A AlliedBank CDD/e-KYC User Guide (Individual Business/Sole proprietor) General information These values will be auto populated from CP level/Account level and are non-editable, These fields will only be visible for review purpose Date (CDD/e-KYC Creation Date} Branch code Branch Name Customer Number Customer Title ‘Account Number ‘Account Title (In block Letters} Currency 10 Document Type 10.10 Number 11. 1D expiry Date SR ERSET RETR Account KC Branch Level 1S PMPEPR (T Date 13 fuanen Code Frcoxnsie bvanch ave TaLFLERO No of credit transaction per Month > Total amount of credit per Month wen Cad am a ama AE ORD eee “ * ences £4 tampa (LUG, U4 tyre arrow - act rt male nan bard pe 23. MODE OF TRANSACTIONS system will auto populate these values from account level & display the same for review i 9 Ci EH CA AB G Bore cons veer Sccount EYE SnvoneeeNiND [7-£ Guberg,L2hr2) ag anual Sates Roveroe ra 60 Expected Monthly Credit Turnover tio. of Credit Transactions per Month ad oD Total Amount of Credit per Month 5 _! Page 6 of 19| Scanned with CamScannerAN AlliedBank 24. Name of Foreign country CDD/e-KYC User Guide (Individual Business/Sole proprietor) in case of selection of “loreign remittance” from "Mode of Transaction”, select name of foreign country from available LOVs in T24. pectin Perec count YC Branch Level 001000mstea108 MODE OF TRANSACTIONS. 1 a MODE OF TRANSACTIONS. 2 2 2m GID SHORT. AME fat AD ANDORRA Tame of foreign county 1 TOD Measures for THR Will vou use this account for Impov Expert r | | fe thee SS Recnanstan | iment ya] 2 Sous oe a] Ba arocrnn | JAN DUTCH ANTILLES Gener Export oF ERGOLA 25. COD Measures for TAML: ‘This section is only designed for such customers who are involved in Trade Business 2. Will you use this account for Import/Export related transactions.? (Yes / No) Inputter will select “YES' oF ‘NO! form available LOV. In case of selection as ‘NO’; all ficlds related to TBML Shell be disabled for input otherwise all information is mandatory, a ai CD A GL G3 ae Kis yo: REE AC fea eel CCC (ELE ROAD LAHORC unt for impetiExpert related transactions? vovedinimpoe Ur Page 7 of 19 Scanned with CamScannerproprietor) A AliedBark b. Are you involved in Import or export or both? e value from following LOV's by interviewing th CDD/e-KYC User Guide (Individual Business/Sole Inputter will select the e customer i) Import in) Export iin) Both een en ome Nore BLONE C0 Hensures for TOME tgased on selection of above values, system shall require further input as per below screenshots: Page Bol 19 Scanned with CamScannerJA AlledBark CDD/e-KYC User Guide (Individual Business/Sole proprietor) | | emmeeni020 (FACTOLST AREA FSD) < EAPO 1Export ss mnsaing. | COD Measures for TOME aie you engaged in Import/Export . ‘Ave you involve lo) IMPORT /EXPORE /DOTH? Ge) ane une paice of yvods serntev[PAR) ie e_Details of Goods/service in which trading Is done Inputer wl selet rare of Goods/Serices in whch customer trading form available LOVS Muluiple selection option is available | se an ee ae CM a tak a Nine etn cae — oe ov MRNmeWHEADWE ATT AEE “ go | Hoye Bol - wail Scanned with CamScannerJA AlliedBank d. Key Buyers: CDD/e-KYC User Guide (Individual Business/Sole proprietor) Inputter wil get the information from customer & input the same inthe s51e a ao a OA EN ve RE Aco 10 tran Lo 1 (Tennae FOLD Key Buyers | Bua Mamet i | rte 1 oe | Pebsed vith Customer Business 1 = tb Feyselers ‘6 Sete tame a fe. Key Sellers: Inputter wl get the information from customer & input the same the system vet QO (TEMPLE ROAD LAHCRE! cece TI HV Brac Key Buyers euverthimet outer ered vith Customes Bnei} {Expected Annual Number of trade transaction Inuter willinput the information through interview with customer a cna St otuin of wood Scanned with CamScannerAN AliedBank e. Expected Annual Amount of trade transaction CDD/e-KYC User Guide (Individual Business/Sole proprietor) Inputter will input the information through interview with customer ST OKC Pree ty bere [xpected Annual No of Tinde Transaction Tpectad Amt Ame of Trnde Trmngncton ore Trade Cycte Gap Country of origin of goods.4 xe posure 4 Jurisdiction ‘Countries of Business oo oe | countnt me fasion. 