen- Challenges to Skinner’s (1957) Account of
tal procedures and can lead to interventions Verbal Behavior
that seem foreign and perhaps unnerving to
many behavior analysts. For example, the Informal conversations with behavior an-
most prominent applied extension of RFT, alysts sometimes reveal a sense of compla-
acceptance and commitment therapy (ACT; cency with regard to the topic of verbal
Hayes, Strosahl, & Wilson, 1999), often behavior. Many seem to believe the field has
makes use of mindfulness meditation and adequately addressed verbal behavior, thanks
experiential exercises that can seem out of to Skinner’s 1957 book. Unfortunately, the
place in behavioral psychology. impact of Skinner’s analysis on research and
If nothing else, the RFT debate has application has been limited. Although re-
brought important philosophical, conceptual, search based on Skinner’s verbal operants is
and empirical issues to the forefront in our increasing (Sautter & LeBlanc, 2006), both
field. Despite being the focus of much atten- the volume and scope of this research remain
tion, however, it seems that RFT in general, underwhelming at best. Many researchers
and the controversy it has evoked in parti- focus on teaching Skinner’s basic verbal
cular, remain poorly understood by many in operants (primarily mands and tacts) to
behavior analysis. This is due, in part, to the children with developmental disabilities
complexity of the theory itself. Although (Sautter & LeBlanc). Moreover, Dymond,
the core claim of RFT is relatively simple O’Hora, Whelan, and O’Donovan (2006)
(deriving stimulus relations is a learned found that during the period of 1984 to 2004
operant), fully understanding RFT research ‘‘the majority of citations of Verbal Behavior
and analyses can be daunting and requires were from nonempirical articles’’ (p. 81).
familiarity with the theory’s overall approach, Advocates of RFT have argued that the
concepts, and terms. Even seasoned behavior limited impact of Skinner’s (1957) analysis
analysts must commit to learning some new of verbal behavior may be due to the manner
technical terms to grasp RFT. An additional in which he defined verbal behavior and
problem is that the critiques of RFT and the verbal stimulation. Skinner defined verbal
responses to those critiques have been scat- behavior as behavior that is reinforced
tered across several journals over several through the mediation of another organism
years. It can be difficult to fully appreciate who is trained by a verbal community to
the nature of the controversy surrounding mediate such reinforcement.
RFT, along with the excellent points made Hayes, Blackledge, and Barnes-Holmes
on both sides of the debate, without conduct- (2001) claim that this definition is too broad
ing an extensive literature review. To help because many behaviors are socially mediat-
remedy this situation, the present paper aims ed in this manner, and the definition does
to present an overview of RFT, summarize not provide any way to distinguish verbal
the primary criticisms of the theory found in behavior from virtually any other social
the literature, and present the responses to behavior. Skinner noted that his definition
those criticisms by proponents of RFT. included the behavior of the nonhuman
animal in an experimental chamber, with a
WHAT IS RFT? nonhuman animal and experimenter com-
prising ‘‘a small but genuine verbal commu-
RFT is a behavior-analytic account of nity’’ (p. 108). Such a broad definition raises
human language and cognition. It is funda- the question of why a separate definition or
RFT CONTROVERSY 89
treatment of verbal behavior is even neces- that a girl in the woods hears a ‘‘cuckoo’’ sound
sary, and does not lead to any obvious and says, ‘‘clock.’’ Is this response a tact or an
advances in the methods we might use to intraverbal? Using Skinner’s definitions, it
study verbal behavior (Hayes, Blackledge, & depends not on the function of the stimulus
Barnes-Holmes, 2001). for the girl but on whether or not it is the
Relational frame theorists have argued that product of verbal behavior. To classify the girl’s
Skinner’s (1957) definition of verbal behav- response in this case, the key variable is the
ior is not functional because it includes the source of the stimulation, not its function. If the
behavioral history of another organism (i.e., ‘‘cuckoo’’ sound were the product of her
the listener) as a defining feature (Hayes, brother’s verbal behavior, for example, the
Blackledge, & Barnes-Holmes, 2001). In all girl’s response would be an intraverbal. How-
other areas of behavior analysis, individuals ever, if the ‘‘cuckoo’’ sound were an instinctual
define behaviors by their function for the noise made by a bird (i.e., not the product of
organism of interest, not by the behavioral verbal behavior), the girl’s response would be a
history of another organism. By incorporat- tact. Classification of the girl’s behavior differs
ing the behavior of another organism into his depending on the source of the controlling
definition of verbal behavior, RFT theorists stimulus, despite the fact that the girl is
claim that Skinner placed the researcher in responding in the same way to perceptually
the peculiar position of needing to study the identical stimulation in the two scenarios. This
history of another organism (the listener) in method of classification is akin to classifying
order to classify the behavior of the organism stimuli according to their topographical prop-
of interest (the speaker). This requirement, erties, and is decidedly not functional.
