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complex economic and social structures, but petition is more common in cities with more
complex structures. Furthermore, in cities with weaker city governments cooptation is
more common, while petition is more common with strong city governments. Finally, we
found an interaction effect that cooptation occurs in complex systems but only if city
government is weak.
INTEREST GROUP
POLITICS FROM A
COMPARATIVE
PERSPECTIVE
JOSEPH GALASKIEWICZ
Department of Sociology
University of Minnesota
AUTHOR’S NOTE: I would like to give special thanks to Terry Clark, Paul
Schumaker, and Russell Getterfor letting me use their datafor this article. Terry
Clark also provided useful comments on various drafts. Ronald Burt, James
Lincoln, Robert Shapiro, Theodore Anderson, Lorna Ferguson, Ralph Cherry,
and two anonymous reviewers have commented on the text aswell. Funds for
data analysis were provided by the University of Minnesota Computer Center.
259
260
community and the size and form of city government. In the first part of
the paper we describe two ways that interest groups influence city
officials: through cooptation, or the use of informal networks, and
through petition. The second part outlines a methodology that allows
researchers to measure quantitatively which strategy is prevalent in a
given city. The third part develops the theoretical rationale for one or
the other strategy’s prevalence, given different social and economic
conditions in the city and different forms of city government. Finally, we
examine data on 51 / U.S. cities taken from the Permanent Community
Sample of the National Opinion Research Center (NORC) to see if the
hypotheses derived in part three are supported.
The basic data are taken from the Permanent Community Sample
(PCS) of NORC, a national sample of 51 American cities surveyed
periodically since 1967 (Clark, 1971). The PCS is constructed to be
representative of the places of residence of the American population. It
consists of data from U.S. Census materials as well as numerous
surveys. The principal data about interest group activity in this article
are taken from a mail survey of all mayors and council members in the
PCS cities. The survey was conducted in 1976 by Paul Schumaker and
Russell Getter of the University of Kansas. Slightly over 50% of those
sampled responded; at least three city officials responded in each city.
Respondents were given a list of 39 types of &dquo;groups which are
frequently active in municipal governmental affairs.&dquo; They were asked
to select &dquo;the five types of groups or organizations which, in [their
judgment], are most active in city government.&dquo;2 Then, for each of the
five groups mentioned, they were asked questions from which we have
created indicators for the present study.
Three resource measures, admittedly simple, are based on answers to
questions concerning the experience of the group in governmental
affairs (EXPER), the size of the interest group’s membership (SIZE),
and the social status of its membership (STATUS).3 Contacts between
the groups and elected officials were measured with responses to two
items. The first asked: &dquo;How often does the group contact you to express
its preferences or provide information regarding city politics?&dquo; and
&dquo;How often do you contact each of the groups in order to learn of its
policy positions or obtain information useful to you in making public
policy?&dquo; (ACCESS).4 Finally, success in influencing city government
decisions was measured by &dquo;How often has the city government
responded favorably to the requests or policy preferences of each of the
groups which you have listed?&dquo; There were five possible responses
263
where the social and economic structure is less complex, cooptation will
be the basic pattern of influence. In more complex city systems, we
expect that petition will be more common.
In cities which are less economically diversified and have a more
homogeneous population, interest groups are less likely to be diverse
and numerous (Clark, 1971; Gilbert, 1968; Aiken, 1970), and one or two
interests usually come to dominate community affairs. In the ecologists’
terminology, the system is centralized; resources and/or employment
are concentrated in relatively few units (Lincoln, 1976: 3). Whether the
dominant actor has been an industry (Pellegrin and Coates, 1956;
Clelland and Form, 1964; Mott, 1970), a university (Galaskiewicz,
1979), or a clique of businessmen (Hunter, 1953; Miller, 1958),
researchers have found informal ties between associates of the dominant
actor and political figures. We contend that city officials have had to
establish close working relationships with dominants, because they
monopolize private sector resources upon which officials depend.6
By contrast, in more economically diversified and culturally hetero-
geneous cities, authorities face a much more diverse population of
interest groups. Because different social classes, ethnic groups, and
industries are represented, there are constantly shifting coalitions as
issues change. No one interest group is dominant. This, though, makes it
difficult for any one interest group or set of groups to gain personal
access to officials. Even if some groups do gain access, authorities can-
and are wise to-remain indifferent to their pleas. There is too much
uncertainty in a heterogeneous environment, and it is better to assume a
passive role, waiting to see what sorts of compromises come out of the
haggling among competing interests (see Banfield, 1961; Lowi, 1964).
