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ORIGINAL CONTRIBUTION
BACKGROUND AND PURPOSE: Additional therapy may improve poststroke outcomes. Self-rehabilitation is a useful means to
increase rehabilitation time. Mechanized systems are usual means to extend time for motor training. The primary aim was
to compare the effects of self-rehabilitation using a mechanized device with control self-exercises on upper extremity
impairment in patients with stroke.
METHODS: Phase III, parallel, concealed allocation, randomized controlled, multicenter trial, with 12-month follow-up. Patients
aged 18 to 80 years, 3 weeks to 3 months poststroke with a Fugl-Meyer Assessment score of 10 to 40 points, were
randomized to the Exo or control groups. All undertook two 30-minute self-rehabilitation sessions/day, 5 days/wk for 4 weeks
in addition to usual rehabilitation. The Exo group performed games-based exercises using a gravity-supported mechanical
exoskeleton (Armeo Spring). The control group performed stretching plus basic active exercises. Primary outcome was
change in upper extremity Fugl-Meyer Assessment score at 4 weeks.
RESULTS: Two hundred fifteen participants were randomly allocated to the Exo group (107) or the control group (108).
Mean age (SD), 58.3 (13.6) years; mean time poststroke, 54.8 (22.1) days; and mean baseline Fugl-Meyer Assessment
score, 26.1 (9.5). There was no between-group difference in mean change in Fugl-Meyer Assessment score following the
intervention: 13.3 (9.0) in the Exo group and 11.8 (8.8) in the control group (P=0.22). There were no significant between-
group differences in changes for any of the other outcomes at any time point (except for perception of the self-rehabilitation).
There was no between-group difference in cost utility at 12 months.
CONCLUSIONS: In patients with moderate-to-severe impairment in the subacute phase of stroke, the purchase and use of
complex devices to provide additional upper limb training may not be necessary: simply educating patients to regularly move
and stretch their limbs appears sufficient.
E
vidence suggests that early active movement after quality of life.1–3 Five to 10 hours of physiotherapy per
stroke stimulates brain reorganization and that inten- week provided in addition to the usual dose has been
sive rehabilitation accelerates functional upper limb shown to significantly improve motor function.4 How-
(UL) recovery, increasing overall recovery and improving ever, increasing therapy time is often limited by a lack
Correspondence to: Olivier Rémy-Néris, MD, PhD, Physical and Rehabilitation Medicine Department, Brest University Hospital, Brest, France. Email olivier.remy-neris@
univ-brest.fr
*A list of the REM Investigative Team is given in the Appendix.
The Data Supplement is available with this article at https://www.ahajournals.org/doi/suppl/10.1161/STROKEAHA.120.032545.
For Sources of Funding and Disclosures, see page XXX.
© 2021 American Heart Association, Inc.
Stroke is available at www.ahajournals.org/journal/str
Nonstandard Abbreviations and Acronyms Helsinki. The study was approved by the Institutional Review
Board (Ouest VI CPP 653) and was registered on https://www.
Exo gravity-supporting exoskeleton with clinicaltrials.gov (NCT01383512). The CONSORT (Consolidated
integrated gaming system Standards of Reporting Trials) and TIDieR (Template for
Intervention Description and Replication) checklists were used to
FMA UE Fugl-Meyer Assessment Upper Extremity
report this study. Study data will not be made available.
QALY quality-adjusted life-year Patients were enrolled by an allocated physician at each
REM Re-éducation Mécanisée après Accident site via a secure, web-based, centralized data entry system that
Vasculaire Cérébral–Mechanized Reha- ensured all inclusion and exclusion criteria were respected.
bilitation After Cerebrovascular Accident Randomization was performed by the CS Randomization
UL upper limb Clinsight software module (Ennov, San Francisco, CA) and
VIRTUES Virtual Reality Therapy Provided in Addi- was stratified by both site and Fugl-Meyer Assessment Upper
tion to Usual Therapy in Sub-Acute Stroke Extremity (FMA UE) score (more impaired, ≤20; less impaired,
>20). Randomly selected block sizes of 2, 4, or 6 were used,
and investigators were blinded to the size of each block.