according to some, can lead to both concep-
tual and methodological confusion when one The Promise of Derived Stimulus Relations
attempts to conduct research on verbal
behavior. Other behavior analysts do not find The research on stimulus equivalence and
Skinner’s definition of verbal behavior to be derived stimulus relations offers behavior
troublesome in this regard (e.g., Leigland, analysts new insights into understanding
1997; Palmer, 2008). verbal behavior and rule-governed behavior
In addition, RFT researchers and others (Hayes, Barnes-Holmes, & Roche, 2001). We
have criticized Skinner’s (1957) definition of now know that most humans are capable of
a verbal stimulus (Hayes, Blackledge, & deriving arbitrary relations among stimulus
Barnes-Holmes, 2001; Hayes & Hayes, events without direct training or instruction to
1992). Again, the core objection is that do so. For example, a person who is taught
Skinner’s definition is not functional. For that A 5 B and A 5 C, where the letters
Skinner, a verbal stimulus is simply the represent novel stimuli, will likely derive that
product of verbal behavior. This is a peculiar B 5 C. This relation between B and C is
way to classify a stimulus in behavior arbitrary because the stimuli are not physical-
analysis, because it relies on the source of ly similar or equivalent. It is also derived
the stimulus rather than its function for the because it has not been directly trained. Many
individual organism of interest (Hayes, relations other than equivalence, such as
Blackledge, & Barnes-Holmes, 2001). Be- relations of comparison and opposition, can
havior analysts define other stimuli (includ- also be derived in this manner (Dymond &
ing reinforcers, punishers, and discriminative Barnes, 1995; Green, Stromer, & Mackay,
stimuli) by their functions, not what pro- 1993; Roche & Barnes, 1996). Moreover,
duced them. Some might see this as a minor individuals can generate very complex rela-
quibble, but the meaning and coherence of tional networks with just a few directly trained
Skinner’s taxonomy of verbal operants suffer relations (Steele & Hayes, 1991). Describing
without a functional definition of a verbal the origin of derived relational responding is
stimulus. To properly classify any response beyond the scope of this paper; however,
as being an instance of one of Skinner’s others have discussed this issue (e.g., Carr,
verbal operants, with the exception of the Wilkinson, Blackman, & McIlvane, 2000;
mand, one must first identify the controlling Devany, Hayes, & Nelson, 1986; Hayes, Fox,
stimulus as verbal or not. For example, imagine et al., 2001, p. 28).
90 AMY C. GROSS and ERIC J. FOX
Furthermore, the behavioral functions of a related potential measures, and neural acti-
stimulus may be transformed based on its vation patterns that resemble those in seman-
derived relations to other stimuli. For exam- tic processing (Barnes-Holmes et al., 2005).
ple, if A is a conditioned reinforcer for an
individual, and the individual subsequently Relational Framing: Deriving Stimulus
derives that B is the opposite of A, then B is Relations as Learned Operant Behavior
likely to acquire conditioned punishing
functions. This effect has been demonstrated Derived stimulus relations present a chal-
with many stimulus functions, including lenge to behavior analysts because the results
conditioned reinforcing functions (Dymond are not expected from a strict conditioning
& Barnes, 1995; Hayes, Brownstein, Devany, paradigm; this is why the relations are often
Kohlenberg, & Shelby, 1987; Hayes, Koh- called derived or emergent. According to
lenberg, & Hayes, 1991; Roche & Barnes, RFT, deriving stimulus relations is a special
1997), discriminative functions (Hayes et al., generalized form of relational responding.
