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Computers and Electronics in Agriculture 143 (2017) 49–56

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Computers and Electronics in Agriculture


journal homepage: www.elsevier.com/locate/compag

Mapping skips in sugarcane fields using object-based analysis of unmanned MARK


aerial vehicle (UAV) images

Carlos Henrique Wachholz de Souzaa, , Rubens Augusto Camargo Lamparellib,
Jansle Vieira Rochaa, Paulo Sergio Graziano Magalhãesa,b,1
a
School of Agricultural Engineering, State University of Campinas, Campinas SP CEP 13083-875, Brazil
b
Interdisciplinary Center for Energy Planning, State University of Campinas, Campinas SP CEP 13083-896, Brazil

A R T I C L E I N F O A B S T R A C T

Keywords: The use of unmanned aerial vehicles (UAVs) as remote sensing platforms has tremendous potential for describing
Object-based image analysis detailed site-specific features of crops, especially in early post-emergence, which was not possible previously
Planting rows with satellite images. This article describes an object-based image analysis (OBIA) procedure for UAV images,
GIS designed to map and extract information about skips in sugarcane planting rows. The procedure consists of three
Skip rate
consecutive phases: (1) identification of sugarcane planting rows, (2) identification of the existent sugarcane
Decision making
within the crop rows, and (3) skip extraction and creation of field-extent crop maps. Results based on experi-
mental fields achieved skip rates of between 2.29% and 10.66%, indicating a planting operation with excellent
and good quality, respectively. The relationship of estimated versus observed skip length had a coefficient of
determination of 0.97, which was confirmed by the value of the enhanced Wilmott concordance coefficient of
0.92, indicating good agreement. The OBIA procedure allowed a high level of automation and adaptability, and
it provided useful information for decision making, agricultural monitoring, and the reduction of operational
costs.

1. Introduction of the planting and harvesting operations is essential (Lebourgeois


et al., 2010; Bocca et al., 2015). Matsuoka and Stolf (2012, p.148)
In agriculture, the availability of reliable and timely information on defined “Gappy fields”, in terms of either plant canes or ratoons, as “a
crop condition and the possibility of problems, assists proper planning signal of bad crop management in most cases: bad soil preparation,
decisions, which in turn contribute to increased profitability and re- inappropriate cultivar, improper seed cane, improper season for
duced costs (Zhang et al., 2002). planting, unexpected disease or pest occurrence, herbicide damage,
Currently, because of the current demand for biofuels and sugar salinity, bad mechanical operations, mainly during harvest in the case
production, Brazil has large areas of agricultural land covered by su- of ratoons, if set aside climatic factors like freezing temperatures,
garcane fields (Martinelli and Filoso, 2008; Nassar et al., 2008; lightening and extreme drought.”
Martinelli et al., 2011). Thus, developments of techniques and tech- The identification and quantification of skips in sugarcane fields is
nologies aimed at operational efficiency, cost reduction, and yield in- of great importance because it assesses the uniformity of germination
crease have attracted considerable attention because of its economic and tillering and the consequent formation of stalks, which in turn is
and environmental importance (Abdel-Rahman and Ahmed, 2008; correlated directly with yield (Matsuoka and Stolf, 2012; Bocca et al.,
Bégué et al., 2010; Bocca et al., 2015). 2015). In addition to measuring the quality of the planting operation,
The sugarcane cycle is semi-perennial with a growth cycle of ap- quantification of skips provides support for decision making regarding
proximately 12 or 18 months. After the first harvest, the ratoons are the replanting or renovation of the field, in order to guarantee its
harvested annually for a period of about 5–7 years (Xavier et al., 2006; continued profitability (Keerthipala and Dharmawardene, 2000;
Rudorff et al., 2010). Therefore, to maintain the longevity and pro- Matsuoka and Stolf, 2012). Currently, the presence of skips in planting
ductivity of the crop field during this period, monitoring of the quality rows is verified by in situ visual inspection. However, these inspections


