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Energy Research & Social Science 54 (2019) 224–235

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Energy Research & Social Science


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Original research article

Megawatts mask impacts: Small hydropower and knowledge politics in the T


Puelwillimapu, Southern Chile
Sarah Kellya,b,

a
Centro de Investigación para la Gestión Integrada del Riesgo de Desastres (CIGIDEN) CONICYT/FONDAP/15110017, Pontificia Universidad Católica de Chile, Edificio
Hernán Briones, 3er Piso, Av. Vicuña Mackenna 4860, Macul, Santiago, Chile
b
Department of Anthropology, Dartmouth College, Silsby Hall, Hanover, NH, 03755, United States

ARTICLE INFO ABSTRACT

Keywords: Internationally, high head diversion small hydropower is being developed in mountainous regions. In contrast to
Small hydropower the history of large reservoir hydropower’s well-documented social and environmental impacts, scholarship is
Indigenous rights only beginning to examine the impacts of small hydropower in river basins around the world. While a number of
Renewable energy articles globally emphasize the principle ecological impacts of small hydropower, few articles examine the social
Collaborative research
impacts, and fewer still draw from ethnographic or collaborative inquiry with affected peoples. Through an
Ethnography
ethnographic, collaborative research approach with Mapuche-Williche Indigenous leaders in the Puelwillimapu
Water
Territory of southern Chile, I interrogate how the interrelated social and environmental impacts of small hy-
dropower cited in Environmental Assessments compare with those lived and perceived by affected Mapuche-
Wiliche communities. Small hydropower development targets areas of cultural significance in Mapuche territory,
generating considerable conflict. Additionally, knowledge politics shape and obscure small hydropower’s im-
pacts. Analyzing two case studies, I argue that judging a small hydropower project’s size by megawatts can mask
significant impacts. The current trend to design environmental regulation for small hydropower based on
megawatts is shortsighted, infringing upon Indigenous rights. In Chile, harmful projects are being developed
without consulting Mapuche-Williche people. Small hydropower’s impacts are expressed in not only ecological
fragmentation, but also in the fragmentation of social relationships and ancestral knowledge recognition. Thus,
this article seeks to expand our notion of what counts as an impact to include those that Indigenous communities
identify as important. In conclusion, I provide recommendations for improving small hydropower regulation and
Indigenous Consultation for hydropower. Reflecting on an interdisciplinary and collaborative approach, this
paper contributes methodologically to the field of energy and social sciences.

1. Introduction renewable energy. Today, primarily ‘small’ hydropower is being built


quickly throughout southern Chile.2 Projects are sited in historically
In the foothills of the Andean mountains of southern Chile, new dispossessed and contemporary Mapuche territory, provoking conflicts
waterfalls spring from mountain sides during the winter months as the regarding the impacts of these installations.
heavy rains accumulate. Water abundance in winter months sharply In this paper, I draw from 22 months of ethnographic and institu-
contrasts the growing water scarcity and variable rainfall of summer tional research anchored in a collaborative research methodology with
months, prompted primarily by climate change [1], and exacerbated by a Mapuche-Williche territorial alliance, the Alianza Territorial
human intervention.1 Over the last ten years, Puelwillimapu Mapuche- Puelwillimapu. One vein of our collaborative research documented the
Williche Territory of southern Chile, among other mountainous regions interrelated social and environmental impacts of small hydro, guided
around the world, became a new location for the global transition to by the ancestral knowledge of Mapuche-Williche leaders. Research

Correspondence address: Centro de Investigación para la Gestión Integrada del Riesgo de Desastres, Pontificia Universidad Católica de Chile, Edificio Hernán

Briones, 3er Piso, Av. Vicuña Mackenna 4860 Macul, Santiago, Chile.
E-mail address: sarah.kelly@cigiden.cl.
1
The following abbreviations are used in this paper: Intergovernmental Panel on Climate Change (IPCC); Megawatts (MW); Environmental Impact Study (EIS,
Spanish acronym for all Chilean institutions); Declaration of Environmental Impact (DIA); Environmental Assessment Service (SEA); US Dollars (USD); International
Labor Organization (ILO); and Community-Based Participatory Research (CBPR).
2
This definition varies by country. In Chile, small hydro projects are called ‘minicentrales hidroeléctricas’ and are legally defined as generating 20 MW or less.

https://doi.org/10.1016/j.erss.2019.04.014
Received 19 September 2018; Received in revised form 10 April 2019; Accepted 18 April 2019
Available online 08 May 2019
2214-6296/ © 2019 Elsevier Ltd. All rights reserved.
S. Kelly Energy Research & Social Science 54 (2019) 224–235

