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Clinical Child and Family Psychology Review

https://doi.org/10.1007/s10567-019-00305-0

Lost in Transition? Evidence‑Based Treatments for Adolescents


and Young Adults with Posttraumatic Stress Disorder and Results
of an Uncontrolled Feasibility Trial Evaluating Cognitive Processing
Therapy
Anna Vogel1   · Rita Rosner1

© Springer Science+Business Media, LLC, part of Springer Nature 2019

Abstract
Posttraumatic stress disorder (PTSD) is not uncommon among adolescents and young adults (AYAs). Left untreated, tran-
sition to adulthood might be especially challenging and/or prolonged for AYAs. However, it is unclear whether AYAs are
adequately represented in current PTSD treatment research and whether they benefit to the same degree as younger or older
individuals. In the first part of the paper, we reflect on developmental considerations in the treatment of AYAs and give an
overview of current age-specific results in PTSD treatment research. Furthermore, we review individual trauma-focused
evidence-based treatments that were examined in AYAs over the last 10 years. In the second part, we present data from an
uncontrolled feasibility trial evaluating cognitive processing therapy (CPT) with some age-adapted modifications and an
exposure component (written accounts). We treated 17 AYAs (aged 14 to 21) suffering from posttraumatic stress symptoms
(PTSS). At posttreatment, participants had improved significantly with respect to clinician-rated PTSS severity (d = 1.32).
Treatment gains were maintained throughout the 6-week and 6-month follow-ups. Results indicated that CPT, with only
minor adaptations, was feasible and safe in AYAs. The recommendations for future research focus on the inclusion of young
adults in trials with adolescents, more refined age reporting in clinical trials, and the encouragement of dismantling stud-
ies in youth. To conclude, clinical recommendations for caregiver involvement and the addressing of developmental tasks,
motivational issues and emotion regulation problems are discussed.

Keywords  Posttraumatic stress symptoms · Posttraumatic stress disorder · Adolescents · Young adults · Cognitive
processing therapy · Developmentally adapted treatment

Abbreviations CBT Cognitive behavioral therapy


A-DES Adolescent dissociative experiences scale CCT​ Stanford cue-centered therapy
ANOVA Analysis of variance CPT Cognitive processing therapy
AYAs adolescents and young adults CPT+A Cognitive processing therapy including
BDI-II Beck Depression Inventory written accounts
BSL-23 Borderline symptom list 23 CPTSD Complex posttraumatic stress disorder
CAED Clinician-assisted emotional disclosure CT-PTSD Cognitive therapy for PTSD in children
CAPS-CA Clinician-administered PTSD Scale for and adolescents
children and adolescents D-CPT Developmentally adapted cognitive pro-
cessing therapy
Electronic supplementary material  The online version of this DIA-X Expert system for diagnosing mental
article (https​://doi.org/10.1007/s1056​7-019-00305​-0) contains disorders
supplementary material, which is available to authorized users. DSM-IV Diagnostic and statistical manual of mental
disorders, fourth edition
* Anna Vogel
anna.vogel@ku.de EMDR Eye movement desensitization and
reprocessing
1
Department of Psychology, Catholic University Eichstätt-
Ingolstadt, Ostenstr. 25, 85072 Eichstätt, Germany

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Clinical Child and Family Psychology Review

ICD-11 11th version of the International Classifi- comparable to the younger samples covered in Hiller et al.
cation of Diseases (2016) despite considerable differences in follow-up periods.
ITT Intent-to-treat Numerous studies document the detrimental consequences
KIDNET Narrative exposure therapy for children of untreated PTSD for individual mental health as well as for
Kinder-DIPS Diagnostic interview for mental disorders society (e.g., Kessler 2000). In addition to high rates of comor-
in children and adolescents bid disorders (Perkonigg et al. 2000), adolescents with PTSD
LOCF Last observation carried forward have been shown to suffer from emotion regulation difficul-
LOCF Last observation carried forward ties (Villalta et al. 2018) and to be more likely to engage in
MANOVA Multivariate analysis of variance high-risk behaviors, such as self-harming behavior, suicidal
NET Narrative exposure therapy ideation, dissociation, substance use, and running away from
PE Prolonged exposure home (Davis and Siegel 2000; Mueser and Taub 2008; Reed
PE-A Prolonged exposure for adolescents et al. 2007). The importance of affect dysregulation in some
PTSD Posttraumatic stress disorder cases of PTSD has been highlighted recently by including a
PTSS Posttraumatic stress symptoms new category, Complex PTSD (CPTSD), in the 11th version
RCT​ Randomized controlled trial of the International Classification of Diseases (ICD-11; World
RRFT Risk reduction through family therapy Health Organization 2018). CPTSD requires meeting the ICD-
SCID-I Structured clinical interview for DSM-IV 11 PTSD symptoms as well as symptoms of three specific
Axis I symptom clusters that represent disturbances in self-organiza-
SCID-II Structured clinical interview for DSM-IV tion: affect dysregulation, negative self-concept, and interper-
Axis II sonal problems. While CPTSD has been shown to be applica-
STAIR-NT Skills training in affect and interpersonal ble to children and adolescents (Sachser et al. 2017), and more
regulation narrative therapy specifically in a study of AYAs aged 14 to 24 (Perkonigg et al.
TARGET Trauma affect regulation: guide for educa- 2016), its clinical utility has been a subject of critical debate
tion and therapy (ISTSS Guidelines Committee n.d.).
Tf-CBT Trauma-focused cognitive behavioral Late adolescence is a developmental phase characterized by
therapy transition. This transition is characterized by developmental
UCLA University of California at Los Angeles milestones on the intrapersonal (e.g., self-sufficiency, educa-
PTSD Reaction index tional attainment, employment), interpersonal (e.g., seeking
YSR Youth self-report autonomy from parents, contributing to a household, relation-
ship changes), and community levels (e.g., changes in legal
status). To proceed developmentally, AYAs have to master sev-
Introduction eral tasks simultaneously: separation-individuation, identity
formation, and achieving intimacy in romantic relationships
Traumatic events are highly prevalent among adolescents and (Martel and Fuchs 2017). As the transition to adulthood is
young adults (AYAs), with an estimated rate of 21% who have challenging for many young people in itself, these challenges
been exposed to any traumatic event. Of them, approximately are amplified for AYAs with mental health disorders (Manda-
8% meet the diagnostic criteria for posttraumatic stress dis- rino 2014; Skehan and Davis 2017).
order (PTSD; Perkonigg et al. 2000). However, PTSD rates The purpose of this article is to reflect on developmental
varied considerably depending on the type of trauma and gen- considerations regarding the treatment of AYAs and the cover-
der in a meta-analysis of children and adolescents aged up to age of AYAs in PTSD treatment research as well as age-related
18 (Alisic et al. 2014). The probability of PTSD is especially findings in current meta-analyses. Furthermore, it reviews the
high in adolescents after interpersonal trauma (e.g., 31% for results of evidence-based treatments for PTSS in AYAs, and
physical abuse and 41% for rape; McLaughlin et al. 2013). In finally, it presents the results of our uncontrolled feasibility
a meta-analysis, Hiller et al. (2016) showed that the prevalence study on Cognitive Processing Therapy (CPT) with minor age-
of PTSD diagnosis in children and adolescents aged 5–18 fell related modifications for AYAs with PTSS after miscellaneous
by 53% in the first 6 months. In addition, a more stable PTSD traumatic events.
diagnosis was associated with higher age. We identified only
one study on longitudinal courses of posttraumatic stress
symptoms (PTSS) in the general population that included both
adolescents and young adults (Perkonigg et al. 2005). In this
study, on AYAs aged 14 to 24, 48% of all initial PTSD cases
showed no remission at 34–50-month follow-ups. This seems

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Clinical Child and Family Psychology Review

Developmental Considerations adulthood has been extended to allow for completion of


in the Treatment of PTSD in Adolescents education, financial independence, and individuation. This
and Young Adults should be even more the case if delays in psychosocial devel-
opment can be deemed to be a consequence of untreated
Adolescence constitutes an important opportunity for pre- mental health problems (Skehan and Davis 2017). Some
vention and intervention because of its inherent develop- authors, therefore, extend the adolescent phase in the case
mental and reorganizational processes regarding biological, of the presence of various mental health issues up to young
psychological and social functioning (Cicchetti and Rogosch adulthood (some up to the age of 29) by referring to the term
2002). According to Arnett (1999), “many adolescents of transitional aged youth (Mandarino 2014; Skehan and
exhibit a heightened degree of storm and stress compared Davis 2017). Arnett (2000, 2014) even argued in favor of a
with other periods of life” (p. 324) because of three central new theory of a developmental stage between adolescence
features of adolescence: mood disruptions, risk behaviors, and young adulthood, emerging adulthood, that includes
and conflict with parents. However, these features might individuals aged 18 to 29, who have not yet reached the
negatively impact the way young people and their caregiv- developmental stage of adulthood—demographically, sub-
ers engage in the treatment process. Many AYAs refrain jectively, and in terms of identity formation. Even when they
from seeking professional help despite having mental health have reached physical and sexual maturity, the educational
problems (Biddle et al. 2004; Zachrisson et al. 2006). Both and occupational trajectories of individuals in their late
Sauter et al. (2009; for anxiety disorders in general) and teens and early twenties are highly diverse. By contrast in
Matulis et al. (2014; for abuse-related PTSD) argue that the case of adults in their thirties, most of the younger adults
the developmental transitions in adolescence might impact experience a period of heightened instability without the
the willingness and the ability to engage in and to complete typical stable structure of an “adult life” with its associated
treatment. This might be particularly relevant in the case of long-term commitments and responsibilities (Arnett et al.
individuals suffering from PTSD, who are at an increased 2014). Neurodevelopment continues after adolescence and
risk of dropping out of treatment (Imel et al. 2013), par- is marked by enhanced prefrontal functioning, finally result-
ticularly in the case of elevated symptoms of PTSD-typical ing in increased future-oriented (and, therefore, decreased
avoidance (Zayfert et al. 2005). risky) behavior. Furthermore, important steps for social,
Developmental neurobiology offers insights into limita- psychosexual, and moral development and identity forma-
tions in decision-making, impulsivity and emotion regula- tion also continue to be taken during emerging adulthood
tion as well as increased risk taking, that may be related (Skehan and Davis 2017). But this dynamic sensitive period
to the developing adolescent brain in general (Casey et al. of ongoing development might also be associated with an
2008; Giedd 2008). Consequently, the establishment of increased risk of mental health disorders. As a matter of fact,
emotion regulation techniques might be helpful (see also prevalence rates for mental health disorders and substance
Matulis et al. 2014). According to this rationale, several use problems spike during the late teens and early twenties
treatment approaches for adolescents or AYAs with PTSD (Kessler et al. 2005; Martel and Fuchs 2017). This combina-
include emotion regulation or skills training (e.g., Cloitre tion of a higher risk of mental health conditions and critical
et al. 2014; Cohen et al. 2006; Ford et al. 2012; Greenwald developmental milestones means young adults run a higher
2009; Matulis et al. 2014). However, at the present time, risk of not completing their educational and occupational
there are no dismantling studies that examine the particu- trajectories (Skehan and Davis 2017). It, therefore, seems
lar benefit of modules for emotion regulation in AYAs. advisable to take a developmental framework into account,
PTSD in adolescents has been shown to be associated not only when working with adolescents, but also when
with poor school performance (Lipschitz et  al. 2000), working with young adults with their ongoing biopsycho-
and a high risk of revictimization (Cuevas et al. 2010; social changes and challenges. As services offered within
Pittenger et  al. 2019). Furthermore, adolescents with the adult mental health system do not necessarily focus on
emotional or behavioral difficulties show developmental the needs of young adults, it remains unclear if they are
delays in all areas of psychosocial development (Skehan developmentally appropriate for these individuals (Manda-
and Davis 2017). Consequently, support in mastering rino 2014; Skehan and Davis 2017). Furthermore, the lack of
developmental tasks concerning career choice, vocational continuity between the child and adult systems concerning
training, individuation and romantic relationships might mental health and social welfare in many countries might
be of importance in the treatment of AYAs suffering from lead to increased treatment attrition or disengagement from
PTSD, as argued by Matulis et al. (2014). services altogether, thus putting them at risk of “getting lost”
This applies to young adults as well. According to Man- (Mandarino 2014; Skehan and Davis 2017). AYAs might,
darino (2014), in today’s society, the transition period to therefore, benefit from specific motivational enhancement
approaches (e.g., Mistler et al. 2016).

