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ABSTRACT
Dementia is recognised to be one of the most challenging diseases facing society, both now and in the
future, with its prevalence estimated to increase substantially by 2050. The potential contributions of
age-related sensory deficits have attracted little attention until recently, when a landmark study
suggested that hearing loss could be a greater risk factor for dementia than hypertension, obesity,
smoking, depression, physical inactivity or social isolation. Over the last decade, evidence has been
gradually accumulating to suggest that the other part of the inner ear, the balance organs or ‘vestibular
system’, might also be important in the development of cognitive dysfunction and dementia. Increasing
evidence suggests that dizziness associated with vestibular dysfunction, a common reason for patients
consulting their GPs, increases the risk of cognitive dysfunction, including dementia, and our understanding
of the basic neurobiology of this sensory system supports this view. This paper aims to review and critically
evaluate the relevant evidence.
D
izziness is reported to be one of the In 2016, the mortality rate associated with
most common reasons for patients falls in the US was estimated to be 122.2 per
consulting a general practitioner.1 100,000 persons.4,5
Although not all consultations regarding diz- The impact of vestibular dysfunction
ziness are related to the vestibular system, on loss of balance and falls is due both to
for example, they can be due to cardiovas- its effects on brainstem vestibular reflex
cular dysfunction, approximately 20–50% pathways as well as higher cognitive
are believed to be due to balance disorders processing of self-motion signals from the
related to the peripheral vestibular system vestibular system. The vestibular system
(see Table 1).1 Recent studies have estimat- (Figure 1) senses head movement (strictly
ed that 35% of US adults over the age of speaking ‘head acceleration’ or change in
35 years suffer from vestibular disorders, head velocity) in different planes, as well
increasing to 85% aged 80 and over.2 Unfor- as linear acceleration by gravity.6 The three
tunately, no reliable statistics are available semi-circular canals in each inner ear sense
on the prevalence of vestibular disorders for angular rotation of the head, and the two
New Zealand. However, the Health Quality otoliths, the utricle and the saccule, sense
and Safety Commission reported that even linear movement.7,8 This linear movement
between January and March, 2020, there not only includes movement of the head,
were 65,893 fall injuries reported to the ACC, forward and backward, and left and right,
of which 8,544 were classified as serious.3 but linear acceleration of the head by
Overseas, impairment of the vestibular sys- gravity; the saccule, in particular, senses
tem has been estimated to increase the odds linear acceleration by gravity (Figure 2
of falling by over 12-fold, and nearly 30% for explanation).7 The utricle and saccule
of adults aged 65 and over fall each year.2,4,5 detect linear acceleration as a result of
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‘otoconia’ (calcium carbonate crystals) that the environment.17 In 2014, the Nobel Prize
generate an inertial force on the hair cells in Medicine or Physiology was awarded to
during head movement, causing a change John O’Keefe, Edvard Moser and Britt-Mayer
in electrical potential (see Figure 2).7 In this Moser for these discoveries, which have
respect, it is important to note that the most become known as the brain’s ‘global posi-
primitive form of the otoliths (‘statoliths’) tioning system’.18 Since then, both place cells
are estimated to have evolved approxi- and grid cells have been demonstrated to rely
mately 670 million years ago, and they exist on vestibular information from the inner
in invertebrates such as jellyfish. This is ear.11–13 Therefore, one reason why vestibu-
their only means of detecting upright, which lar-related dizziness contributes to falls, is
is necessary for survival. Therefore, given that not only does it impair fast vestibular
their evolutionary age, the otoliths might be reflexes such as the VORs and VSRs, but it
expected to have developed major contribu- impairs the ability of the brain to integrate
tions to balance in humans.9,10 The vestibular self-motion information and to navigate
system, through short-latency brainstem through the spatial environment and form
pathways, generates rapid eye movements spatial memories. Information from the
that compensate for the unintentional vestibular system is distributed widely
movement of the head, eg, movement of throughout the central nervous system and
the head due to the pulse beat (the vestibu- is involved in higher cognitive function.11–15,18
lo-ocular reflexes or VORs) and maintains There is increasing evidence that the otoliths
the stability of the visual image of the world may be important for cognitive processing
on the retina.6 The vestibular system also independently of the semi-circular canals;19
generates rapid vestibulo-spinal reflexes this is one reason why the evolutionary age
(VSRs) which adjust posture for uninten- of the otoliths is of interest.