findings align with those of scholars such as Roué and Nakashima [2], found early on, environmental costs are arguably more influenced by
who state that Cree Indigenous observations of hydropower impacts in plant size and water infrastructure design than megawatts. Further-
settled James Bay, Canada, reveal “an essential fact: the holistic nature more, multiple small diversion projects in the same river basin produce
of impacts and the indissoluble link between the social and environ- impacts greater than the impacts of each project individually
mental dimensions” (p. 340). Empirically, this article problematizes [16,17,11,18,19,94]. Habitat fragmentation and degradation can also
how small hydro is currently regulated, while simultaneously seeking to increase with multiple projects [5,20]. Cascade designs incite major
expand our notion of what counts as an impact to include those that transformations; consecutive projects alter a greater length of a river
Indigenous communities, in particular ancestral leaders, voice as im- and affect local populations and ecology [21,13].
portant. Recent qualitative studies agree that small hydropower alters cul-
Below I present two arguments regarding small hydro’s impacts. tural water management practices [22,13,23–25]. In Thailand, Fung
First, I argue that for small hydropower, megawatts (MW) are an in- et al. [22] examine the implementation of small reservoir dams, finding
sufficient single indicator for the interacting variables involving place, that the irrigation benefits are divided by the installation – upstream
infrastructure, and decision-making that engender interconnected en- users benefit, downstream users suffer. They also find this design leads
vironmental and social impacts. Internationally, small hydropower to overall improved flood control in that geographic setting. Broadly,
definitions vary, but the growing consensus is between 1–10 MW [3,4]. studies indicate that small hydro catalyzes changes that are multiple
While broadly megawatts may approximate degree of impacts, small and deep-reaching.
hydro projects generating around 1 MW or greater can have dis- Across diverse landscapes, scholars document uneven benefits
proportionate impacts. Designing regulation for hydropower such as [12,22,24,26]. An ethnographic approach by Ptak [27] in China finds that
Environmental Assessments on megawatts alone, as is common practice unevenly distributed socio-economic benefits do not reach marginal popu-
in Chile and internationally, allows adverse development projects to lations, although access to communication via rural electrification improves
pass as low-impact renewable energy options. Second, I suggest that the wage labor opportunities. Hennig et al. [21] establish that increased road
concept of fragmentation offers a way to trace those interrelated im- access supports economic development in China, but cascade design leads
pacts. Small hydro generates fragmentation not only ecologically, as to rivers drying for extended lengths. In British Columbia, Shaw et al. [28]
documented in the literature [5,3,6]; it also creates divisions in social note that a lack of regulation for small run-of-river installations unevenly
relationships and ancestral knowledge recognition. A common concept distributes risks for local communities, such as diminished water quality
in ecology, fragmentation refers to the process through which larger and wildlife habitat. In Tanzania, Ahlborg and Sjöstedt [29] document that
connective areas are broken into smaller units, such as the ongoing a small hydro-powered rural electrification program operated by a non-
fragmentation southern Chile’s temperate rainforest [7]. Additionally, governmental organization is creating positive changes, for example sup-
knowledge politics in Environmental Assessments shape and obscure porting local business development such as grain mills. As part of the global
small hydro’s impacts. Regardless of installed capacity, small hydro can need for better understanding of renewable energy development in In-
produce significant impacts due to its tendency to fragment across digenous territories [30], ethnographic and collaborative research with In-
ecological, social, and ancestral realms. digenous peoples among other affected populations is needed to compare
how small hydro’s interwoven social and environmental impacts are lived
2. Existing research on small hydropower’s trajectory: the need and experienced.
for in-depth qualitative inquiry on impacts

Minimal evidence supports small hydro’s current development 3. Theoretical framework and research methodology
trend, whereby private actors and government agencies promote small
hydropower as an eco-friendly alternative to large hydropower [8]. The 3.1. Environmental assessment knowledge politics in Indigenous territories
division between small and large hydro is somewhat arbitrary and in-
consistent across nation-states [3,9,4]. In practice, small hydro can be Knowledge politics are often embroiled in hydropower conflicts,
drastically different, or quite similar to large hydro. ‘Small’ hydropower such as the “green authoritative knowledge” produced by the World
water infrastructures include traditional reservoirs, weir designs, or in- Bank in the 1990s to justify hydropower installations in the Mekong
stream turbines [10]. Installed electricity capacity (MW) does influence [31]. Recently, Hess and Fenrich [32] discuss knowledge politics for a
hydropower’s impacts, but it is not equivalent to the physical size of the conflictive large hydropower project in Brazil, where Munduruku In-
hydropower plant (the generating house) nor the size of the water in- digenous people’s knowledge of sacred sites and risks was overlooked.
frastructure installation [11]. Megawatts do not necessarily reflect Discussing energy and state politics, Bridge et al. [33] pose two im-
whether a project feeds a high voltage electricity line or a less intrusive portant, related questions: what knowledges are informing energy de-
line for rural electrification, variables that also inform the degree of cisions?, and what happens with alternative forms of knowledge and
impacts. values that are being overlooked for more dominant, scientific knowl-
As a renewable energy source, small hydro projects are embedded edges? (p. 8).
within shifting political economic configurations that influence their Unequal power dynamics in Indigenous knowledge recognition
implementation. In places like southwestern China, growing in- prompt academic researchers to agree that Indigenous peoples’ sub-
dustrialization distances small hydro from sustainability tenants as stantial participation is needed to determine impacts and project miti-
electricity sales increase, developing into larger privatized efforts [12]. gation measures in their territories [34–37]. Since the 1990s, civil so-
Chinese institutional and economic arrangements for small hydro are ciety and regulatory efforts worldwide sought to incorporate
stimulating overdevelopment [13]. Despite provoking significant en- Indigenous knowledge more substantially in assessments for develop-
vironmental damage, small hydro development continues, due to ment projects [38]. Assessments are typically labeled Environmental
aligned private sector growth and government development goals [14]. Impact Assessments or Social Impact Assessments.3
In Mexico, small hydro’s swift implementation is bolstered by the pri-
vatization of electricity development [15]. 3
Systematic Social Impact Assessments (SIA) are not mandated in Chile,
Environmentally, a number of variables in small hydro design in- however individual projects can involve SIAs when connected to international
fluence environmental and social impacts. Recent review articles on company policies, international financing conditions, or extreme conflict,
small hydro highlight that a key distinction is whether a project diverts among other factors. For example, mining company Anglo American Chile uses
a portion of river water from the natural river course [3], and if so, how a methodology called the SEAT (Socio-Economic Assessment Toolbox) which
much water is diverted for what length of the river [4]. As Gleick [11] reportedly involves Free, Prior, and Informed Consent of Indigenous peoples.

