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PROPOSED TITLE
RESEARCHER
Reg.No: AS201001
GUIDE
Ms. Mereen Rose Babu
Assistant Professor
Department Of Speech Language Studies
(Dr. S.R.Chandrasekhar Institute of Speech and Hearing, Bangalore, 560084)
Year: 2020-2022
RELIABILITY OF VIRTUAL ASSESSMENT OF SWALLOWING IN
NEUROTYPICAL ADULTS AND IN INDIVIDUALS WITH DYSPHAGIA -
A PILOT STUDY
For fulfilling the above necessities we can think to relay on tele-practice on dysphagia, though
there are a list of factors for Indian scenario, like lack of evidence based practices ,inadequacy of
infrastructure and idea for tele-services, reliability of e-platforms for conducting the program and
adequate internet connectivity which may affect the overall efficacy still the approach can help to
overcome a handful list of necessities that we have already mentioned above.The incidence of
conditions that predispose an individual to dysphagia, such as cerebral vascular accident,
Parkinson’s disease, dementia, multiple sclerosis, gastroesophageal reflux disease, tumors, and
stricture is life threatening and can also increase the risk of mortality. Early dysphagia screening
can reduce these complications. Difficulty in swallowing or dysphagia can lead to serious
complications including aspiration pneumonia, malnutrition, and death if not diagnosed early. In
many hospitals, dysphagia screening is performed by speech–language therapists but in India the
extent of the early identification is very much less
INTRODUCTION
The COVID-19 pandemic has challenged our ability to manage dysphagia. Both swallowing
evaluation and treatment sessions typically involve close physical proximity between the patient
and the clinician, as well as several aerosol-generating actions or tasks, such as production of
reflexive or voluntary cough, etc.Though a very limited evidence based studies are there on tele-
approach on swallowing disorders, some previously done studies explain the reliability and
validity of tele assessment for dysphagia.
However, there have not been much literatures explaining the feasibility of conducting subjective
assessment through tele mode in neurotypical individuals as well as individuals with dysphagia.
Hence, the accuracy with which we can observe the swallowing skills through tele mode needs to
be explored more.
REVIEW OF LITRATURE
Sharma,Ward,Burns,Theodoros,Russell(2011)conducted a research that provided pilot
information on the basic feasibility and validity of conducting dysphagia teleassessments , using
CSE protocol they assessed swallowing difficulties for 10 stimulated patients(actors portraying
patient)via online mode and for same subjects face to face assessment was also done , while
comparing the results revealed high to excellent levels of agreement between the T-SP and the
FTF-SP across all parameters of the CSE(Clinical Swallowing examination).
Ward,Sharma,Burns,Theodoros ,Russell(2012) after a pilot study, they conducted
teleassessment on 40 individuals with dysphagia from various etiologies were assessed
simultaneously by a face-to-face speech-language pathologist(FTF-SLP) and a telerehabilitation
SLP (T-SLP) via an Internet-based videoconferencing telerehabilitation system, using CSE
protocol . The results showed that a CSE conducted via telerehabilitation can provide valid and
reliable outcomes comparable to clinical decisions made in the FTF environment. This study thus
indicates the possibility of carrying out the swallowing assessment through tele mode.
However, further research is needed to assess the system’s capabilities and limitations with a
larger and more diverse patient population to determine if subgroups(adults and geriatrics)
perform differently in the online environment. In addition, development of a system that can
enable remote clinical and instrumental assessment of patients would further enhance the clinical
accuracy of dysphagia assessments via telerehabilitation. The current data contribute to the
growing evidence base that supports the delivery of speech pathology services via
telerehabilitation and the potential for telerehabilitation to enhance access to health services for
patients with dysphagia. From the study, there is a need for further research to establish best
practice models or a generalized protocol for implementing telerehabilitation services for
dysphagia, and to evaluate the cost benefits of these across different health-care environments
(acute care, residential age care) and differing international health-care.
