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Heat pumps:
lost in standards…and found
Keywords:
EPBD - CEN - standards - heat pump
LAURENT SOCAL
Consultant
socal@iol.it
Summary
The draft of the revised EN 15316-4-2 will be pub-
lished for public enquiry in the next months. This
article analyses the main features of this new text.
Introduction
an estimated COP may be a good solution. Sources like
The former article already introduced EN 15316-4-2 ground water and surface water need measured local data.
and some basic features of the draft new revision, that
should be published for public enquiry in the coming Step 3 is the calculation of the sink temperature per each
months (late autumn 2021). service. This is an important information that comes from
the general part EN 15316-1. For a correct calculation of
This article will analyse more in details the contents heat pump performance, the use of the procedures given
and technical background of this new draft. in annex C (heating circuit operating temperatures) and
D (generators circuit temperatures) of EN 15316-1 is
essential. These annexes are basic methods but additional
The frame options and related procedures may be developed nation-
There are several types of heat pumps and several ally. An example of a useful additional feature is a simple
possible alternatives for the calculation of the energy heating curve (flow temperature as a function of outdoor
performance of heat pumps. temperature). Methods in annex C of EN 15316-1 are
all based on heat demand, since they were primarily
The first concern when drafting this revision was estab- developed for use with a monthly method.
lishing a clear common frame that could:
If cooling would be integrated in the frame as an addi-
• support all the various calculation options for each tional service, then the role of source and sink in steps
heat pump typology; 2 and 3 shall be exchanged.
• guarantee in all cases the connection with the
general calculation frame set-up by EN 15316-1; At step 4, source and sink temperatures are known and the
• handle several operating conditions in the same operational and control limits are checked. Operational
calculation interval. limits are the maximum and minimum operating tem-
peratures of source and sink for the heat pump. It is the
The result is a reviewed step-by-step procedure which physical limit of the machine. Control limits are control
is summarised in Annex C of the new draft. For each set-points, that may be set e.g. to select which generator
step, the available alternatives and the reference to the to run for economic or energy efficiency reasons.
relevant clause are given in tables.
If the limit temperature is exceeded for one service,
Step 1 is the acquisition of the required energy then there will be no contribution of the heat pump
output per each service provided in the calculation to that service in the calculation interval
interval. This information comes from the general
part EN 15316-1. Currently, the draft supports At step 5, the required services are assigned a priority
two services: space heating and domestic hot water. level.
Additional foreseen services can be a direct connection
to a hot water storage and space cooling. In fact, now Currently there is only one criterion: domestic hot
that the frame is defined and working, one realises that water first, at full power, then space heating using
it could be used for cooling as well. the remaining time in the calculation interval. Other
criteria are possible but not yet defined. However, it
Step 2 is the calculation of the source temperature, has to be noted that this scheme probably covers 99%
depending on source type and operating conditions. of real situations. If space cooling were added, it would
This is a missing part in the current EN 15316-4-2, replace space heating in the sequence.
which considers only external air. Actually, the issue is
only partially solved in the draft revision because there At step 6, the maximum available power for each
are only simplified models for such sources as ground service is determined, taking into account source and
heat exchangers. sink temperature. This is needed to define:
It would be interesting to develop models for the ground • the required operation time for the high priority
exchangers that are also used for free cooling or free services;
heating. Some attention will be required to avoid itera- • if the required output for the least priority service
tions if the model should take into account the power can be fulfilled in the remaining time in the calcula-
required from the source: simplifying assumptions like tion interval.
Here the calculation method depends on the path: Step 30 is the calculation of back-up energy. This
• for path A (based on EN 14511 data), the maximum should be used only for a back-up which is integrated in
available power is known as a function of source and the heat pump. Handling a sequence of generators and
sink temperature; dispatching the required heat to the available genera-
• for path B (based on EN 14825 data), there is only tors is a task of the general part module, EN 15316-1.
one value of maximum power and the increase in
available power output with source temperature is Currently the back-up calculation assumes that there is
not known. a back-up with a maximum power available and that it
can fulfil the remaining heat demand using the whole
Which calculation path to use is determined by the calculation interval.
heat pump typology, according to the criterion given
in table B.40, which allows full flexibility. This is a simplified initial model but the following
observations may lead to an update after public enquiry.
