Professional Documents
Culture Documents
www.elsevier.com/locate/susc
a
Department of Applied Physics, Hunan University, Changsha 410082, China
b
Central Iron and Steel Research Institute, Beijing 100081, China
Abstract
Using molecular dynamics simulations and a modified analytic embedded-atom method (MAEAM), the relaxations
and vibrations of Ni(9 7 7) surface are studied in the temperature range of 100–1500 K, The calculated results for the
temperature dependence of phonon frequencies, line-width and the mean square amplitude show that the anharmonic
effects are small for temperatures up to 900 K. The calculated interlayer separation for the first and second surface
decreases, and the distance along the x direction increases between the topmost and second surface, with increasing tem-
perature. In addition, the calculated layer structure factor indicates that the Ni(9 7 7) surface is well ordered and does
not premelt up to a temperature of 1700 K.
2004 Elsevier B.V. All rights reserved.
Keywords: Nickel; Molecular dynamics; Surface relaxation and reconstruction; Vicinal single crystal surfaces; Electron density,
excitation spectra calculations
0039-6028/$ - see front matter 2004 Elsevier B.V. All rights reserved.
doi:10.1016/j.susc.2004.09.027
440 J. Yang et al. / Surface Science 572 (2004) 439–448
Various theoretical methods employ the slab inica [11] calculated the surface phonon spectral
model [4] to calculate the phonon spectrum and densities for stepped (2 1 1) surface of Cu.
phonon dispersion curve of surfaces. The phonon Since experimental data for surface phonon fre-
frequencies are obtained via diagonalization of a quencies [3] and another theoretical calculation [9]
dynamical matrix. Eigenvalues of the dynamical are available on Ni(9 7 7), in this paper we use the
matrix, obtained at each allowed point of the sur- MD method and MAEAM potential to calculate
face Brillouin zone, serve to construct phonon dis- the temperature dependence of the surface relaxa-
persion curves. The dynamical matrix is computed tion, phonon spectrum, mean square displacement
directly from semi-empirical [5,6] or ab initio [7] of atoms, and the layer structure factor for the
potential. However, the method using semi-empir- stepped (9 7 7) surface of Ni up to 1700 K, which
ical potential describes multilayer relaxations for is only 60 K below the bulk melting point. Present
stepped surfaces only in terms of interlayer relaxa- calculation is carried out for much higher temper-
tion, ignoring the geometry of the surface [5]. Un- ature than real space Greens function approach
like flat surfaces, vicinal surfaces relax in two [9].
directions, since the existence of steps at the sur-
face leads to broken symmetry in both these direc-
tions. The changes in the registries of the atoms are 2. Simulation approach
of importance, since they affect the changes in the
bond lengths between the atoms in the regions of 2.1. Analytic EAM potential
low coordinations. Because of the expensive com-
putation, the first principles calculation can only The EAM describes the total energy Et of any
be performed on the vicinal surfaces whose terrace structure as the sum of three terms, a many-body
width is less than five atoms [8]. term depending on the local electron density, a
Another harmonic approximation is the real two-body term depending purely on interatomic
space Greens function method, where the surface distances, and a modification term to correct for
is treated as a perturbation of the bulk lattice. This the assumption of the linear superposition of
method provides the information about the sur- atomic electron density in the original EAM [12–
face phonon density of states and permits a clear 15]:
discrimination for the surface localized modes X 1X X
and surface resonances. Using the Greens func- Et ¼ F ðqi Þ þ /ðrij Þ þ MðP i Þ
tion method with the EAM potential, Rahman i
2 i;j i
and coworkers [9,10] calculated the local vibra- for i 6¼ j; ð1Þ
tional densities of (9 7 7) for Ni and (2 1 1), (3 3 1),
(5 1 1) for Cu. In addition to phonon frequencies, where the local electron density qi and its second
the Greens function has also been used to calcu- order Pi are determined by a superposition of indi-