Coyle(2012)studied on various aspects of problems that are seen in aspiration pneumonia ,which
is associated issue with swallowing disorders.In his study he explained the advantages of tele-
dysphagia approach that can save the cost of patients , overcome the availability of swallowing
therapists and also discussed about the future opportunities of tele-dysphagia.This study also
emphasized on need to carry out tele therapy of swallowing.
This study more over concentrated on swallowing difficulties in aspiration pneumonia ,and
benefits of tele mode for them.
There is a need to carry out the study on other group of population as well for getting more
generalized outcomes. Other than benefits we need to explore the challenges that might occur
during tele mode of dysphagia.
Despite the promising results of the present case report, there are limitations that need to be
considered. First, this is a single case, which significantly limits the generalizability of the results
and of this telepractice program.. Furthermore, many of the variables measurements were based
on a small number of trials of a specific task and thus, valid pre-post statistical comparisons is
not there. Furthermore, some of the measurements we completed were based on the mother’s
responses and thus may include bias. There is a lack of testing the reliability and validity of
mother’s responses.
Reviews for the current study explains that there is a very limited evidence explaining the
efficacy and accuracy with which we can observe the swallowing skills through tele mode, and
that needs to be explored more.
This brings to the need of the study to observe the swallowing skills in tele mode and report the
accuracy of each task in both healthy young adults and dysphagic population.
Lack of a standard protocol for swallowing screening in tele mode also brings another need for
conducting our study , which will give us a evidence based practice model for tele assessment for
swallowing. Current study will be helpful for developing a screening protocol for teleassessment
of dysphagia that can be used for clinical population.
This study will provide pilot information on the basic feasibility and validity of conducting
dysphagia assessments via tele mode.
This study will compare the reliability of tele assessment between neurotypical and dysphagic
individuals and will explore whether there is any variation or similar level of reliability in both.
Outcomes of the study will be helpful to evaluate the challenges that might occur during tele
mode of swallowing evaluation.
This study will compare the reliability of tele assessment between neurotypical and dysphagic
individuals and will explore whether there is any variation or similar level of reliability in both.
To send the video recording of swallowing assessment to 3 Speech and Swallowing therapists
with 8 years of experiences ,who will score for the tests from the recorded session based on their
perception.
To check the inter rater reliability and inter rater agreement from the rating/scoring of the 3
raters.
METHOD
Target population
-First group included neurotypical individuals ranged in age from 20-50 years.
-Second group also includes same age range of individuals (20- 50 years) but with swallowing
difficulties.
-This pilot study will be conducted on 5 neurotypical individuals and 5 people diagnosed with
dysphagia which is decided after discussion with statistician.
( Sharma,Ward,Burns,Theodoros ,Russell,2011)
Inclusion Criteria
-The included neurotypical individuals shouldn’t have any associated neurological conditions
and no reported cognitive impairments.
-The dysphagic population having swallowing difficulties due to any associated neurological
condition or any other medical conditions will be included.
-Participants in this study are not required to have any knowledge or skills associated with
computers and technology and are not required to control the system at any point during the
assessment session.
Exclusion criteria
-Dysphagic population associated with high medical dependency, those who have moderate–
severe levels of cognitive impairment as indicated within their medical history, with any severe
motor dysfunction,dexterity issue , musculoskeletal issues will not be included and anyone with
significant auditory or visual impairments were excluded.
(Ward,Sharma,Burns,Theodoros ,Russell,2012),(Warner,2009)
-People other than 20-50 years age range will not be included in the study.
ROOM PREPARATION
1-Lighting
-Adequate lighting should be there so that visibility of clients face should not be interfered ,
patient should avoid sitting in front of a bright window, which has the effect of causing the
camera to underexpose and create a dark silhouette.
2-Background
-Single colored background is preferable to avoid visual distractions during close observations .
3-Camera angle
-Best suitable position is to have the camera at a height that it can be angled just slightly down at
the patient. and have it pointed down at patient’s eyes. Position should not be too close or far
with respect to screen.
-Client can sit in a normal position in any chair or sitting tools according to their convenience.
the laptop should be positioned in a way that will convenient for the ideal visibility of patients
face.