Corresponding author.
E-mail addresses: carlos_hws@hotmail.com (C.H.W.d. Souza), rubens.lamparelli@gmail.com (R.A.C. Lamparelli), jansle.rocha@feagri.unicamp.br (J.V. Rocha),
graziano@g.unicamp.br (P.S.G. Magalhães).
1
CNPq Researcher (process: 307362/2014-0).

http://dx.doi.org/10.1016/j.compag.2017.10.006
Received 3 March 2016; Received in revised form 18 August 2017; Accepted 6 October 2017
0168-1699/ © 2017 Elsevier B.V. All rights reserved.
C.H.W.d. Souza et al. Computers and Electronics in Agriculture 143 (2017) 49–56

Fig. 1. UAV orthoimage of the study fields, together with pictures of the sugarcane at the time of flight.

are generally conducted from the field borders and thus, heterogeneity subsequently, a reduction in the degree of statistical separability among
across the entire crop field might affect the accuracy of such estimates the classes compared with conventional pixel-based classification
(Bocca et al., 2015). methods (Yu et al., 2006; Castillejo-González et al., 2014; Peña et al.,
Recently, the use of remote sensing technologies for agricultural 2015; Torres-Sánchez et al., 2015a). To overcome this limitation and to
monitoring has been gaining ground, because they can provide spatially attain a high level of automation and adaptability, object-based image
and temporally distributed information objectively and quickly over a analysis (OBIA) has been used successfully with high-resolution satellite
variety of scales (Zhang et al., 2002; Ahamed et al., 2011; Mulla, 2013). imagery (Novack et al., 2010; de Castro et al., 2013; Castillejo-González
The development of new technologies such as unmanned aerial vehicles et al., 2014) and UAV imagery (Laliberte and Rango, 2011; Peña et al.,
(UAVs) as platforms for the acquisition of remote sensing imagery, al- 2013, 2015; Diaz-Varela et al., 2014; Qin, 2014; Torres-Sánchez et al.,
lows some of the limitations of orbital and airborne platforms that 2015a,b). The OBIA approach first identifies spatially and spectrally
hinder crop monitoring in real-time to be overcome, e.g., the suitability homogeneous units called “objects”, which are created by grouping
of revisit times, avoidance of cloud cover, costs, complexity of opera- adjacent pixels following a segmentation process, and then using the
tion, and limitation of spatial resolution (Berni et al., 2009; Everaerts, created “objects” as the basic elements for analysis. Thus, it is possible
2009; Zhang and Kovacs, 2012; Colomina and Molina, 2014). These to create automated and auto-adaptive classification methods by com-
characteristics make UAV platforms suitable for a number of applica- bining the spectral, contextual, morphological, and hierarchical in-
tions, including crop monitoring (Hunt et al., 2005, 2010; Torres- formation of these elements (Blaschke, 2010).
Sánchez et al., 2014, 2015; Comba et al., 2015), weed detection This article presents an innovative procedure for the creation of skip
(Torres-Sánchez et al., 2013; Peña et al., 2015), water stress assessment maps in sugarcane fields that combines high-resolution images from a
(Berni et al., 2009; Zarco-Tejada et al., 2012), disease detection (Garcia- commercial UAV and the OBIA approach to generate useful decision-
Ruiz et al., 2013), and yield estimation (Swain et al., 2010), i.e., ap- support data. Based on UAV images, this procedure first performs the
plications where time-critical management is required. identification of the sugarcane crop rows. It then identifies the existent
UAVs can provide imagery with very high spatial resolution of only sugarcane within the crop rows and finally, performs skip extraction
a few centimeters and they allow images to be acquired at optimal and the creation of field-extent crop maps.
moments for the desired purposes, which makes them ideal for distin-
guishing crop plants during their first stages of development (Hengl,
2006; López-Granados, 2011; Torres-Sánchez et al., 2015a). However, 2. Materials and methods
very-high-resolution images require powerful image analysis proce-
dures because, unlike lower resolution images, single pixels might no 2.1. Study area
longer capture the characteristics of the classification targets. Ad-
ditionally, these images show higher intra-class spectral variability and The fields used in this study are located near Euclides da Cunha
Paulista in São Paulo state, Brazil (22°26′21″S, 52°35′46″W). They have