Ideally, the official can choose among alternative solutions and take the
one which is most to his advantage politically.
In light of these arguments and our methodological discussion above,
we would anticipate the following correlations in our data. In cities with
a simpler class structure, more specialized industrial activity, and fewer
ethnic groups, there should be fewer active interest groups. Further-
more, we expect in these cities that interest groups with greater resources
should have more frequent contacts with city officials, and that groups
with more frequent interpersonal contacts should have greater success
in dealing with city government. In contrast, in cities with many
different social classes and ethnic groups and several different large
industries, there should be a larger number of active interest groups.
Furthermore, the correlation between being resourceful and having
265
ANALYSIS
We argued that city officials who have a strong institutional base are
less likely to be coopted by special interests. To see if this is true, we
operationalized measures of city government strength. Our first mea-
sure is a simple index of reform government (REFORMGV). The index
used in this article has been used in a number of studies (Clark, 1971;
Turk, 1977) and is based on the number of &dquo;reform&dquo; institutions found
in a city.ll This variable was dichotomized at its median. Another
measure of city government strength is simply the city’s per capita
TABLE 3
Test for Selected Interaction Effects with City-Level
Characteristics as Independent Variables and the Correlation
Between ACCESS and SUCCESS as the Dependent Variable
SUMMARY
DISCUSSION
between the politician and different interest groups in the city; it made
him immune to outside influence. This is precisely what reform
government was supposed to change, and our data suggest that it did
just that. However, in reform cities it does not appear that businessmen
have reaped the benefits, as Gordon (1968) and Karnig (1975) argue.
High status groups do not have better access to officials than low status
groups. Reform as well as nonreform politicians seem more interested in
maintaining contact with groups which can mobilize mass constitu-
encies (see also Northrup and Dutton, 1978: 708). Interestingly enough,
the effect of reform government seems to have been to help translate the
access which lower status groups have always had with government
officials into meaningful political clout.
NOTES
affairs. This is a potential problem. Ideally, we would have data on all 39 organizational
types in each city.
3. The wording of the question for the status of group members was: "What would
you say is the social class to which most members of each of the five groups you have listed
belong? 1. Lower class. 2. Lower-middle class. 3. Middle class. 4. Upper-middle class. 5.
Upper class." For experience in political affairs: "Approximately how long has each group
been active in the governmental affairs of your community?" Five responses ranged from
"less than one year" to "more than ten years." Finally, for group size: "Approximately how
many citizens in your city would you estimate are active members in the organizations of
each group you have listed?" Five response categories ranged from "25 or less" to "more
than 1000."
277
.410), and -.130 (SD .384), respectively. The means and standard deviations for the
=
partial correlations corresponding to paths 5, 6, and 7 are: .147 (SD =.397), .191 (SD =
constituencies; 2 = any two of these characteristics; 1=any one of these characteristics; and
0 = none of these characteristics." For our analyses, data were used from the International
City Management Association’s Municipal Year Book (1974).
12. As an alternative to general expenditures per capita, we used an indicator of
governmental diversification devised by Terry Clark, Lorna Ferguson, and Robert
Shapiro. In many ways it is similar to measures used by Leibert (1976), Turk (1977), and
Lincoln (1976). After identifying 5 noncommon functions (education, welfare, health,
hospital, and housing), they broke these down into 52 subfunctions. For each of these 52
subfunctions they then wanted to derive an average expenditure for each, based on all U.S.
cities with over 50,000 people. Before computing the mean for a category, however, they
reduced the N (for that category) by discarding the cities which did not provide funds for
that subfunction as well as the cities which were in the bottom 10% of those remaining.
They next wanted to arrive at a summary score for each of the 51 cities which would indi-
cate the extent to which cities perform these 52 subfunctions. They assigned a value of zero
to a particular subfunction for a city if the city either expended no money or was in the
original bottom 10% of the population in expenditures for that subfunction. If a city did
spend a significant amount of money on a subfunction it received the population mean
value for that subfunction. A summary score was then derived by summing across all 52
subfunctions.
Interestingly enough, this measure was correlated .822 with general expenditures per
capita. Because this correlation was quite high, we felt more confident in using general
expenditures as our indicator of governmental scale.
13. We did not present the correlations among the independent variables because of
space constraints. A quick check showed that no correlation between our independent
variables was greater than .317 nor less than -.314.
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