At step 7, the running time and load factor (LRx) for
each priority are determined, based on the required • The whole calculation interval is not always available.
output energy and the available power as a function If domestic hot water is provided in the first part
of operating temperatures. of the calculation interval, heating can be provided
only in the remaining time.
Typically, the domestic hot water service (if required) • Assuming that the calculation interval is available
will be supplied at full load (LRw = 1) whilst the space for back-up operation means simultaneous opera-
heating will be supplied at the resulting part load tion of the main compressor and of the back-up,
LRh. If LRh is greater than 1, that means that the which should be possible without overloading the
heat pump cannot satisfy the load: LRh is assumed electricity supply.
equal to 1 and the remaining energy will be supplied • The electric back-up may be used to overcome the
by the integrated back-up or by the next generator in temperature limitation, not the missing power.
the sequence (if there is one). As an example, legionella cycle may ask for a flow
temperature of 70°C. If this is not possible for the
Step 8 is the calculation of the main energy input for main compressor, the final heating from e.g. 60°C
each priority. to 70°C may be covered by the electric back-up.
Two calculation paths are possible for this step: Some improvement is possible here but it involves also
• path A, which is based on a map of full load COP coordination with the general part (when is legionella
(EN 14511 data) and then a correction according cycle required?).
to part load;
• path B, which is based EN 14825 which provide Step 31 deals with external auxiliaries for each priority.
a correlation between the output power and the II
principle efficiency of the compressor. External auxiliaries are all those auxiliaries that are not
taken into account into the COP declaration.
More details are given in the following dedicated
clauses in this article. This is especially relevant for absorption heat pumps and
for some types of sources (ground water, surface water,
Annex C of the standard gives some more details about ground heat exchangers) where pumping energy may be
each calculation path: significant. In the absence of a standardised way to declare
these auxiliaries, a first simple model, common to several
• steps 11 to 19 for path A other system standards, is proposed: the values of auxiliary
• steps 21 to 29 for path B. power is asked at zero, minimum modulation and full
power, then you interpolate between these points.
Which calculation path to use is determined by the
heat pump typology, according to the criterion given Step 32 deals with losses towards the environment for
in table B.41, which allows full flexibility. each priority.
At the end of the sections, step 19 or 29, the main At step 33, all results for each priority are attributed
energy input for each service is known. to the pertaining service.
Step 34 deals with the collection of all data and the If data from EN 14511 (or other typology specific
generation of partial performance indicators. standard) is known, the whole table can be filled
in with the declared values. Examples are given in
This frame allows: annex D of the draft review of the standard.
• the selection of the appropriate method depending
on the heat pump typology, which is specified via a The principle is the same for all typologies of heat
number of tables in informative annex B (B.38 to pumps. The reference temperatures only depend
B.42) that can be superseded by a national version; on the source and sink type. Heat pumps may also
• adding, combining, updating and upgrading each operate in summer, for domestic hot water service
step of the procedure in the future revisions. or if reheat is needed for dehumidification. In this
case, the array of air source temperatures shall include
In the following, specific aspects of the method are values up to about 30°C. Extrapolation from 12°C is
presented with more details. very likely to be inaccurate.
