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Sills, G. C. & Hird, C. C. (2005). Géotechnique 55, No.

8, 597–602

Coefficient of consolidation from piezocone measurements


G. C. SILLS* and C. C. HIRD†

Pore pressure dissipation tests were carried out employ- On a effectué des essais de dissipation de la pression des
ing two miniature piezocones, with areas of 1 cm2 and pores en employant deux piézocônes miniatures, avec une
5 cm2 , in a bed of reconstituted kaolin. By using indepen- surface comprise entre 1 cm2 et 5 cm2 , dans une couche
dently determined values of the coefficient of consolida- de kaolin reconstitué. En employant des valeurs, établies
tion, the results were interpreted to derive appropriate indépendamment, du coefficient de consolidation, on a
values of rigidity index for use with the theory of Teh & interprété les résultats pour en dériver des valeurs ap-
Houlsby. In accordance with the theory, different filter proximatives de l’indice de rigidité pouvant être utilisées
positions on a piezocone (tip, face and shoulder) were not avec la théorie de Teh et Houlsby. D’après cette théorie,
found to require different values of rigidity index. How- différentes positions du filtre, sur un piézocône (bout,
ever, the importance of allowing for initial load relaxation face et épaulement) ne nécessiteraient pas des valeurs
at the commencement of the dissipation test was demon- diverses de l’indice de rigidité. Toutefois, on a démontré
strated, and there appeared to be a systematic effect of l’importance de la prévision de la relaxation initiale de la
piezocone size. charge au début de l’essai de dissipation, et il semble
qu’il existe un effet systématique de la taille du piézo-
KEYWORDS: clays; consolidation; in situ testing; site investi- cône.
gation

INTRODUCTION 1·2
The piezocone has developed into the most widely used and, Shoulder
Normalised excess pore pressure, U

arguably, the most useful probing tool for ground investiga- 1·0 Shaft 5R from
tion. Not only does it provide information about soil type shoulder
and stratification, but it can also be used to determine a 0·8
range of in situ soil properties (Lunne et al., 1997). For Shaft 10R
clays, this includes the determination of the coefficient of 0·6
from shoulder
consolidation for horizontal water flow, ch , obtained from
analysis of the dissipation of transient pore pressures set up 0·4 Cone face
during the driving of the piezocone. It is the interpretation
of piezocone dissipation test data that forms the subject of 0·2 Cone tip
this paper.
The driving of a piezocone causes increases of total stress 0
0·0001 0·001 0·01 0·1 1 10 100
and large shear strains in the surrounding soil. In most clays,
Time factor, T *
except heavily overconsolidated ones, the resulting excess
pore pressures all around the piezocone are positive, and, as Fig. 1. Normalised excess pore pressure dissipation (after Teh &
they subsequently dissipate, consolidation occurs. In order to Houlsby, 1991)
describe this soil behaviour, a model is needed, and a widely
recognised model is that of an elastic-plastic continuum, in
which pore pressures dissipate according to the Terzaghi– used the strength and stiffness parameters for Boston Blue
Rendulic theory of consolidation. clay, effectively giving Ir a value of around 550. However,
The pore pressure dissipation rate depends partly on the with Teh & Houlsby’s theory, lower values of Ir are generally
initial distribution of pore pressure set up during driving. appropriate (Robertson et al., 1992).
This can be determined, for example, by applying the strain Despite its widespread use, there is a significant problem
path method (Baligh, 1985) with an assumed stress–strain with the model of an elastic-plastic continuum, in that the
behaviour. Teh & Houlsby (1991) presented a numerical shear modulus of real soil is strain level dependent. Near the
solution to the subsequent consolidation problem in terms of piezocone, and particularly around the tip, where shear strain
the rigidity index Ir ¼ G/su , where G is the shear modulus levels are high, the modulus will be very much lower than
and su is the undrained shear strength of the soil, as well as further away, where strain levels are lower, so it is difficult
ch . In order to estimate ch from a piezocone test, it is to know what single value should be taken for use in the
therefore necessary to use a value for Ir . Fig. 1 shows the model. In practice, this has been resolved empirically by
dissipation curves predicted for different locations on a using a triaxial test to provide the value of su , and taking
piezocone in terms of the time factor T  ¼ ch t=I r0 5 R2,
:
the secant modulus at 50% of the undrained strength as the
where R is the radius of the piezocone and t is time. Baligh corresponding value of G. Danziger et al. (1997) and
& Levadoux (1986) presented results of similar analysis that Schnaid et al. (1996) showed that, when this approach was
employed with Teh & Houlsby’s theory to interpret various
piezocone test results, the calculated values of ch were of
Manuscript received 12 August 2004; revised manuscript accepted
5 August 2005.
the same order of magnitude as those measured indepen-
Discussion on this paper closes on 1 April 2006, for further details dently in oedometer tests in the laboratory.
see p. ii. Making the same assumption that the Teh & Houlsby
* Oxford University. model is a suitable one, the present paper reports experience
† University of Sheffield. of determining the Ir value that is needed to give the same

