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Brain Hemorrhages 1 (2020) 6–12

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Brain Hemorrhages
CHINESE ROOTS
GLOBAL IMPACT
journal homepage: www.keaipublishing.com/en/journals/brain-hemorrhages/

Review article

Collaterals in ischemic stroke


Konark Malhotra a, David S. Liebeskind b,⇑
a
Department of Neurology, Charleston Area Medical Center, West Virginia University – Charleston Division, WV 25301, USA
b
Department of Neurology and Neurovascular Imaging Research Core, University of California at Los Angeles, Los Angeles, CA 90095, USA

a r t i c l e i n f o a b s t r a c t

Article history: Collateral flow plays a pivotal role, both in acute and chronic phases of cerebral ischemia. Recruitment of
Received 19 December 2019 these redundant vascular networks maintains cerebral blood flow to ischemic areas, while primary arte-
Accepted 19 December 2019 rial conduits are obstructed either due to steno-occlusive or acute occlusive lesion. Until recently, a heavy
Available online 23 January 2020
focus had been placed solely on such impaired antegrade flow, while the contribution from primary and
secondary collateral pathways has been largely disregarded. Imaging of the brain with focus on delineat-
Keywords: ing the collateral circulation has been critical to interpret the mechanism of vascular remodeling that
Collaterals
occurs with ischemic injury. Recent multimodal imaging modalities have encouraged physicians to assess
Ischemic stroke
Imaging
collateral flow and hemodynamics from a temporal perspective, distinguishing individual cases to tailor
the treatment. Collateral status varies among individuals, correlating with stroke severity and reperfusion
outcomes. While new techniques to enhance collateral flow have been speculative, we provide a compre-
hensive review on the role of collaterals and its therapeutic applications during cerebral ischemia.
Ó 2020 Production and hosting by Elsevier B.V. on behalf of KeAi Communications Co., Ltd. This is an open
access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

1. Introduction form anastomotic connections between internal and external caro-


tid artery via middle meningeal, occipital, facial, and maxillary
Acute ischemic stroke (AIS) has a high recurrence rate with an arteries. Leptomeningeal collaterals are present over the pial sur-
elevated global burden of stroke that mandates aggressive evalua- face and anastomose with small distal cortical vessels during
tion and management from the moment of symptom onset.1,2 ischemic event. Acute cerebral ischemia usually triggers the
Cerebral ischemia results from acute arterial occlusion or severe recruitment of both Willisian collaterals that provide flow to
narrowing leading to impaired delivery of blood flow. Collateral adjoining territories as well as leptomeningeal vessels that supply
circulation is a dynamic system that tends to preserve cerebral per- cortical blood flow in a retrograde fashion. Similarly, venous collat-
fusion in conjunction with pathophysiologic changes. Recruitment erals work as a major element to maintain the cerebral blood vol-
of these anastomotic pathways is a major component of cerebral ume, a critical variable that quantifies the amount of nutrient
homeostatic response to ischemia when the primary conduits fail blood for the ischemic brain. Along the microcirculation and
to provide perfusion to critical parts of the brain.3 venous outflow, recent studies have discovered network of lym-
Cerebral collaterals are alternate arterial routes that come into phatic channels that exit the skull base along sinuses and cranial
play when primary antegrade blood flow is obstructed. These anas- nerves.5
tomotic conduits include the relatively more proximal ‘primary Beyond the existence of these robust anastomotic pathways,
collaterals’ as a part of the circle of willis (COW), while their distal development of new vessels has been studied that arise from
counterpart include leptomeningeal or pial vessels that are pre-existing vascular structures secondary to any ischemic insult
referred as ‘secondary collaterals’.4 Primary collaterals include as an inciting factor.6 This process of arteriogenesis is propagated
anterior and posterior communicating arteries that supply blood by the release of vascular growth factors and is driven by pressure
flow to large portions of cerebral hemispheres in both anterior gradient between proximal high and distal low perfusion regions.7
and posterior circulations during acute ischemia. Secondary collat- Development of new arterioles most commonly occurs in chronic
erals, comprising of leptomeningeal vessels and ophthalmic artery, cerebral ischemic lesions rather acute arterial occlusions.8 With
are less direct and diminutive connections that evolve gradually time, these small vessels tend to develop layer of smooth muscle
and provide added support at times of cerebral ischemia. These and reforms to evolve into large caliber vessels.9
Collateral channels in conjunction with impaired anterograde
⇑ Corresponding author. flow determine the evolution of cerebral ischemia. Acute arterial
E-mail address: dliebeskind@mednet.ucla.edu (D.S. Liebeskind).
occlusion exerts ischemic demand on collateral channels, while