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Clinical Child and Family Psychology Review

Another important consideration in treatment planning Results on PTSD Treatment Research


for adolescents is whether to include caregivers and, if so, for Adolescents and Young Adults
to what extent. Overall, meta-analyses on PTSD treatment
efficacy in children and adolescents produced inconclusive Clinical Practice Guidelines for the Treatment
results: Whereas in the meta-analyses by Gutermann et al. of PTSD
(2016), Newman et al. (2014) and Sun et al. (2019), paren-
tal involvement was associated with a better treatment Clinical practice guidelines for the treatment of patients
outcome, the meta-analyses by Miller-Graff and Campion with PTSD agree on trauma-focused interventions as first-
(2016) and Morina et al. (2016) did not find any mod- line treatments for PTSD (Australian Centre for Posttrau-
erating effect. These inconsistencies may stem from the matic Mental Health 2013; Cusack et  al. 2016; ISTSS
major variations in the degree, intensity and type of parent Guidelines Committee 2019; National Institute for Health
involvement in the different interventions. Thus, while in and Care Excellence 2018b). Current evidence supports
pre-school and school age children an equal distribution the efficacy of trauma-focused cognitive behavioral ther-
of time for parents and children might be advisable (i.e., apy (CBT) as well as Eye Movement Desensitization and
Cohen et al. 2006; Scheeringa 2015), this degree of car- Reprocessing (EMDR; Shapiro 2001) for the treatment of
egiver involvement might not be adequate for adolescents. adults (Cusack et al. 2016; ISTSS Guidelines Committee
Current interventions for adolescents include parents and 2019; National Institute for Health and Care Excellence
caregivers to a significantly lesser degree (e.g., Rosner 2018b).
et al. 2019) or not at all (e.g., Foa et al. 2013), see below. In children and adolescents, trauma-focused CBT,
However, even in young adults, the inclusion of a caregiver conducted either with the child alone or with the child
for single sessions might be helpful in terms of enhancing and caregiver, is recommended as the first-line treatment
social support or under specific circumstances (e.g., young (Australian Centre for Posttraumatic Mental Health 2013;
adult refugees in welfare institutions; Unterhitzenberger ISTSS Guidelines Committee 2019; National Institute for
et al. 2019; college students; Pedrelli et al. 2015). Health and Care Excellence 2018a; Rosner et al. 2019).
Finally, therapists are sometimes confronted with some Recommendations regarding EMDR are inconsistent.
complex ethical and legal issues that can potentiate when Whereas the guideline of the International Society for
working with victimized minors (Putnam et al. 1996). One Traumatic Stress Studies made a strong recommendation
of the most difficult dilemmas is raised by the conflict for EMDR in children and adolescents (ISTSS Guidelines
between the protection of therapeutic confidentiality and Committee 2019), the UK National Institute for Health
the legal and ethical requirements to disclose confidential and Care Excellence (National Institute for Health and
information in specific circumstances, such as when the Care Excellence 2018a) only recommended EMDR as
patient or others may be at risk of harm (Fried and Fisher a second-line treatment. Two other guidelines recom-
2018). In adolescents suffering from PTSS, this might be mended further research examining EMDR for PTSD in
the case in conjunction with ongoing known or suspected minors (Australian Centre for Posttraumatic Mental Health
maltreatment or when the adolescent engages in poten- 2013; Rosner et al. 2019). Overall, CBT showed medium
tially risky behavior. In terms of child abuse, there is a (in controlled trials) to large (in uncontrolled analyses)
great variety of laws, regulations, and jurisdictions across effect sizes (Gutermann et al. 2016; Morina et al. 2016).
and within countries, concerning whether and what type EMDR showed large effects within uncontrolled analy-
of maltreatment is subject to mandatory reporting (for an ses but only small to medium effects in controlled studies
overview, see Pietrantonio et al. 2013). In terms of poten- (Gutermann et al. 2016). Furthermore, in a more detailed
tially risky behavior, therapists may need to take situation- analysis by Gutermann et al. (2016), CBT treatments with
specific information into account, in addition to knowledge primarily cognitive- or exposure-based interventions, and
of applicable laws and regulations, e.g., the severity, fre- Trauma-Focused Cognitive Behavioral Therapy (Tf-CBT)
quency, and nature of the behavior and the implications following the treatment manual of Cohen et al. (2006), all
of disclosure (Fried and Fisher 2018). Another dilemma showed larger effect sizes than CBT treatments with the
is the issue of providing clinical services without the focus on coping and skills.
consent of the legal guardian (Fried and Fisher 2018). In Group therapy is associated with substantially smaller
most countries adolescents are allowed by law to indepen- effect sizes in adults (e.g., Watts et al. 2013) and children
dently obtain medical treatments, but depending on the and adolescents (e.g., Brown et al. 2017; Gutermann et al.
country or state, initiating psychological treatment with 2016; Miller-Graff and Campion 2016; Newman et  al.
minors without the consent of the legal guardians may be 2014), and higher dropout rates (Imel et al. 2013). This
restricted to specific situations (Fried and Fisher 2018). is an indication that group therapy may be provided as an

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Clinical Child and Family Psychology Review

adjunct, but is not to be seen as an alternative to individual psychological treatments in children and AYAs and in their
trauma-focused therapy (Australian Centre for Posttrau- follow-up meta-analysis of long-term effects (Gutermann
matic Mental Health 2013). et al. 2017) Gutermann et al. (2016) advocate including
Overall, the results concerning the efficacy of trauma- studies with participants up to age 25 to take into account
focused PTSD treatment are encouraging, as reflected in the studies conducted with AYAs in specific contexts (e.g., war
current treatment guidelines. However, the generalizability regions, student populations).
of these results with regard to adolescents and to young Of course, the age means given in the primary studies
adults in particular is limited for the following reasons. do not necessarily reflect the proportion of young adults in
the respective samples due to the fact that the time span of
Coverage of Adolescents and Young Adults young adulthood is short compared to the general age ranges
in Meta‑Analyses included, for example, in treatment trials with adults (e.g.,
age 18 to 65). Still, we are confident in concluding that meta-
To gain an initial impression of how well AYAs are repre- analyses so far only included a small proportion of young
sented in clinical trials, we searched for explicit informa- adults and that there is a relative lack of primary studies
tion on age ranges in recent meta-analyses on psychological targeting young adults in particular. As a result, their specific
PTSD treatment. It is indeed the case that some meta-analy- characteristics and needs have perhaps been overlooked up
ses do not report any information on the age of the included to now. One might say, they “got lost” in between research
samples. This is mostly the case in meta-analyses that do not with children and adolescents and research with adults. To
follow systematic search protocols. However, most meta- take due account of studies in specific contexts, as argued by
analyses report the age means given in each of the included Gutermann et al. (2016), and given the growing interest in
primary studies. transitional aged youth (Mandarino 2014), the inclusion of
On closer inspection, we found a high number of meta- studies with young adults in meta-analyses of youth should
analyses that targeted adult samples with broad age ranges, be encouraged, unless there are sufficient primary studies
but with age means in the primary studies that were well to allow for an explicit focus on emerging adults. Choos-
above 25 years (e.g., Cusack et al. 2016). This means that ing a strategy of age stratification that more closely reflects
probably only a few young adults under 25 were included in developmental tasks might better reflect the biological, psy-
these studies, and hence in each meta-analytic study pool. chological, and social context of this age period (see also
However, we found several other meta-analyses targeting Huỳnh et al. 2018).
studies with adults that included at least some primary
studies with age means between 18 and 25, that is, studies Age as a Moderator of Treatment Outcome
with young adults. Mostly this was because of a specific
focus of the respective meta-analysis. For example, Brand Meta-analyses of PTSD treatment efficacy that analyze
et al. (2018) and Sin and Spain (2016) both investigated the age as a moderator of treatment outcome are scarce and
effects of trauma-focused interventions in individuals with the results are inconclusive. However, as outlined above,
psychotic disorders. The included primary samples with age meta-analyses targeting adults usually include participants of
means under 25 consisted of individuals with a first epi- broad age ranges, so age effects for the comparatively small
sode of psychosis. Given this specific focus, the results of group of young adults remain unclear.
these meta-analyses do not permit any conclusions about the When focusing on meta-analyses with young samples,
effects of trauma-focused treatments in young adults in gen- there seems to be a trend towards an association of higher
eral. We also identified a meta-analysis targeting a specific average age with better treatment outcomes (e.g., Gutermann
subgroup of young adults, i.e., college students (Huang et al. et al. 2016; Lenz and Hollenbaugh 2015; Miller-Graff and
2018). But when focusing specifically on studies examining Campion 2016; Morina et al. 2016; Newman et al. 2014). In
PTSS treatments, they found a non-significant overall effect contrast, Brown et al. (2017) did not find age to be a signifi-
size based on only three trials. cant moderator of treatment effects in PTSS after man-made
Meta-analyses targeting youth typically include only chil- and natural disasters in their meta-analysis. Gutermann et al.
dren and adolescents up to age 18 (e.g., Brown et al. 2017; (2016) cited, among other possible explanations, that the
Gillies et al. 2016; Lenz and Hollenbaugh 2015; Miller-Graff positive association of age and treatment effect might be
and Campion 2016; Morina et al. 2016; Newman et al. 2014; explained by the improved capability to grasp cognitive
Nocon et al. 2017). To our knowledge, to date only three components of effective treatments. Yet again, the reported
meta-analyses targeting youth have been published that also information on age in the respective meta-analyses does not
included young adults (psychological treatments in general: allow conclusions on the distribution of age in each pri-
Gutermann et al. 2016; Gutermann et al. 2017; EMDR: mary sample. For example, in Morina et al. (2016), 18 of
Moreno-Alcázar et al. 2017). Both in their meta-analysis of the 41 primary samples included only children, 18 included