late the mean square vibrational amplitude of vidual atomic electron densities f(rij):
atoms, the surface specific heat and other thermo- X
dynamic quantities. q¼ f ðrm Þ; ð2Þ
m
A method based on the slab model that has not
been used extensively for calculating the surface X
P¼ f 2 ðrm Þ; ð3Þ
phonons of stepped surfaces is the molecular
m
dynamics (MD) technique. With the MD method,
the phonon spectrum is obtained by Fourier trans- where m is the number of the neighbor atoms. The
formation of the autocorrelation function of atom- atomic electron density was described by the func-
ic velocity. The calculations are not limited to the tion f(r),
harmonic approximation and can study the influ- r 4:7 r r 2
ence of temperature on the phonon spectrum. f ðrÞ ¼
1 ce
; ð4Þ
Using the MD method and a F–S potential, Mar- r rce r1
J. Yang et al. / Surface Science 572 (2004) 439–448 441
Table 2
EAM model parameters for Ni, n is dimensionless, F0, a and ki are in eV
n F0 a (105) k0 k1 k2 k3 k4 k1
1.02 2.841 3.587 52.932 31.481 24.312 21.048 23.276 110.760
442 J. Yang et al. / Surface Science 572 (2004) 439–448
and constant temperature (NVT), this surface sys- a coordinate system with z-axis perpendicular to
tem is equilibrated to the desired temperature. the macroscopic surface, the x coordinate along
Afterwards, the system is left undisturbed in much ½14 9 9 perpendicular to the step-edge atoms, and
longer run constant-energy simulation during y coordinate along ½0 1 1 parallel to the steps.
which the coordinates and velocities of the atoms The surface Briilouin zone belongs to a centered
are computed. The vibrational dynamics can be ex- rectangular type.
pressed through the power spectrum S(m) obtained
*
by the Fourier transform of the velocity vj ðtÞ auto-
correlation function [8]. A projected local spectral 3. Results and discussion
density of phonons (PLSDP) is obtained from tem-
poral Fourier transform of the layer-averaged 3.1. Relaxation
velocity autocorrelation functions according to [20]
Z " # 2 Due to the loss of neighbors along the z direc-
XNs *
0 tion for all surface atoms, and along the x direc-
gaa ðQk ; xÞ ¼ eixt eiQk Rj vja ðtÞ dt ; ð9Þ
j¼1
tion for the step atoms, the stepped surfaces
relax in both x and z directions, leading to different
where gaa is the spectral density for displacements interlayer separations (z component relaxation)
along direction a (a = x, y, z) of atoms in layer s, Ns and interlayer registries (x component relaxation)
is the number of atoms in that layer, Qk is the two- at and near the surface, compared to the bulk.
dimensional wave-vector parallel to the surface, R0j Experimental and theoretical studies [10,11] have
is the equilibrium position of atom j whose veloc- shown that the stepped surfaces undergo large
ity is vj. The raw spectrum obtained according to and oscillatory multilayer relaxations and persist
the above equation is smoothed by convoluting it for several layers. Fig. 2 shows the calculated dis-
with a Gaussian function of width d, which elimi- placement field for (9 7 7) surface at 0 K. All terrace
nates any noise caused by the finite number of atoms except those in the corner chain (CC) under-
terms in the above summations. go significantly large inward relaxations, while the
corner atoms are found to relax outwards. For
2.3. Surface geometry the stepped surface with eight-atom-wide terraces,
the prominent outward relaxation is found for
The ideal lattice termination of the (9 7 7) sur- Dd89, which is for the least undercoordinated sur-
face of a fcc crystal and the surface Brillouin zone face atoms, with coordination number 10 that is
are shown in Fig. 1. The (9 7 7) surface termination the last one exposed to the vacuum. The calculated
is a 7.01 miscut of the (1 1 1) surface. It consists of interlayer separations and registries for the (9 7 7)
eight atomic row wide (1 1 1) terraces separated by surface are presented in Fig. 3 and Table 3. The
(1 0 0) monatomic steps. In the calculations, we use present calculations show the changes in interlayer
7.01° S
[977]
[111]
[100]
Γ
X
Fig. 1. Geometry of Ni(9 7 7) surface and the surface Brillouin zones. The surface consists of eight-atom (1 1 1) terrace separated by
single-atom (1 0 0) step. The black circles denote step edge atoms.