• one for full load power output; Modulating heat pump use a variable speed drive
• the second for full load COP. of the compressor, typically an inverter. In that
case, the on-board software may intentionally limit
The reference source and sink temperatures for each the maximum compressor speed depending on the
type of source and sink are taken from EN 14511 and outdoor temperature. This makes sense because it is
the table can be filled with data according to EN 14511. unlikely that you need the full power for heating at
Maximum power output and COP for other conditions 15°C outdoor temperature, except if you also have to
are calculated by linear interpolation or extrapolation. produce domestic hot water or if you need to recover
after an indoor temperature set-back. This also avoids
As in the previous version of the standard, if less data to operate in a condition where the power output
is available (the extreme case is having only one value is potentially very high and this requires oversized
e.g. power output and COP at A7W35), default mul- exchangers (evaporator and condenser) otherwise the
tiplying factors are provided to fill in the whole table COP drops because of their poor approach[1]at high
starting from one known values as shown in Figure 1. power (see also next clause).
Source temperature
Mul�plying factor
Sink temperature
3.94
Mul�plying factor
Figure 1. Sample performance map for an AW heat pump (full load COP).
An example of such performance map with intentional • the decrease of the approach of evaporator and con-
heat output limitation is given in Figure 2, where the denser, that results in lower temperature ad pressure
output power is electronically limited above −5°C. You difference between condenser and evaporator;
may also note that data for domestic hot water opera- • the change in heated fluid temperature difference
tion are provided as well (12 to 30°C air temperature, (e.g. heated indoor air flowing through the con-
45 to 55 leaving water temperature). denser) when inlet temperature of heated fluid is
used as a reference;
In this case, it should be taken into account that data • auxiliaries (such as evaporator fan or circulation pumps
above −5°C are not full load but already part load when for an absorption heat pump) may run at constant or
performing the correction for part load operation. A variable speed. At constant speed this allows a reduc-
possible solution is to report the compressor speed for tion of the approach due to less power to transfer but
each declared maximum power performance data. It is the relative effect of auxiliaries on COP increases.
known and it would make it easy to avoid an incorrect
estimation of part load correction. An example of the effect of part load on operating
conditions is given in figures 3 and 4 that show the
How to correct for part load temperatures in the refrigeration cycle of an air to
There are several effects that may contribute to the water heat pump at full load and part load with the
change of COP at part load: same source and sink temperature.
Power output, kW
Figure 2. Sample performance map for an AW heat pump (full load power, electronically limited).
80°C 80°C
2°C 46°C 35°C 5°C 45°C 35°C
100% 100%
Figure 3. Example of full load operating conditions for Figure 4. Example of part load operating conditions
an air to water heat pump. for the same air to water heat pump.
freely in the interval from TA to TDES. Two common Figures 5 and 6 show the temperatures in an air to air
choices are the following. heat pump at full load.
• TBIV=TDES. This means that the heat pump can The first part of the calculation method in path B
provide the whole fictive load in all test points and aims at determining the evaporation and condensation
up to TDES = −10°C. No back-up energy is taken temperature, given the source and sink temperatures
into account in the calculation of SCOP. and the power output in the available points. In the
• T BIV=TA. This means that the heat pump can example shown in figures 5 and 6, the starting point
provide the fictive load only until TBIV=TA= −7°C are the temperatures of external air and indoor air, 7°C
The consequence is that in the determination of the and 20°C respectively.
SCOP, some back-up electric energy is included in
the calculation, which reduces the COP at point A.
This is possibly compensated by a reduced penalty 80°C
at point D, where the heat pump may operate 3°C 42°C
ON-OFF due to the minimum load. 100%
The resulting test conditions combination is shown 7°C 1°C 2°C 20°C 32°C 30°C
in Table 1 for the average climate and medium tem-
perature application and for a heat pump that has an 100% 100%
1°C 31°C
actual power output of 10 kW at −7°C, depending on
the choice for TBIV.
It is obviously not easy to extract the influence of a Figure 5. Example of full load operating conditions for
single parameter from this data-set. an air-to-air heat pump.
Table 1. The resulting test conditions combination for the average climate and medium temperature application and
for a heat pump that has an actual power output of 10 kW at −7°C, depending on the choice for TBIV.