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Clinical Child and Family Psychology Review

children and adolescents and only 7 included only adoles- 2016; Miller-Graff and Campion 2016), we focused in this
cents older than 13. Based on this information, we do not review on treatments for individual settings, even though
know how many adolescents contributed to the reported age this excluded most of the school-based interventions (for
effects. an overview, see Rolfsnes and Idsoe 2011) and one promis-
In contrast to these findings, there is some evidence that ing group treatment approach that was originally developed
older children and adolescents are more likely to terminate for adults with PTSD after childhood abuse, Skills Training
trauma-focused treatment prematurely (Fraynt et al. 2014; in Affect and Interpersonal Regulation Narrative Therapy
Jensen et al. 2014; Scheeringa and Weems 2014) and tend to (STAIR-NT; Cloitre et al. 2006), but has been adapted to
be less likely early-responders (Wamser-Nanney et al. 2016) adolescents as well (Cloitre et al. 2014).
than younger individuals. Altogether, we identified ten treatment approaches that
have been examined in adolescents or AYAs over the last
10 years. Table 1 gives an overview of the treatments, their
Evidence‑Based Treatments for Adolescents characteristics and age-specific adaptations, and the respec-
and Young Adults tive randomized controlled trials (RCTs) together with
their results. Three approaches were originally developed
Several treatment manuals originally developed for older for youth. While Stanford Cue-Centered Therapy and Tf-
(adult) or younger (child and/or adolescent) populations CBT were originally developed for children and adoles-
have already demonstrated efficacy in adolescents or, to a cents in general, Risk Reduction through Family Therapy
lesser degree, in young adults. In the following, we give specifically targets adolescents in particular. Among the
an overview of those trauma-focused interventions for indi- approaches originally developed for youth of a broader age
vidual outpatient settings and their applicability to AYAs range, only one RCT reported specific adaptations for ado-
reported so far. To our knowledge, there is only one review lescent patients (Madigan et al. 2015, for Tf-CBT). In con-
that focuses on trauma-informed treatments for adolescents trast, adolescence-adapted modifications were reported for
in particular (Black et  al. 2012). In their review, Black most of the approaches that were originally developed for
et al. (2012) reported on five trauma-informed treatment adults but were evaluated in recent clinical trials targeting
approaches by summarizing the results of studies published adolescents and/or young adults.
up to 2012, including both group treatment approaches and
case studies. We add to the results by Black et al. (2012) Treatment Approaches Originally Developed
by specifically focusing on randomized controlled studies for Youth
on individual psychosocial treatment approaches targeting
PTSS in AYAs that were published over the last 10 years Risk Reduction Through Family Therapy
(i.e., since 2009). We searched for relevant publications by
reviewing primary studies included in recent meta-analyses Risk Reduction through Family Therapy (RRFT; Danielson
(Gillies et al. 2016; Gutermann et al. 2016; Morina et al. et al. 2010) is an integrative treatment approach that was
2016) and by searching digital databases (PsycInfo, Med- developed to reduce the risk of substance abuse and other
line, PTSDpubs) beyond the last search reported in these high-risk behaviors and trauma-related psychopathology in
meta-analyses for newer publications between April 2014 adolescents who have experienced childhood sexual assault.
and March 2019 using the following terms: (treatment OR It is a family-focused treatment consisting of seven com-
therap* OR intervention OR psychotherap*) AND (adoles- ponents that integrates principles and interventions from
cen* OR teen* OR juvenile OR “young adult*” OR “tran- empirically supported treatments for adolescents with sub-
siti* age* youth”) AND (PTSD OR posttrauma* OR post- stance abuse, including multisystemic therapy (Henggeler
trauma* OR “post-trauma*”). et al. 2002), and for PTSD, including Tf-CBT (Cohen et al.
Because of the restriction to studies published in the last 2006). Therapists may administer single components in a
10 years, some earlier published promising approaches, like flexible order and may choose between prevention or treat-
Seeking Safety, a program designed for individuals suffer- ment approaches with regard to the substance abuse and
ing from PTSD and substance use disorder that has been PTSD components of the treatment. This is determined by
adapted to adolescent girls (Najavits et al. 2006), were not the needs of each youth and family. The mean number of
included in our overview. In addition, as we were interested sessions in the available studies of RRFT was 23 (Daniel-
in trauma-focused interventions for PTSS in AYAs, we did son et al. 2012) and 24 (Danielson et al. 2010). The exact
not include implementation (e.g., Cohen et al. 2016) or pre- amount of time spent together with the family or caregiver
vention trials (e.g., Berkowitz et al. 2011) that targeted acute was not reported. Adolescents who received RRFT reported
stress disorder symptoms. Due to their higher effect sizes reduced substance abuse and better family functioning (Dan-
in comparison to group treatments (e.g., Gutermann et al. ielson et al. 2010; Danielson et al. 2012). Participants also

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Table 1  Randomized controlled trials since 2009 evaluating individual trauma-focused treatments including adolescents and young adults
Study Control condition Randomized sample, N (N in Age, range Between-group effect size Adaptations for adolescents
experimental condition/N in for PTSS at posttreatment,
control condition) Cohen’s d (measure)

Manuals Risk Reduction through Family


originally Therapy (Danielson et al.
developed 2010)
for youth
∙ Integrative approach: com-
bining elements from cogni-
tive, behavioral (including
exposure), and multisystemic
Clinical Child and Family Psychology Review

therapies
∙ 60- to 90-min sessions, flex-
ible number of sessions and
inclusion of caregivers
Danielson et al. (2012) TAU​ 30 (15/15) 13–17 nr, ns (UCLA) [was developed for adolescents]
Stanford Cue-Centered
Therapy (Carrion and Hull
2010)
∙ Integrative approach: com-
bining elements from cogni-
tive, behavioral (including
exposure), psychodynamic,
expressive, and family
therapies
∙ 15–18 50-min sessions,
inclusion of caregivers in 4
sessions
Carrion et al. (2013) WL 65 (38/27) 8–17 0.97 (UCLA) None
Tf-CBT (Cohen et al. 2006)
∙ Exposure, cognitive interven-
tions, coping skills/emotion
regulation
∙ 12–15 90-min sessions; up to
50% of the sessions are dedi-
cated to be parallel caregiver
or conjoint sessions
Diehle et al. (2014) EMDR 48 (23/25) 8–18 0.14, ns (CAPS-CA) None
Dorsey et al. (2014) Tf-CBT plus engagement 47 (22/25) 6–15 nr, ns (UCLA) None
strategies
Goldbeck et al. (2016) WL 159 (76/83) 7–17 0.50 (CAPS-CA) None

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Table 1  (continued)
Study Control condition Randomized sample, N (N in Age, range Between-group effect size Adaptations for adolescents
experimental condition/N in for PTSS at posttreatment,

13
control condition) Cohen’s d (measure)

Jaycox et al. (2010) CBITS 118 (60/58) 9–16 nr, ns (CPSS-SR) None
Jensen et al. (2014) TAU​ 156 (79/77) 10–18 0.46 (CAPS-CA) None
Madigan et al. (2015) TAU​ 43 (21/22) 15–18 nr, ns (CPTSDI) ∙ No caregiver sessions
Murray et al. (2015) TAU​ 257 (131/126) 5–18 2.39 (UCLA) None
Nixon et al. (2012)a Trauma-focused cognitive 34 (17/17) 7–17 0.02, ns (CAPS-CA) None
therapy
Manuals Clinician-Assisted Emotional
originally Disclosure (Anderson et al.
developed 2001)
for adults
∙ Exposure, Emotion-focused
Therapy
∙ 4 30-min sessions
Anderson et al. (2010) No intervention 28 (15/13) 19.3b nr, ns (IES-R) None
Cognitive Processing Therapy
(Resick et al. 2016; Resick
and Schnicke 1993)
∙ Cognitive interventions;
CPT+A protocol additionally
includes exposure component
∙ 12 60-min sessions
Rosner et al. (2019) WL with treatment advice 88 (44/44) 14–21 0.90c (CAPS-CA) D-CPT (Matulis et al. 2014):
∙ Additional treatment mod-
ules to address motivational
issues, emotion management
techniques and developmental
tasks, resulting in a total of 30
50-min sessions
∙ Administering CPT+A at a
high frequency
∙ 6 optional sessions together
with caregiver
Cognitive Therapy (Ehlers
et al. 2003)
∙ Cognitive interventions,
exposure, stimulus discrimi-
nation techniques
∙ 12 60- to 90-minute sessions
Clinical Child and Family Psychology Review
Table 1  (continued)
Study Control condition Randomized sample, N (N in Age, range Between-group effect size Adaptations for adolescents
experimental condition/N in for PTSS at posttreatment,
control condition) Cohen’s d (measure)

Meiser-Stedman et al. (2017) WL 29 (14/15) 8–17 2.01 (CPTSDI) Cognitive Therapy for PTSD
(Smith et al. 2010)
∙ Age-appropriate techniques for
restructuring
∙ Flexible and optional inclu-
sion of caregivers, at least for
psychoeducation and at the
end of sessions to review treat-
Clinical Child and Family Psychology Review

ment progress and help to plan


homework tasks
EMDR (Shapiro 2001)
∙ Desensitization of trauma-
related images, beliefs, emo-
tions, and physical responses
during sets of bilateral
stimulation
∙ Flexible number of sessions
De Roos et al. (2011) CBT 52 (26/26) 4–18 nr, ns (UCLA) EMDR with age-appropriate
modifications by Tinker and
Wilson (1999) and Greenwald
(1999):
Up to four sessions of parent
guidance
De Roos et al. (2017) CBWT, WL 103 (43/42/18) 8–18 nr, ns vs. CBWT; 1.27 vs. WL EMDR with age-appropriate
(CRTI) modifications by Tinker and
Wilson (1999) and Greenwald
(1999):
∙ Involvement of caregivers for
10 min of each session
∙ Instructions for parents to
encourage their child to dis-
cuss the trauma or to confront
reminders
Diehle et al. (2014) Trial compared EMDR and ∙ Involvement of caregivers for
a short form of Tf-CBT, 15 min of each session
for results see above under
“Tf-CBT”

13

Table 1  (continued)
Study Control condition Randomized sample, N (N in Age, range Between-group effect size Adaptations for adolescents
experimental condition/N in for PTSS at posttreatment,

13
control condition) Cohen’s d (measure)

Farkas et al. (2010) WL 65 (33/32) 13–17 nrd (DISC) MASTR/EMDR (Greenwald


2009):
∙ Preceding treatment phases for
motivational issues and self-
management skills training
∙ Minor age-adapted modi-
fications of EMDR, e.g.,
visual approaches of treatment
materials
∙ No involvement of caregivers
NET (Schauer et al. 2005,
2011)
∙ Exposure with life-span
perspective
∙ 90- to 120-min sessions, flex-
ible number of sessions
Ertl et al. (2011) Academic catch-up program, 85 (29/28/28) 12–25 0.72 vs. academic catch-up; None
WL 0.66 vs. WL (CAPS)e
Peltonen and Kangaslampi TAU​ 50 (29/21) 9–17 nr, ns (CRIES) None
(2019)
Ruf et al. (2010) WL 26 (13/13) 7–16 nr (UCLA) KIDNET (Neuner et al. 2008):
∙ Creative elements to help chil-
dren construct their story and
express their emotions
∙ Involvement of caregiver for
one session on psychoeduca-
tion
Schaal et al. (2009) Group ­IPTf 26 (12/14) 14–28 nr, ns (CAPS) None
Prolonged Exposure (Foa et al.
2007)
∙ Exposure
∙ 8–15 90-min sessions
(McLean and Foa 2011)
Clinical Child and Family Psychology Review
Table 1  (continued)
Study Control condition Randomized sample, N (N in Age, range Between-group effect size Adaptations for adolescents
experimental condition/N in for PTSS at posttreatment,
control condition) Cohen’s d (measure)

Foa et al. (2013) SC 61 (31/30) 13–18 1.01 (CPSS-I) PE-A (Foa et al. 2008):
∙ Flexible number and length
of sessions according to the
patients’ characteristics
∙ More extensive case manage-
ment and relapse prevention
components
∙ No caregiver sessions
Clinical Child and Family Psychology Review

Gilboa-Schechtman et al. Time-limited Dynamic 38 (19/19) 12–18 0.45 (CPSS-SR)