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S. Kelly Energy Research & Social Science 54 (2019) 224–235

It is important to note that Indigenous knowledge as a category does Table 1


not refer to a distinct knowledge system, but rather a diversity in ways Environmental Assessment for Hydropower Projects in Chile.
of knowing [40]. Ethically, Indigenous people and researchers agree
that Indigenous people should guide and define the terms of what
knowledge is shared [40–42]. In collaborations with First Nations, re-
searchers highlight that it is important to set clear terms and expecta-
tions for how knowledge is mobilized, and what forms of Indigenous
knowledge are included [42]. Although Indigenous knowledge is a
difficult category to bound [43], international treaty protects the
knowledge and customs of Indigenous people, such as International
Labor Organization’s (ILO) Convention 169 ratified by Chile in 2008.
While Environmental Impact Assessments evolved to more com-
prehensively consider environmental, social, and economic concerns in
environmental management [44], significant barriers to inclusion re-
main. As with any state metric system that makes a certain reality le-
gible in order to be governed and ordered by state law, these metrics
are uniform throughout national territorial space [35,45]. Uniform
metrics and the technical discourse of Environmental Assessments
systematically overlook many characteristics of diverse territories [35].
Western science also plays a critical role in the dominant institutional
framework, posing conceptual and communication barriers for In-
digenous knowledges [46]. Ultimately, relations of power dictate the
terms for how Indigenous knowledge is recognized [35].
Another inherent contradiction exists for Environmental
Assessments conducted in Indigenous territories. Assessment protocols
use categories that assume a division between the environment and the
social [2]. This stands in contrast to Indigenous worldviews that are not
premised on these divisions [2] but instead are relational [41,47].
Fragments of Indigenous knowledge systems are often brought into
assessment processes according to managerial decisions [46]. These
decision-making [51]. By reviewing what is “environmentally re-
insights are relevant to the renewable energy transition. Further re-
levant”, the assessment process introduces “the environment in a
search is needed to ask: how is Indigenous knowledge being recognized
fragmented and technified way” ([52], p. 319). In Chile, the same
in these processes, and in what ways does Indigenous knowledge re-
companies proposing projects also commission assessment studies,
frame the scope of impacts?
often submitting baseline studies with notable omissions and ques-
For example, since ILO Convention 169 is codified through Chile’s
tionable science ([52], see Table 1). Scholars conclude that Chile’s
existing laws [48], shortcomings in environmental law limit the re-
neoliberal institutions condition scientific knowledge production, un-
cognition of Mapuche territorial rights. In the Chilean Environmental
dermining the scientific validity in assessments [51,52]. In practice,
Assessment design, Indigenous people are often excluded from influ-
knowledge politics influence how impacts are defined and assessed.
encing decision-making. Citizen Participation and Indigenous Con-
sultation that formally involve local communities in decision-making
occur after a company determines project dimensions including loca- 3.2. Research approach and methods
tion and submits the project for review [49,50]. In the Chilean General
Environmental Framework Law (Law 19.300), small hydro projects I conducted 22 months of ethnographic and institutional inquiry
generating less than 3 MWs are not required to formally submit a study through a collaborative research approach with the Alianza Territorial
for the two-tiered Environmental Assessment process. For projects Puelwillimapu, hereafter the Alianza. The Alianza is comprised of an-
generating over three megawatts, hydropower companies decide whe- cestral and legally-recognized Mapuche-Williche leaders in the
ther to submit a full Environmental Impact Study (EIS) or a lesser De- Puelwillimapu Territory, including communities throughout the wa-
claration of Environmental Impact (DIA) following criteria established tershed. Research was guided by a Community-Based Participatory
in Law 19.300 (Table 1).4 Consequently, projects that produce 3 MWs Research Methodology (CBPR). CBPR is understood as collaborative
or less are not required to conduct Citizen Participation or Indigenous and community-oriented research that addresses needs identified by
Consultation (Table 1). Additionally, neither Law 19.300 nor the Chi- community members [53,54]. I made a methodological commitment to
lean Water Code (1981) provide an adequate mechanism for assessing thinking with the situated perspectives [55] of the Alianza in their
the cumulative impacts of hydropower projects in one river basin.5 territory. Our research approach required methodological innovation to
Scientific knowledge is also contentious in Chilean Environmental answer shared research questions on impacts (What are the impacts of
Assessments, where it forms part of the Chilean state’s technical ap- small hydropower?; How are they conceived in Mapuche-Williche
proach to prioritize rules that effectively limit local participation in cosmovision?; and, How do they compare to those reported in the En-
vironmental Assessment process?).
4
To answer these questions, I proposed that the most effective and
See Erlewein [90] and Baker [91] for discussion of similar regulatory ethically appropriate approach was collaborative research rooted in
loophole in India resulting in significant environmental impacts.
5 ethnographic study. Ethnographic inquiry offers a critical tool for
Art. 2 h bis of Law 19.300 recognizes that an environmental impact can be
studying local realities in the global energy transition [56,57] through
greater than the sum of each individual impact (Synergic Effect), however this
principle is not applied to hydro projects that do not enter assessment (3 MW or an in-depth study of daily life vis-à-vis observation and shared experi-
less). It can, and occasionally is applied when the same company proposes ence [58]. Situated ethnographic research of energy transitions ac-
multiple projects. The 1981 Chilean Water Code includes water users group counts for the interdependence of historical, cultural, and ecological
(Juntas de Vigilancia, Art. 263) but this measure does not allow for planning realms [59]. An ethnographic approach guided by affected people ar-
small hydro projects or assessing cumulative impacts before they are built. guably holds greater potential for documenting and verifying impacts,