Condition Outdoor air Outlet water Test power with Test power with
temperature temperature TBIV = TA TBIV = TDES
= −7°C = −10°C
°C °C kW kW
E (DES) −10 55 11.3 (PDES) 9.0 (PDES)
F (BIV) −10…−7 52 10.0 9.0
A −7 52 10.0 8.0
B 2 42 6.1 4.8
C 7 35 3.9 3.1
D 12 30 3.7 2.9
It has to be noted that these differences are made of COP value is corrected for intermittency using the
two components: Cd factor method.
The next step is calculating the evaporation and
• the approach of the condenser and the evaporator, condensation temperature in the actual operating
which is likely to be proportional to power; conditions in the calculation interval and the corre-
• the temperature difference of the air flowing through sponding ideal COP using the Carnot equation.
the evaporator and through the condenser, which
is proportional to the power if the air flow rate is Finally, you obtain the calculated COP at actual
constant. operating conditions by applying to the ideal COP
the interpolated II principle efficiency at actual
As an example, looking at Figure 5, flowing through power output resulting from the function shown in
the condenser, indoor air temperature increases from Figure 7. If the actual output power is lower than that
20 to 30°C at full load. The leaving air temperature at point D (≈6 kW), then the actual COP at point D
will be 25°C at 50% load only if the indoor unit fan is further corrected for intermittency using the Cd
will be still running at full speed. factor method.
Second principle efficiency values
Once the evaporation and condensation temperature 0.50
are known in the available test points, then the II prin- C
0.40 TOL
ciple efficiency is calculated for each available point
D
and associated to the output power in that point. 0.30
B A BIV
0.20
The result is a function like the one in Figure 7. 0.10
0.00
At point D, the heat pump is often operating 0 5 10 15 20
ON-OFF. That’s why points C and D are quite near Output power
in this example: test data in point D do not refer to the
actual operating condition but only to the ON con- Figure 7. Example of resulting function: II principle
dition at minimum modulation. Then the measured efficiency as a function of output power.
Figure 6. Example of full load temperature diagram along an air-to-air heat pump compression cycle.
Again, it is assumed that the source and sink fluids flow Limitations of the current path B method
rates in the evaporator and condenser stay constant. The current version of the path B method has some
This means that the part load operating conditions limitations in the possible use.
corresponding to Figure 5 (full load operating condi-
tions) should be as shown in Figure 8. One limitation issues from the data-set provided by
EN 14825: data on the maximum output power is
The decrease in condensation temperature at part load available only for on-off heat pumps. For modulating
(32°C to 26°C) is obtained if the air flow rate through heat pumps, it is assumed that the maximum power
the condenser stays constant. That’s one of the reasons is that at the bivalent temperature. The increase in
for the COP peak at part load. If the condenser fan available power with higher source temperature is not
(indoor unit) modulates, then the operating conditions described. This makes it difficult to handle situations
might be as shown in Figure 9. with multiple generators, where one has to determine
the contribution of each one based on their capacity.
That means that “quiet operation” requires some
trade-off between comfort and efficiency and the Another limitation (also because of EN 14825 data-
control strategy of the fan should be somehow taken set) is the lack of information on the behaviour when
into account. This is generally true, it is not a specific producing domestic hot water and when operating in
issue of path B. summer. A broad extrapolation would be required.
Figure 8. 50% load operating condition, coherent with The entire calculation of the second principle effi-
path B assumptions and Figure 5 full load conditions. ciency as a function of the required output power (i.e.
everything required to establish the graph in Figure 7)
should be moved to a separate section to be applied
only once for all when the product data of the heat
80°C pump is defined. There is no need to perform it at
5°C 41°C each calculation interval.
50%
the storage. During peak heating request, the remaining heating needs module EN ISO 52016-1. In total,
time available in the hour can be too short to satisfy the the heat pump will produce the whole heating needs
heating demand, even at full load. Computationally but this will happen partly in the next hours with a
there would be a part of the heating demand which higher load factor, just like things happen in reality.
is not satisfied. Actually, if the heat pump is correctly An example of such behaviour is shown in Figure 10.
sized, this is just a transient deficit that will be recov-
ered in the following hours. Due to the building time Peaks of missing energy for heating are due to the
constant, the effect on comfort (temperature drop) heat request for the domestic hot water preparation
is not perceivable. If the heat pump is undersized, (thermostat asking to restore the temperature in the
the heat output deficit will not be recovered, it will domestic hot water storage).
increase hour by hour and day by day.