of staff and resources; in addition, independent practice
can be difficult for patients with moderate-to-severe Participants
motor impairment. Technology-supported UL training All participants were inpatients for the duration of the trial (this
with robotic or gravity-supporting devices can be used length of stay is normal in France). The inclusion criteria were
to increase therapy time. Furthermore, such devices can as follows: aged 18 to 81 years old, diagnosis of hemorrhagic
facilitate movement by supporting the arm while provid- or ischemic middle cerebral artery stroke 3 weeks to 3 months
ing motivation using games-based interfaces. According previously, and an FMA UE8 score between 10 and 40 points.
to recent systematic reviews and meta-analyses, such Exclusion criteria were as follows: pain in the affected shoul-
devices have small, but beneficial, effects on impairment der >3/10 on a Visual Analogue Scale, a Boston Diagnostic
and functional recovery when compared with therapy Aphasia Examination9 score ≤3 points, fatigue or visual impair-
ment that would prevent participation in an additional daily hour
delivered by a therapist.5–7
of therapy, and an inability to sit independently (more details in
the Data Supplement).
through participation in games displayed on a screen. The 4. Change in functional status (Functional Independence
Original Contribution
games are conceived to challenge movement distance or Measure12—an 18-item tool that assesses function in
speed or a combination of both. The workspace required for self-care, continence, mobility, transfers, communication,
the games is personalized for each user (by the therapist) as and cognition. Each item is graded from 1 to 7 according
the maximum space in which they can actively reach the limits to the level of assistance required. 1, total assistance; 7,
of the virtual environment. complete independence).
A therapist was present during the first 4 sessions; for 5. Change in UL function (Action Research Arm Test13:
the remaining sessions, the therapist set the patient up in assesses the ability to perform simple and complex
the device, adjusted the device parameters, and programmed grasp tasks and global arm movements. Each task is
the exercises, but the participant then trained independently. graded from 0 to 3. 0, unable; 3, normal. The maximum
The exercises were progressed using a systematic method score is 57 points).
(Data Supplement). 6. Change in quality of life using the EuroQol 5 Dimensions14
(evaluates generic quality of life in 5 dimensions: mobil-
Control Group ity, self-care, usual activities, pain/discomfort, and anxi-
The control group performed their self-rehabilitation in the ety/depression. Each item is graded from 1 to 3. 1, no
rehabilitation room. A 2×2-m instruction poster with written and problems; 3, extreme problems) and the Stroke Impact
photographic instructions of stretches and active exercises was Scale15 (a self-report questionnaire that evaluates 8 items
fixed to a wall (Data Supplement). Participants were instructed relating to quality of life: hand function, strength, activities
to perform 10 minutes of stretching (5-second stretches of of daily living, mobility, communication, emotion, memory
the main muscles that shorten after stroke) and 20 minutes of and thinking, and social participation. Each item is rated
active exercises (10 repetitions of each exercise) that involved from 1 to 5).
simple movements of the UL joints through range and no func- 7. Between-group differences in cost utility (Data
tional exercises. Exercises involving range of motion could Supplement).
be progressed in terms of distance and height, but no formal 8. Comparison of the participants’ perception of their group’s
method of progression was determined. exercise intervention using 5 custom-made questions
A therapist was present throughout the first 4 sessions: for rated on a 5-point Likert scale from 1 (totally disagree)
the remaining sessions, they checked the participant’s atten- to 5 (totally agree):
dance, recommended exercises to be performed, provided – It was easy to learn to use the robot/to learn the exer-
encouragement to continue if the patient stopped exercising, cises at the beginning
but did not supervise the exercise program. – Using the robot/doing the exercises was easy
– I felt independent using the robot/doing the exercises
– I got pain from using the robot/doing the exercises
Outcome Measures – (At M3 only) I am satisfied with the intervention I
Evaluating therapists were trained in the performance of all out- received and would be willing to add it to my usual
come measures in groups of 5 by a single investigator during treatment.
a 2-day program to ensure correct and standardized practices.