1008 foes of tinnsportation.! ja [fe toons - 16 Porsis) of loading Go Abe IE Portis) of discharge —_ bh. Trade Cycle Inputter will select appropriate option from LOV’s. i EOE OT] ws ised cee na Li an ER EEE DEY > Powe ACTON «= mer rive co ocRREEEEBoo20 (FACTORY AREA F504 | | wo howe of Tend Fronsocton 1300000 ~, | Taantiy of ange of goods.” Ss f | senttieetam/Counerior of Busines? errr | somes » Longer That: 480 Bay: \ | up To 90 Gays | | pope 31 0119 $$ ST Scanned with CamScanner(A AliedBark i. Country of origin of goods toma CDD/e-KYC User Guide (Individual Business/Sole proprietor) wh ate Mansa Inputter will select the country of origin of goods ji. Surisdiction/Countries of Business nis mandatory. Information is related to th or sold. e countries Irom where All the information commodities / services are purchased eKYC Branch Level coro REEESIENES Te a eo aa a Se NNUATEET Ac cunt Jurisdiction Countries of Business Country. 1 Node: ot sraneparation k. Modes of transportation inputer will pdated the mode of transportation used during ade transaction Fee peer aim eee Ce EXD GED Flore Rew EERE Account FRYE 0070 10 (FACTORY AREA F50) ec os of amore Scone wo [Restipeaveomereenas | 8 Scanned with CamScannerJA AliedBark 1. Port(s) of loading This filed shall be enable in case ‘by Sea are available for selection, im, Port(s) of discharge This filed shall be enable in case are available for selection. Pmae ac i oe | te ‘py Sea’ is selected as “Mor rare ree ee wD CD Hote Aten font afte tsa CDD/e-KYC User Guide (Individual Business/Sole proprietor) is selected as ‘Mode of transportation’ LOV's valves de of transportation’. LOV's values Page 13 0f 19 Scanned with CamScanner(A AliedBank 'n, Major Medium used for Trade transactions CDD/e-KYC User Guide (Individual Business/Sole proprietor) Inputter will select the appropriate values from the provided LOVS ccommmrattmmmcsteatang Account okYC vet QDIOORFFRTRRDIO (TEMPLE ROAD Powtist of dachoree [Movs HeSum vaed fo Trade uansact ve ‘ oe ame Febited zines concerns DAO® (Callection) " UsancesightiLC) Related Third Party Ba) advance Payment (Eporttmpert) (he Thi Party Relation (1 Spen Account (Bport moar’) thet Registration of contact Other Plense Soe) Active mesh of custome ath Chamba = " ‘Stand by UC / Guarantee: tame of Chamer Be 0. Terms of payments Inputter will select the appropriate values From the provided Lovs. 1 oo decticatent teretermertenteiaeme Account KY Branch L Portis) of discharge Medium uzed for Trade transaction ae - oP Name of Chamber-1 Be | Advance payment flame of Trade aszociation. 1 rere cOneer NE 7 — jegorin tion 1 Related Third Party? B® |ULuance |= ener Third Party Relasion (pect): 1 Oomasa pasmedt | Home Sige | ree jembership of customer with Chamber | Hed PAMNENE [ss es [ee | | Open account Registration num beret Page 14 of 19, Scanned with CamScannerX AliedBank CDD/e-KYC User Guide (individual Business/Sole proprietor) p. Related Business concerns inputter will select the select appropriate values 01" the provided LOWS =e a 7 en exe wim a ce Ex OD More Actions an WRIGHT Account EKYC ovo gmmSEMEmbz0 (FACTORY AREA FSO) Balated third Party." Me ther Ting Party Ration eC! poth(gamastc sternal) Name. Domestic adios tnternatons q. Related third parties inputter will select the appropra'e values from the provided LOVS: shipping agent’. imsurance companies, inspection companies, Nothers. Mandatory text Box is available to capture value of other) recent Mec oAY vanch Level QOICOOREESEETESO