(2010) Therapy
Rossouw et al. (2016) SC 11 (6/5) 14–18 nr, ns (CPSS-I)
Rossouw et al. (2018) SC 63 (31/32) 13–18 1.22 (CPSS-I)
TARGET (Ford and Russo
2006)
∙ Emotion regulation
∙ 12 50-min sessions
Ford et al. (2012) Relational supportive therapy 59 (33/26) 13–17 0.53 (CAPS-CA) None

CAPS clinician-administered PTSD scale, CAPS-CA clinician-administered PTSD scale for children and adolescents, CBITS cognitive behavioral intervention for trauma in Schools, CBT cogni-
tive behavioral therapy, CBWT cognitive behavior writing therapy, CPSS-I Child PTSD symptom scale–interview, CPSS-SR Child PTSD symptom scale–self-report, CPT+A cognitive process-
ing therapy including written accounts, CPTSDI Children’s PTSD inventory, CRIES children’s revised impact of event scale, CRTI children’s responses to Trauma Inventory, D-CPT develop-
mentally adapted cognitive processing therapy, DISC diagnostic interview schedule for children, EMDR eye movement desensitization and reprocessing, IES-R impact of event scale–revised,
IPT interpersonal psychotherapy, KIDNET narrative exposure therapy for children, MASTR motivation–adaptive skills–trauma resolution, NET narrative exposure therapy, nr not reported, ns not
significant, PE-A prolonged exposure for adolescents, PTSD posttraumatic stress disorder, PTSS posttraumatic stress symptoms, SC supportive counseling, TARGET Trauma Affect Regulation,
Guide for Education and Therapy, TAU​treatment as usual, Tf-CBT Trauma-focused Cognitive Behavioral Therapy, UCLA University of California at Los Angeles PTSD Reaction Index, WL
wait-list
a
 Manual did not follow the manual by Cohen et al. (2006), but included similar components
b
 Only age mean of sample reported
c
 Hedges’ g reported
d
 Partial eta squared reported, η2p = .14
e
 Only Cohen’s d from pretreatment to 12-month follow-up reported
f
 Only n = 12 were randomly assigned

13
Clinical Child and Family Psychology Review

experienced reductions in PTSS and depression symptoms Treatment Approaches Originally Developed
(Danielson et al. 2012), although reductions in PTSS only for Adults
were significant with regard to parent-reported PTSS in the
RCT. Clinician‑Assisted Emotional Disclosure

Clinician-Assisted Emotional Disclosure (CAED; Ander-


Stanford Cue‑Centered Therapy son et al. 2001) is an adaptation of two treatment modules
of Emotion-Focused Therapy (Elliott et al. 2004; Green-
Stanford Cue-Centered Therapy (CCT; Carrion and Hull berg et al. 1993) that focus on the elaboration of sexual
2010) is a short-term, multimodal therapy for youths who trauma narratives and their emotional focusing and pro-
have experienced trauma, focusing primarily on exposure to cessing. With four sessions administered over a period of
trauma-related cues. Besides components like coping skills approximately 10 days, the structure of CAED is derived
training, narrative exposure, and cognitive restructuring, from Pennebaker (1997). The participants in the only
several cue-centered treatment sessions focus on teaching existing RCT were female college students, but the age
youth and caregivers about the conditioning process that range was not reported (Anderson et al. 2010). Therefore,
occurs through repeated exposure to trauma, on identifying we do not know if there were under-age participants as
cues associated with this conditioning and on developing well. With respect to PTSS, only avoidance symptoms
more adaptive responses. CCT draws not only on cognitive improved significantly compared to the control condition
behavioral, but also on supportive, family, expressive and at three months posttreatment.
insight-oriented techniques. The only existing RCT exam-
ining CCT (Carrion et al. 2013) was conducted in a school
setting, as CCT has been designed for implementation in Cognitive Processing Therapy
clinic or school settings. Compared to a wait-list condition,
CCT yielded significant reductions in PTSS, reported by CPT is a predominantly cognitive treatment originally
both parents and youth. Parents were asked to participate in designed to treat PTSS in adult sexual assault survivors
four of the 15–18 sessions. The proportion of adolescents (Resick and Schnicke 1992). It has since been adapted for
in the sample of Carrion et al. (2013) consisting of both a variety of other populations and trauma types and has
children and adolescents was not reported. been proven to be effective in reducing PTSD and associ-
ated symptomatology in numerous controlled and uncon-
trolled trials (Asmundson et al. 2018; Holliday et al. 2018;
Trauma‑Focused Cognitive Behavioral Therapy Lenz et al. 2014).
The CPT+A (CPT with written accounts) protocol for
Tf-CBT (Cohen et al. 2006) is the most frequently investi- adults consists of 12 weekly sessions, which can be deliv-
gated treatment for children and adolescents suffering from ered in group, individual or combined formats (Resick and
PTSD (de Arellano et al. 2014), with a total of 21 RCTs Schnicke 1993). Originally, CPT included written accounts
published up to March 2018 ("Trauma-Focused Cognitive of the trauma, but after a dismantling study showed that their
Behavioral Therapy National Therapist Certification Pro- inclusion did not yield better results (Resick et al. 2008),
gram: About Trauma-Focused Cognitive Behavior Therapy Resick et al. (2016) encouraged the use of the name CPT
(TF-CBT)," 2019). Tf-CBT is a short-term, component- for the cognitive therapy-only version of CPT and decided to
based intervention that emphasizes the involvement of car- give this version primacy. CPT+A is now used when written
egivers. Although Tf-CBT was developed with children in trauma accounts are included. Sessions are highly structured
mind, most trials do not report on adaptations specifically for and can be divided into three components: education about
adolescents. Only Madigan et al. (2015) adapted the number PTSD and CPT’s treatment rationale, exposure, and cogni-
of caregiver sessions in their sample of pregnant adolescents tive therapy. The exposure component consists of writing
by completely excluding caregiver sessions. Several trials and reading detailed accounts of the most traumatic event.
have studied Tf-CBT with populations up to the age of 16 The cognitive component includes writing an impact state-
or even 18 (see Table 1), but information about the percent- ment about the personal meaning of the traumatic event,
age of participants older than 14 years is rarely given. The identifying and challenging dysfunctional cognitions as a
results for age as a moderator of outcome were reported by result of the traumatic events (“stuck points”), and specific
three studies, indicating that older patients benefitted less modules for five areas of possible dysfunctional beliefs:
from Tf-CBT (Goldbeck et al. 2016) and dropped out more safety, trust, power/control, esteem, and intimacy (Resick
often (Murray et al. 2015; Ormhaug and Jensen 2018, for et al. 2016; Resick and Schnicke 1992).
a secondary analysis of the results by Jensen et al. 2014).

13
Clinical Child and Family Psychology Review

Results on age as a moderator for outcome in CPT are youth-reported questionnaire measures of PTSS, depression
seldom reported. Based on results of their meta-analysis and anxiety, clinician-rated functioning, and parent-reported
on CPT trials, Lenz et al. (2014) reported lower effect outcomes (Meiser-Stedman et al. 2017).
sizes in samples of adolescents and older adults. One CPT
trial with adults showed associations of younger age with Eye Movement Desensitization and Reprocessing
higher dropout rates (Rizvi et al. 2009), another with better
outcome (Butollo et al. 2016). However, the overall broad EMDR is an eight-phase treatment approach originally
age ranges (18–70 or 18–78, respectively) limit the gener- developed for adults that uses saccadic eye movements as
alizability of these age effects to young adults in particular. one treatment component to tap into images, beliefs, emo-
There is initial evidence that CPT is effective in ado- tions, physical responses, awareness, and interpersonal sys-
lescents. Ahrens and Rexford (2002) showed a significant tems (Shapiro 2001). As stated by Shapiro and Maxfield
reduction of PTSD and depression symptoms compared to (2002), EMDR uses a free-association principle that does
wait-list control in incarcerated male juveniles aged 15 to 18 not necessarily involve the patients concentrating for pro-
after delivering short-term CPT, including written accounts longed periods on the traumatic event or the challenging of
in a group format. Matulis et al. (2014) adapted CPT+A their beliefs. In addition, EMDR involves fewer homework
specifically to the needs of AYAs after sexual and/or physi- assignments (Shapiro and Maxfield 2002). Although earlier
cal abuse by allotting more time to addressing motivational versions of EMDR consisted of 1 to 3 sessions, current pro-
issues, emotion management techniques and developmental tocols consist of 8 to 12 weekly 90-minute sessions (Cusack
tasks as well as administering the CPT+A core of the thera- et al. 2016).
peutic protocol at a high frequency. This Developmentally Most of the research on the effectiveness of EMDR was
Adapted CPT (D-CPT; Matulis et al. 2014) consists of 30 conducted with adults (e.g., Chen et al. 2014; Chen et al.
to 36 50-min individual sessions; it showed large pre-post 2015; Khan et al. 2018; Lee and Cuijpers 2013). It showed
effect sizes with respect to PTSS, depressive and borderline EMDR to be effective in reducing PTSS and associated psy-
symptoms, and medium effect sizes with respect to disso- chopathology. Despite this empirical support, the underly-
ciative symptoms in an uncontrolled pilot trial. Recently, ing working mechanisms and the specific function of eye
D-CPT was shown to be superior to a wait-list condition movements in particular remain controversial in EMDR.
with treatment advice for AYAs with abuse-related PTSS Two earlier meta-analyses of dismantling studies on EMDR
aged 14 to 21 in an RCT (Rosner et  al. 2019). Further concluded that eye movements do not significantly contrib-
studies are needed to assess the efficacy of CPT in AYAs, ute to treatment outcome (Cahill et al. 1999; Davidson and
and to clarify whether preceding modules (e.g., emotion Parker 2001). In contrast, Lee and Cuijpers (2013) showed
regulation or skills training) are necessary before starting in their meta-analysis that eye movements had a moderate
trauma-focused interventions like CPT (see also the pilot additive effect in EMDR treatment studies and a large effect
trial reported below), and whether the cognitive therapy- in experimental studies. In any case and as argued in the
only version of CPT yields comparable results in these age guideline of the Australian Centre for Posttraumatic Mental
groups as well. Health (2013), EMDR has increasingly included more treat-
ment components that are comparable to the CBT interven-
Cognitive Therapy tions. This makes differentiation between EMDR and CBT
difficult.
Cognitive Therapy for PTSD in Children and Adolescents Meanwhile, several trials studied the efficacy of EMDR
(CT-PTSD; Smith et al. 2010) is a developmentally sensitive therapy in children and adolescents as well. However, earlier
intervention based on the cognitive PTSD model of Ehlers studies have been criticized in respect of methodological
and Clark (2000), and the respective treatment approach by shortcomings (Greyber et al. 2012), and in the meta-analy-
Ehlers et al. (2003). RCTs involving adults show that this sis of Gutermann et al. (2016), EMDR demonstrated large
approach yields durable reductions of PTSS and related effects in uncontrolled studies but only small to medium
symptoms relative to control conditions (Duffy et al. 2007; effect sizes in controlled studies. We identified four RCTs
Ehlers et al. 2003; Ehlers et al. 2014). CT-PTSD is a short- evaluating EMDR in samples including adolescents over
term treatment that aims to develop a coherent narrative of the last 10 years. One of them only included adolescents
the trauma, to challenge unhelpful appraisals of the trau- and adapted the treatment by adding preceding treatment
matic event and its sequelae, and to change dysfunctional phases for motivational issues and self-management skills
(cognitive and behavioral) coping strategies. Sessions with training (Farkas et al. 2010). Developmental modifications
the caregiver are used to modify parents’ unhelpful trauma- of EMDR therapy are generally recommended for children
related appraisals, and to engage them as co-therapists. In such as adapting language and instructions, alternating the
a recent trial, CT-PTSD yielded greater improvement on method of bilateral stimulation, or involving caregivers in