J. Yang et al. / Surface Science 572 (2004) 439–448 443
Table 3
Interatomic distances in Å along the x, y, z directions between a step atom and the neighboring terrace, corner and bulk neighbor
atoms for the relaxed surface and a corresponding atom in the bulk
Surface Bulk
Dx Dy Dz d Dx Dy Dz d
SC-1TC 2.089 1.2430 0.1966 2.4388 2.1367 1.2430 0.2624 2.4858
SC-CC 1.7581 0.0 1.6769 2.4296 1.6723 0.0 1.8390 2.4858
SC-BNN 0.3938 1.2430 2.0194 2.4038 0.4644 1.2430 2.1020 2.4858
444 J. Yang et al. / Surface Science 572 (2004) 439–448
Table 4
Temperature dependence of the interlayer distance for the (9 7 7) surface along the z direction in units of Å
0 100 300 500 700 900 1100 1300 1500
dSC–1TC 0.197 0.196 0.195 0.193 0.191 0.189 0.189 0.189 0.189
d1TC–2TC 0.254 0.255 0.255 0.256 0.256 0.258 0.257 0.258 0.260
dCC–BNN 0.342 0.343 0.347 0.353 0.356 0.365 0.368 0.374 0.387
2.20 10
SC
1TC
2.18 8 2TC
CC
-2
6
Distance ( Å)
2.14 4
x
2.12
2
2.10
0
2.08
0 300 600 900 1200 1500 8
T(k)
<U 2 > (10 Å)
-2
6
Fig. 4. Temperature dependence of the distance between SC
and 1TC along x direction. 4
y
feature.
8
<U 2 > (10 Å)
-2
from the calculations. Firstly, the hu2i in the x and experiment [3] for the surface Rayleigh modes at
y direction are larger for the SC atoms than for the 3.6 THz. The step-localized mode is much softer
inner layers, and the hu2i in the y direction for all compared to our calculated Rayleigh mode of
terrace atoms are almost identical. It can be ex- the Ni(1 1 1) surface, which has a zone edge fre-
plained that the undercoordinated atoms should quency of 4.3 THz in M point. The softening
be more loosely bound. It is well known that the may contribute to the effect of charge smoothing
coordinate is less for SC atoms than for all other near steps and the relaxation along x direction,
inner atoms, whereas all terrace atoms have identi- which leads to the softening of interlayer force
cal coordinates. Secondly, the hu2i in the z direc- constant for (9 7 7) as compared to the (1 1 1) sur-
tion are much larger for all terrace atoms than face, For SC atoms, another surface mode is polar-
for SC atoms. This is a distinctive feature of this ized along z direction, with a frequency of 5.2 THz.
crystallographic orientation that was first encoun- For 1TC and 2TC atoms, the calculated results
tered in simulations of Al(1 1 0) and can be ex- show a low-frequency mode with X and Z polari-
plained by the soft channel [24]. Since the (9 7 7) zation both at 4.4 THz, which are similar to Karas
surface is very open, the atoms in all terraces have calculation [9]. For SC, 1TC and 2TC atoms, we
natural channels of oscillation perpendicular to the have also computed a high-frequency mode polar-
surface and directed toward the vacuum, then the ized along y direction at about 8.5 THz, which is
terrace atoms (especially for the CC atoms), have less than the high frequency of 9.5 THz for the
bigger space to move back and forth along these bulk. The softening of the high-frequency mode
channels. On the other hand, the vacuum acts as can contribute to a decrease in the coordination
a hard wall and limits the mobility of SC atoms of surface atoms, which reduces the interlayer dis-
outward. Thirdly, the ratio between hu2i for SC tances of the first three surfaces. Another interest-
and for bulk atoms rapidly increases for tempera- ing feature is that the PLSDP at Y points for 1TC
tures is above 900 K, the result are in accord with and 2TC atoms is very similar. It can be explained
the experimental result of Cao and Conrad [25], that the terrace atoms have same coordinates.