A possible criterion is that the transient deficit can be
This feature can be easily introduced by: considered acceptable if:
• saving as a calculation output the total heat deficit • there are no more than 3 (or any other number)
at the end of the current hour; consecutive hours of increasing total heat deficit;
• summing that total heat deficit to the heating needs • the deficit is again zero in a maximum of 6 (or any
at the beginning of the next hour. other number) hours.
If the total deficit is continuously increasing for several If these criteria are not met, then a warning should
hours, this means that the heat pump is undersized. be issued and the output power deficit handled as a
true one.
If the total deficit has a sudden rise when domestic hot
water service is requested and then decays in the next This is also useful as a filter to sudden surges of heating
few hours, then this should be accepted. needs power generated by EN ISO 52016-1, that are
due to the assumption of perfect temperature control.
With this feature, no advantage is given because needs A step in gains is automatically transformed into an
are not reduced by a diminished internal temperature, instantaneous step in heating (or cooling) needs whilst
which would be the case if the information about the in reality it takes some time and some indoor tempera-
actual reduced available power were passed to the ture drift for the system to react.
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Publication
Domestic hot water only
The case of domestic hot water only should be further The new draft will be sent by CEN central secretariat
refined, taken into account into the priority criterion to the national standardisation bodies for the public
and a better connection should be sought with the enquiry in the coming months.
specific product standard.
The accompanying demonstration spreadsheet will
A clarification about the meaning of the “thermostat- be published on EPB-Center website, together with
off ”, “stand-by” and “crankcase heating” auxiliary a short video explaining the calculation method and
power defined in EN 14825 is needed. As an example, the features of the spreadsheet.
it’s difficult to understand what can be the difference
between “thermostat-off ” and “stand-by”. If you read this article, you should be ready for the
impact. Have fun in commenting the new draft for
EN 15316-4-2.
Standards
prEN 15316-4-2: 2021 Energy performance of buildings — Method for calculation of system energy requirements
and system efficiencies – Part 4-2: Space heating generation systems, heat pump systems, Module M3-8-2, M8-8-2
(publication for enquiry expected late autumn 2021).
EN 15316-4-2:2017 Energy performance of buildings - Method for calculation of system energy requirements and system
efficiencies – Part 4-2: Space heating generation systems, heat pump systems, Module M3-8-2, M8-8-2.
EN 15316-1: 2017 Energy performance of buildings - Method for calculation of system energy requirements and system
efficiencies – Part 1: General and Energy performance expression, Module M3-1, M3-4, M3- 9, M8-1, M8-4.
EN 14511:2018 Air conditioners, liquid chilling packages and heat pumps for space heating and cooling and process
chillers, with electrically driven compressors – Part 1: Terms and definitions; Part 2: Test conditions; Part 3: Test methods;
Part 4: Requirements.
EN 14825:2018 Air conditioners, liquid chilling packages and heat pumps, with electrically driven compressors, for space
heating and cooling, commercial and process cooling - Testing and rating at part load conditions and calculation of
seasonal performance. (currently under revision, the prEN was published in 2020).
Literature
Heat pumps: lost in standards…, Laurent Socal, REHVA Journal 2020-04
(https://www.rehva.eu/rehva-journal/chapter/heat-pumps-lost-in-standards)
References
[1] The “approach” is the increase in temperature differences in a real heat exchanger with respect to an ideal (infinite)
heat exchanger. It increases at high power and tends to zero at low loads.
[2] The “II principle efficiency” is the ratio between the actual COP in a given operating condition and the maximum
theoretical COP with the same source and sink temperature.