13
Clinical Child and Family Psychology Review

treatment. In adolescents, Shapiro et al. (2017) recommend depression symptom severity and a greater increase in global
targeting possible compulsive behavior in the processing functioning compared to active control conditions. All of
treatment phases. More preparation time may be needed for them included adolescents not older than 18, so there are no
both children and adolescents. As most RCTs on EMDR results specifically for young adults. In the studies included
in children and adolescents differ in how they apply these in the meta-analysis by Powers et al. (2010), age as a mod-
developmental modifications (e.g., degree of caregiver erator of outcome or treatment attrition was seldom reported.
involvement, Shapiro et al. 2017), the specific benefit from
these modifications is unclear. Trauma Affect Regulation: Guide for Education and Therapy

Narrative Exposure Therapy Trauma Affect Regulation: Guide for Education and Therapy
(TARGET) was originally developed for adults with PTSD
Narrative Exposure Therapy (NET; Schauer et al. 2005, and co-occurring mental illness, for example, substance
2011) was originally developed for use in low-income coun- abuse (Ford and Russo 2006). It can be employed in both
tries (Robjant and Fazel 2010). NET focuses on exposure a group and an individual treatment setting. It teaches a
and the elaboration of the autobiography, including inte- sequential set of self-regulation skills based on CBT strat-
gration of both the traumatic experiences and other highly egies. Exposure involves creating a “lifeline” including
arousing events. Instead of focusing solely on an index traumatic and stressful events but does not involve repeated
trauma, NET embraces a life-span perspective. Treatment retelling (Ford et al. 2012). We identified one RCT evaluat-
length may be adjusted, and trials in adults reported a range ing TARGET in a sample of adolescent girls involved in
of sessions from a minimum of four to a maximum of 17 delinquency who met the criteria for full or partial PTSD by
sessions lasting for 90 to 120 min each (McPherson 2011; Ford et al. (2012). In terms of PTSS, results showed medium
Robjant and Fazel 2010). While NET was originally used in effects favoring TARGET for change in reexperiencing and
adults, there also exists a child-friendly version with some avoidance symptoms. No developmental adaptations, e.g.,
adaptations to the original model to help children construct involvement of caregivers, were reported in this study.
their story and express their emotions (i.e., NET for Chil-
dren: KIDNET). Although there is sound evidence of the Summary of Evidence‑Based Treatments
effectiveness of NET for adults (McPherson 2011; Robjant for Adolescents and Young Adults
and Fazel 2010), we only identified four recently published
RCTs with AYAs. Three trials reported significant reduc- Several aspects of the various treatment approaches reported
tions in PTSS at follow-up assessments (Ertl et al. 2011; above should be highlighted. First of all, the number of treat-
Ruf et al. 2010; Schaal et al. 2009), while one reported no ment sessions varies considerably between different treat-
significant reductions in PTSS compared to treatment as ment approaches as well as between different studies evalu-
usual (Peltonen and Kangaslampi 2019). The actual scale of ating the same approach. While some studies contained a
developmental adaptations in these trials was not described. maximum of 10 sessions (e.g., 8 to 10 sessions in (KID)
NET, Ertl et al. 2011; Peltonen and Kangaslampi 2019; Ruf
Prolonged Exposure et al. 2010; 10 sessions in CT-PTSD, Meiser-Stedman et al.
2017), most studies envisage 12 to 15 sessions (e.g., 12 ses-
Prolonged Exposure (PE; Foa et al. 2007) is a manualized sions for child and caregiver in Tf-CBT, Goldbeck et al.
treatment package that focuses on exposure. PE has been 2016; 12 sessions in TARGET, Ford et al. 2012; 14 ses-
shown to be a highly effective treatment for reducing PTSS sions in PE-A, Foa et al. 2013; 15 sessions in CCT, Carrion
and comorbid symptoms with treatment gains maintained et al. 2013), with a maximum of 30 to 36 sessions in D-CPT
over time in many controlled studies that examined various (Rosner et al. 2019). Nonetheless, the treatment dose in the
adult trauma populations (Powers et al. 2010). different studies might be comparable, as session length var-
The PE protocol was also adapted for adolescents (PE- ies considerably as well (e.g., 90 to 120 min per session in
A; Foa et al. 2008). In PE-A no sessions are specifically KIDNET, Ruf et al. 2010; 90 min per session in Tf-CBT,
dedicated to working with caregivers. Four RCTs have Goldbeck et al. 2016; 60 to 90 min per session in PE-A,
investigated the efficacy of PE-A in adolescents suffering Foa et al. 2013; 50 min per session in D-CPT, Rosner et al.
from PTSD after single-event trauma (Gilboa-Schechtman 2019).
et al. 2010), after sexual abuse (Foa et al. 2013), and after Even within one treatment approach, the number and
interpersonal trauma (Rossouw et al. 2016; Rossouw et al. length of sessions (i.e., treatment dosage), and the degree
2018). In the three trials with sufficient sample sizes (Foa of caregiver involvement may vary considerably. For exam-
et al. 2013; Gilboa-Schechtman et al. 2010; Rossouw et al. ple in studies of EMDR, de Roos et al. (2011) applied 4
2018), PE-A exhibited a greater decrease in PTSD and individual 60-min sessions plus up to 4 sessions of parent

13
Clinical Child and Family Psychology Review

guidance, de Roos et al. (2017) administered 6 individual in which we evaluated CPT+A with only minor age-related
45-min sessions without any caregiver involvement, Die- modifications. We chose CPT+A because of its encourag-
hle et al. (2014) envisaged 8 60-min sessions with 15 min ing results in a former trial in incarcerated male adolescents
of parental involvement in each session, and Farkas et al. delivered in a short-term (8 sessions) group setting (Ahrens
(2010) administered 12 individual 90-min sessions without and Rexford 2002). Furthermore, our team has been involved
any caregiver involvement. Therefore, even within one treat- in three CPT trials so far (Butollo et al. 2016 with CPT for
ment approach, the results of the individual studies need to adults; Matulis et al. 2014, and Rosner et al. 2019, with
be interpreted cautiously. D-CPT for AYA with abuse-related PTSD). Based on these
The involvement of caregivers also varied considerably experiences and as a first preparation for a dismantling study
in other treatment approaches. Some studies of the reported of D-CPT components, we decided to test the feasibility
treatment approaches did not involve caregivers at all, e.g., of CPT+A for AYAs. Unlike D-CPT (Matulis et al. 2014;
TARGET (Ford et al. 2012), (KID)NET (Ertl et al. 2011; Rosner et al. 2019) that was developed specifically to treat
Ruf et al. 2010; Schaal et al. 2009), or PE-A (Foa et al. abuse-related PTSD, we did not add further treatment mod-
2013). Other studies provided optional and flexible numbers ules and did not alter the session frequency. Age-adapted
of caregiver sessions, e.g., RRFT (Danielson et al. 2012), modifications comprised revisions of treatment materials
or D-CPT (Rosner et al. 2019), while studies of Tf-CBT and the option of offering optional sessions, e.g., to include
(Cohen et al. 2006) usually dedicate up to 50% of the ses- caregivers or for crisis intervention. The length of the proto-
sions to parallel caregiver or conjoint sessions. These varia- col was similar to the original German CPT protocol (König
tions in the degree of caregiver involvement might account et al. 2012).
for the above-mentioned inconsistent findings in meta-anal- The overall aim of this uncontrolled study was to evaluate
yses regarding its effects on outcome. the feasibility and safety of CPT+A, and to generate prelimi-
Given the positive results of a pilot trial (Matulis et al. nary data on its efficacy for AYAs with full or subthreshold
2014) and an RCT on abuse-related PTSD in AYAs (Rosner PTSD after mixed traumatic events. We hypothesized that
et al. 2019), and bearing in mind that the interventions are participants would experience significant reductions in PTSS
comparably long, we hypothesized whether a shortened ver- (primary outcome) and associated psychopathological symp-
sion of D-CPT—without the treatment modules to address toms (secondary outcomes: depression, dissociation, border-
motivational issues, emotion management techniques and line symptoms, and behavior problems) after the interven-
developmental tasks—would be a feasible and sufficient tion and at the 6-week and 6-month follow-ups. Additionally,
form of treatment. To date, most of the dismantling research the remission of PTSD diagnosis, reliable change in PTSS
into the benefits of specific treatment components has been and remission of comorbid mental disorders were examined.
conducted with adult samples and examined the need for
cognitive restructuring in the treatment of PTSD (e.g., Bry- Method
ant et al. 2008; Foa et al. 2005; Resick et al. 2008; Tarrier
et al. 1999). Only a minority of dismantling studies exam- Participants
ined the specific benefit of certain components in young
populations, such as cognitive restructuring (e.g., Nixon Participants were AYAs (aged 14-21). A primary diagnosis
et al. 2012) or using a trauma narrative and a certain treat- of full or subthreshold PTSD was required for inclusion as
ment length (e.g., Deblinger et al. 2011). In the light of the indicated by a total severity score of ≥ 24 and at least one
current discussion of the need for stabilization or emotion symptom in each of the clusters B, C, and D (see Kassam-
regulation modules prior to trauma-focused treatment mod- Adams and Winston 2004) of the Diagnostic and Statistical
ules (de Jongh et al. 2016), dismantling trials focusing on the Manual of Mental Disorders (DSM-IV; APA 2000) assessed
need for stabilization modules are of major interest regard- using the Clinician-Administered PTSD Scale for Children
less of the treated age group. and Adolescents (CAPS-CA; see below). We decided to
also include AYAs with subthreshold PTSD because of the
ongoing discussion about diagnostic criteria for PTSD in
Preparing a Dismantling Study: Are children and adolescents (Cohen et al. 2010) and the docu-
Extensive Adaptations of Cognitive mented associations of subthreshold PTSD with significant
Processing Therapy Necessary when Treating impairment in both adults (Zlotnick et al. 2002) and chil-
Adolescents and Young Adults? dren (Cohen and Scheeringa 2009). The criteria for sub-
threshold PTSD in the current study corresponded to per-
To set out a next step to the current literature in this field centile rank ≥ 80 according to the German norm sample of
and to illustrate a possible treatment approach for AYAs the CAPS-CA (Steil and Füchsel 2006). Moreover, to be
with PTSS, we report on our uncontrolled feasibility study included, participants had to have sufficient cognitive ability,