1987), elicited conditioned emotional re- Most organisms, from insects to birds to
sponses (Dougher et al., 1994), extinction mammals, can learn to respond to the rela-
functions (Dougher et al.), and self-discrim- tive physical properties of stimuli, such as
ination functions (Dymond & Barnes, 1994). selecting the brightest or longest of two
Derived stimulus relations may provide a stimuli (a phenomenon traditionally known
useful model for analyzing language and as transposition; see Reese, 1968, for a
other complex human behavior. The arbitrary review). Relational responding of this sort
nature of derived stimulus relations parallels has some interesting characteristics. The first
the symbolism or referential quality of is that stimulus relations are bidirectional,
language, wherein words and their referents and any relational response reflects this. If A
typically share few formal properties (e.g., is related to B in some way, then B is
the word fox looks nothing like an actual necessarily related to A in some way. When
fox), yet individuals often respond to them as an organism selects a stimulus because it is
though they are equivalent and share many longer than another is, for example, it is
psychological functions (Sidman & Tailby, simultaneously not selecting the other stim-
1982). The phenomenon of deriving com- ulus because it is shorter. A relation between
plex networks of relations after direct train- two stimuli in one direction (A to B) entails a
ing on just a few relations may explain the relation in the other direction (B to A). RFT
remarkable generativity of language (Barnes- refers to this feature as mutual entailment (in
Holmes, Hayes, Dymond, & O’Hora, 2001). equivalence relations, this feature is often
In fact, there is increasing empirical evidence referred to as symmetry). Another feature of
linking derived stimulus relations to lan- relational responding is that stimulus rela-
guage development. Indeed, verbally able tions can mutually combine to reveal new
humans easily demonstrate derived stimulus relations. When arranging three objects
relations, but verbally deficient humans and according to size, for instance, responding
nonhumans have not demonstrated such to just two stimulus relations can reveal a
relations convincingly or unequivocally third stimulus relation. One might place a
(Barnes, McCullagh, & Keenan, 1990; De- watermelon the left of an apple because it is
vany et al., 1986; Dugdale & Lowe, 2000; bigger, and a cherry to the right of the apple
Hayes, 1989; Sidman & Tailby, 1982). In because it is smaller. Responding to just
addition, researchers have shown that the these two relations (the watermelon is bigger
ability to derive stimulus relations correlates than the apple and the cherry is smaller
with cognitive and verbal skills (Barnes et than the apple) reveals a third relation: The
al., 1990; Devany et al., 1986; O’Hora, watermelon is bigger than the cherry. This
Peláez, & Barnes-Holmes, 2005; O’Hora relation is entailed when the other two
et al., 2008). It emerges in infancy, but relations are combined, and can be deter-
develops gradually and at about the same mined without even directly comparing the
time as language skills (Lipkens, Hayes, & watermelon to the cherry. The manner in
Hayes, 1993). Finally, derived relations which bidirectional stimulus relations can
produce priming effects, differential event- mutually combine to reveal new relations is
RFT CONTROVERSY 91
its reliance on many of the same fundamental applied to verbal behavior. The full explana-
principles as Skinner’s (1957) analysis (Os- tion of each of these theories is beyond the
borne, 2003). Osborne argued that RFT is scope of this paper; however, the following
simply an extension of Skinner’s work on is a brief explanation of how RFT could be
verbal behavior because RFT, like Skinner’s the combination of set theory and symbolic
analysis, describes complex human behavior logic. RFT has a basis in and expands on
using a small set of behavioral principles. equivalence relations, and Burgos noted that
He noted that fundamental principles of be- this approach uses set theory language. In
havior are unchanged with the RFT account regard to symbolic logic, Burgos stated that
of human and nonhuman behavior, verbal or RFT authors point out that entailment is seen
otherwise. Thus, ‘‘no paradigm shift lurks in in symbolic logic. Burgos declared that
RFT’’ (p. 22). additional RFT concepts, beyond entailment,
RFT researchers maintain the position that are equivalent to those of symbolic logic.