https://doi.org/10.1016/j.hest.2019.12.003
2589-238X/Ó 2020 Production and hosting by Elsevier B.V. on behalf of KeAi Communications Co., Ltd.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
K. Malhotra, D.S. Liebeskind / Brain Hemorrhages 1 (2020) 6–12 7

chronic atherosclerotic lesions may allow vigorous collateraliza- swung for detailed evaluation of these collaterals especially in
tion over a longer period of time. The primary focus to achieve the setting of acute proximal vessel occlusions to determine the
favorable perfusion status during any ischemic event is powered pathophysiology and clinical outcome thereafter. Several post-
by a net balance between residual anterograde flow and retrograde hoc analyses have laid emphasis over assessment of collaterals
auxiliary flow. In this review, we have summarized the factors that prior to recanalization procedures.23,24 The consensus is
influence the evolution of collateral circuits along with their ther- clearer that the combined effort of collaterals and revision of
apeutic value in decision-making. We also focus on current and anterograde obstruction that equitably determines the fate of
emerging diagnostic techniques to visualize and assess the robust- penumbral tissue.
ness of these circuits during acute and chronic ischemic events. Characterization of the Willisian collaterals is readily performed
using basic imaging techniques, while the small leptomeningeal
collaterals till date required detailed catheter based cerebral
2. Collateral screening: who has and who lacks?
angiography. Many stroke centers have incorporated noninvasive
imaging methods to visualize collaterals including MRI or CT,
The pace of ischemic changes is majorly determined by the
MR/CT-angiography (MRA or CTA) or perfusion scans.25,26 Advent
quality and quantity of collateral circulation.10 Collaterals have
of these techniques provide direct correlation of ischemic penum-
recently been studied with immense interest due to their ability
bra, emergence of collaterals and perfusion status as a conglomer-
to restrict the growth of penumbral territory. However, the robust-
ate.27 Using non-invasive conventional neuroimaging studies,
ness and the efficacy of these anastomotic pathways vary drasti-
collaterals can be visualized as hyperintensities on fluid-
cally across patient profiles. Various factors have been elucidated
attenuated inversion-recovery (FLAIR) sequence of MRI.28,29 These
that affect the quality and the recruitment of such collateral path-
subtle FLAIR vascular hyperintensities (FVH), an indirect but effec-
ways in AIS.11 Few of these factors include age of the patient, dura-
tive method of collateral assessment, demonstrate slow flow
tion of ischemia, congenital variation of primary collaterals, and
through leptomeningeal collaterals that become prominent in the
other comorbidities including impaired cardiac output, diffuse
setting of ischemic demand (Fig. 1B).30
cerebral atherosclerosis, tobacco abuse, dehydration, hyper-
Noninvasive imaging techniques have been the standard for ini-
glycemia, uric acid levels and drugs with inhibitory effect on blood
tial evaluation of primary and secondary collateral circulation. Sin-
pressure augmentation.12
gle phase CTA is used extensively as an initial imaging modality
Age and blood pressure are paramount factors that predict col-
but tends to overestimate the collateral supply due to its inferior
lateral formation and have been broadly studied in both clinical
temporal resolution. Multi-phase CTA is non-invasive modality
and animal models.13 Elderly patients undergo attrition in number,
that captures snapshots in different contrast bolus phases.29 It is
luminal caliber and functional compensatory range for these col-
widely available, provides great inter-observer accuracy, has supe-
lateral pathways.14 Advanced intracranial atherosclerosis in elderly
rior correlation with neurological outcome and has proven its
patients promote resistance that lead to reduction in cerebral
worth in various recent endovascular trials.31 Both CTA and MRA
blood flow, expansion of final infarct size, and worse outcomes