597
598 SILLS AND HIRD
coefficient of consolidation from a piezocone dissipation test 950 1500
Shoulder pore pressure
as from an oedometer test. Results are taken from laboratory
850
deployments of piezocones with various pore pressure meas- 1300

Tip resistance, qt: kPa


Pore pressure: kPa
urement positions, as described by Hird et al. (2003). The m11d2a,qt
750
principal aim is to explore the validity of using a common Ir 1100
value for different measurement positions in homogeneous 650
clay. 900
550
m11d3a, qt
700
450
Tip pore pressure
LABORATORY TESTS 350 500
The piezocone tests currently considered were carried out 0·01 0·1 1 10 100 1000 10 000
in a reconstituted soil model enclosed in a 400 mm diameter Time: s
test chamber (Model 11 of Hird et al., 2003). Layers of
kaolin were preconsolidated from a slurry under a vertical Fig. 3. Pore pressure dissipation results at tip and shoulder of
stress of 200 kPa and placed in the chamber. A peripheral 1 cm2 piezocone, respectively tests m11d3a and m11d2a, with
drain was provided around the model, through which a back- corresponding qt values
pressure could be applied. The soil in the chamber was
subjected to a vertical stress of 650 kPa and a back-pressure
of 400 kPa, and a horizontal stress was applied on a flexible (2003). In the case of the 1 cm2 tip dissipation, the corrected
lateral boundary to maintain K0 conditions. At the end of value has been obtained by assuming that the water pressure
consolidation the vertical effective stress was 250 kPa and in the groove was equal to the pore pressure measured at the
the horizontal effective stress was 172 kPa. Saturation checks cone shoulder after a similar elapsed time during the sepa-
on the model, with the back-pressure applied, gave accepta- rate dissipation test. Fig. 4 shows the corresponding set of
ble results (Skempton’s B value . 0.97). results for the cone resistance, and for dissipation at the
Two piezocones were used, one of 1 cm2 area with pore face, the shoulder and the two sleeve positions for the 5 cm2
pressure measured either on the tip or on the shoulder, and piezocone.
one of 5 cm2 area, with four pore pressure measurement Figures 3 and 4 show that, initially, the highest pore
positions. Both piezocones are shown in Fig. 2. Prior to the pressures occurred about equally at the tip and face posi-
dissipation tests, the piezocones were driven at the standard tions, and that these were followed in magnitude by those at
rate (20 mm/s) at the centre of the chamber and at four the shoulder, the lower sleeve and the upper sleeve. How-
points equally spaced at a radius of 100 mm, as shown in ever, with the 5 cm2 piezocone it can be seen (Fig. 4) that,
plan on Fig. 1(b) of Hird et al. (2003). The 5 cm2 probe was on cessation of driving, there was a very rapid reduction in
used at two locations, one in the middle and one at a radius the pore pressure at the face in sympathy with a release of
of 100 mm, and the 1 cm2 probe was driven at each of the cone load. The release of cone load may be attributed to a
other three points. The ratio of chamber diameter to probe mechanical backlash in the driving system that normally
diameter was respectively 16 and 35. Further details of the occurred with the 5 cm2 piezocone, although not with the
piezocones, including saturation procedures, are given by 1 cm2 piezocone. At the sleeve positions (Fig. 4) there was a
Hird et al. (2003). tendency for pore pressures to rise before dissipating, behav-
Through the conduct of tests with the two instruments, iour that has been reported previously (e.g. Danziger et al.,
results are available for pore pressure measurement at five 1997). The pore pressures dissipated at various rates to the
locations on a piezocone: the tip, the face, the shoulder, back-pressure level of 400 kPa.
midway up the friction sleeve, and at the top of the friction In order to make comparisons with the Teh & Houlsby
sleeve. Fig. 3 shows typical pore pressure dissipations for (1991) solution, it is necessary to convert the results to
the tip and the shoulder of the 1 cm2 piezocone (tests excess pore pressure by subtracting the back-pressure of
m11d3a and m11d2a respectively). The cone tip resistance, 400 kPa and then dividing by the initial value. This immedi-
qt , during pore pressure dissipation has also been plotted in ately raises the question of what initial value is appropriate
Fig. 3, using the right-hand vertical axis. Values of qt have for the face position of the 5 cm2 piezocone, as there is a
been corrected for the effect of water pressure in the groove significant difference between the pore pressure recorded at
at the base of the friction sleeve, as described by Hird et al. the end of the driving stage and the pore pressure recorded