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C.H.W.d. Souza et al. Computers and Electronics in Agriculture 143 (2017) 49–56

Fig. 2. Flowchart illustrating each stage of the object-based image analysis (white boxes) + geographic information system (GIS) (gray boxes) approach proposed to map skips of
sugarcane areas using unmanned aerial vehicle (UAV) images. First step: Identification of crop rows; Second step: Sugarcane classification; Third step: skip extraction and creation of the
maps. (NDVI = normalized difference vegetation index.) (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)

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C.H.W.d. Souza et al. Computers and Electronics in Agriculture 143 (2017) 49–56

two predominant classes of soils: Rhodic Hapludox (Typic Hapludox) mosaicking of the 161 images acquired. The mean absolute geolocation
and Quartzarenic Neosol (Typic Quartzipsamment) and they present a variance obtained in each direction were of 0.0016 m in X, −0.0008 m
moderate slope (< 12%) that allows mechanical green harvest. The in Y and 0.0042 m in Z. No radiometric correction was performed.
region has an average ground elevation of approximately 400 m a.s.l.
and a humid subtropical climate (Cfa) according to the Köppen classi- 2.3. Skip mapping
fication. The average annual temperature is 22 °C, and the average
annual rainfall is 1200 mm, with much more precipitation in summer The procedure to analyze the UAV images and develop the OBIA
than in winter. The landscape of the region comprises some environ- procedure for skip mapping (Fig. 2) was developed using the com-
mental conservation units with a predominance of sugarcane cultiva- mercial software eCognition Developer 8 (Trimble GeoSpatial, Munich,
tion and livestock production. Germany). Similarly, the extraction of the vectorial data features and
The crop variety planted in the area was RB-86-7515. The first production of the final maps used ArcGis software (ESRI, Redlands, CA,
specimens were planted in rows 1.5-m apart over an area of approxi- USA).
mately 100 ha in September 2014 and they were harvested in October The rule set of the algorithm for failure mapping of the sugarcane
2015. UAV imagery was acquired on November 3, 2014, when the ran semi-automatically and it comprised three principal consecutive
sugarcane was at the tillering stage, approximately 60 days after steps: (1) identification of crop rows, (2) classification of sugarcane in
planting (DAP) (Fig. 1). The ideal time for image acquisition is when the rows, and (3) skip extraction and the creation of the maps.
the sugarcane has grown sufficiently to fill the rows but without cov-
ering the inter-row gaps, i.e., 60–90 DAP. However, this period might 2.4. First step: identification of crop rows
vary according to the crop variety, number of ratoons, and amount of
rainfall; therefore, the determination of the ideal time will depend on a This step is necessary if information on the crop rows is unavailable.
visual inspection of the field. For example, if the auto-steering guidance system (Autopilot) was used
at planting, the planting rows could be used for this purpose. Once this
2.2. UAV system and image acquisition has been achieved, only the second and third steps are necessary, for
example, if the requirement is to study the increase of skips in succes-
The UAV system used is based on an eBee Ag drone designed and sive ratoons, which might increase after each successive ratoon
developed by senseFly (senseFly Ltd, Cheseaux-Lausanne, Switzerland). (Matsuoka and Stolf, 2012).
It is built of expanded polypropylene and it weighs about 0.69 kg, in- For the identification of crop rows, the NDVI was used to increase
cluding the payload, which means it can be hand-launched. The UAV is the differences between the vegetation and bare soil. NDVI was selected
battery-powered and it can fly for 50 min at 40–90 km h−1 at altitudes because it is able to achieve greater spectral separability compared with
of up to 900 m, within wind speeds of up to 45 km h−1. Its usual flight other vegetation indices (Torres-Sánchez et al., 2013). Then, a filter was
height is 250 m, which provides spatial resolution of 0.10 m over an applied to create a layer in which each pixel represented the difference
area of up 12 km2 in a single flight. The flight is controlled auto- between the Kernel max or min value and the center value (Pixel Min/