evaluate proximal LVO and concurrently assess the status of distal
as compared to their younger counterparts.15,16 Various authors
collaterals. CTA source images (CTA-SI) provide more relevant data
have speculated that chronically elevated blood pressure impels
regarding collateral flow, while MRA are only effective in assessing
down regulation of cerebral vascular autoregulation.17 Chronic
primary or structural collaterals of COW.32,33 Various new MRI
hypertension in AIS tends to impair the robustness of these anasto-
techniques have emerged such as NOVA, which provides to-and-
motic vessels in animal models with limited data available in
fro blood flow data especially posterior to anterior circulation for
humans.17,18
cases of steno-occlusive lesions in anterior circulation.34 Perfusion
Significant variability in the anatomy and configuration of the
imaging techniques including CT and MR perfusion accrue vital
COW exists. Lippert et al studied the incidence rates of these pro-
information on cerebral blood flow and collateral status. These
files and observed lack of anterior communicating artery in 1%,
techniques infer mismatch between gross perfusion deficits
absent or hypoplastic anterior cerebral artery in 10%, and lack or
reflected by penumbra and evolving infarct core.35 Delay in mean
hypoplasia of posterior communicating arteries in 30% of patient
transit time perfusion maps indicate ischemic penumbral tissue
population.19 These variants could pose challenge for adequate
with adequate collateral supply. Correlation of perfusion abnor-
perfusion status at times of ischemic demand; however, many
malities with conventional cerebral angiography provides detailed
individuals with these anatomic variants demonstrate vascular pli-
information on collateral status, though functional and dynamic
ancy and refrain from any occurrence of major cerebrovascular
nature of perfusion studies is studded with its own limitations.
events. The best examples of such resilience are the patients who
Few other noninvasive imaging techniques such as transcranial
subsist with proximal large vessel occlusion (LVO), while demon-
Doppler (TCD) have been primarily used to evaluate flow velocities
strate no or minimal neurological deficits.20 Mere presence of col-
and collateral circulation at COW.36 Reversal of blood flow direc-
lateral pathways does not provide assurance of their persistence or
tion especially in anterior communicating and ophthalmic arteries,
effectiveness during acute ischemic insults.
and flow diversion between anterior and posterior circulation pro-
vide critical information on ipsilateral collateral status.37 TCD also
3. Diagnostic evaluation and grading of collateral circulation evaluates cerebral vasomotor reactivity providing further details
on collateral circulation and autoregulatory response to a specific
For decades, emphasis was placed over rapid recanalization vasodilatory stimulus.38 Impairment of vasomotor reactivity corre-
during any acute ischemic event involving arterial occlusion, while lates with the degree of collaterals,39 though the validation has
the collateral profile has been largely neglected. Cerebral been trivial.40 These non-invasive techniques could potentially
autoregulation is usually disturbed in ischemic stroke patients. have limitations with the resolution or accuracy. Digital subtrac-
Evaluation of hemodynamics, autoregulation and collaterals is pru- tion angiography (DSA) remains the gold standard, invasive tech-
dent for clinical outcomes.21 Advanced neuroimaging techniques nique, for structural and functional evaluation of collaterals. It
are now available that provide detailed information and allows supplements anatomic details for primary and secondary collater-
meticulous interpretation of collateral circulation. Recent advent als, and determine hemodynamics of major routes including COW,
of multimodal imaging modalities supplements quantitative and extracranial to intracranial anastomosis, and through collateral
functional aspects of collateral circulation.22 The pendulum has vessels.11
8 K. Malhotra, D.S. Liebeskind / Brain Hemorrhages 1 (2020) 6–12