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S. Kelly Energy Research & Social Science 54 (2019) 224–235

in particular with Indigenous territories. internationally from Italian, Spanish, Norwegian and French groups.8
Methods evolved to include participant observation, semi-struc- Nearly all small hydro projects are built for connection with Chile’s
tured interviews (N = 87), river transects (N = 4), Trawun (traditional Central Interconnected System for sale via electricity markets.
form of meeting), participatory mapmaking, document analysis, and Today, many rivers and streams in the Puelwillimapu Territory are
territorial history workshops (N = 8). Certain methods like transects slated for hydropower development. While conducting ethnographic
provided critical insight for framing hydro impacts. Trawun are tradi- research, I learned that Mapuche-Wiliche people consider the
tional meetings of the Mapuche people where collective decisions are Puelwillimapu Territory to be an integral living being connected by
made; they are structured according to Mapuche-Williche territorial waterways; rivers, among other nonhumans, are also living beings. In
order. In the Puelwilimapu, Trawun participation varies to involve be- Mapuzungun, a spoken language of the Mapuche people, the Bueno
tween 5–100 people and includes a diversity of age and gender. As River is called Wenuleufu. Ancestral leaders explain that Puelwillimapu
collaboration evolved, we began to regularly conduct participatory territory is known as the watershed of Wenuleufu. Wenuleufu means
mapmaking in Trawun as an iterative, reflexive activity. “River Above”, and it refers to the Milky Way; in Mapuche-Williche
Similar to how Escobar [60], p. x–xii) explains the relationship cosmovision, Wenuleufu is a path taken by spirits [65].
between ethnographic research and theory when working collectively During our mapping exercises in Trawun, leaders articulated that
with social movements, the Alianza’s knowledge production framed the Mapuche geography is oriented East to West, as the sun rises and sets, and
research and writing process. For example, their cosmovision guided as the water flows from the mountains out to the sea. It is not oriented
terms we used in analysis and writing, such as the phrases spiritual North-South, like Chilean state cartography. When I observed leaders dia-
territory and physical territory [61]. Cosmovision, which means life-vi- logue with Chilean state officials, they explained that water’s spiritual daily
sion or philosophy of the world, refers to fundamentally different or- cycle flows from the mountains to the ocean via rivers and then returns to
ientations in life held by Indigenous people, orientations that have been the mountains again. On multiple occasions leaders narrated that they op-
subverted and overlooked by colonialism [62]. Per our research posed hydropower projects because of the threat posed to this spiritual
agreement, this article is sole-authored, and a collaboratively written cycle. Critically, in Mapuche geography, impacts from a development pro-
article is forthcoming. Through the collaboration, I wrote an inter- ject not only affect downstream, but also upstream.
disciplinary report in Spanish with a Chilean lawyer and a natural re- I concentrated research in a subwatershed of the Bueno River, where
source engineer analyzing research findings in terms of Indigenous steep rivers flow down from the Andean foothills into Lakes Maihue and
rights recognition [63]. Collective writing in Trawun provided metho- Ranco (see Fig. 1). The zone around the lakes is mountainous with volcanic
dological space to define the terms and limits of the study. cones [66]. Ranco Lake’s surface area is 410 km2; Lake Maihue, which feeds
Independently, I conducted an institutional study, which allowed Ranco Lake, is 46 km2 [66]. Bueno River begins at the mouth of Lake
me to analyze how conflicts, rights, and impacts were addressed by Ranco; it is the fifth longest river in the country at 15,124 km2. The whole
state agencies. Through interviews, document analysis, and participant Bueno watershed covers a total area of 3300 km2, including part of the
observation, I followed how small hydro permissions are granted, and higher Andean mountain range that forms the border with Argentina.
how conflicts are resolved. I reviewed documents in the Environmental Chile’s temperate rainforest in this region is internationally re-
Assessment for reported impacts and project details. I conducted cognized as a biodiversity hotspot as a result of the species diversity and
snowball sampling to interview industry employees and governmental significant presence of endemic species [7]. While some private and
actors (n = 39, N = 87) in the capital Santiago and in the southern Ríos public conservation efforts exist in the territory, economic development
(Rivers) region (Puelwillimapu Territory). Snowball sampling allowed and climatic change are diminishing biodiversity. The Ranco watershed
me to access a broader range of actors who would have been difficult to is primarily temperate native rainforest [67]. The majority of the wa-
identify otherwise [64]. Combined, this research approach flexibly re- tershed is rain-fed. Increased change in land-use amplifies fragmenta-
sponded to the dynamic, at times chaotic, process of small hydro de- tion of native forest habitat [7].
velopment in southern Chile. In southern Chile, many sites slated for small hydro are places of
spiritual and socio-cultural importance to Mapuche-Williche people. Places
of cultural significance are orally passed down through generations.9 Sites
4. Case studies in the Puelwillimapu correspond to ceremonies that continue to be practiced today. These sites
are located in the water bodies and native forest of the Puelwillimapu,
4.1. Territorial context where Newen exist (see Table 2). Sites include Menoko, Trayenko, rivers,
forest, and specific hills among other places. When water present in these
In 2008, Chile’s Nonconventional Renewable Energy Law (Law places is significantly altered, the communication possible between Ma-
20.257) encouraged renewable energy generation through a quota ap- puche-Williche people and their ancestors is also altered.
plied to all electricity sales.6 Nonconventional Renewable Energy gen- Within the Maihue-Ranco watershed, productive activities include
erators are legally defined to include: geothermal energy, wind, solar, farming, livestock, hunting, apiculture, forestry, tourism, conservation
biomass, tidal, small hydropower (20 MW or less), and cogeneration. In of biodiversity in private areas and hydropower generation [72,73].
2013, Law 20/25 (20.698) was passed, introducing a public auction Many Mapuche families practice a set of livelihood activities that in-
mechanism in addition to doubling the renewable energy quota from clude rain-fed agriculture, livestock, hunting, and apiculture, along
10% to 20% by 2020.7 Small hydro development in particular was with tourism and artisanal crafts. In terms of socio-cultural data on
catalyzed by a commitment of then president Michelle Bachelet Mapuche residents in the territory, numbers vary in official reports,
(2014–18) to build 100 small hydro projects during her presidency. with a dramatic shift from the 2002 to the 2017 census.10 The majority
Energy projects are financed, built, and operated by the private sector. of land-use is suitable for forestry or conservation [66].
A considerable amount of finance for small hydro originates