13
Clinical Child and Family Psychology Review

as indicated by an IQ of ≥ 75 in the Culture Fair Intelligence Table 2  Demographic variables of study participants in the feasibility
Test (Weiß 2006), sufficient proficiency in the German lan- trial of CPT adapted for adolescents and young adults
guage, and safe living conditions. The exclusion criteria Variable Intent-to-
were concurrent psychotherapeutic treatment, current severe treat sample
suicidality or suicide attempt or life-threatening self-harm (N = 17)
within 6 months prior to admission to the study, current Age, mean (SD) 17.12 (2.23)
or lifetime diagnosis of any psychotic or bipolar disorder Female, No. (%) 16 (94)
according to DSM-IV-TR as indicated by the Structured Nationality, No. (%)
Clinical Interview for DSM-IV Axis I (SCID-I; see below),  German 15 (88)
current drug or alcohol dependency according to DSM-IV  Other or dual citizenship 2 (12)
as indicated by the SCID-I, a documented diagnosis of a per- Immigration background, No. (%) 5 (29)
vasive developmental disorder, and initiation of or change in Living situation, No. (%)
psychotropic medication within the 3 weeks prior to admis-  With at least one parent 11 (65)
sion to the study. Any change in psychotropic medication  With other relatives 2 (12)
during the course of the study was continuously monitored.  Alone 3 (18)
The ITT sample consisted of 17 AYAs (16 females, one  With partner 1 (6)
male). Their ages ranged from 14 to 21, with n = 10 aged Occupation, No. (%)
under 18 (n = 4 aged 14 to 15; n = 6 aged 16 to 17). Accord-  Student 12 (71)
ing to CAPS-CA, the participants had experienced 4.5  In vocational training 3 (18)
(SD = 2.2) different types of traumatic events on average,  Unemployed 2 (12)
ranging from 1 to 9 types. Eight participants (47%) reported Type of traumatic e­ venta, No. (%)
single traumatic events. In 13 cases (77%), the criteria of  Sexual violence 9 (53)
PTSD according to DSM-IV were met at baseline.  Physical violence 3 (18)
In addition to PTSD, nine participants (53%) reported at  Murder/suicide/sudden death of a loved one 5 (29)
least one lifetime psychiatric disorder diagnosis according to  Accident 4 (24)
DSM-IV. At baseline, 12 participants (71%) fulfilled criteria Subthreshold ­PTSDb, No. (%) 4 (23)
of at least one comorbid psychiatric disorder with an average Comorbid disorder DSM-IVc, No. (%)
of M = 1.06 (SD = 1.2). Participants met an average of 1.35  None, No. (%) 5 (29)
(SD = 1.58) criteria of the borderline section of the SCID-II.  1 or 2, No. (%) 11 (65)
For further details, see Table 2.  3 or more, No. (%) 1 (6)
 Mood disorders, No. (%) 6 (35)
Treatment  Anxiety disorders, No. (%) 6 (35)
 Nicotine dependence, No. (%) 2 (12)
CPT followed the German version of the manual by König History of at least one suicide attempt before treat- 2 (12)
et al. (2012), consisting of 15 50-min sessions and includ- ment, No. (%)
ing a written account component (i.e., CPT+A). To adapt Histories of non-suicidal self-harm, No. (%) 10 (59)
CPT for AYAs, we made the following modifications: 1. Psychotropic medication, No. (%) 2 (12)
Following the example of Matulis et al. (2014) and based Support by youth welfare services, No. (%) 3 (18)
on modifications for cognitive deficits suggested by Resick
CPT cognitive processing therapy, PTSD posttraumatic stress disor-
et al. (2014), the worksheets were modified by: a) giving der
more detailed instructions, b) providing more examples, a
 According to the Clinician-Administered PTSD Scale for Children
and c) simplifying contents, especially regarding work- and Adolescents
sheets for the cognitive components of the intervention; b
 Subthreshold posttraumatic stress disorder was defined as having
see Table 5 in Online Resource 1. 2. We added additional a total severity score of ≥ 24 and at least one symptom per DSM-IV
sessions: one for administrative issues and for building clusters B, C, and D according to the Clinician-Administered PTSD
Scale for Children and Adolescents (all else according to DSM-IV)
up treatment motivation (see session 0 in Table 3), and c
 Including nicotine dependence and borderline personality disorder
up to four optional conjoint sessions with a significant
other (e.g., parent, other relative, girl- or boyfriend, social
worker; see sessions C1–4 in Table 3). 3. Up to three fur- according to the “stressor sessions” administered by Gal-
ther optional sessions were possible, e.g., to discuss the ovski et al. (2012). Altogether, a maximum of 19 therapy
implications of traumatic loss, to delve into specific top- sessions with the AYAs and four conjoint sessions with a
ics, e.g., by addressing specific developmental needs or significant other were possible according to the protocol,
cultural issues, or to address major psychosocial stressors see Table 3 for an overview.

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Table 3  Treatment protocol of CPT+A adapted for adolescents and young adults (Vogel and Rosner, based on the German manual by König
et al. 2012)
Session number Treatment strategies

0 Preparation session: addressing case management issues (e.g., safety concerns, administrative and motivational issues, parental
involvement)
1 Educating about PTSD symptoms and rationale for treatment
2 Discussing goals for the treatment; educating about dysfunctional cognitions (“stuck points”) and emotions
C1a Caregiver session 1: educating about PTSD symptoms and rationale for treatment
3 Discussing the meaning of the traumatic event (“Impact Statement”); examining connections between thoughts, feelings, and
behavior
C2a Caregiver session 2: discussing goals, expectations, and concerns about treatment; discussing ways of providing support during
treatment
4 Identifying connections between thoughts, feelings, and behavior; preparing a written trauma account as a practice assignment
C3a Caregiver session 3: challenging thoughts about trauma; challenging thoughts about dysfunctional parenting strategies
5 Remembering traumatic event via written account; identifying and challenging stuck points
6 Remembering traumatic event via second written account; challenging stuck points
7–9 Challenging stuck points and developing alternative beliefs
10–14 Challenging stuck points focusing on specific areas: safety, trust, power/control, esteem, intimacy
C4a Caregiver session 4: reviewing the course of treatment
15 Reviewing the course of treatment; identifying goals for the future; discussing the final Impact Statement

CPT+A cognitive processing therapy including written accounts, PTSD posttraumatic stress disorder
a
 Optional session

Procedure of the German treatment manual (Julia König, PhD). Thera-


pists were supervised bi-weekly by the last author, RR, and
The study was approved by the local institutional review had two case consultations with Patricia A. Resick over the
board. Recruitment was carried out between January 2014 course of the trial.
and January 2017. Assessment and treatment were offered Treatment adherence was assessed by two independent
at a university-based outpatient clinic. Written informed raters, using an adherence rating scale specifically developed
consent was obtained from all adult participants and from for this study. The 10 items of this scale take the CPT+A
parents or guardians of minors; in addition, written assent treatment protocol into account, and were drawn from either
was obtained from all minor participants using the same the Therapeutic Adherence Scale (Gutermann et al. 2015)
study information as for adult participants. or the CPT Therapist Adherence and Competence Proto-
Participants were recruited by posting details of the study col—Revised (Resick 2012), with slight modifications. The
on the clinic’s website, and by informing the local health last item assesses overall session adherence and is rated on
care and social/youth welfare community and schools. Eli- a 7-point Likert scale ranging from 0 (not at all adherent), 2
gible participants were included consecutively in treatment. (major deviances), 4 (minor deviances) to 6 (very adherent).
The trial included assessments at baseline, posttreatment, We used this item as our adherence measure. A sample of 36
6-week and 6-month follow-ups each comprising the same randomly chosen treatment tapes was evaluated, and 12 of
clinical interviews and self-ratings described below. All these sessions were doubly rated for the reliability analysis
assessments were conducted by trained clinical raters with and to avoid rater drift. The interrater-reliability for over-
a minimum qualification of a bachelor’s degree in psychol- all session adherence (ICC = .97) was excellent. The mean
ogy who were blind to participants’ baseline assessment therapeutic adherence rating was 3.77 (SD = 1.33), reflecting
results and treatment progression. Participants received a acceptable treatment integrity based on the anchors of the
small financial compensation for taking part in follow-up scale. The deviations from the intended interventions in the
assessments (€10 for 6-week and €20 for 6-month follow specific sessions mainly involved postponing or repeating
up); caregivers did not receive any financial compensation. CPT contents. For example, in order to address avoidance
Treatment was administered by seven study therapists (six behavior or motivational problems, the therapist spent more
female), who were master level or doctoral level psycholo- time on repeating education on the rationale for treatment or
gists and had on average 6.86 years (SD = 2.55; range: 5–11) for practice assignments, when the participant did not com-
of clinical experience. All therapists attended a one-day per- plete them. Furthermore, some therapists shifted contents
sonal training course in CPT+A run by one of the developers between specific sessions because of individual participants’

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Clinical Child and Family Psychology Review

characteristics (e.g., experiencing extreme stuck points oppositional defiant disorder, conduct disorder, separation
regarding guilt, need for several written accounts because anxiety disorder, tic disorder, mutism, enuresis, and enco-
of suffering from intrusions of multiple traumatic events). presis. These modules have demonstrated high interrater
There was only one case in which an intervention not reliabilities between κ = 0.80 and κ = 1.00 (Neuschwander
included in the treatment protocol was administered in one et al. 2013). The current or lifetime comorbid diagnosis of
session. In this specific case, the therapist taught relaxation nicotine abuse was assessed using the corresponding mod-
techniques in session 14, after all stuck points had been suc- ule of the Expert System for Diagnosing Mental Disorders
cessfully challenged. Given these results, we can assume that (DIA-X; Wittchen and Pfister 1997).
the treatment protocol was delivered as intended. Self-reported PTSS were assessed using the adolescent
version of the University of California Los Angeles PTSD
Outcomes and Measures Reaction Index (UCLA; Steinberg et al. 2004; German ver-
sion Arbeitsgruppe Psychotraumatologie KJP Ulm 2010).
With regard to all measures, DSM-IV criteria were used, This self-report measure explores the frequency of each of
because no validated German versions for DSM-5 were 17 PTSS according to DSM-IV. Total scores range from
available for the targeted outcomes in 2014. 0–68. The validation of the UCLA showed good psycho-
metric properties and has proven internal consistency of the
Primary Outcome total scale with α = .90 (Steinberg et al. 2013). In the current
study Cronbach’s α was .94.
The primary outcome was the PTSS total severity score We used the Borderline Symptom List 23 (BSL-23;
as assessed by the CAPS-CA (Nader et al. 1996; German Bohus et al. 2009) to measure the severity of emotion regu-
version Steil and Füchsel 2006). The severity score is cal- lation deficits. Scores of this self-report measure range from
culated by summing all frequency and intensity scores of 0 to 92. Psychometric properties can be classified as good.
the 17 symptom questions according to DSM-IV. Possible In the current study, the internal consistency (23 items;
scores range from 0–136. The total severity score of the Ger- α = .94) was excellent. Self-reported depressive symptoms
man version of the CAPS-CA has an interrater reliability of were assessed using the Beck Depression Inventory (BDI-
κ = 0.68 and an internal consistency of α = 0.91 (Steil and II; Beck et al. 1996; German: Hautzinger et al. 2006) with
Füchsel 2006). In this study, the internal consistencies of scores ranging from 0 to 63. Cronbach’s alpha (21 items)
the total severity score (34 items; α = .95) and the reexperi- was .96 in the present study. The Adolescent Dissociative
ence subscale (10 items; α = .92) were excellent; internal Experiences Scale (A-DES; Armstrong et al. 1997; German:
consistencies of the avoidance (14 items; α = .90) and the Brunner et al. 2008) was used to measure the frequency of
hyperarousal subscales (10 items; α = .87) were good. dissociative symptoms. Scores range from 0 to 300, with sat-
isfactory psychometric properties (Farrington et al. 2001). In
Secondary Outcomes the current trial, the internal consistency of the questionnaire
was good (30 items; α = .89). To evaluate behavior problems,
The CAPS-CA was also used to assess PTSD diagnostic we asked participants to complete the Youth Self-Report
status as defined by DSM-IV as well as reliable change in (YSR; Achenbach 1991; German version: Arbeitsgruppe
PTSS. According to Steil and Füchsel (2006), a symptom Deutsche Child Behavior Checklist 1993) consisting of 101
was considered present if both the frequency and the inten- items. It resulted in a total problem score (range 0–202) and
sity scores were at least 1. scores regarding two broadband dimensions (internalizing
The presence of comorbid mental disorders according to and externalizing behavior problems). Psychometric prop-
DSM-IV criteria was determined using the Structured Clini- erties of the German version of the YSR can be classified
cal Interview for DSM-IV Axis I (First et al. 1997; German as good (Döpfner et al. 1994). In the current study, Cron-
version Wittchen et al. 1997), together with the borderline bach’s alpha for the total symptom scale (101 items; α = .97)
section of the Structured Clinical Interview for DSM-IV and the internalizing symptom scale (32 items; α = .95) was
Axis II (SCID-II; First et al. 1994; German version Fydrich excellent, for the externalizing symptom scale Cronbach’s
et al. 1997). A range of studies has documented the reliabil- alpha was good (30 items; α = .85).
ity of the SCID (e.g., Lobbestael et al. 2011; Zanarini et al.
2000). The presence of typical childhood mental disorders Statistical Analysis
which are not covered by the SCID-I, was determined using
specific modules of the Diagnostic Interview for Mental Single missing values in questionnaires (6-week follow-up
Disorders in Children and Adolescents (Kinder-DIPS; Sch- 0.5%; 6-month follow-up 1.6%) were estimated using mean
neider et al. 2009). We administered the modules for the substitution. All primary and secondary outcome analyses
following disorders: attention-deficit/hyperactivity disorder, were performed as intent-to-treat (ITT) analyses. We used