Evaluations were performed at 5 time points: baseline (D0, pre- Safety
randomization ≤4 days before beginning the intervention), D30 No data monitoring committee was set up since all investiga-
(the end of the interventions) and at months 3, 6, and 12 after tors and evaluating therapists were blinded to group allocation.
randomization (M3, M6, and M12). Therapists were blinded to However, the scientific committee met 5× during the study period.
group allocation. The National Institutes of Health Stroke Scale All adverse events during the intervention period and up to
was used to characterize participants.10 M12 were recorded in a specific file by the physician in charge
of the patient and monitored by a clinical research assistant.
Primary Outcome A serious adverse event was defined as fatal, life-threatening,
The primary outcome was change in FMA UE score8 between requiring or prolonging hospitalization, or resulting in disability
D0 and D30. or incapacity of a significant or lasting nature. All other adverse
The FMA UE evaluates movement, coordination, and reflex events were considered as minor.
action of the shoulder, forearm, wrist, and hand. The maximum
score is 66 points.
Cost Utility Analysis
Secondary Outcomes Cost utility analysis provides an indication of the relative costs
The secondary outcomes were as follows: to achieve a unit of utility.16 In this study, a cost utility analysis
1. Change in sensorimotor impairment (FMA UE) at M3, M6, was conducted prospectively over a 12-month period to deter-
and M12. mine the financial cost to the health care system in light of the
2. Change in severity of shoulder pain at rest and during quality-adjusted life-year (QALY) gains experienced by patients
active and passive movements (Visual Analogue Scale, in the Exo group, compared with those in the control group.
from 0 to 10 points). Details are provided in the Data Supplement.
3. Change in spasticity of the wrist and elbow flexors
and extensors and finger flexors (modified Ashworth
Scale11—a 6-point scale for the rating of spasticity. 0, no Statistical Analysis
increase in muscle tone; 4, affected parts rigid in flexion Analyses were performed using an intention-to-treat approach;
or extension). change in FMA UE scores was compared between the two
groups using (1) a Student t test, (2) a multivariate linear model differences (95% CI) were calculated using nonparametric
Original Contribution
with adjustment for age and baseline values, and (3) using a bootstrapping with 1000 replications. The uncertainty on the
sensitivity analysis to evaluate the robustness of the results incremental cost-effectiveness ratio was described using 1000
by assigning a zero change to participants with missing data. bootstrap replications on the cost-effectiveness plane.
Secondary outcomes were analyzed using a Student t test, Analyses were performed using the SAS 9.3 (SAS Institute,
except for the modified Ashworth Scale and the responses Inc, Cary, NC) software.
to the questionnaire, which were compared between groups
using the Mood test. A multivariate linear model with adjust-
ment for age and baseline values was also applied to all out-
comes. All statistical tests were performed at the 0.05 level of
RESULTS
significance with 95% CIs. Characteristics of Participants, Sessions, and
The sample size calculation was based on unpublished
data from our group where the FMA UE score increased by
Baseline Data
16 points (SD, 9 [90% CI, 7–13]) over a similar time span in Two hundred and fifteen participants (mean age, 58.31
a similar sample of patients who underwent usual rehabilita- [SD, 13.63] years; mean number of days since stroke,
tion. We, therefore, expected that the control group would also 54.8 [SD, 22.11 (range, 18–116)]) were randomized
show an improvement in FMA UE score of 16 points. We arbi- (Table 1 for baseline characteristics): 107 to the Exo
trarily estimated that the Exo group would show an additional group and 108 to the control group. A total of 208
improvement of 6 points, that is, total improvement in the FMA patients completed the D30 study visit (105 in the Exo
UE score of 22 points, with an arbitrary maximum SD of 13
group and 103 in the control group), and a total of 172
points. A sample of 198 patients was thus required to show a
difference of 6 points with a power of 90%. To accommodate
patients completed the M12 study visit (86 in each
10% attrition, a total sample of 220 was, therefore, planned. group; Figure 1).