matically using real-time positioning based on a GPS system that is Max Filter Algorithm). In order to enhance the difference between the
accurate to within a few meters. The attitude of the plane is monitored crop rows and inter-row gaps in the image, the algorithm parameters of
by accelerometers. The drone is supplied as standard with two ad- “difference-brightest-to-center” and Kernel size of 15 × 1 were used.
vanced software packages: eMotion 2 (senseFly, Cheseaux-Lausanne, A sub-rule set called “rows extraction” was created to identify the
Switzerland) for flight planning and control and Postflight Terra 3D row. First, a temporary layer called “Rows” (Layer arithmetic algo-
(Pix4D SA, Lausanne, Switzerland), which is photogrammetry software rithm) was created, which was used to add lines with different direc-
designed for post-flight image processing and analysis. tions and widths. Then, a loop process was used to search lines in dif-
The coupled sensor is a small consumer camera based on a Canon ferent directions (from 0° to 180° at intervals of 5°). The “Update
Powershot S110 compact camera with modified color filters. Instead of Variable” algorithm updated the angle parameter (angle: += 5°) and
the standard RGB system, the S110-NIR model uses spectral filters for the “Line Extraction” algorithm was used to classify the pixels ac-
green, red, and infrared wavelengths centered at 550, 625, and 850 nm, cording to their line signal strength in the different directions and to
respectively. This separation is performed by a Bayer color filter di- create a thematic output layer. This process was replicated three times
rectly on the sensor (Shortis et al., 2005). Thus, this sensor allows the by presenting different values of the line width parameter (3, 6, and
implementation of some vegetation indices derived from different 12 pixels) to the “Line Extraction” algorithm. The values of the others
combinations of the three channels, such as the normalized difference parameters remained the same in each of the three replicates.
vegetation index (NDVI) (Rouse et al., 1974). The camera has a 24-mm Furthermore, at the end of each sub-process, each thematic output layer
focal length and the CMOS sensor (7.6 × 5.7 mm) stores the acquired was added into the layer “Rows” by the “Layer Arithmetic” algorithm
images on a compact flash card with up to 12-bit radiometric resolu- (“output layer + Rows”). This way, at the end of the rule set, the layer
tion. The images were acquired using a shutter speed of 1/1200, in “Rows” represented the sum of these three sub-processes (“Rows
order to prevent them from being affected by vibrations and motion. Identification” result; Fig. 2).
For a particular mode, the camera adapts the aperture and ISO speed Subsequently, the layer “Rows” was segmented into homogeneous
according to the light conditions for every single shot to ensure the best multi-pixel objects using the “Contrast Filter Segmentation” algorithm,
image exposure, which ranged from 2.0 to 4.0 and 100 to 200, re- which uses pixel filters to detect and create objects based on contrast
spectively. and gradient data.
The UAV imagery was acquired at flight altitudes of 150–200 m. Thereafter, small objects that represented noise were removed using
Thus, for our objective, the pixel size of approximately 0.10 m was the “Remove Objects” algorithm, with a threshold condition of the
sufficient with 75% forward lap and 70% side lap. The eBee Ag UAS number of pixels being < 100. Then, the remaining crop row objects
allows for direct georeferencing of the images using an inertial mea- were assigned into a class called “Crop Rows” by the “Assign Class”
surement unit (IMU) in combination with an on-board Global algorithm, and the main line of each “Crop Rows Class” objects were
Navigation Satellite System (GNSS). Therefore, the ground control exported as shapefile vectors. Finally, the exported crop row lines were
points can be omitted, which speeds up data collection and processing, entered into ArcGis to check and correct for possible errors. The red
allowing for a fully automatic processing chain (Bendig et al., 2014; boxes in Fig. 2 shows two examples of errors that are common in the
Turner et al., 2014). The Postflight Terra 3D software (Pix4D SA, process, which are caused mainly by long skips, late germination, or
Lausanne, Switzerland) was used for orthorectification and the sugarcane covering the inter-row gaps.