tional movement, enabling us to keep our In recent years, a substantial amount of
balance.6 Without a normal vestibular epidemiological evidence has been published
system, vision would become blurred to support the idea that age-related hearing
(a condition known as ‘oscillopsia’) and loss is a risk factor for dementia.20 For
balance and locomotion become disrupted.6 example, in a seminal study published in
Information about angular and linear the Lancet, it was reported that the contri-
head movement is also transmitted to higher bution of hearing loss to the incidence of
centres of the brain, where it contributes to dementia was greater than hypertension,
the conscious experience of moving through obesity, smoking, depression, physical
the environment and to cognitive processes inactivity and social isolation.20 This result
such as memory.11–15 As we move through seemed surprising, because sensory systems
the environment, the vestibular hair cells in had never been considered particularly
the semi-circular canals and otoliths detect important to dementia, except perhaps for
every head movement, and transmit this olfactory function as a potential biomarker.21
information to areas of the brain such as the It is important to note that the Livingstone
hippocampus, where it is assimilated and et al study20 was based on data from high-
stored to provide a spatial map of our move- income countries and the evidence from
ments.11–15 This information is integrated low-to-middle income countries is less
with other sensory information, such as that convincing in this respect.22 Over the last
from the visual, auditory, tactile, olfactory several years, further evidence in support of
and proprioceptive systems, and formulated the importance of hearing loss for the devel-
into mathematical maps of the spatial world, opment of dementia has been published,
allowing us to navigate through it more although it is not entirely consistent.22–27
effectively.11–15 In the 1970s, specific neurons Less attention has been given to the
were discovered in the hippocampus that other part of the inner ear, the vestibular
selectively discharged in response to specific system (see Figure 1); however, evidence
areas of the environment. These became is mounting that age-related vestibular
known as ‘place cells’.16 In the 1990s, related disorders could also be a significant risk
cells were discovered in the medial ento- factor for the development of cognitive
rhinal cortex, known as ‘grid cells’, which dysfunction and dementia, along with
discharged in response to multiple areas in
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Table 1: Common causes of dizziness in primary care practice. From Agrawal et al1 with permission.
Figure 1: Human inner ear anatomy. The cochlea and vestibular system, which encompasses the three
semicircular canals (horizontal, superior (anterior vertical) and posterior vertical) and the two otolith
organs (utricle and saccule), are depicted. From Agrawal et al1 with permission.
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Figure 2: (A) Schematic representation of the plates of the otolithic receptors (the utricular and saccular
maculae). The arrows show the preferred polarization of the hair cell receptors across the maculae. The
dashed lines are lines of polarity reversal (lpr). The striola refers to a band of receptors on either side
of the lpr. Schematics of type I (B,D) and type II receptors (C,E) show how linear acceleration acts on the
otoliths and so deflects the hair bundles of individual receptors. From Curthoys et al7 with permission.
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VSR: vestibulo-spinal reflex; VOR: vestibulo-ocular reflex. ‘Presbystasis’: age-related imbalance of disequilibrium.
‘Presbyvertigo’: age-related vertigo. From Agrawal et al1 with permission.
that unilateral or bilateral lesions of the (‘head direction cells’), are also dysfunc-
peripheral vestibular system impair spatial tional following BVL.36 Together, these
memory in various maze and foraging abnormalities in the function of place cells,
tasks.14,29–31 In some cases, these have been grid cells and head direction cells, are likely
conducted even 14 months after bilateral to underlie the spatial memory deficits
vestibular lesions (BVL) in rats, and the observed in animals.14,15 Furthermore, trans-
spatial memory deficits remain.32 A variety genic mice without otoconia and therefore
of potentially confounding factors have without otolith function (‘otolith deficient
been controlled for, including vision, tilted mice’), but with normal semi-cir-
degree of motor activity, anxiety and cular canal function, have been shown to
auditory function, and the results have been have aberrant hippocampal place cell and
consistent.29–32 BVL has been demonstrated head direction cell activity.36,37 In addition,
to impair the function of neurons in the a variety of neurochemical changes have
hippocampus that encode places in the envi- been documented in the hippocampus
ronment (‘hippocampal place cells’),11,12 EEG following BVL, including changes in the
activity in the theta frequency range,33–35 N-methyl-D-aspartate (NMDA) subtype of
which is thought to regulate place cell glutamate receptor and muscarinic acetyl-
function, and theta EEG activity among grid choline (ACh) receptors,38–40 both of which
cells of the entorhinal cortex.13 Neurons in are implicated in hippocampal learning and
the thalamus which encode head direction memory processes.
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Table 2: Studies conducted in humans that have reported cognitive deficits associated with different types of vestibular dysfunction, in
which hearing loss has been controlled for in some way, either by excluding subjects with hearing loss or by controlling for it statistically
in a multiple logistic regression model. Where ‘No ()’ occurs, the first number in the brackets indicates the number of subjects without
hearing loss and the second, the total sample size.