NEED OF AN ASSISTANT
-As per Sharma et al(2011) the telerehabilitation assessment procedure involved the use of an
assistant at the patient end to assist the SLP to conduct the assessment.
-An assistant will be required for helping the subject during several task completion, any of the
subjects friends or family member can do the role.
-Assistant will be oriented about the overall assessment procedure and the included tasks . Proper
instruction will be given when we need their help during the session.
-Assistant in this study should have normal cognitive development and are required to have
some basic knowledge or skills associated with computers and technology.
MATERIALS
1)Laptops [Computers equipped with online videoconferencing software(ZOOM) that used high-
quality audio and video compression]
3)3.5 mm headset
4)Surgical Tape
5)Dietery items( Foods and fluids will be taken based on the National Dysphagia Diet
recommendations)
SUBJECT PREPARATION
Specific modifications will be made to this existing system to enhance the visual and auditory
information along with some other arrangements required for a tele assessment .
3.Other preparations
-An pulse oximeter will be placed on the finger of the client and the SpO2 level will be
measured.
-During the assessment, the assistant will aid the SLP with the oromotor and laryngeal function
examination and food and fluid trials and also will be repositioned the camera.
-Both participant and assistant will perform hand wash and sanitization before and after
performing tasks.
-All materials(dishes,table,chair,laptop etc )will be sanitized before and after the session.
-The assistant will use non woven disposable gloves ,face mask and cap through out session and
will remove(from behind) when required .(Kumar 2021).
-Assistant will maintain a proximity from the participant and will change his position when
required.
-If any discomfort shown by the participants as well as assistant then required break will be
given.
-Appropriate ventilation will be checked and session will be carried out in comfortable room
temperature.( Helmenstine,2020)
-More precaution will be taken by assistant while performing some special tasks (aerosol
generating tasks like voluntary reflexive cough, and touching mucosal surface of participant.
(Kumar ,2021)
-Pulse oximetry measurement will be done in the first 3 minutes of swallowing assessment
-Participant and Caretaker should be informed well about procedures first and consent from the
patient will be taken.(information sheet and consent form is attached in ANNEXURE)
-Food , fluids and water will be taken for the assessment , consistency of food and fluid is taken
based on NDD levels.
-No new food consistency which the patient is not comfortable with will be included in the
study.
PROCEDURE INVOLVED
-The tele-assessment session will be carried out by the author for 10 samples(5 neurotypical and
5 dysphagic) using an online videoconferencing platform(zoom) required help will be provided
by the assistant .
-The recording of the session will be sent to 3 experienced swallowing therapist at least having 5
years of experience(HSIEH, HSUEH, CHIANG,LJN 1998).
-The judges will be blind folded to the condition of participant (neurotypical or dysphagic).They
have to score for each task according to their perception for recorded session based on the
MMSA scores and water swallow test values.
-From the scoring of the three judges/raters , Inter rater reliability (IRR) and Inter rater
agreement(IRA) will be evaluated.
-IRA indices, relate to the extent to which different raters assign the same precise value for each
item being rated. In contrast, IRR indices relate to the extent to which raters can consistently
distinguish between different items on a measurement scale.(Gisev,Bell,Chen 2013)
-The required non parametric test will be finalized later after discussion with statistician.
2)Water Swallow Gold Standard test Score the drinking profile Horiguchi,suzuki(2011)
Test of 30 ml to effectively 1) Volume/swallow
Standardized measure 2) Time/swallow
protocol will be swallowing 3) Swallowing effiency
followed for efficiency.
conducting the test
during the tele
assessment session
ETHICAL CONSIDERATIONS
-Informed consent form will be acquired from every participant of the study. Participants within
th age range of 20-50 years old will be considered for the study therefore parental consent is not
necessary.
STATISTICAL ANALYSIS
-The required non parametric test will be finalized later after discussion with statistician.
RESULTS
-The expected result will evaluate the validity and reliability of tele assessment of swallowing
disorders,a high level of feasibility is expected in tele mode of dysphagia assessment.
IMPLICATIONS OF STUDY
-Current study will give an idea for developing a screening protocol for teleassessment of
dysphagia that can be used for clinical population.