Fig. 1. A 57-year-old male presented with left visual field hemianopia and neglect with summated NIHSS of 4. A): DWI sequence of MRI brain demonstrated acute infarction
in right insular and temporal region. B): FLAIR sequence demonstrates hyperintense vessels due to distal slow flow. C): MRA head/neck shows proximal right M1 occlusion.
D): Digital subtraction angiogram demonstrates robust collateral flow from the right ACA and PCA territories into the MCA territory.

3.1. Arterial collaterals circulation (Fig. 2). Various novel non-invasive techniques such
as fractional flow reserve (FFR) detects pressure gradient across
Mere assessment for the presence of collateral routes in the past intracranial stenotic lesions, suggesting impaired collaterals and
has been transformed into substantive collateral scoring grades to hemodynamics due to ICAD that portends high stroke risk.48 These
evaluate the adequacy and robustness of these anastomotic path- collateral grading scores determine the rate of recanalization,
ways. Various objective collateral scoring grades exist including infarct core expansion and hemorrhagic transformation (HT).49
the Alberta Stroke Program Early CT Score (ASPECTS) on collater- Patients with poor collateral scores have been associated with
als,41 scores of Christoforidis et al.,42 Miteff et al.,43 and the score lower recanalization rates, increased incidence of HT and poor clin-
of the American Society of Interventional and Therapeutic Neuro- ical outcomes.23,25
radiology/Society of Interventional Radiology (ASITN/SIR) based
on conventional angiography.24 Comparative studies involving 3.2. Venous collaterals
these grading systems showed superior correlation to infarct core
volume and diffusion-perfusion mismatch for ASPECTS on collater- In addition to arterial collateral assessment, venous outflow
als and modified ASITN/SIR collateral grading scales.44 New imag- provides indirect but precise measurement of microcirculatory
ing techniques are on the horizon including multi-phase,45 tri- perfusion. Venous collaterals supply blood flow to downstream
phase46 and perfusion CT47 to assess minute details of collateral microcirculation and adjacent venous conduits in the setting of

Fig. 2. A 46-year-old male with recent mitral valve repair had sudden onset of right sided weakness, numbness and aphasia with a summated NIHSS 7. A) Initial NCCT shows
early hypodensity in left anterior temporal lobe. B) Arterial phase of CT angiogram of brain demonstrates focal occlusion at the junction of left M1-M2 segments. C & D)
Venous and delayed venous phase of CT angiogram of head demonstrate good collateral vessels on comparison to contralateral hemisphere. E) CT perfusion shows elevated
MTT or Tmax in inferior division of left MCA territory. F) 24-hour NCCT demonstrates evolution of left temporal and insular infarction.
K. Malhotra, D.S. Liebeskind / Brain Hemorrhages 1 (2020) 6–12 9