who found the ‘‘harmonic regime’’ of Ni(1 0 0) is Fig. 6(b) shows the PLSDP for X point at
T < 900 K. The calculated hu2i show that the mean 300 K. Perpendicular to the steps, since the surface
square vibrational amplitudes (hu2x i þ hu2y i þ hu2z i) Brillouin zone is short, the mode structure is more
for SC atoms increase at a rate of 10.4 · 105 Å2/ complicated and more peaks emerge. The lowest
K in the temperature range of 100–900 K, and at frequency mode at X point is mainly transverse
23 · 105 Å2/K for 900–1400 K. The correspond- polarized mode with a frequency of 0.96 THz,
ing rates for the terrace atoms (i.e. 1TC, 2TC which is in consistent with lattice dynamical calcu-
and CC atoms) drop to about 8.5 · 105 Å2/K lation [27]. The surface Rayleigh mode (polarizing
and 18.0 · 105 Å2/K, and for the bulk atoms along z direction) is not obviously softening as
drops to 5.3 · 105 Å2/K and 8.2 · 105 Å2/K. compared to the terrace atoms because, the ter-
These values show the amplitude for SC atoms races being parallel to the steps are undisturbed.
grows more rapidly, whereas the amplitude for ter- In addition, the PLSDP for C point at 300 K is
race atoms increases at almost equal ratio. also calculated. HAS experiment [3] showed two
step induced modes, with the frequency of
3.3. Phonon spectra and line-width of Ni(9 7 7) 1.15 THz and 1.62 THz, respectively. Our calcu-
surface at 300 K lated results reveal a mode polarized in the x direc-
tion with the frequency of 1.30 THz, and another
Fig. 6(a) shows the PLSDP for the first three mode mainly polarized in the z direction with the
surfaces and bulk atoms at 300 K for Y points of frequency of 1.63 THz, which are in reasonable
surface Brillouin zone. The low-frequency part of agreement with the experiments. It should be
the calculated spectrum for SC atoms shows a pointed out that HAS experiment only finds those
step-localized mode at 3.7 THz with mainly X modes polarizing in perpendicular to the step edge
and Z polarization, in agreement with the HAS or normal to the surface.
446 J. Yang et al. / Surface Science 572 (2004) 439–448
SC atom x SC atom x
y y
z z
0 2 4 6 8 10 0 2 4 6 8 10 12
ν(THz)
(a) Y point (b) X point
Fig. 6. PLSDP for the first three layers and bulk of the (9 7 7) surface at 300 K. (a) Y point, (b) X point. The first layer corresponds to
SC atom, the second layer to 1TC atom and the third layer to 2TC atom.
Previous calculations of the phonon line-widths of the temperature. The line-width is defined as
on flat surfaces with EAM were performed by the width at half maximum of the Rayleigh peak.
Yang and Rahman [26] and by Al-Rawi et al. With the increasing of temperature, some new
[20]. These simulations indicate that the presence modes appear due to phonon–phonon interac-
of the surface enhances the bulk line-widths. We tions, which make the calculation of the line-width
start by evaluating the line-width associated to challenging [28]. In present calculation, the line-
the step-localized mode at Y points as a function width of step mode is computed up to temperature
J. Yang et al. / Surface Science 572 (2004) 439–448 447
Line-width (THz)
3.4 X
ω (THz)
0.6
0.6
Y
3.2
sl(q)
3.0 0.4
0.4
2.8 0.2
0.2
2.6
0.0
0 200 400 600 800 1000 0.0
T(K) 0 200 400 600 800 1000 1200 1400 1600
T(K)
Fig. 7. Temperature-dependent frequency and line width of the
step-localized mode for Ni(9 7 7) surfaces. Solid circle denote Fig. 8. The surface structure factor for the SC atoms as a
the frequency of surface phonon and hollow circle denote the function of temperature.
line-width of the surface phonon.