Epidemiological
Clinical experimental
Bigelow et al (2015) 45
Vestibular dysfunction Spatial cognition No
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clinical syndromes of cognitive impairment, the studies were cross-sectional, and the
such as mild cognitive impairment (MCI) samples may not have been representative
and AD. Harun et al79 investigated the preva- of a broader population.80 In particular,
lence of vestibular dysfunction in 32 patients patients with both vestibular and cognitive
with AD and 15 with MCI, compared to 94 impairment may have been more likely to
controls, and estimated that patients with present than those with either condition
bilaterally absent cervical vestibular-evoked alone, resulting in a potential overestimation
myogenic potentials (cVEMPs, a measure of the proportion of vestibular dysfunction
of saccular function), had a greater than in AD (‘Berksonian bias’).80 Fourth, it is
three-fold increased odds of AD (OR 3.42, conceivable that the poor performance
95% CI 1.32–8.91, P=0.011). Furthermore, by AD patients on the cVEMP and oVEMP
a 1 µV increase in cVEMP amplitude was testing could have been due to their inability
associated with a decreased odds of AD (OR to understand and follow instructions;
0.28, 95% CI 0.09–0.93, P=0.038). Higher however, the authors reported that this was
ocular VEMP (oVEMP, indicative of utricular not the case.79,80 Finally, the relationship
function) amplitude was associated with between cVEMP/oVEMP function and AD was
a decreased odds of AD (OR 0.92, 95% CI a statistical one involving logistic regression
0.85–0.99, P=0.036). However, there was and does not necessarily indicate a causal
no significant difference between the MCI relationship.79,80 For example, aside from
group and the controls. Importantly, there the possibility that vestibular dysfunction
was no significant association between VOR contributed to the development of AD, it
function and AD, indicating that semi-cir- is possible that AD pathology might have
cular canal function was not implicated, caused vestibular dysfunction.
only the otoliths, the most primitive part of One potential explanation for the rela-
the vestibular system. tionship between vestibular dysfunction
In a follow-up study, Wei et al80 examined and AD might be that AD pathology (eg,
vestibular function in 51 patients with AD, β-amyloid (Aβ)) extends into the central
26 with MCI and 295 matched controls. The vestibular pathways from the vestibular
cVEMP, the oVEMP and the VOR were all nucleus to the thalamus and beyond,
tested. Compared to controls, they found thereby impairing vestibular function.
that people with cVEMP impairment had a Although there have been no specific studies
3–4 fold increase in the odds of being in the of Aβ deposition in ‘vestibular-related
MCI group (OR 3.0, 95% CI 1.1–8.5, P=0.04) areas’ of the brain, vestibular information is
and those with oVEMP impairment had an distributed widely,41 (see Figure 4), therefore
almost four-fold increased odds of being it is likely that AD pathology extends to
in the MCI group (OR 3.9, 95% CI 1.4–11.3, many brain regions receiving vestibular
P=0.01). Compared to controls, they found input. However, in a recent study of
that people with impaired cVEMPs had a vestibular function in 98 participants aged
five-fold increased odds of being in the AD 77.3 (±8.26) from the BLSA, Aβ deposition
group (OR 5.0, 95% CI 2.0–12.3, P=0.001) and was measured using amyloid C-11 Pittsburgh
those with abnormal oVEMPs had a greater Compound B (11C-PB).81 The authors found
than four-fold increased odds of being in the that 22.4% of the sample were positive
AD group (OR 4.2, 95% CI 1.9–9.1, P≤0.001). for PiB; however, there was no statisti-
Importantly, VOR gain (the ratio of head cally significant relationship between the
velocity to eye velocity) was not significantly extent of Aβ deposition and any measure of
related to group membership. vestibular function. This study was designed
There are a number of limitations of these to investigate preclinical AD, but no such
studies which must be noted, however. study has been performed in patients
First, hearing loss was not controlled for in diagnosed with AD. Another possible expla-
these studies of AD and MCI, so it is possible nation is that vestibular impairment directly
that it may have been a contributing factor. contributes to medial temporal lobe neuro-
Second, the sample sizes of AD patients were degeneration and AD, possibly as a result of
relatively small, n=32 and 51, and therefore reduced vestibular sensory input to areas
the studies need to be replicated.79,80 Third, of the brain such as the hippocampus, as
occurs for auditory input.82
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Further studies have concentrated on were newly diagnosed with LOAD between
whether vestibular loss is associated with 2007 and 2013, who were then matched to
specific phenotypes of AD, especially those 4,600 controls by both age and sex. Using
with spatial cognitive deficits. Some AD multivariate logistic regression and path
phenotypes are characterised by predom- analysis, the authors reported that the inci-
inantly amnestic symptoms compared to dence of LOAD was positively correlated
others which are characterised by more with prior anxiety (ICD code 300), functional
motoric and spatial impairment.83 In a digestive disorder (ICD code 564), psychopa-