RFT is a new theory. These researchers Burgos also explained that many mathemat-
admittedly use the fundamental principles of ical and philosophical theories combine set
behavior proposed by Skinner (1957) and theory and symbolic logic in order to have a
credit him for them; however, they have powerful theory. Similar to these mathemat-
moved beyond the analysis of verbal behav- ical and philosophical theories, Burgos con-
ior that Skinner provided. Therefore, RFT is cluded that RFT is potentially powerful and
post-Skinnerian because of its refined ap- of broad scope because it is a combination
proach to human language and cognition of set theory and symbolic logic applied to
(Hayes, Barnes-Holmes, & Roche, 2001, verbal behavior.
2003). Advocates of RFT rejected Malott’s (2003)
New behavioral principle or theory. Al- attempt to explain verbal behavior based on
though Malott (2003) regarded relational
a behavioral chain. Malott’s analysis requires
responding as an important aspect of human
the use of a vocal repertoire, and Hayes et al.
language, he was hesitant to call this a new
(2003) cited several studies in which rela-
behavioral principle. Rather, he argued that
tional responding developed in the absence
fundamental behavioral processes might ex-
of vocal repertoires. In addition, RFT re-
plain relational responding. Malott suggested
that, through appropriate stimulus control, searchers pointed out the proposal of several
reinforcement, and generalization, a complex other molecular mediational accounts of lan-
behavioral chain might account for relational guage and cognition, but noted that they
framing. Although he did not allege that he lack empirical support. Therefore, it is un-
had identified the correct fundamental princi- likely that a behavioral chain or other mo-
ple, he did argue for a molecular explanation lecular mediational events are sufficient to
of human language, rather than the molar explain the complex process that takes place
description that RFT researchers provided. with language and cognition (Hayes et al.,
Similarly, Salzinger (2003) reported ap- 2003).
prehension about moving away from for- Hayes et al. (2003) argued against both the
merly established behavioral principles. In rule-governed account of Salzinger (2003)
fact, he stated that rule-governed behavior and the symbolic logic account of Burgos
might explain relational responding rather (2003) by contending that there are no ade-
than RFT explaining rule-governed behavior. quate functional explanations of either of
Salzinger maintained that individuals form these phenomena in behavior analysis. Thus,
relations based on rules. Accordingly, he attempting to explain RFT via logic or rules
concluded that relational frames might is not very helpful until we have a functional,
simply be a form of rule-governed behav- technical account of logic and rules indepen-
ior rather than an act of framing events dent of RFT. Rather than rules or logic
relationally. explaining RFT, the philosophy of RFT uses
Burgos (2003) stated that RFT is not a new basic operant principles to account for
theory because of its basis in other theories. derived relational responding in a manner
Specifically, he argued that RFT is a com- that offers a functional account of both rules
bination of set theory and symbolic logic and logic.
RFT CONTROVERSY 93
Beyond stimulus equivalence. One of the relations are more general than the terms
most common criticisms about the novelty of adopted by Sidman and other equivalence
RFT is that it is no different from Sidman’s researchers. RFT introduced these new terms
and others’ accounts of stimulus equivalence. to provide a language to talk about all types
In particular, some claim that the new techni- of stimulus relations (e.g., bigger than,
cal terms introduced by RFT to describe the before–after, opposites, darker than). Sid-
features of derived relational responding (i.e., man’s terms, taken from mathematical set
mutual entailment, combinatorial entailment, theory and applied to equivalence relations,
and transformation of stimulus function) are do not work for types of stimulus relations
redundant with the existing terms used by other than equivalence. Because RFT re-
researchers who study stimulus equivalence searchers examine many derived stimulus
(i.e., reflexivity, symmetry, transitivity, and relations in addition to equivalence, terms
transfer of stimulus function). Thus, critics with broader scope were warranted.