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2.5. Second step: sugarcane classification Table 1


Global features obtained from the skip-mapping procedure.
After the crop rows lines were checked and the errors corrected
Global features Field 1 Field 2 Field 3 Field 4
using ArcGis, the data were returned to the OBIA software (eCognition)
as a thematic vector layer. Then, the image object domain was split Fields
using the “Chessboard Segmentation” algorithm based on the thematic Field area (ha) 17.53 21.15 21.97 37.40
vector layer (“Crop Rows”). Those pixels close to the rows were seg- Perimeter (km) 1.76 1.91 1.96 2.73
mented and assigned into a temporary class called “Main Rows”. The Crop rows
“Main Rows” class was expanded to cover the sugarcane with the crop Number of rows 520 365 418 746
rows. For this, a sub-rule set called “Grow Main Rows” was created, Minimum length (m) 11.38 5.57 9.51 3.98
where a loop with Conditional Quad Tree segmentation was inserted. Maximum length (m) 433.88 667.02 492.17 811.78
Average length (m) 214.12 376.92 336.95 318.46
For each loop, the condition to segment the pixels was the existence of
Total length (km) 111.34 137.57 140.84 237.57
the “Main Rows” class, i.e., the pixels close to the “Main Rows” class Average angle (°) 111 90 69 41
were segmented and then assigned into the class. The loop was exe- Skips
cuted until partially covering the width of the sugarcane canopy; in this Number of skips 2877 1467 3306 11,948
study, three cycles were used. Finally, the sugarcane was classified by Maximum length (m) 50.92 125.72 255.75 185.86
the “Classification” algorithm in the pixels belonging to the “Main Average length (m) 1.61 2.14 2.17 2.12
Rows” class. The NDVI was used to classify the sugarcane pixels Total length (km) 4.65 3.15 7.17 25.33
Skip rate (%) 4.17 2.29 5.09 10.66
through a fuzzy membership function with values > 0.5. Then, the
pixels classified as sugarcane were merged and exported as a shapefile
vector called “Sugarcane at Rows.” One of the results of this procedure is the identification of the crop
rows (1st step). Thus, it was possible to extract the characteristic fea-
2.6. Third step: skip extraction and creation of the maps tures of the crop rows within the sugarcane fields. For instance, in-
formation regarding the number of rows, average row length, and row
A process was constructed using the “ModelBuilder” in the ArcGis angle could be used in studies of optimization and operational costs of
software to extract automatically the failure rows. For this, the tools boundary maneuvers (Spekken and de Bruin, 2012; Spekken et al.,
“Erase,” “Split Line at Vertices,” and “Unsplit Line” were used se- 2015). This information could help minimize the time and energy spent
quentially. The input parameters were the two shapefiles that were on turns and thus, contribute to cost reductions and improved sus-
output from the previous steps: “Crop Rows” and “Sugarcane at Rows.” tainability of agricultural production (Spekken et al., 2015).
At the end of the process, the skip shapefile was generated. Thereafter, Table 1 presents the information obtained from the mapping of
the lengths of the skips were calculated, where only skips > 0.5 m were skips. Field 4 had the highest number of skips (11, 948), which ac-
considered (Stolf, 1986), following which they were split into classes counted for 10.66% of the crop rows, whereas there were only 1467
and a field-extent map was created. skips in Field 2, which represented 2.29% of the crop rows. The higher
skip rate in Field 4 was probably related to slope, because this field is
2.7. Validation located in the lower part of the cropping area and thus, it is more prone
to sediment deposition and flooding.
The validation of the method was performed through comparison of Stolf (1986), in his method for the assessment of the quality of su-
the skip length obtained from the generated maps (estimated) against garcane planting, suggested that a skip rate of up to 10% indicated that
ground measurements (observed). Overall, 54 samplings were collected the planting operation could be classified as excellent. Thus, all the crop
in the field using a tape measure. The analysis was performed through a fields studied here were within this classification, except for Field 4,
simple linear regression and its coefficient of determination (R2). The which was classified as normal quality. Based on a group of three ex-
mean error, root mean square error, and the enhanced Willmott con- periments using inter-row spacing of 1.3 (two) and 1.4 m (one), a linear
cordance coefficient (dr), as proposed by Willmott et al. (2012) (Eq. decrease in yield of 3.2% for each 10% increase in skips was found for
(1)), were the statistical indicators used. The dr establishes the accuracy plant cane harvested with 18 months (Stolf, 1986; Matsuoka and Stolf,
of the method and the degree of detachment of the estimated values in 2012).
relation to the values observed. This index varies between ± 1, where
positive values closer to one indicate better agreement.
3.1.1. Skip maps
n
∑i = 1 |E −O| The maps created at the end of the procedure show the spatial
dr = 1− ,
n
2 ∑i = 1 (|O−O |) (1) distribution of skips with the sugarcane fields (Figs. 3 and 4). Some
blank patterns can be seen in the maps, this due to the presence of trees
where n = number of samples, O = observed skip length, E = esti- and terraces inside fields. Because the data are georeferenced, they can
mated skip length, and O = average observed skip length. be used to direct field verification to the most relevant points, which
optimizes the effort. Furthermore, the traditional method of skip eva-
3. Results and discussion luation considers only some parts of some planting rows (Stolf, 1986).
The method proposed here presents an estimate based on all the crop
3.1. Global features rows and thus, it is much more representative. Furthermore, there is the
possibility of comparison with other maps, such as vegetation index
The procedure allows the computation of multiple datasets and maps, yield maps, and soil and slope maps, generating additional source
statistics derived from the outputs, which can help characterize the crop information to assist with decision making.
field in terms of crop rows and skip incidence. In addition, the data can It can be seen in Figs. 3 and 4 that there are concentrations of skips
be exported in different formats, e.g., vector, raster, or tables, allowing in the corners of the fields, possibly related to poor germination due to
further integration with other data sources. The global features calcu- soil compaction by excessive machine traffic. Furthermore, many skips
lated for the study area are presented in Table 1. The dimensions of the occur next to terraces, which are areas where water often concentrates.
field were obtained from the shapefiles, which indicated a total area of An excess of water might result in various problems such as the delay in
98.05 ha. germination, bud and root rot due to lack of oxygen, and increased risk