study of 50 patients with MCI or AD, Wei et thology-specific symptoms (ICD code 307),
al84 observed that patients with vestibular disorders of the vestibular system (ICD code
loss were significantly more likely to 386), concussion (ICD code 850), disorders of
exhibit impairment in neurocognitive tests the urethra and urinary tract (ICD code 599),
of spatial skills, for example the Money disorders of refraction and accommodation
Road Map test (MRMT). When patients (ICD code 367) and hearing loss (ICD code
were divided into ‘spatially normal’ and 389). While the authors conclude that these
‘spatially impaired’ groups based on their data suggest that vestibular dysfunction
performance in the MRMT, only 25% of the may therefore be a risk factor for LOAD,
spatially normal patients were found to the limitations of the study include limited
have vestibular dysfunction compared to information regarding other confounding
96% of the spatially impaired patients.84 In a factors such as body mass index, blood
further study of 60 patients with MCI or AD, pressure, diet, smoking, diabetic therapy
patients with vestibular dysfunction were etc.; and the specific nature of the diag-
significantly more likely to have difficulty nosis may have varied according to factors
driving, an activity closely linked to spatial affecting access to a neurologist. At present,
cognitive ability.85 It is possible, therefore, there are no comparable data available
that vestibular dysfunction contributes to on potential vestibular contributions to
the development of a ‘spatial’ subtype of dementia associated with Parkinson’s
AD, increasing the probability of symptoms disease or fronto-temporal dementia.
such as spatial disorientation, wandering, One of the intriguing aspects of the
and an increased risk of falling.84 However, studies in cognitively-normal and vestib-
these two studies have similar limitations ular-impaired adults is the demonstration
to the original one by Harun et al:79 there of a link between saccular function and
were no controls for hearing loss, the sample cognition.45,47,69,75,76,79,80,85 We have recently
sizes were relatively small, the studies were reported that saccular function is a statis-
cross-sectional and in Wei et al,85 the postural tically significant predictor of the decrease
measurements were not specific to vestibular in hippocampal volume that occurs with
function. Finally, the statistical association age.76 The saccule, one of the two otoliths,
reported does not indicate causality. is the part of the peripheral vestibular
The only available study that provides system which detects the orientation of the
any evidence that vestibular loss might be head with respect to gravity and, together
causally involved in the development of with the utricle, is the oldest component
cognitive impairment and dementia is by of the vestibular system in evolutionary
Liao et al86 They investigated prior medical terms (see Figure 2). Patients with AD
conditions that were associated with late- exhibited specifically poorer saccular and
onset Alzheimer’s disease dementia (LOAD) utricular function compared to age-matched
using a population-based matched case controls.79,85 Saccular stimulation has
control study based on the National Health been demonstrated to activate the multi-
Insurance Research database of Taiwan sensory vestibular cortex involved in
and the Catastrophic Illness Certificate spatial information processing.87,88 In guinea
database, between the years 1997 and 2013. pigs and rats, selective electrical stimu-
The definitions of prior diseases were based lation of the utricle and saccule has been
on the first three digits of the International shown to cause widespread activation of
Classification of Diseases, 9th Revision, the hippocampus.89,90 There is increasing
Clinical Modification (ICD-9-CM). The total evidence that the otoliths, the saccule in
case group consisted of 4,600 patients who particular, have a critical role in spatial
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Figure 5: Conceptual model of impact of aging on vestibular function (notably saccular function), which
contributes to neurodegeneration of neural circuits involved in vestibular processing and deterioration,
specifically in spatial cognitive ability. From Agrawal et al28 with permission.
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Competing interests:
Nil.
Acknowledgements:
I would like to thank the three anonymous referees for their constructive and helpful com-
ments on the manuscript.
Author information:
Paul F Smith, Department of Pharmacology and Toxicology, School of Biomedical Sciences
and the Brain Health Research Centre, University of Otago, Dunedin; Brain Research New
Zealand Centre of Research Excellence; Eisdell Moore Centre for Hearing and Balance
Research, University of Auckland, Auckland.
Corresponding author:
Prof Paul Smith, Department of Pharmacology and Toxicology, School of Biomedical Sciences
and the Brain Health Research Centre, University of Otago, Dunedin; Brain Research New
Zealand Centre of Research Excellence; Eisdell Moore Centre for Hearing and Balance
Research, University of Auckland, Auckland.
paul.smith@otago.ac.nz
URL:
www.nzma.org.nz/journal-articles/why-dizziness-is-likely-to-increase-the-risk-of-cognitive-
dysfunction-and-dementia-in-elderly-adults
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