QALYs and costs were presented as numbers and means Mean session duration was 33.43 (SD, 15.50) min-
(SD or 95% CI). The average total costs and the mean number utes in the control group and 33.22 (SD, 16.10) minutes
of QALYs were determined in both groups, and differences in in the Exo group (P=0.86). Mean number of sessions
costs and QALYs were tested using a Mann-Whitney U test performed was 39.25 (SD, 3.50) in the control group and
and presented as means (95% CI). The incremental cost 38.81 (SD, 4.67) in the Exo group (P=0.45).
ARAT indicates Arm Research Arm Test; EQ-5D, EuroQol Five Dimensions Questionnaire; Exo, gravity-supporting exo-
skeleton with integrated gaming system; FIM, functional independence measure; FMA UE, Fugl-Meyer Assessment Upper
Extremity; NIHSS, National Institutes of Health Stroke Scale; and SIS, Stroke Impact Scale.
Original Contribution
(Continued )
Table 2. Continued
Original Contribution
Control group Exo group
(n=108) (n=107) Difference (95% CI) P value
SIS: hand function (mean±SD)
Change from baseline
At D30 14.99±21.43 14.79±24.41 −0.20 (−6.64 to 6.24) 0.95
Adj, 0.84 (−5.60 to 7.28) 0.80
At M6 28.43±28.38 35.30±29.00 6.87 (−1.45 to 15.19) 0.11
Adj, 8.16 (−0.14 to 16.45) 0.054
At M12 35.27±32.24 37.83±31.22 2.56 (−6.96 to 12.09) 0.60
Adj, 3.73 (−5.77 to 13.24) 0.44
EQ-5D (mean±SD)
Change from baseline
At M12 19.08±22.80 14.41±19.86 −4.67 (−11.25 to 1.91) 0.16
Adj, −2.35 (−7.22 to 2.52) 0.34
Perception of intervention; median (interquartile range)
Ease of learning the exercises/use of 4.0 (3.0 to 5.0) 4.0 (4.0 to 5.0) Adj, 0.34 (0.06 to 0.62) 0.017
the robot during the training
0.12
Ease of performing self-rehabilitation 4.0 (3.0 to 4.0) 4.0 (4.0 to 5.0) Adj, 0.31 (0.02 to 0.61) 0.038
0.13
Sense of independence 4.0 (4.0 to 5.0) 4.0 (4.0 to 5.0) Adj, 0.00 (−0.28 to 0.28) 0.99
0.38
Pain caused by self-rehabilitation 2.67±1.41 2.43±1.40 −0.23 (−0.64 to 0.18) 0.27
3.0 (1.0 to 4.0) 2.0 (1.0 to 4.0) Adj, −0.23 (−0.64 to 0.18) 0.35
Satisfaction and willingness to add 4.0 (4.0 to 5.0) 5.0 (4.0 to 5.0) Adj, 0.16 (−0.10 to 0.41) 0.22
the intervention to usual treatment
0.18
Adj indicates adjusted value for age and baseline values; ARAT, Arm Research Arm Test; D30, day 30; EQ-5D, EuroQol Five Dimensions
Questionnaire; Exo, gravity-supporting exoskeleton with integrated gaming system; FIM, functional independence measure; FMA UE, Fugl-
Meyer Assessment Upper Extremity; M3, month 3; M6, month 6; M12, month 12; SIS, Stroke Impact Scale; and VAS, Visual Analogic Scale.
*The value presented is the median value of the sum of the modified Ashworth scale scores for the elbow, wrist and finger flexors
and extensors.