6 8
Electricity traders, distribution companies, and generators are required to Interview on December 22, 2016.
9
certify that at least 10% of the energy traded comes from nonconventional Trawun with the Alianza Territorial Puelwillimapu. November 2017.
10
renewable energy [96]. Data on Indigenous peoples in Chile has been questioned [95], and locally
7
As of August 2018, renewable energy made up 19% of Chile’s national grid communities observe that Mapuche populations are probably higher than of-
(22,960 MW). Of that, 9% was solar, 6% wind, 2% small hydropower (20 MW ficial records. In 2017, the total population in Futrono was 14,655 with 41%
or less), and 2% biomass [92]. In Chile small hydropower is called ‘minicentrales Indigenous population and in Ranco the total was 9,896 with 60% Indigenous
hidroelectricas.’ population. Indigenous was 97–98% Mapuche population.

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S. Kelly Energy Research & Social Science 54 (2019) 224–235

Fig. 1. Map of Case Studies in the Puelwillimapu Territory (Valdés Negroni, 2019).

Table 2 pertinence to the Environmental Assessment Agency (SEA) regarding its


Terms in Mapuzgun Related to Places of Cultural Significance. proposed project. Since it claimed to generate less than 3 MWs, the
Menoko: A spring of freshwater water or marsh-like area with abundant vegetation project proceeded without formal Environmental Assessment.
where ancestors are believed to circulate and medicinal plants are found [68]. Following an investment of 6 million USD, the project began operating
Trayenko: Waterfall or running water, however it refers to the idea that there is a in 2015. That same year, the company sent another letter of pertinence
Ngen Trayenko, a spirit guardian that cares for the waterfall or other water source regarding its proposed amplification from generating 2.2 MW to an
such as a stream [69,68].
increased 4.4 MW (Table 3). Citizen pressure and SEA review required
Newen: Strength or vital energy [70]. Newen Mapu (natural forces in a territory) are
understood to exist within an ample, integral territory ([71], p. 35). the company to conduct a Declaration of Environmental Impact (DIA).
Itrofilmogen: All life in its integrity, without fragmentation [93]. Many translate it Since the project entered as a DIA, only Citizen Participation occurred.
colloquially to biodiversity. By amplifying after initially building a project under 3 MW, the com-
pany sidestepped a more thorough review and the possibility for an
Indigenous Consultation.
4.2. Hydropower development in the Puelwillimapu Later in 2016, the company, now called Hidroeléctrica Las Flores
S.A., submitted the DIA, which proposed to add another turbine with an
Over the last ten years, fourteen hydropower projects proposed in additional investment of 2.6 million USD. After more than a year and
the Maihue-Ranco watershed reached the Environmental Assessment two additional addenda (resubmissions of project information due to
(some only sent a letter of pertinence). Thirteen are considered small insufficient information and unreported impacts), the project was ap-
hydro projects (generating 20 MW or less), with the one exception proved on October 13, 2017. In the human baseline study of the DIA,
being the desisted Maqueo project (proposed 400 MW). To date, only 5 the company claimed that: “the use of water resources of Quimán River
small hydro projects are operating, generating less than 10 MW total: does not have any effect on nearby communities” based on observation
Las Flores, Doña Hilda, HidroRiñinahue, HidroMuchi y Pichilonco. All and six interviews with local people (author’s translation, [74], p. 6).
proposed projects feed into Chile’s central transmission system. Projects The report claimed no Indigenous communities or areas of cultural
are not part of programs to extend rural electrification as documented importance existed in the area affected by the project (p. 28). Because
in other regions like China [12]. Given that projects largely do not in- the company submitted their project in two phases, locals reflected that
clude local economic benefits such as lowered electricity costs or they felt tricked and disempowered from meaningful participation in
business development, here I focus on project impacts in two case decision-making.
studies, Las Flores on Quimán River and HidroRiñinahue on the Riñi- Quimán River falls quickly down from the Andean mountains to
nahue River (Table 3). I selected these two case studies based on Ranco Lake’s northern shore (Fig. 2). It is an alpine-fed river with the
available data, relevance to research collaborators, and presence of ideal ‘high head’ design for small hydropower. Installed near the top of
conflicts involving project impacts. Comparatively, they illustrate how the watershed, Las Flores operates as a reservoir dam, provoking sig-
place, infrastructure design, decision-making process, and project de- nificant environmental, and ultimately social damage downstream.
velopment influence impacts. Below the dam impoundment, Quimán River now completely dries in
summer months when seasonal drought is most severe.
4.3. The amplification of minicentral Las Flores: small project, major Through ethnographic and institutional research, I compared how
impacts construction and operation impacts were reported. Construction for Las
Flores was inadequately executed, affecting air quality and native
In 2011, the company Hydrowac y Compañía Ltda. sent a letter of

