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APPENDIX C
THE IIA STANDARDS DISCUSSED IN PART 1

Gleim
Subunit Attribute Standard
1.8 1000 - Purpose, Authority, and Responsibility
1.8 1010 - Recognizing Mandatory Guidance in the Internal Audit Charter
2.1, 2.2 1100 - Independence and Objectivity
2.1 1110 - Organizational Independence
2.1 1111 - Direct Interaction with the Board
2.3 1112 - Chief Audit Executive Roles Beyond Internal Auditing
2.2 1120 - Individual Objectivity
2.3 1130 - Impairment to Independence or Objectivity
2.4 1200 - Proficiency and Due Professional Care
2.4, 2.5, 7.1 1210 - Proficiency
2.6, 7.1 1220 - Due Professional Care
2.6 1230 - Continuing Professional Development
2.7 1300 - Quality Assurance and Improvement Program
2.7 1310 - Requirements of the Quality Assurance and Improvement Program
2.8 1311 - Internal Assessments
2.8 1312 - External Assessments
2.9 1320 - Reporting on the Quality Assurance and Improvement Program
2.9 1321 - Use of “Conforms with the International Standards for the Professional Practice
of Internal Auditing”
2.9 1322 - Disclosure of Nonconformance

Gleim
Subunit Performance Standard
3.1, 3.2 2110 - Governance
4.1, 7.1 2120 - Risk Management
5.1, 7.2 2130 - Control

Copyright © 2018 Gleim Publications, Inc. All rights reserved. Duplication prohibited. Reward for information exposing violators. Contact copyright@gleim.com.
2 Appendix C: The IIA Standards Discussed in Part 1

Copyright © 2018 Gleim Publications, Inc. All rights reserved. Duplication prohibited. Reward for information exposing violators. Contact copyright@gleim.com.