The calculated temperature dependence of pho- [8] R. Heid, K.P. Bohnen, A. Kara, T.S. Rahman, Phys. Rev.
non frequency is in agreement with experiment [3], B 65 (2002) 115405.
[9] A. Kara, S. Durukanoğulu, T.S. Rahman, J. Chem. Phys
the calculated line-width and the mean square 106 (1997) 2031.
amplitude display significant deviations from har- [10] S. Durukanoğulu, A. Kara, T.S. Rahnam, Phys. Rev. B 55
monicity for temperature above 900 K. In addi- (13) (1997) 894.
tion, the calculated layer structure factor display [11] M.C. Marinica, G. Raseev, K.S. Smirnov, Phys. Rev. B 63
that the anharmonic effects for Ni(9 7 7) surface is (2001) 205422.
[12] W. Hu, B. Zhang, B. Huang, F. Gao, D.J. Bacon, J.
a little stronger than for Ni(1 1 1) surface and the Phys.: Condens. Matter 13 (2001) 1193.
Ni(9 7 7) does not premelt. [13] W. Hu, H. Deng, M. Fukumoto, Euro. Phys. J. B 34
(2003) 429.
[14] W. Hu, X. Shu, B. Zhang, Computational. Mater. Sci. 23
Acknowledgment (2002) 175.
[15] W. Hu, M.F. Ukumoto, Modell. Simu. Mater. Sci. 10
(2002) 707.
This work is financially supported by the [16] R.A. Johnson, Phys. Rev. B 41 (1990) 9717.
‘‘Trans-Century Training Programme Founda- [17] H.E. Boyer, T.L. Gall (Eds.), Metals Handbook, Desk
tion’’ for the Talents of the Ministers of Education Edition, American Society for Metals, Metals Park, OH,
of China and NSFC (No. 50371026). 1985.
[18] H. Deng, W. Hu, X. Shu, B. Zhang, Surf. Sci. 543 (2003)
95.
[19] J. Yang, W. Hu, H. Deng, Acta Phys. Sin. 53 (2004) 1946.
References [20] A.N.A. Al-Rawi, A. Kara, T.S. Rahman, Surf. Sci. 446
(2000) 17.
[1] P. Gambardella, M. Blanc, K. Kuhnke et al., Phys. Rev. B [21] T.S. Rahnam, S. Durukanoğulu, A. Kara, J. Phys.:
64 (2001) 45404. Condens. Matter 15 (2003) S3197.
[2] G. Witte, J. Braun, A. Lock, J.P. Toennies, Phys. Rev. B [22] G. Prévot, C. Cohen, D. Schmaus, P. Hecquet, B. Salanon,
52 (1995) 2165. Surf. Sci 506 (2002) 272.
[3] L. Niu, D.D. Koleske, D. Gaspar, S. Siebener, J. Chem. [23] R.J. Birgenall, J. Cordes, G. Dolling, A.D.B. Woods,
Phys. 102 (1995) 9077. Phys. Rev. 136 (1964) A1359.
[4] R.E. Allen, G.P. Alldrege, F.W. de Wette, Phys. Rev. B 4 [24] N. Marzari, D. Vanderbilt, A. De Vita, M.C. Payne, Phys.
(1971) 1648. Rev. Lett. 82 (1999) 3296.
[5] P. Knipp, Phys. Rev. B 43 (1991) 6908. [25] Y. Cao, E. Conrad, Phys. Rev. Lett. 65 (1990) 2808.
[6] F. Raouafi, C. Baarretea, M.C. Desjonquères, D. Spanj- [26] L. Yang, T.S. Rahman, Phys. Rev. B 67 (1991) 2327.
aard, Surf. Sci 507–510 (2002) 748. [27] G. Witte, J.P. Toennies, Phys. Rev. B 55 (1997) 1395.
[7] C.Y. Wei, S.P. Lewis, E.J. Mele, A.M. Rappe, Phys. Rev. [28] T.S. Rahman, J.D. Spangler, A. Al-Rawi, Surf. Sci. 502–
B 57 (1998) 10062. 503 (2002) 429.