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S. Kelly Energy Research & Social Science 54 (2019) 224–235

forest. During construction, nearby residents described that air quality


was very poor; the construction site blew constant dust down the hill-
side. A number of older people, particularly families living within a few

Project operating; lingering social


administrative conflict ongoing hundred meters from the construction, reported difficulty breathing.
The noise of the construction and traffic of large trucks on an unpaved
Amplification approved but

divisions and discontent


municipal road was invasive. As one man observed in the DIA for the
project’s amplification: “Our fragile road does not support the con-
Status of Conflict

tinuous traffic of trucks” (author’s translation; [75]). Another observed


that their road broke in a number of points during construction.
Road construction, in addition to deforestation for infrastructure,
fractured native temperate rainforest. The poor construction triggered
landslides, significantly altering the riparian habitat downstream from
the dam. As a result, a private access road for landholders was un-
passable for nearly a year. Native trees and boulders fell to the river
$8.6 Million

below, reportedly destabilized by project construction above. One re-


Unknown

sident observed in the DIA: “There is a visual contamination in our


USD
Cost

Pumol Valley, they changed the native forest for a horrible clear-cut”
(translation by author, n.p., [75]).
Physically, the Quimán River is fragmented. The whole width of the
Initially 2.2 MW dam with reservoir using .9 m3/s of water; amplified

river channel is obstructed by a large concrete installation which, due


.839 MW in run-of-river diversion project using 2.0 m3/s of water
4.4 MW project with infrastructure design for 1.95 m3/s of water

to its height, acts more similarly to a reservoir dam than a diversion


that allows water to pass (Fig. 3). One Ministry of Energy employee who
visited the site commented that the project looked like a 50 MW hy-
dropower installation.11 Sernapesca, the Chilean Agency for Fish and
Aquaculture, observed in the DIA that the project is not operating as a
run-of-river project. By altering natural streamflow, aquatic species and
habitat can be affected, which in turn influences sediment transport,
temperature of water, nutrient cycling, water quality, and river geo-
morphology [5,76]. Furthermore, allegations exist that the minimal
System Design and MW Generated

ecological flows are not being met by the company.


At one point during collaborative research, the affected community
of Pumol Alto invited me to discuss the impacts of the Las Flores hy-
dropower project.12 Multiple generations of residents emphasized the
same point while the mate tea circled the group – their relationship to
the river changed drastically, diminishing quality of life. A sense of loss
and sorrow was palpable in the room. As the river began to dry, salmon
that used to run the river no longer came, old fishing holes are now
empty. The community lost their swimming holes and are witnessing
the disappearance of plants, Lahuen, they use for medicine and food.
Throughout field work, residents expressed concern about future
risks. Site location, coupled with poor construction practices, increase
approval for Declaration of Environmental Impact for amplification
Operating. Entered via letter of pertinence; submitted and received

environmental change. The hillside where the pipe is situated is visibly


eroded after being deforested during installation (Fig. 4). Locals ob-
serve that its stability seems questionable in an area prone to earth-
quakes and volcanic activity. Long-term access to potable water is also
seen to be threatened by rapid hydropower development in the area.
After examining the hydrological report produced for Las Flores
Operating. Entered via letter of pertinence

[77], it is not surprising that water availability was underestimated.


Without fluviometric stations in the Quimán River to measure average
Status in Environmental Assessment

monthly river flows for the company’s baseline studies, consulting hy-
drologist Parot [77] used the data available for the nearby River Ni-
lahue for calculation. Nilahue is located to the north-west of Ranco
Lake, and it is a more sizeable river. In terms of rainfall data, the data
used in these calculations was from the General Water Directorate’s
(DGA) 1991 study. Over the last ten years locals observed substantial
decline of rainfall during summer months, suggesting that older data
sets are no longer representative of rainfall in southern Chile.
Fragmentation incited by the project not only affects the environ-
ment, it extends to spiritual territory. In the human base study for Las
Flores, the company and SEA deliberate about whether one Menoko, a
Minicentral Las Flores
Case Study Projects.

water spring and site of cultural significance, is within the project’s area
Hidro-Riñinahue

of influence. In their review of the DIA, the SEA [75] requested more
Project
Table 3

11
Interview conducted on November 14, 2016.
12
Ethnographic field notebook, August 26, 2016.

229
S. Kelly Energy Research & Social Science 54 (2019) 224–235

Fig. 2. Map of Las Flores Site Design (Valdés-Negroni, 2019).