claim that RFT does not add new information Fourth, as suggested above, RFT research
to the existing literature on stimulus equiv- and application focus on a wider range of
alence (Fox, 2006; McIlvane, 2003). stimulus relations than equivalence. Stimuli
The RFT account is different from Sid- can be related to one another in multiple
man’s equivalence account in four important ways and along multiple dimensions, and
ways. First, although Sidman provided one of presumably each of these types of relations
the earliest behavioral accounts of stimulus can be brought under arbitrary contextual
equivalence, his approach was, and is, pri- control. Although much of the excitement
marily a descriptive one. In fact, he noted, about stimulus equivalence in the behavioral
‘‘My own theorizing has been directed not community was due to its apparent connec-
so much at an explanation of equivalence tion to word meaning and vocabulary build-
relations but rather, at the formulation of a ing, it is difficult to account for more com-
descriptive system—a consistent, coherent, plex verbal units, such as sentences, using
and parsimonious way of defining and only equivalence relations. By incorporating
talking about the observed phenomena’’ relations other than equivalence into their
(Sidman, 1994, p. 536). A precise, coherent analyses, RFT researchers have been able to
description of empirical phenomena is im- provide cogent accounts of complex lan-
portant, but it does not satisfy the need for a
guage-related phenomena such as sentences,
functional, behavioral explanation. Sidman’s
rules, spirituality, morality, and more (see
account, then, is a description of the behav-
Hayes, Barnes-Holmes, & Roche, 2001). In
ioral phenomenon known as stimulus equiv-
addition, the complex patterns of responding
alence, whereas RFT is a behavioral expla-
seen when training multiple types of stimulus
nation for how that phenomenon (and other
relations (e.g., Steele & Hayes, 1991) and the
phenomena) might come about.
accompanying transformation of stimulus
Second, RFT is a scientifically more
functions are readily predicted by RFT, but
conservative way of accounting for equiva-
are not easily accounted for by Sidman’s
lence because it does not require any new
behavioral principles at the level of process (1994) theory of stimulus equivalence.
(RFT proponents do propose a new behav-
ioral principle at the level of outcome, but Clarity of Concepts
that is simply due to the unusual effects seen
from the transformation of stimulus func- Several authors have criticized RFT for
tions; Hayes, Fox, et al., 2001). Sidman, on unclear or incomplete explanations of con-
the other hand, suggests that equivalence is cepts. Malott went as far as postulating that
probably a basic stimulus function and ‘‘the complexity and difficulty of under-
that his mathematically based account in- standing their analysis may be so great that
volves ‘‘new—previously unknown—behav- their analysis will also fail to persuade the
ioral variables or theoretical principles’’ faithless hordes’’ (2003, p. 17). Another
(1994, p. 537). author stated that as the topics of study in
Third, the terms used in RFT to describe RFT broaden, the analysis becomes less
equivalence and other derived stimulus precise (Tonneau, 2004).
94 AMY C. GROSS and ERIC J. FOX
have studied the correlation between covert research, particularly when verbal behavior
and overt responding using several procedur- is an important independent or dependent
al variations such as the relational evaluation variable. Moreover, the wide range of topics
procedure, respondent-type pairing proce- being addressed and methods being used in
dures, developmental studies, talk-aloud pro- RFT may make the field of behavior analy-
cedures, response latencies, semantic prim- sis somewhat more appealing to those who
ing and implicit association test procedures, long ago deemed behaviorism ‘‘dead’’ and
and recording event-related potentials. irrelevant. Hopefully, the intense debate and
Through this experimentation, RFT research- controversy inspired by RFT will serve to
ers are developing an empirical account for move the field forward and contribute to an
covert forms of relational framing, seeking a increased behavioral understanding of the
more precise explanation than the nontech- complexities and importance of human
nical account of mediating events proposed language.
by Palmer (Hayes & Barnes-Holmes, 2004).
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