proximal arterial occlusion. Detailed assessment and quantifica- might be effective for significance of oxygen saturation of collateral
tion of venous flow in downstream ischemic territory further vessels.
improves our understanding of collateral perfusion. Hemodynamic changes have been the fundamental aspect of
Various venous grading scales have been discussed that provide stroke therapy in acute cerebral ischemia. Various measures of
additional information to arterial collateral evaluation during ther- hemodynamic remodeling including hemodilution, volume expan-
apeutic decisions. Prognostic evaluation based on cortical vein sion and induced hypertension are theoretically efficacious, but
score difference in stroke (PRECISE) score helps in quantification have practical limitations with their applicability.56 Supplementa-
of collateral outflow based on venous contrast enhancement, pre- tion of intravenous fluid leading to hemodilution and plasma vol-
dicts perfusion mismatch, and prognosticates the stroke out- ume expansion tends to resolve acute neurological symptoms
comes.50 Presence of cortical venous drainage and a high PRECISE especially in LVO cases. This effect is primarily related to recruit-
score (4) independently predicts poor clinical outcomes. Subse- ment of collateral anastomotic vessels and improved reperfusion
quently, a combined arterial and venous grading (CRISP) scale status. Identification of these cases that are collateral dependent
was introduced that compared previous existent imaging scoring and providing additional support via hemodynamic remodeling
systems.51 CRISP grading scale was a reliable venous outflow score, renders protracted favorable opportunity to actively prevent
better than individual arterial or PRECISE scores, to predict stroke expansion of infarct size and treat AIS patients.
outcomes in patients with proximal arterial occlusions. Various experimental techniques to increase cerebral blood
flow have been investigated in acute cerebral ischemia. Electrical
stimulation of sphenopalatine ganglia results in vasodilation and
4. Therapeutic value of collaterals
elevated ipsilateral cerebral blood flow.57 It was used in animal
models to show increase in blood flow and subsequent reduction
The therapeutic potential of collaterals has gradually been rec-
in core infarct volume,58 though few studies are currently under
ognized by clinicians and now seems to be a major factor that
investigation in human beings.59 Diversion of aortic blood towards
determines the prognosis of AIS early in the course. Various non-
cerebral vasculature has been tested in AIS patients using partial
pharmacological measures are applied initially to support collat-
aortic occlusion devices.60 This technique did not increase hemor-
eral circulation and thus increase the dwindling perfusion supply
rhagic risk in patients receiving IV tPA,61 though could not justify
in ischemic zone. These interventions including supine positioning,
their superiority from standard medical treatment arm.11 Simi-
intravenous fluid support and supplementation of oxygen, are well
larly, external counterpulsation devices and antigravity suits have
recognized though the data on their efficacy and utility for various
been investigated in AIS patient, though efficacy data is scarce.62,63
stroke subtypes remain ambiguous.52 Proximal LVO or fluctuating
Recently, surgical transposition of superficial temporal artery (STA)
neurological symptoms usually imply a substantial demand for
has been investigated with either direct STA-MCA bypass or indi-
collateral boost that usually warrants these interventions. Though,
rect encephaloduroarteriosynangiosis. These techniques in previ-
credence over these interventions limits early rehabilitative mea-
ous studies were shown to support collateral anastomosis and
sures in AIS patients.
thus improve the regional blood flow,64 though further studies
Collateral therapeutic measures may show promise in proximal
are needed to confirm the results.
middle cerebral artery (MCA) occlusions due to the related patho-
physiology of anastomotic leptomeningeal vessels. Flow diversion
is primarily observed from anterior or posterior cerebral vessels
6. Temporal patterns for collateral circulation in acute and
towards distal MCA territorial zones, likely due to reduced perfu-
chronic ischemic disease states
sion pressure.3 Marked pressure gradient also develops from max-
imal vasodilation of distal arterial segments leading to retrograde
6.1. Chronic disease
blood flow through these anastomoses. These perfusion dependent
zones are largely dependent over gravitational forces, especially
Both the structural and functional aspects of collateral flow are
the head positioning.53 Pressure gradient determines the compe-
critical to assess the risk of ischemic event due to atherosclerotic
tency of leptomeningeal vessels distal to occlusion, while supine
lesions. The downstream components influencing the hemody-
positioning improves anterograde cerebral blood flow and perfu-
namic changes are usually deferred, while assessment of the
sion pressure across the gradient. Physicians based on their initial
degree of proximal carotid stenosis remains the primary focus. This
clinical evaluation tend to prefer supine positioning with the
information is especially crucial in selected asymptomatic cases
patient’s head turned towards left in left MCA syndrome or
since limited data is available on the benefit of revascularization
towards right in right MCA syndrome for logical reasons. Though,
procedures.65 Various authors have studied the correlation of
these measures seem to be beneficial theoretically may have detri-
impaired collateral circulation due to chronic steno-occlusive dis-
mental effect of elevation in intracranial pressure.53
ease and subsequent risk of cerebrovascular ischemia.66,67 Authors
of Warfarin Aspirin Symptomatic Intracranial Disease (WASID)
5. Collateral failure and hemodynamic alterations trial68 showed that severe intracranial atherosclerosis is associated
with robust distal pial anastomosis, while no similar correlation
Oxygen is the primary ingredient of the blood that is required was observed for cases with mild-moderate degree of stenosis.69
for energy generation and metabolism. It has been hypothesized Recent analysis showed cogent association between impaired cere-
that increased oxygen gradient and extraction by penumbral tissue brovascular reserve (CVR) and ensuing stroke or TIA due to carotid
lead to proximal arteriolar oxygen loss, leading to detrimental stenosis.70 Treatment procedures involving angioplasty or
quality of blood supply delivered to distal leptomeningeal collater- endarterectomy have shown to ameliorate the CVR and prevent
als.54 The pathophysiology behind collateral failure in acute to sub- impending cerebrovascular event.71
acute stage of ischemic stroke, involving either delivery of The pace of stenosis or occlusion has major ramifications with
deoxygenated blood or hemodynamic failure remains a conjecture. the quality and quantity of collateral formation. Gradual progres-
Though theoretically it remains of prime importance, oxygen sup- sion of stenosis in large vessels such as internal carotid artery
plementation in AIS remains disputed with minimal success in (ICA) at the level of carotid bifurcation due to atherosclerosis or
clinical human studies.55 Future clinical trials with meticulous distal intracranial ICA segments secondary to moyamoya disease72
selection of patients with LVO or collateral-dependent-penumbra results in contiguous collateral anastomotic changes as compared
10 K. Malhotra, D.S. Liebeskind / Brain Hemorrhages 1 (2020) 6–12