Fig. 3. Las Flores Reservoir on the Quimán River (waterflow pictured to the far left of the dam is the amount released from the dam per second; Photo by Author).

information regarding impacts on the Menoko. Citing two additional biodiversity, and the loss of Lahuen, plant medicine, threatening spiri-
interviews with Indigenous leaders, the company concluded that the tual equilibrium.13 Observations indicate interconnected social, en-
Menoko could not be clearly identified in proximity to the river and thus vironmental, and spiritual impacts that were not contemplated during
was not affected [75]. Yet on the Quimán River, flowing water connects assessment.
these sites of cultural significance for Mapuche-Williche people, linking
physical and spiritual territory. Through collaborative research, I
4.4. HidroRiñinahue: the importance of project location
learned the most important site for Mapuche-Williche ancestral leaders
is the place where the two rivers meet (Quimán Chico and the Quimán
On the eastern side of Lake Ranco, another small hydro project
River), a site that is flooded by the Las Flores reservoir. Loss of med-
provokes significant impacts while generating less than one megawatt
icinal plants is a noteworthy impact in the flooded site, along the ri-
parian corridor downstream from the project, and in the deforested
areas. The degradation of riparian habitat means the loss of Itrofilmogen, 13
Trawun with the Alianza Territorial Puelwillimapu. November 2017.

230
S. Kelly Energy Research & Social Science 54 (2019) 224–235

Fig. 4. Photo of the Las Flores Penstock (Photo by Author).

of electricity. HidroRiñinahue’s construction and operation are less in- the wetlands on her land. Her statement indicates the importance of
vasive than the Las Flores project. Since an amplification has not (yet) place in framing cultural impacts:
occurred and no Environmental Assessment was conducted, less in-
“All of the Valley of Riñinahue, I have heard elders say, is a great
formation is available for the project. However, the project is con-
Ngen Ko, a great spring of water, and this spring of water feeds all
sidered threatening due to its water diversion above a sacred waterfall,
that you see here. This young forest, those hills. This is like a Kultrun
Trayenko. Water is returned to Riñinahue River downstream from the
(drum), and this great Ngen Ko this great strength of water, of life, of
waterfall, thus the project reduces the water flowing through the wa-
existence, of fertility, is what sustains all of us here.”14
terfall. On May 5th, 2014, HidroRiñinahue submitted a letter of perti-
nence to the SEA. The letter presented a proposed small hydro project In Mapuche-Williche cosmovision, all of the Puelwillimapu territory
with an installed capacity of 0.839 MW and a river flow of 2.0 M3/s is a living organism and Rininhaue is the stomach, where the waters
from the Riñinahue River. Construction began at the end of 2015. After gather. Physical and spiritual flows of water in this area are believed to
more than a year of construction, in 2016 it entered a year-long phase be part of a fragile equilibrium, an equilibrium the healer needs to
of tests, and it is currently in operation [78]. By virtue of its location, fulfill her territorial role.
HidroRiñinahue generates socio-cultural impacts that do not correlate Controversially, HidroRiñinahue is located within a private con-
to the number of megawatts generated. servation area, Parque Futangue, that is designed to protect biodi-
Compared to Las Flores, which generates more electricity with less versity. Parque Futangue is approximately 12,500 ha in land cover,
water, HidroRiñinahue uses more water to generate less electricity; the nestled in the foothills of the Andes [67]. Moreno et al. [67] conducted
incline is not as steep. Riñinahue River comes out of the foothills to the a botanical transact walk study of the park’s vascular flora species and
north-east of the Ranco watershed (Fig. 5). Riñinahue Valley holds found 295 species, 85% of which were native. This level of plant di-
many ponds and wetlands; I repeatedly heard local people report versity is equivalent in ecological diversity to a number of national
wetlands are diminishing each year, particularly in summer months. parks in southern Chile, including Parque Vicente Valdés in the Lakes
Given seasonal scarcity and minimal baseline data, the hydropower Region (ibid). Locals worry about the precedence of allowing a private
project’s extent of impacts on the waterfall and surrounding area are conservation area to build hydro projects within its park boundaries,
unknown. Diminishing the flow of the waterfall is considered harmful both for biodiversity and for public participation in decision-making.
to the tourism industry. Consejo Ciudadano (a citizen council) of the
town Lago Ranco began to organize against the hydropower project in 5. Discussion: fragmentation, knowledge politics, and territory
2015 because they perceived that diminishing the waterfall would af-
fect the tourism circuit around the lake. Construction impacts were not By most standards, the Flores hydropower installation demonstrates
as noteworthy for the project. Ethnographically, I observed local un- that a 3 MW project can provoke significant negative social and en-
certainty and frustration due to minimal transparency, as well as in- vironmental impacts. HidroRiñinahue, on the other hand, is a less in-
creased tensions in park-community relationships (the project is built vasive water infrastructure installation that primarily threatens spiri-
within a private conservation area, Parque Futangue). tual territory. Collaborative research on these two projects highlights
Impacts for HidroRiñinahue are particularly noteworthy in spiritual social and spiritual impacts of hydropower which are deeply connected
territory, reflecting Puelwillimapu geography. The particularity of a to place. Thus, while data on the ecological impacts of small hydro is
place, here a Trayenko that is a site of cultural significance, offers cri- less robust, Mapuche-Williche knowledge signals interrelated, sub-
tical contextual information for understanding the magnitude of cul- stantial impacts that may be verified scientifically later on.
tural and spiritual impacts. During a transect walk, a traditional healer In the Puelwillimapu territory, small hydro produces fragmentation
and resident of Riñinahue described the Ngen Ko spirit guardian of environmentally, socially, and spiritually (Table 4). With climate
water, that is threatened by the hydroelectric project. She shared that it
is growing more difficult to find Lahuen due to the increased drying of
14
Transect conducted on January 6th, 2017. Translation by author.