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Clinical Child and Family Psychology Review

the last observation carried forward (LOCF) procedure to sessions, t(15) = 2.88, p = .01, and were less likely to have an
replace missing values due to participants dropping out of immigration background, p = 0.04, two-sided Fisher’s exact
the study. To examine the effects of CPT+A on primary test. Six participants had conjoint sessions with their moth-
and secondary outcomes, we conducted a repeated-measures ers, one participant had additional sessions with another
multivariate analysis of variance (MANOVA) with meas- relative.
urement time points (t0, t1, t2, t3) as a within-subject fac- Neither suicidal crises nor other serious adverse events
tor. To assess the effects on each of the outcome measures, occurred during the intervention or up to the 6-month
repeated-measures analyses of variance (ANOVAs) were follow-up.
performed with four measurement time points post hoc.
The Greenhouse–Geisser adjustment was used to correct
for violations of sphericity. The significance level for all Treatment Outcome
analyses was set to α = .05 (2-tailed). To avoid inflation of
type I error, a Bonferroni adjustment was applied for all post The repeated-measures MANOVA of the primary (CAPS-
hoc analyses. Cohen’s d effect size was calculated for within- CA) and secondary outcome measures (UCLA, BSL-23,
group pre-post comparisons. Cochran’s Q test, which is a BDI-II, A-DES, YSR) calculated based on the ITT sample
generalization of the McNemar test for more than two meas- (N = 17), demonstrated a significant effect of time, F(30,
urement time points, was applied to investigate the change in 171) = 1.95, p = .004.
diagnostic status with respect to PTSD and comorbid mental
disorders (Cochran 1950). Primary Outcome Measure Repeated-measures ANOVA
Statistics were calculated using IBM SPSS Statistics 25 revealed a significant large effect for the total severity
for Windows. The criterion for a clinically reliable change in score of interview-rated PTSS from pre- to posttreatment
the CAPS-CA total score according to Jacobson and Truax with d = 1.32. Improvements remained stable at the 6-week
(1991) was calculated based on Cronbach’s α of the CAPS- follow-up, d = 1.39, and the 6-month follow-up, d = 1.59.
CA total severity score in the current study, as proposed by This was also true for each DSM-IV symptom cluster, see
Martinovich et al. (1996). Thus, clinically reliable improve- Table 4 for results of respective ANOVAs and effect sizes.
ment was defined as a reduction of more than 10.32 points
in the CAPS-CA total score. Secondary Outcome Measures  At posttreatment and also at
both follow-ups, 9 of the 13 participants, who had fulfilled
Results the PTSD DSM-IV criteria at baseline, no longer met the
DSM-IV criteria. The four participants with subthreshold
Participant Flow PTSD at baseline did not meet DSM-IV criteria in any later
assessment. Three of the four cases who still met DSM-
We screened 47 AYAs for eligibility; 30 of them did not IV criteria after treatment, were the participants who had
meet the study criteria. Figure 1 shows the participant flow dropped out. Change in PTSD diagnostic status over time
through the study. Five eligible candidates for treatment was significant, Cochran’s Q(3) = 27.00, p < .001. At post-
declined, mostly because their current living circumstances treatment and the 6-week follow-up, 13 participants (77%)
did not allow for regular participation in weekly sessions met the criteria for reliable change according to the CAPS-
(e.g., start of vocational training or university). Three par- CA score, whereas 14 participants (82%) met the criteria
ticipants (18%) left treatment prematurely after session 1, for reliable change at the 6-month follow-up. No clinically
session 7 and session 13, respectively. In two of these cases, relevant worsening of symptoms was observed.
treatment was terminated because of a lack of treatment There was also a significant change in diagnostic sta-
motivation. In one case, the legal guardians revoked their tus with respect to comorbid mental disorders over time,
consent to study participation after the first treatment ses- Cochran’s Q(3) = 14.76, p = .001. Whereas 12 participants
sion. We were able to obtain further data from the two par- (71%) met the criteria for any comorbid mental disorder
ticipants who dropped out because of motivational issues at based on SCID, Kinder-DIPS, and DIA-X data at pre-treat-
the 6-month follow-up. Another participant did not complete ment, only six participants (35%) met such criteria at post-
6-week follow-up self-report ratings. treatment and the 6-week follow-up, and five participants
Mean duration of treatment was 26.24 weeks (SD = 8.01), (29%) at the 6-month follow-up.
with an average of M = 15.88 (SD = 4.44) sessions provided. Results regarding self-reported PTSS (UCLA) revealed
In seven cases (41%), participants decided to attend conjoint a significant large effect from pre- to posttreatment with
sessions with their caregivers, with an average of M = 2.29 d = 2.25, see Table  4. Effect sizes remained large at the
sessions (SD = 0.49). These participants were significantly 6-week follow-up, d = 2.09, and the 6-month follow-up,
younger than participants who did not undergo conjoint d = 2.71.

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Fig. 1  Flow diagram of study


47 Screened for participation
participants. ITT intent-to-treat,
LOCF last observation carried
forward, PTSD posttraumatic 11 Excluded
stress disorder
3 Refused to participate

3 Not fluent in German

1 Pervasive developmental disorder

2 No trauma according to DSM-IV

2 Negative PTSD screening

36 Enrolled for baseline assessment


(t0)
19 Excluded

10 Criteria for full or subthreshold


PTSD not fulfilled

5 No longer interested in treatment


(mostly because of time constraints)

1 Current substance dependency

1 Pervasive developmental disorder

17 Allocated to intervention 1 Psychotic disorder

(ITT sample using LOCF) 1 Involvement in alternative treatment

3 Dropout

14 Posttreatment assessment (t1)

14 6-week follow-up assessment (t2)

15 6-month follow-up assessment (t3)

In addition, participants improved significantly from pre- Discussion


to posttreatment and up to the 6-week and 6-month follow-
ups in all other dimensional secondary outcomes except for This study investigated the feasibility of a short-term treat-
the YSR externalizing subscale. Effect sizes for improve- ment, CPT+A with only minor age-related modifications,
ments of depressive and borderline symptoms were large, for AYAs suffering from PTSS after miscellaneous traumas.
ranging from 0.85 to 0.98. There were medium effect sizes While CPT previously had been evaluated only in specific
with respect to improvements of general behavior problems subgroups of adolescents (incarcerated male adolescents
as well as internalizing problems (range from 0.53 to 0.76). in Ahrens and Rexford 2002; AYAs suffering from abuse-
Small effects could be obtained with respect to the reduction related PTSD in Rosner et al. 2019) and with considerable
of dissociation as assessed by the A-DES. adaptations of the CPT+A protocol (delivered in a shortened

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Clinical Child and Family Psychology Review

Table 4  Primary and secondary outcomes of study participants in the feasibility trial of CPT adapted for adolescents and young adults based on
intent-to-treat analyses with LOCF, N = 17
Outcome t0 t1 t2 t3 Time effect t0–t1 t0–t2 t0–t3
M (SD) M (SD) M (SD) M (SD) F df p d d d

Primary
 CAPS-CA total 51.12 (16.65) 21.65 (26.75) 20.76 (26.08) 17.00 (25.47) 31.23 1.47 < .001 1.32 1.39 1.59
  Reexperiencing 17.83 (7.25) 7.29 (10.00) 6.06 (10.09) 4.88 (9.45) 34.73 1.39 < .001 1.21 1.34 1.54
  Avoidance 18.47 (8.55) 6.94 (10.05) 7.00 (11.08) 6.71 (10.04) 20.57 1.76 < .001 1.24 1.16 1.26
  Hyperarousal 14.82 (6.23) 7.41 (8.63) 7.71 (9.14) 5.41 (7.72) 13.20 1.61 .003 0.99 0.91 1.34
Secondary
 UCLA 37.29 (9.69) 14.18 (10.82) 14.94 (11.59) 10.76 (9.90) 67.66 1.71 < .001 2.25 2.09 2.71
 BSL-23 26.82 (15.43) 13.88 (14.98) 13.00 (14.86) 11.88 (15.08) 13.00 1.49 .005 0.85 0.91 0.98
 BDI-II 22.12 (11.70) 11.94 (11.91) 11.12 (11.49) 10.76 (11.93) 12.42 1.59 .004 0.86 0.95 0.96
 A-DES 39.65 (29.80) 30.00 (33.49) 27.59 (32.90) 24.53 (34.17) 6.98 3 .006 0.30 0.38 0.47
 YSR total 56.65 (27.34) 41.82 (28.90) 41.12 (29.10) 35.77 (27.44) 13.63 1.72 .002 0.53 0.55 0.76
  Externalizing 12.24 (7.58) 9.47 (6.58) 9.82 (6.66) 8.26 (6.81) 5.21 2.14 .10 0.39 0.34 0.55
  Internalizing 22.82 (12.57) 15.76 (12.95) 15.65 (13.48) 13.83 (12.25) 11.27 1.73 .005 0.55 0.55 0.72

Greenhouse–Geisser corrected df values and Bonferroni-corrected p values are reported above


