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Original article
Original article
Patient report form Missing in real time Not handed in by ambulance crew Wealth of clinical information lost
Misplaced by ED team
Hard copy barely legible Third copy in a pack of carbon paper Unable to access important information
Scanned copy illegible Very faint writing Unable to access important information
correct demographic details are entered, the records will be Following this, the reliability of the communication process
matched and linked up to previous episodes. A set of ED notes is was examined and quantified. A total of 250 sets of notes of
then generated for the patient and the bottom copy of the PRF patients brought in by ambulance were retrospectively audited
is scanned and attached electronically to the patient’s current to examine: (1) the presence or absence of the PRF in the notes
episode. This enables the attending clinician to view the PRF and (2) the degree of legibility of the scanned copy. Following
along with copies of written documentation from previous the intervention, a further 250 sets of notes were examined for
attendances. the same factors.
In practice, however, both clinical reports and the formal
FMEA process identified a number of problems with this Intervention
apparently straightforward process. The PRF might be missing We approached members of the team seeking ideas about how
or illegible in varying degrees, completely nullifying the to improve the legibility of the scanned document. We then
ambulance crew’s efforts to communicate effectively with discussed the feasibility of implementing the change to the
emergency staff (table 1). We therefore designed and carried system with our reception staff. A simple solution was to
out a quality improvement study with the following aims: photocopy the top sheet of the PRF at the time of the crew
c To establish the usefulness of the information on the PRF to arriving in reception and then to scan the photocopied
clinical care. document: this resulted in a totally legible electronic copy
c To quantify the number of missing or illegible scanned available to the departmental staff during the patient atten-
images. dance. In addition, the receptionists undertook to actively ask
c To develop and evaluate an intervention to resolve any the ambulance staff for the PRF in order to reduce the number
problems identified. of PRFs that were not transferred. The reception staff agreed to
a trial of this system for 1 month. Emails were sent out to every
Method receptionist, the change in practice was discussed at the
monthly staff meeting, posters were made and the changes
Design and setting
were discussed with the ambulance service.
The study was set in a busy central London ED. We first
assessed the quality and clinical value of written information
provided by ambulance crews. We then assessed measured Results
communication efficiency before and after an intervention to Clinical value of patient report form (PRF)
improve availability of information from the PRF. The initial assessment of the PRF sheets showed that they
contained substantial amounts of important clinical informa-
Procedure and measures tion that was often essential to proper care of the patient. Of
The first stage was to assess the information available from the the 182 PRF sheets examined: 100% (182/182) contained useful
PRF. In this phase all paper copies of PRFs submitted by the details regarding the presenting complaint; 55% (100/182) of the
ambulance crews during a single week (n = 182) were collected documents detailed abnormal observations; 15% (28 of 182)
and analysed. The standard of completion of the information recorded medication given by the ambulance crew; 66% (122/
and usefulness to clinical care was analysed by the principal 182) of the PRFs documented the patient’s own medication; and
author (ER). The presence or absence of the following patient 88% (160/182) noted allergies or the absence of allergies.
information was assessed:
c Usefulness of information regarding the presenting com- Intervention to improve transfer of information
plaint. The simple interventions produced a dramatic improvement in
c Presence of abnormal and normal observations. the information available to ED staff. Before the intervention 82%
c Medication given by ambulance crews. of the scanned PRFs were completely illegible and 18% partially
legible; after the intervention, 100% were wholly legible (table 2).
c Information about patient’s normal medication.
The numbers of PRFs that were scanned to the database improved
c Information about allergies.
from 70% to 80%. The two-sample proportion z test was used to
Original article
Table 3 Use of correct template before and after the intervention Table 4 Documentation of management plan before and after the
Notes recorded on correct template intervention
Pre-intervention Post-intervention z Value Notes documented with management
plan
Majors 86% (43/50) 90% (45/50) 20.615 Pre-intervention Post-intervention z Value
Minors 66% (33/50) 77% (38/50) 21.102
Major trauma 15% (3/20) 45% (9/20) 22.070 (p,0.05) Majors 60% (30/50) 88% (44/50) 23.192 (p,0.01)
Cardiac arrest 10% (2/20) 35% (7/20) 21.893 Minors 91% (46/50) 91% (46/50) 0
Total 58% (81/140) 71% (99/140) 22.245 (p,0.05) Major trauma 60% (12/20) 90% (18/20) 22.191 (p,0.05)
Cardiac arrest 0% (0/20) 0% (0/20) 0
Total 63% (88/140) 77% (108/140) 22.609 (p,0.05)
analyse the results, which were both clinically and statistically
significant.
Intervention to improve information transfer and documentation
Staff members were invited to make suggestions on how to
STUDY 2: GENERATION OF CORRECT NOTE FORMAT FOR improve the generation and use of the correct documents.