231
S. Kelly Energy Research & Social Science 54 (2019) 224–235

Fig. 5. Map of HidroRiñinahue (Valdés-Negroni, 2019).

threatens the customs and practices of the Mapuche-Williche people, which


Table 4
Impacts Associated with Small Hydro Development Phases.15
are protected by ILO Convention 169. One indicator for local people is
Lahuen, plant medicine, which are disappearing and degrading with the
Scoping:

changes in the Quimán River, and with climate change. In this case, we see
Arrival of consultors to conduct prefeasibility studies of human and ecological
communities generating social divisions
an institutionalized imbalance in the recognition of scientific versus
• Emotional suffering including uncertainty, anxiety, fear, confusion Indigenous knowledge. Use of unreliable scientific data helps to explain
• Deforestation why the water was over-allocated in Quimán River.
• Increased traffic
Construction:
Since the Chilean state holds minimal resources to enforce en-

• Forest cuts for the road, transmission line, and associated infrastructure.
vironmental regulation and private companies are responsible for self-
• Changes to the sedimentation process in water courses. This includes movement
of large volumes of earth in these works, which can affect rivers and streams,
reporting project details, the 3 MW cutoff is ineffective for environ-
mental protection related to project impacts. Additionally, it is based on
depending on how residuals are dealt with and the level of experience of the the false assumption that small hydro is benign below the 3 MW
company

threshold. Without adequate regulation or providing benefits like rural
Increasing traffic on local roads in trucks, autos, and machines
• Noise pollution and dust pollution
electrification, factors including construction practices, baseline data,
• Altering the river flow during the installation and itinerant infrastructure such as transmission lines and access roads
• Potential for landslides and impacts on local transportation strongly influence social and environmental impacts. Not only is the
Operation: location of a project important in shaping impacts, the physical and the
• Changing the properties of water: water quality, temperature, level of oxygen and
level of turbidity
cultural geographies of the affected place condition impacts. Moreover,
• Impacts in the presence and flow of fish, along with other plant and animal
aquatic species
a range of domestic and international actors chart the course of small
hydro development through private investment and development.
• Fragmentation of land habitat such as native forest, primarily through road and
transmission lines
Private sector and environmental officials struggle to recognize


Mapuche-Williche sites of cultural significance, proving that the Chilean
Fragmentation of aquatic habitat: drying or lowering levels of the river, also
impacting life on the edges of river, such as Lahuen, medicinal plants
state lacks a clear methodology for recognizing Indigenous knowledge and
• Cumulative impacts of two or more hydropower projects together can create
synergic or more amplified impacts than each project separately.
peoples in a coherent way. Local knowledge and potential cultural harm
must be accounted for in regulatory frameworks governing small hydro
• Degradation and fragmentation of spiritual and physical territory development in Indigenous territories. Collaborative research indicates that
consultation with Mapuche-Williche people should occur at the scale of
territory, and not be decided by private actors with interest in hydropower
change, southern Chile is experiencing what is called double exposure
development. International treaties like ILO Convention 169 protect re-
[79] – exposure to extractive economies that depend on natural re-
cognition of ancestral forms of representation, but ancestral representation
sources such as water, and exposure to variable and decreased rainfall
is not respected during hydro development. In Mapuche territory, all hy-
that produces droughts in summer months [1]. If small hydro continues
dropower infrastructure installations should undergo Environmental
at the same rate with poor construction and management practices, it
Assessment and be required to conduct an Indigenous Consultation.
will exacerbate the rapid loss of native temperate rainforest in southern
Achieving these changes requires changing Chile’s General Environmental
Chile.
Framework Law 19.300.
Fragmenting rivers also means fragmenting social relationships and
ceremonial practice. Small hydro’s socio-cultural and spiritual damage
6. Conclusion

15
Informed by field research and [4]. Small hydropower’s spatial tendency of fragmentation across

232
S. Kelly Energy Research & Social Science 54 (2019) 224–235

overlapping ecological, social, and spiritual realms is precipitated by José Miguel Valdéz Negroni, who made the maps and provided in-
intersecting dynamics between infrastructure, place, regulation, and valuable support as a research assistant. Grant Gutierrez, Dr. Francisco
knowledge politics. As these case studies in Mapuche-Williche territory Molina, and Dr. Lucero Radonic provided important comments on
demonstrate, impacts depend on cultural and spiritual connections to drafts. A profound thank you to my dissertation committee for their
place, such as relationships to rivers, mountains, forest, and territory, support and comments on an earlier version of this work: Advisor Dr.
that are intrinsically connected to physical environments. Mapuche- Carl Bauer and committee members Drs. Jeffrey Banister, Diana
Williche people and their way of knowing are marginalized in the Liverman, and Sallie Marston. This work received funding from the
Environmental Assessment process despite raising concerns that expand Fulbright Scholarship, Inter-American Grassroots Development
our understanding of what constitutes an impact. Indigenous knowl- Fellowship, PEO International, Conference for Latin Americanist
edges provide holistic insight for environmental management that Geographers, Association of Pacific Coast Geographers, and the
could strengthen energy governance [80] if Indigenous people are University of Arizona’s Carson Scholars program and Climate
meaningfully consulted. Assessment of the Southwest.
In Chile, and internationally, small hydropower should be more
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