CTEMFLE RC pomeed Thied Parts! ce ener Third Pavey Resin (2960) 1 ne wees eattane recve membership of customer wth CHAM Page 15 0f 19 Se Scanned with CamScanner4 Z Adlied Bank CDD/e-KYC User Guide (Individual Business/Sole proprietor) [Trade Association ‘Active membership of customer with Chamber of Commerce: as ‘Yes’, from the provided LOVS In case 6 of selection inputter will select appropriate values system shall require further information in next steP. @ i Fk ro228e3 it ena i ibe Om A EA Ne ns ve BERRI ccoune €+'¢ 00,0 RMIREBE29 FACTORY AREA FSC? rg sein) eo Grmprarentieade Ansoeistin Falive membership of customer with Char ” | «,_ Name of Bank / Financial institution custome? has / had trade business relation. som the LOVs available in T24 inputter will select the vue through imervew with customer fi mec aie mre ecu EV coos 2 TORT AREA FD Seine ___—_——@51 _ =a = era uses ety above FHPARY! Je enw ax Zann EN cHANGE CO, KSEE ~ apni COMMERCIAL 3960 STOCK RAK ‘ReUIDrABI BLANC Bar [AL BAKA SLAC DANK B.C CU SAL ArGL BANK OF KUWAIT KS.CP au ‘sire oseo ce eutomers esting ACOUNE Saponl dovano Bark Hv HONG HONG BRANCH Fass atte. yp "a0 Bata NY Page 16 of 19 Scanned with CamScannerAliedBank CDD/e-KYC User Guide (Individual Business/Sole proprietor) t. Type of transactions dealt / dealing with mentioned banks Inputter will select the appropriate value from available LOVS: 1022883 T : ah a i I ES LO Nove Actes (SURRIBII count EKVC CO10GRMMBBO20. (FACTORY AREA FSD) Hage of FI has had wade Bus relatlont Tipe of transaction wath mentioned bank) Tak of annual Busnes vith above PKR)! Gefaute story No, of Overdue Bils Loan Amount of Overdve Bis PaymentiLoa" amber of noa-shipments against advance Amount of overdue Conduct of customer’ existing Aec RISK PROFILE Payment fount loccumentary collection Import Advance Payment export Advance Payment lopen Account Discounting tions Jeank Guarantes isk Profile ther Risk(Mease Specs) Packing Credit u, Default History ased on internal & external in case of selection as Yes’, 5 sereenshot, behavior of customer, appropriate values shall be selected. system will also require further information a5 Per below PRHAG| wes “mea RERERES Accourt £1 vac cw eam ea exe ae 4 More Actons YC 001 SIENIL0020 (FACTORY AREA FSO) lease enter camptete TEML detat. ease enter complete TEML detal, fase enter complete TBML detail please enter complete TEN detall egment [Loan si Getault History ume’ of non shipments against advance smoust af overdue Scanned with CamScannera Ee RK More Actons | SME EKSC Covoomzermo20 (FACTORY AREA FSD) | REMC OF custimers existing Account Plena oni nplete THML den Amount Of Overdue Bills Payment/Loan sea7 Humber of no: Shimber of nen-shipments against advance sere Amount of overdue RISK PROFILE Risk Profite.1 3a7 iis, ances tot Satisfactory Other Risk(Please Specity) cot Seustactory 26. RISK PROFILE Appropriate value a5 per customer profile should be selected This filed is extremely important & ut may effect Customer Risk category. In case of selection of ‘Other' value, system shal require appropriate narration in text box. Londuct 6t custome SSH Hting ACCOUNT ¥ [A CUE FYE Categor + Comments (838i of updation) 1) Review Ish Frovie Person Publie Fr Wont Revtevs Gate Page 18 of 19 Scanned with CamScannerA AlliedBank CDD/e-KYC User Guide (Individual Business/Sole proprietor) 27. CDD/KYC Risk category System will auto assigned risk cate : BOTY 3s per approved rsk matrix. In case assignment of ‘High Risk’ by system, performance of € DD is mandatory. u (Coo 28. Brief comments - (Basis of Updation/ revision) tthe basis AML / CFT Regulation updated June 2021 under para 21(c) emphasizes to document of revision, Please briefly document the rational of revision. ST RERTPRRSE ECT FC Cater i Corns (as cf uation ‘ — Late Page 19 of 19 Scanned with CamScanner