DOCTORS Solutions generally focused on raising awareness of the different
The second study followed a similar pattern, examining another documents among the reception and medical staff at teaching
issue highlighted by the FMEA process concerning documenta- and staff meetings. The importance of documenting a manage-
tion used by doctors to record clinical information for different ment plan was discussed with the medical staff after presenta-
types of patient. In our ED, proforma style structured notes are tion of the initial findings of the audit. We also made another
used to record, structure and guide the collection of clinical simple but crucial change by placing an electronic copy of each
information. The department uses five different types of one of the cardiac arrest and major trauma templates on the
proforma, two generic that are used in either majors area computers in the resuscitation room. This meant that the
(trolley assessment) or in minors area (ambulatory care). These correct document could be printed even if an incorrect
two are printed out automatically at registration according to document had initially been generated.
the area of the department to which the patient is directed. The
remaining three are specifically designed for critically ill patients
Results
and include separate ones for cardiac arrest, serious illness and
The initial data collection confirmed the problems identified in
major trauma. These are printed by the receptionists on arrival
the FMEA; use of the correct template ranged from 86% for
of the patient according to their predominant complaint. The
majors to only 10% for patients with cardiac arrest. Only 60%
findings of the FMEA suggested that there was a high
of patients with serious conditions had a documented manage-
probability of the wrong document being requested or the
ment plan. Again, the two-sample proportion z test was used to
wrong document being generated, leading to a delay and
analyse the results, and the intervention produced both
inappropriate direction of patients within the department. The
clinically and statistically significant improvements (tables 3
immediate effects of this on patient care are that: (1) it is
and 4).
difficult to record vital information; (2) much time is wasted
reading through notes to identify salient information; and (3) a
proper management plan may not be recorded. We therefore DISCUSSION
carried out a further quality improvement study to (1) establish Both the FMEA and the studies to quantify the extent of the
and quantify whether the correct documents were being problems identified serious weaknesses and inefficiencies in the
generated for each patient and whether each set of notes system of communication with the ED. We fully expect that,
contained a management plan; and (2) evaluate the impact of when further quantitative studies are carried out on different
an intervention to improve this aspect of documentation. points in the process, we will see further evidence of routine
failure and further opportunities for improvement.
However, simple interventions produced significant results.
Method
Clinical staff now have improved timely access to relevant
Design and setting information from ambulance crews, the correct template is
The study was set in a busy central London ED. We measured more frequently being used and documentation of management
the efficiency of the communication using the proforma notes plans has increased. The process will be audited to judge the
before and after an intervention designed to ensure the correct longevity of the change once the intervention has become
document was generated. established, but it is possible that there will be a reduction in the
benefit seen unless there is some continued feedback and
Procedure and measures monitoring of the system. Involving staff in all aspects of
A retrospective audit of 160 ED notes was carried out to assess diagnosis and management of the problems with communica-
whether the correct template was used for the correct tion will hopefully ensure that the team understands why
presenting complaint and whether there was a clear manage- changes to the system need to be made.
ment plan recorded in the notes, regardless of the proforma Solutions to problems need to be time- and resource-neutral
used. Patients were identified by searching within the term or to require little additional effort. Hospital and ambulance
‘‘area = majors/minors’’ or ‘‘presenting complaint = trauma/ staff have seen the benefit of accessibility and judge that the
cardiac arrest’’ on SYMPHONY database. Fifty sets of majors small amount of time taken to copy the PRF is worth the effort.
and minors notes were studied and 20 each of the major trauma The solution offered for the legibility and retention of the
and cardiac arrest notes in relevant patients. Following the document gave an unexpected benefit of having the PRF
intervention, a further set of 160 notes were audited in the same available at the point of contact with the patient rather than
way. as a loose copy that is somewhere in the department.
Original article
Looking further ahead, we hope that information technology took a formal study to bring home the full extent of the
will bring further improvements to communication systems. problems; even though we are very familiar with the environ-
The ambulance service is working towards integration of a ment, we did not fully appreciate the complexity of the
prehospital electronic patient record with the hospital record communication process or the extent of the failures. Finally,
and with the National Care record service, but this technology dedicated time is needed even to bring about simple, if far
will not be available until 2013. Electronic patient record reaching, changes. When a clinical member of staff was allowed
systems offer solutions for printing documents according to sufficient dedicated time to assess and improve the system,
logic modules or rules in the system. However, the system still substantial gains were made in a relatively short time. We believe
relies on humans entering data to drive the rules, and that is that there is a more general lesson here. We will, in the end,
prone to error. The electronic patient record will require provide better care for our patients if we begin to allocate some
structured data entry, and early adoption of this approach— proportion of clinical time to system improvement rather than
albeit on paper—allows evaluation of the structure and best direct patient care. This has already happened to some extent
way to present data. with the requirement to carry out audit, but we need to go
The findings of this study have several implications for future further in both allocating more time and being more ambitious,
practice. First, EDs may be able to use this methodology to not simply auditing but actually effecting improvement.
examine prospectively their own areas of potential systems
failure and improve the design of their care process; the complex Acknowledgements: The authors thank Dr Robert Redfern for help with the
issue of communication can be simplified using a formal statistical analysis in this paper.
technique. Second, involving staff in the study drew on their Funding: The Clinical Safety Research Unit is affiliated with the Centre for Patient
knowledge, experience and creativity, generated many good Safety and Service Quality at Imperial College Healthcare NHS Trust which is funded
by the National Institute of Health Research. This research described here was
suggestions and ensured acceptance of the eventual implemen- supported by the National Institute of Health Research.
tation. Third, it shows that making simple changes, when
Competing interests: None.
introduced and evaluated systematically, can lead to large
improvements in the care provided to patients. Provenance and peer review: Not commissioned; externally peer reviewed.
CONCLUSION REFERENCES
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These include:
References This article cites 6 articles, 3 of which can be accessed free at:
http://emj.bmj.com/content/26/9/658.full.html#ref-list-1
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Notes