900 1400
850 Shoulder m11d4a
Face 1200
800
Tip resistance, qt: kPa

Tip resistance, qt
Pore pressure: kPa

750 1000
700 800
650
600 Sleeve mid-point 600

550 400
500 Sleeve top
200
450
400 0
0·01 0·1 1 10 100 1000 10000
Time: s

Fig. 4. Pore pressure dissipation results at tip, shoulder and two


sleeve positions of 5 cm2 piezocone, test m11d4a, with corre-
Fig. 2. 1 cm2 piezocone with two tips and 5 cm2 piezocone sponding qt value
COEFFICIENT OF CONSOLIDATION FROM PIEZOCONE MEASUREMENTS 599
0.1 s later, when the value has dropped along with the by Teh & Houlsby (1991) has been established later. The
driving pressure. The initial approach was to ignore the very shoulder dissipation is very similar to the expected shape,
high early values and use the value at 0.1 s as the normal- while both sleeve positions show an initial increase, the
ising value. This gave an excess pore pressure dissipation upper value markedly so. This is not consistent with the
curve of the correct general shape, which could be analysed theoretical predictions, which show very little difference
in exactly the same way as the excess pore pressure curves between pore pressures at these two positions. Fig. 7 com-
at the other locations. However, as will be described later, pares the shoulder dissipations for the 1 cm2 and 5 cm2
the results for the face position thus obtained were not piezocones, and it can be seen that there is very close
consistent with the other results. It was then decided to agreement between the results for each instrument and a
normalise by the pore pressure value at the end of the clear difference between the two sets of results due to the
driving stage, before the reduction in value associated with different diameters of the instruments.
the reduction in driving pressure. For the other locations
also, including those on the 1 cm2 piezocone, the pore
pressure value at the end of the driving stage was then used
to normalise the data so that a consistent approach was INTERPRETATION OF DISSIPATION CURVES
adopted. The timescales of the measured results and the numerical
:
The normalised results are grouped together in Figs 5 and solution differ by the factor ch =I 0r 5 R2, which can therefore
6. Fig. 5 shows the tip and shoulder dissipations for the be obtained by finding the multiplier of the test results’
1 cm2 piezocone, where the dissipation at the tip clearly timescale that gives the best correlation between theory and
occurs faster than at the shoulder, as would be expected measurement. The correlation was achieved using the least
from the Teh & Houlsby (1991) solution (Fig. 1). For some squares sum of the difference between the two curves in the
of the tip measurements, it can be seen that the pressure range U ¼ 0.8 to 0.2, except for the data from the face of
unexpectedly rose again at the end of the test. This is hard the 5 cm2 piezocone, where the range was typically 0.6 to
to explain, although it may be associated with the construc- 0.2. In almost all cases, the theoretical and the adjusted
tion or materials of the tip filter (Hird et al., 2003). experimental curves were a very close match over the
Fortunately, these curious results occurred sufficiently late in chosen region. The radius R was known1 for each probe, so a
the dissipation process that the analysis is unaffected. Fig. 6 value was obtained for the ratio ch =(I r )2 .
shows dissipations at the face, shoulder, and two sleeve Most interpretations of piezocone results assume a value
positions on the 5 cm2 piezocone. There is a clear difference of Ir in order to estimate ch , but in the present case an
between the face curves and the others, particularly in the inverse approach was applied: ch was measured in the
early stages. It appears that the reduction in cone resistance laboratory in order to estimate the value of Ir . Fig. 8 shows
that occurred at the end of driving has depressed the initial plots of the void ratio against effective vertical stress from
values of the pore pressure ratio, but that the shape predicted two independent tests in 150 mm diameter Rowe consolida-