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Fig. 3. Skip maps for the sugarcane fields (F1 and F2) within the study area.

Fig. 4. Skip maps for the sugarcane fields (F3 and F4) within the study area.

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C.H.W.d. Souza et al. Computers and Electronics in Agriculture 143 (2017) 49–56

45 of automation and adaptability. Moreover, its combination with other


n = 54
40 y = 1.0015x - 0.3512 geographic information system platforms, as demonstrated in this
study, represents an advance in the extraction and interpretation of
35 R² = 0.978 remote sensing data.
Estimated (m)

30 ME = -0.33 The time of image acquisition is important when mapping skips. The
method presented here was influenced by the presence of long skips,
25 RMSE = 1.29
late germination, or sugarcane covering the inter-row gaps. The ac-
20 dr = 0.92 quisition of good quality imagery at the ideal time will reduce errors in
the construction of the crop rows. Future studies will monitor succes-
15
sive ratoons to determine the rate of skip increase, which will allow
10 estimation of the optimal time for field renewal.
Samples
5 Line 1:1 Acknowledgments
0
0 5 10 15 20 25 30 35 40 45
This study was supported by the São Paulo Research Foundation
Observed (m)
FAPESP (Fundação de Amparo à Pesquisa do Estado de São Paulo) and
Fig. 5. Comparison between the skip length observed in the field and that estimated by Odebrecht Agro-Industrial (Process Number. 12/50048-7). The first
the procedure (n = number of samples; ME = mean error; RMSE = root mean square author was supported by a PhD scholarship from CAPES (Coordenação
error; dr = enhanced Wilmott concordance coefficient). de Aperfeiçoamento de Pessoal de Nível Superior). We also thank Prof.
Mariana Abrantes Giannotti, coordinator of the Geoprocessing
of disease. Ray et al. (2009) found that the higher the flood time, the Laboratory (LABGEO) of the Polytechnic School of University of São
greater the loss of sugarcane yield. Glaz and Lingle (2012) reported that Paulo, for allowing the use of the eCognition software.
the leaves, stalks, roots, and biomass were all affected negatively by
increased flood time in recently planted sugarcane fields. Thus, those References
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