group were laborious and more difficult to perform; no Nevertheless, the anticipated improvements of 16 FMA
specific feedback was provided, and the progression of UE points in the control group and 22 FMA UE points
the exercises was limited. Despite this, participants in in the Exo group were not achieved. This may also have
both groups were equally satisfied with their respective been due to the fact that 8 weeks poststroke is rela-
interventions and willing to add them to usual treat- tively late in terms of the recovery window.27 The amount
ment. This lack of difference in outcomes between of improvement found in rehabilitation studies involving
groups thus questions the need for technological sys- patients in the subacute phase of stroke is highly vari-
tems involving gravity support and games to imple- able. This can, at least, in part, be attributed to differ-
ment motor learning principles in the subacute phase ences in inclusion criteria.28,29 Among the recent large
of stroke. Although smaller studies have found some clinical trials, RATULS inclusion criteria were an initial
additional benefits of robotic therapy compared with Action Research Arm Test score between 0 and 39
conventional therapy,20–22 the recent, large, randomized points and stroke that occurred between 1 week and
controlled RATULS trial (Robot Assisted Training for the 5 years previously23; VIRTUES inclusion criteria were
Upper Limb After Stroke) found no difference between a minimum of 20° of active shoulder flexion/abduction
additional robotic therapy and enhanced UL therapy and stroke that occurred <3 months previously24; and
in patients in the subacute to early chronic phase ICARE (Interdisciplinary Comprehensive Arm Rehabilita-
of stroke on arm function (measured by the Action tion Evaluation) inclusion criteria were voluntary finger
Research Arm Test).23 Furthermore, a recent meta- extension and stroke that occurred 14 to 106 days previ-
analysis of 17 articles found no effect of UL robotic ously.30 The present study was aimed at a homogenous
therapy on impairment (FMA) or activities of daily living group of patients who had some recovery (FMA, >10)
during the subacute phase of stroke.5 With regard to but not those with fast, spontaneous recovery as defined
the virtual-environment (gaming) aspect of the inter- by Winters et al.28
vention, other studies have also reported few benefits: The neutral outcome of this study could also be
the VIRTUES trial (Virtual Reality Therapy Provided in attributed to a lack of prior knowledge of how much
Addition to Usual Therapy in Sub-Acute Stroke) found additional self-rehabilitation is required to impact out-
no additional benefits on functional outcomes.24 comes,29,31 which might have been determined by a
The mean improvement in FMA UE score at D30 of phase II study.31 Such studies are, however, difficult to
13.32 (±9.03) in the Exo group and 11.78 (8.84) in the perform in the rehabilitation setting. Increasing reha-
control group can be attributed to the rehabilitation since bilitation time has been shown in both animal32 and
the participants were, on average, 8 weeks poststroke human1 studies to improve outcomes. The present trial
at inclusion and spontaneous recovery is almost com- was based on these data, and the dose of self-rehabil-
plete after 6 to 10 weeks poststroke.25 Furthermore, itation was set according to the amount deemed to be
the amount of change exceeded the minimum clinically feasible by therapists in the context of multidisciplinary
important difference of 4 points for the FMA UE score.26 rehabilitation and poststroke fatigue.
Original Contribution
of robotic rehabilitation in 213 stroke patients reported We are grateful to all the patients and health care professionals for their partici-
pation. Many thanks to the data management team, especially Valentine Guiton,
that robot therapy was more cost-effective than conven- to Nicolas Sweighofer for constructive criticism, and to Johanna Robertson and
tional therapy, particularly for patients with severe impair- Jennifer Dandrea-Palethorpe for writing assistance.
ments.16 The present study did not find a difference in
Sources of Funding
costs between the two types of self-rehabilitation. This This study was supported by the French Ministry of Health: EMREM_AVC CHU
discrepancy is likely due to the smoothing out of any BREST 20 220.
differences by the costs of usual rehabilitation, which
Disclosures
is relatively intensive in France. An important difference
None.
between the present study and previous studies of costs
are that we evaluated cost utility, whereas previous stud- Supplemental Materials
ies did not relate costs to health benefits.16 Detailed Inclusion and Exclusion Criteria
Cost Analysis
This study has several limitations. First, the sample size Online Tables I and II
was calculated from unpublished data; however, the sen- Progression of Exo Group Exercises
sitivity analysis confirmed the robustness of the primary Exercise Posters for the Control Self-Rehabilitation Group
10. Brott T, Adams HP Jr, Olinger CP, Marler JR, Barsan WG, Biller J, Spilker therapy in the early rehabilitation phase after stroke: a single-blind, ran-
Original Contribution
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