1·2 1·2
Normalised excess pore pressure
Normalised excess pore pressure

1·0 1·0 5 cm2 shoulder


1 cm2 shoulder

0·8 0·8

0·6 0·6

0·4 1 cm2 tip 0·4 1 cm2 shoulder

0·2 0·2

0 0
0·01 0·1 1 10 100 1000 10000 0·01 0·1 1 10 100 1000 10000
Time: s Time: s

Fig. 5. Summary of 1 cm2 excess pore pressure dissipations Fig. 7. Shoulder dissipation for 1cm2 and 5 cm2 piezocones

2·5 1·55
2
5 cm sleeve 2 1·50
Normalised excess pore pressure

2·0 1·45
5 cm2 sleeve 1
1·40
Void ratio, e

1·5 5 cm2 shoulder


1·35
1·30
1·0
1·25

0·5 1·20

5 cm2 face 1·15


0 1·10
0·01 0·1 1 10 100 1000 10000 10 100 1000
Time: s Vertical effective stress: kPa

Fig. 6. Summary of 5 cm2 excess pore pressure dissipations Fig. 8. Results from two Rowe cell tests with radial drainage
600 SILLS AND HIRD
tion cells with horizontal drainage. The clay for these tests less than 2.5% if the hypothesis were true. Therefore the
was prepared with the same history of loading and drainage hypothesis must be rejected: that is, the variation is statisti-
as the clay in the soil model. After being consolidated in the cally significant.
Rowe cell under a stress of 250 kPa, it was subjected to two Inspection of Table 2 suggests that the instrument size
unloading and reloading cycles between 250 kPa and may have been responsible for at least some of this varia-
125 kPa before being loaded to 500 kPa and finally un- tion. Again, this can be checked statistically by comparing
loaded. It can be seen that the curves are similar, but not the two data sets obtained with a filter at the piezocone
identical, presumably as a consequence of small differences shoulder using the Mann–Whitney U test (e.g. Miller &
in sample preparation. The values of ch calculated at each Freund, 1977). The computed statistic, U ¼ 20, leads to a
stage are shown in Table 1. conclusion that the piezocone size probably had a significant
For most soils, the net increase in pore pressure during influence. Otherwise, this value would only have occurred
piezocone driving is larger than the mean increase in total with a probability of between 5% and 10% (Owen, 1962).
stress, so that the soil undergoes a reduction in effective For either the 5 cm2 or the 1 cm2 piezocone, the effect of
stress and, in effect, becomes more overconsolidated. This is filter location can similarly be examined using the Mann–1
followed by re-consolidation as the pore water drains. It is Whitney test, but although average values of ch /(Ir )2 are
therefore the unloading from 250 kPa in the Rowe cell and higher for the shoulder location than for either the face or
the subsequent reloading that provides the most relevant data tip location respectively, the test fails to demonstrate any
for comparison with the soil behaviour around the piezo- statistically significant differences.
cone. Table 1 shows good repeatability in each Rowe cell
test for ch values under these conditions, with average values
of 0.031 and 0.046 cm2 /s from the two tests. In order to DISCUSSION
have a single value for comparison with the piezocone It can reasonably be expected that the kaolin tested was
results, the average from the two tests, ch ¼ 0.038 cm2 /s, uniform, and the closely controlled nature of the experiments
was taken for the subsequent calculations.
1
and the favourable testing environment in the laboratory
Having obtained the ratio ch /(Ir )2 by matching the theor- should have led to highly repeatable results and interpreta-
etical and measured pore pressure dissipations, the above tions. Nevertheless, some variation is inevitable, and this can
value of ch was used to calculate Ir for each experiment. be seen in the Rowe cell tests to find the coefficient of
The results are presented in Table 2. The theoretical solution consolidation, where two sets of data were compared di-
does not predict the increased excess pore pressures that rectly. Such variation must also be expected in the dissipa-