A-DES adolescent dissociative experiences scale, BDI-II beck depression inventory, BSL-23 borderline symptom list 23, CAPS-CA clinician-
administered PTSD scale for children and adolescents, CPT cognitive processing therapy, LOCF last observation carried forward, UCLA Uni-
versity of California at Los Angeles, PTSD reaction index, t0 baseline, t1 posttreatment, t2 6-week follow-up, t3 6-month follow-up, YSR youth
self-report

version in Ahrens and Rexford 2002; addition of further reported in the literature (Gutermann et al. 2016), our results
treatments modules in Rosner et al. 2019), we were inter- for depressive symptoms with large pre-post effects seem to
ested in the feasibility of CPT+A in AYAs with only minor be promising.
modifications to the treatment protocol. We also observed a large pre-post effect size for borderline
We found significant pre- to posttreatment reductions in symptoms, which is comparable to the respective effect size
PTSS as assessed by the CAPS-CA and the UCLA indices of the RCT of D-CPT (Rosner et al. 2019). This is surpris-
with large effect sizes. According to the CAPS-CA score, ing as borderline symptom severity at baseline in our study
77% of participants showed clinically meaningful improve- was within the normal range and lower than in the sample
ment, and 69% of the participants who fulfilled criteria for in Rosner et al. (2019). In D-CPT, an additional module pre-
PTSD according to DSM-IV at baseline, achieved remission ceding CPT+A and consisting of 6 sessions, is dedicated
from PTSD. Improvements remained stable at the 6-week to emotion regulation training. Although the results are not
and 6-month follow-ups. fully comparable, as samples differ, for instance with regard
Regarding secondary outcome measures, significant to trauma histories, and keeping its methodological short-
improvements from pre- to posttreatment were observed comings (uncontrolled design, small sample size) in mind,
with respect to depressive symptoms, borderline symptoms, the large effect sizes for borderline symptom severity in the
dissociative symptoms, and internalizing behavior problems current trial are encouraging. To further discuss the need
as assessed in self-report, with large pre-post effect sizes for for a stabilization phase or emotion regulation training prior
depressive and borderline symptoms and small to medium to trauma-focused treatment in AYAs, a dismantling study
effect sizes for dissociative symptoms and behavior prob- examining the efficacy of an emotion regulation training
lems (YSR total). Lower effect sizes might be explained by module prior to CPT would be of major interest.
dissociative symptoms and behavior problems within the Three participants dropped out of treatment (18%). In one
normal range at baseline. case, the legal guardians revoked their consent to study par-
The results regarding PTSS are comparable to the effect ticipation after the first treatment session without giving any
sizes reported for CPT in adults (Asmundson et al. 2018; further information. In two other cases, dropouts occurred after
Lenz et  al. 2014) and to pre-post effect sizes regarding sessions 7 and 13 because of motivational issues. Both dropouts
PTSS reported in meta-analyses of controlled and uncon- may be explained by the participants’ high pretreatment CAPS-
trolled trials in children and adolescents (Gutermann et al. CA total scores (highest and third-highest baseline scores of
2016; Morina et al. 2016; Newman et al. 2014). Compared the sample). One of the dropouts also had the highest CAPS-
to medium pre-post effect sizes for depressive symptoms CA avoidance score. Research on PTSD treatment suggests a

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Clinical Child and Family Psychology Review

positive association between dropout and PTSS severity (Gal- aspects such as treatment motivation, emotion regulation, spe-
ovski et al. 2012; Najavits 2015) as well as PTSD avoidance cific developmental tasks, but also ethical and legal aspects, as
(Zayfert et al. 2005). The dropout rate observed in our sample well as the degree of caregiver inclusion are to be considered
is in line with the average dropout rate of about 20% in general when planning treatment. However, as we pointed out, these
adult PTSD treatment samples (Imel et al. 2013) and lower aspects should be considered with regard to young adults as
than dropout rates generally observed in child and adolescent well, as they are still in a dynamic sensitive period of ongo-
outpatient mental healthcare (de Haan et al. 2013). We did not ing biopsychosocial development within an extended transi-
observe any exacerbation in PTSS from pretreatment to any tion period to adulthood in today’s society (Mandarino 2014;
later assessment point, nor did any adverse event occur during Skehan and Davis 2017) and PTSD may account for delays in
the trial. These results indicate that the intervention was well psychosocial development.
received by the participants and was safe. The generalizability of results from PTSD treatment
research to young adults remains unclear. We do not know if
Limitations and Strengths young adults are underrepresented in research, because they
refrain from seeking professional help despite mental health
The generalizability of our study results is limited by the problems (Biddle et al. 2004; Zachrisson et al. 2006), or
small sample size and the predominantly female (94%) sam- because the number of young adults included and the specific
ple. A more general limitation is the lack of a control group, results concerning them just have not been reported in suf-
which reduces the strength of the conclusions that can be ficient detail in clinical trials so far. Furthermore, the incon-
drawn from the findings. Hence, an RCT with a solid sample clusive results about age as a moderator of treatment effects in
size is necessary to test the efficacy of CPT+A for AYAs. meta-analyses targeting youth have so far impeded conclusions
Furthermore, the psychometric properties of several out- regarding the age-specific efficacy of trauma-focused treatment
come measurements (e.g., CAPS-CA, BDI-II, and BSL-23) in AYAs. Future research should focus on AYAs in particular
have not been verified for the entire age range investigated to avoid their specific characteristics and needs getting “lost”
in our study. These limitations in the quality of assessment between research targeting minors or adults, respectively.
instruments may influence internal validity of our results. We reviewed treatment approaches that have been examined
Finally, a follow-up more than 6 months after treatment in AYAs in the last 10 years. In fact, there are some effective
would have been advisable. treatments for PTSD that have been studied in adolescents,
Despite these limitations, our study furnishes preliminary and, to a lesser degree, specifically in young adults. Most of
evidence of the feasibility, efficacy, and safety of CPT+A the examined approaches were not originally tailored to ado-
in AYAs aged 14 to 21 with PTSS after different types of lescents or AYAs, but were adaptations of treatment manuals
trauma. Unlike most studies in the field, we extended the par- originally developed for older (adult) or younger (child and/or
ticipants’ age range to 21. As the inclusion of young adults adolescent) populations. In terms of the evidence base, there are
up to 21 years is in accordance with the German healthcare no empirical comparisons of developmentally adapted manuals
system, where youth up to 21 years may be treated by child with not adapted manuals. Consequently, the specific benefit of
and adolescent therapists, extending the age range to 21, in developmental adaptations for this age group is unclear.
our opinion, strengthens external validity. To illustrate a possible next step to this field of research, we
presented the results of our feasibility trial on CPT with AYAs.
Implications and Conclusions When preparing and conducting the trial, we encountered sev-
eral problems that might explain why research with this age
Future studies are needed to address the question of the effi- group is still scarce: there was not only a lack of measures
cacy of CPT specifically in AYAs compared to adequate validated for the entire targeted age group, but recruitment was
control conditions. Furthermore, the need for specific treat- also comparatively slow. This is consistent with reports from
ment components, such as written trauma accounts, or emo- other studies with adolescents and/or young adults (Foa et al.
tion regulation modules, should be addressed in dismantling 2013; Rosner et al. 2019).
studies targeting this age group.

Conclusions
General Discussion
Conclusions for Future Research
In this article, we highlighted treatment for PTSD in AYAs.
As adolescents have to master unique developmental tasks Ideally, future research on age-specific trauma-focused
(Martel and Fuchs 2017) and suffer from specific symptoms, treatments for AYAs would focus on three key research
especially regarding emotion regulation (Villalta et al. 2018), issues:

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Clinical Child and Family Psychology Review

First, we encourage the inclusion of young adults in homework assignments, frequent repeating of psychoedu-
studies with adolescents. To address the specific needs of cation and challenging maladaptive thoughts on therapy
transitional aged youth it no longer seems appropriate to (e.g., “Only weak persons need to see a therapist.”) early
draw a line at age 18, especially as young people of the in treatment was crucial to build up motivation.
same chronological age may vary greatly in maturity. In The caregiver may still play a supportive role in treat-
some countries, for instance in Germany, the healthcare ment, but given the striving for autonomy and privacy dur-
systems already account for this by allowing young adults ing the adolescent period, the number of caregiver sessions
up to age 21 to be treated within the children and ado- should be reduced compared to treatment with children. In
lescent healthcare system. Especially, in the implementa- our experience, the degree of caregiver involvement when
tion and dissemination trials conducted in these countries, treating AYAs varies greatly depending on actual maturity
extending the participants’ age range up to 21 might make but also living circumstances. In the above-reported pilot
sense to strengthen external validity. study, conjoint caregiver sessions took place in 7 cases. In
Second, regarding the few and inconclusive results from the remaining 10 cases both the therapist and the participant
our review on age-specific findings of PTSD treatment did not deem them to be necessary after having discussed
research, we encourage more refined age reporting in clini- the issue (n = 5) or, in fact, the participants actively decided
cal trials. Reporting of the proportions of age groups like not to involve their parents or caregivers in treatment (n = 5).
early, middle, late adolescence and young adulthood will Several developmental tasks have to be mastered in
shed light on the possible generalizability of results and adolescence, for instance career choice, vocational train-
the need for age-appropriate treatment procedures. More ing, individuation and romantic relationships (Martel and
data on age-specific dropout and treatment response rates Fuchs 2017). Mastering these tasks might be challenging
might also stimulate research regarding stepped care or for adolescents with mental health issues (Mandarino 2014;
variable-length treatment models in AYAs suffering from Skehan and Davis 2017). Therefore, establishing social or
PTSD, which have been successfully examined in stud- institutional support in mastering these tasks early on in the
ies with young children (Salloum et al. 2016) and adults treatment process might be of importance and might further
(Galovski et al. 2012). facilitate the transition to “adult” mental health systems if
Third, dismantling trials tailored to youth, and specifi- necessary. We assume that the aforementioned develop-
cally AYAs, should be encouraged. Knowledge about the mental tasks remain important for young adults as well.
necessary components of PTSD treatment in AYAs is cru- Therefore, we encourage the design and implementation
cial for the adequate implementation and dissemination of of developmentally appropriate services offered within the
effective as well as economic treatments. adult mental health system, e.g., vocational counseling tar-
geting specifically young adults or sexual education. In fact,
some young people greatly benefit from education in and the
Clinical Recommendations fostering of daily living or leisure-time skills, for example
as add-on group training alongside inpatient or outpatient
In the following, we give some clinical recommendations psychotherapy. We sometimes find ourselves providing edu-
for therapeutic work with AYAs. Given the small evidence cation on seemingly simple things that the youth apparently
base for the actual need for age-specific adaptations, these did not learn at home. This is especially true of AYAs who
considerations should be understood as recommendations suffered from childhood neglect.
stemming from clinical practice. However, based on our As many AYAs will probably go to college or univer-
clinical experience, consideration of the following aspects sity, these institutions have the potential to be a key setting
is crucial when working with AYAs suffering from PTSS. for the prevention and treatment of mental health disorders
Attention to motivation for treatment is vital when in this age period. Pedrelli et al. (2015) outlined the impor-
working with AYAs. The interaction between strivings tance of enhancing motivation, of considering the degree
for autonomy on the one hand, and PTSD-typical avoid- of parental involvement, of including case management
ance on the other, can lead to ambivalence toward the services, and of ensuring continuous care during school
therapeutic process. A developmentally appropriate way breaks when treating college students. However, when
of addressing this ambivalence may be the most effec- implementing services, it will be important to choose
tive way of facilitating the engagement of AYAs in treat- evidence-based treatment approaches.
ment. For example, in a session with a teenage girl on There are indications that AYAs suffer from spe-
the verge of dropping out, we strengthened her autonomy cific symptoms regarding emotion regulation (Villalta
by explicitly discussing with her the short- and long-term et al. 2018). Still, the specific benefit of extra modules
advantages and disadvantages of discontinuing treatment. with regard to emotion regulation/skills training before
With a young woman, who recurrently did not complete trauma-focused treatment components is unclear. For

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Clinical Child and Family Psychology Review

adult treatment, de Jongh et al. (2016) discuss the hypoth- with the 1964 Helsinki Declaration and its later amendments or com-
esis that long stabilization phases may result in a delay parable ethical standards.
of access to effective trauma-focused treatments. Fur-
thermore, delaying the trauma-focused treatment compo- Informed Consent  Informed consent was obtained from every partici-
pant included in the study and from the participant’s parents or guard-
nent might considerably reduce treatment motivation, as ian in the case of minors.
patients might get the impression that they are not ready to
discuss their traumatic memories. From our point of view,
this might be especially true for AYAs, whose treatment
motivation needs to be encouraged in particular.
The work of mental health professionals often involves References
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