to sudden arterial occlusion. Moyamoya disease is an exemplary for patients with poor collateral scores who arrive early after their
illustration of robust collateralization over a chronic facet involv- symptom onset.
ing leptomeningeal and deep parenchymal anastomotic vessels.
The disease typically is characterized by fibrocellular thickening 7. Conclusion
of distal portions of proximal intracranial vessels, especially distal
terminal segments of ICA, and further progression with formation Collateral circulation comprises of robust anastomotic cerebral
of thin perforating vessels.73 Assessment of collateral supply in this vessels that are beneficial in stroke. Varied rapid non-invasive
progressive vasculopathy remains critical to make therapeutic diagnostic techniques have loomed recently that are rife with
decisions, as the disease imposes gradual challenge to secondary cogent details about structural and functional constituents regard-
collateral circulation. ing this circulation. Robustness of collateral vessels determines
early recanalization and clinical outcome with both intravenous
6.2. Acute disease and/or intra-arterial reperfusion therapies. Recent success of clini-
cal trials has elucidated the beneficial influence of initial assess-
The detection and functional assessment of collateral circula- ment of collateral adequacy for improved clinical outcomes.
tion has gradually emerged as a prime focus in AIS. For decades, Clinical trials with more refined techniques are expected that shall
the mantra of ‘time is brain’ has streamlined the initial ischemic provide clinical equipoise towards more judicial utilization of col-
stroke evaluation with a primary focus over last known well time laterals in therapeutic decisions.
and thrombolysis, while has neglected hemodynamic alterations
that occur at the collateral circulatory level.74 The concept of ‘tis- Disclosure/conflict of interest
sue is brain’ has recently been promulgated, yet the onset of symp-
toms might not completely correlate with the tissue damage in The authors have no conflict of interest.
specific or individual cases. With the advent of multimodal imag-
ing techniques, this theory evolved with further clarification that
stroke symptoms could more likely be a manifestation of collateral
failure.75
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