were observed in the sleeve measurements, and it was there- tion results, as was observed in the spread of Ir values for a
fore decided to exclude the data collected at both sleeve given piezocone and filter position in Table 2. The advan-
locations. tage of analysing the data in statistical terms is that systema-
tic differences can be identified, irrespective of random
variations.
Although not the primary objective of this paper, it is of
STATISTICAL ANALYSIS
interest to compare the back-calculated Ir values with values
In Table 2 it can be seen that there is variation, not only
that can be obtained from triaxial tests. While no triaxial
within each set of data, but also between the average values
tests were conducted as part of the current investigation,
of each data set. The variation within the data sets is1
some Ir values can be derived from other research. For
expressed by the coefficient of variation, V, which for ch /(Ir )2
example, Hajj (1990) conducted undrained triaxial compres-
ranges between 11.8% and 23.1%. Because values of Ir are
1 sion and extension tests on anisotropically and normally
obtained after squaring the test result (i.e. c h /(Ir )2 ), values of
1 consolidated kaolin, albeit consolidated under different ver-
V are larger for Ir than for ch /(Ir )2 .
tical stresses from that used for the piezocone tests. Some of
The significance of the variation between the data sets can
these test data were reported by Hird & Hajj (1995). Parry
be analysed statistically by testing the hypothesis that all the
& Nadarajah (1974) presented data from similar tests as well
results are drawn from a common ‘population’: that is, the
as from tests on isotropically consolidated specimens. The
piezocone size and/or the filter position had no influence on
1 derived values of Ir , based on secant moduli, are shown in
the measured value of ch /(Ir )2 . Application of the Kruskal–
Table 3. As already indicated, the strain dependence of such
Wallis H test (e.g. Miller & Freund, 1977) yields the statistic
values poses a difficulty in selecting appropriate values to
H ¼ 9.99, a value that would occur with a probability of
use in the interpretation of piezocone measurements. At an
axial strain level of 1%, the values in Table 3 are clearly
Table 1. Horizontal coefficient of consolidation from Rowe cell lower than the back-calculated values in Table 2, while at
tests
0.1% axial strain they appear comparable. However, it
Vertical effective stress: kPa ch : cm2 /s should be noted that the back-calculated Ir values gave a
correct determination of ch in overconsolidated soil whereas
From To First test Second test the triaxial tests were conducted on normally consolidated
soil. As seen in Table 1, the values of ch for the normally
10 125 0.011 0.075 consolidated soil in the stress ranges 125–250 kPa and 250–
125 250 0.006 0.013 500 kPa are around four to five times smaller than those for
250 125 0.029* 0.043† the overconsolidated soil on which the Ir values in Table 2
125 250 0.029* 0.043† have been based. Therefore, if the normally consolidated
250 125 – 0.049† values of ch had been used to calculate Ir , the values would
125 250 0.035* 0.049† have been roughly half of those listed in Table 2.
250 500 0.007 0.012
500 250 0.032 0.043
One of the most striking findings of the present work was
250 125 0.012 0.020 the influence of the initial pore pressure on the interpretation
125 10 0.002 0.007 of measurements made on the face of the 5 cm2 piezocone.
Fig. 9 shows a typical best fit between the theoretical and
* Values averaged to give ch ¼ 0.031 cm2 /s. measured values when the latter were normalised by the
† Values averaged to give ch ¼ 0.046 cm2 /s. measurement at 0.01 s, and it can be seen that there is a
COEFFICIENT OF CONSOLIDATION FROM PIEZOCONE MEASUREMENTS 601
Table 2. Calculated values of I r for kaolin with ch 0:038cm2 =s