-This study will provide pilot information on the basic feasibility and validity of conducting
dysphagia assessments via tele mode.
-Outcomes of the study will be helpful to explore and overcome the challenges that might occur
during tele mode of swallowing evaluation.
-This study will compare the reliability of tele assessment between neurotypical and dysphagic
individuals and will explore whether there is any variation or similar level of reliability in both.
References:
Gisev, N., Bell, J. S., & Chen, T. F. (2013). Interrater agreement and interrater reliability: Key
concepts, approaches, and applications. Research in Social and Administrative Pharmacy, 9(3),
330-338. https://doi.org/10.1016/j.sapharm.2012.04.004
Cassel, S. G. (2016). Case reports: Trial dysphagia interventions conducted via
Telehealth. International Journal of Telerehabilitation, 8(2), 71-
76. https://doi.org/10.5195/ijt.2016.6193
Skre, I., Onstad, S., Torgersen, S., & Kringlen, E. (1991). High interrater reliability for the
structured clinical interview for DSM-III-R Axis I (SCID-I). Acta Psychiatrica
Scandinavica, 84(2), 167-173. https://doi.org/10.1111/j.1600-0447.1991.tb03123.x
HSIEH, C., HSUEH, I., CHIANG, F., & LIN, P. (1998). Inter-rater reliability and validity of the
action research arm test in stroke patients. Age and Ageing, 27(2), 107-
113. https://doi.org/10.1093/ageing/27.2.107
Wieseke, A., Bantz, D., Siktberg, L., & Dillard, N. (2008). Assessment and early diagnosis of
dysphagia. Geriatric Nursing, 29(6), 376-383. https://doi.org/10.1016/j.gerinurse.2007.12.001
Morgan, A. T., OMahoney, R., & Francis, H. (2008). The use of pulse oximetry as a screening
assessment for paediatric neurogenic dysphagia. Developmental Neurorehabilitation, 11(1), 25-
38. https://doi.org/10.1080/17518420701439910
ANNEXURE
-Patient Information Sheet
Introduction:
Dysphagia is defined as difficulty in swallowing food (semi-solid or solid),liquid or both. Early
diagnosis and intervention should must be needed for the patients. As COVID-19 pandemic has
made us to choose a tele mode of clinical services, we are conducting a study to check the
efficacy of swallowing assessment in tele mode.
Purpose of Study:
To check the reliability of subjective assessment of swallowing in tele assessment mode and
explore its feasibility in analyzing these skills in healthy young adults as well as in adults with
dysphagia, by conducting a pilot study.
There is no direct benefit for you in participating in this study. However, your participation could
help us in gaining information regarding virtual assessment of swallowing disorder using in
future.
There is no risk for you in participating in this study.
Do I have to participate?
Participation in this study is voluntary. If you agree to take part, then you will be asked to sign
the “Informed Consent Form”. You will be given a copy of the form and this Information Sheet.
Any services you will not be affected if you decide not to participate in this study.
If you decide to participate, you can still withdraw from the study without penalty. Your data
will not be used and will be discarded.
Data & Confidentiality:
The data from this study will be made into a report which may be published. Access to the data
is only by the research team and Dr.SR Chandrasekhar of Speech and Hearing Institute. The data
will be reported in a collective manner with no reference to an individual. Hence your identity
will be kept confidential.
Payment and compensation:
You do not have to pay and you will not be paid for participating in this study.
Who can I ask about the study?
If you have any questions, you can direct them to the research team. You can also contact the Dr.
SR CISH for clarifications.
Researcher name- Abhilash Ghadei
- Informed Consent Form
• have read the information in the Participant Information Sheet including information
regarding the purpose and procedure of this study
• have been given time to think about it and all of my questions have been answered to my
satisfaction.
• understand that I may freely choose to withdraw from this study at anytime without reason
and without repercussion
• understand that my anonymity will be ensured in the write-up.
I voluntarily agree to be a part of this research study, to follow the study procedures, and to
provide necessary information to the researcher as requested.
………………………………. …………………..
(Signature) (Date)