1 cm2 piezocone shoulder 1 cm2 piezocone tip


: :
Test number ch /Ir 0 5 : cm2 /s Ir Test number ch /Ir 0 5 : cm2 /s Ir

m11d2a 0.002 83 180 m11d3a 0.002 27 280


m11d2b 0.003 51 117 m11d3b 0.002 89 173
m11d2c 0.002 63 209 m11d3c 0.002 65 206
m11d2d 0.003 39 126 m11d3d 0.001 64 537
Mean 0.003 09 158 Mean 0.002 36 299
Standard deviation 0.000 43 44 Standard deviation 0.000 55 165
Coefficient of variation: % 13.8 27.8 Coefficient of variation: % 23.1 55.2

5 cm2 piezocone shoulder 5 cm2 piezocone face


: :
Test number ch /Ir 0 5 : cm2 /s Ir Test number ch /Ir 0 5 : cm2 /s Ir

m11d4a 0.003 21 140 m11d4a 0.003 21 140


m11d4b 0.003 99 91 m11d4b 0.003 97 92
m11d4c 0.004 60 68 m11d4c 0.003 97 92
m11d5a 0.004 45 73
m11d5b 0.003 24 138
m11d5c 0.003 98 91
Mean 0.003 91 100 Mean 0.003 72 108
Standard deviation 0.000 59 31 Standard deviation 0.000 44 28
Coefficient of variation: % 15.0 31.4 Coefficient of variation: % 11.8 26.0

Table 3. Rigidity indices from consolidated undrained triaxial tests on normally consolidated kaolin

Consolidation mode Initial effective Shearing mode Ir Axial ˜q/˜qu :* Data source
vertical stress: strain: % %
kPa

Anisotropic (zero lateral strain) 350 Compression 105 0.1 51 Hajj (1990)
347 Extension 389 0.1 32
350 Compression 18 1.0 86
347 Extension 76 1.0 62
545 Compression 8 1.0 81 Parry & Nadarajah (1974)
540 Extension 60 1.0 45
Isotropic 550 Compression 41 1.0 63
550 Extension 43 1.0 64

* ˜q ¼ change of deviator stress; ˜qu ¼ change of deviator stress at failure.

1·2 other locations; the alternative Ir values would have been


about six times larger than those given in Table 2.
Normalised excess pore pressure

1·0 Teh & Houlsby


As already indicated, and evident in Figs 3 and 4, whereas
the 5 cm2 piezocone suffered a significant release of load
0·8 prior to pore pressure dissipation, the 1 cm2 cone did not. It
is thought that mechanical backlash in the driving system
0·6 would have been less likely to affect the smaller cone. In
practice, the release of cone load will also vary, depending
0·4 on the operation of the driving rig and on the friction
Face, m11d4a
exerted by the soil on the driving rods. When interpreting
0·2 the results of dissipation tests with tip or face filters, it is
therefore important to be aware of the extent of load release
0 and, where necessary, to account for its influence. If there
0·00001 0·0001 0·001 0·01 0·1 1 10 100 has been a release of cone load and very early measure-
Time factor (face), T*
ments of dissipation pore pressures are not available, then
Fig. 9. Best fit between Teh & Houlsby solution and 5 cm2 face the last values recorded during driving should be used
dissipation normalised by measurement at 0.01 s instead.
For both piezocones there was a gradual reduction of cone
load as the surrounding soil consolidated. The theory of Teh
good match between the two after an initial period when the & Houlsby (1991) was based on uncoupled consolidation
measurements were affected by the reduction in driving analysis to predict the dissipation of the excess pore pres-
pressure, once the probe was no longer moving. The alter- sures generated by penetration of the piezocone and thus
native approach in which the initial pore pressure was taken does not model the change of total stress on the cone.
to be the value at 0.1 s led to significantly higher values of Levadoux & Baligh (1986) attempted to gain some insight
Ir , which were not consistent with those calculated from the into its effect by conducting a coupled consolidation analysis
602 SILLS AND HIRD
and predicted faster consolidation, especially near the piezo- grateful to Mr P. Johnson for conducting the tests and to
cone tip. Unfortunately, their analysis was for an 188 cone Fugro Engineers for support through the provision or main-
rather than a standard 608 one and suffered from numerical tenance of the piezocones. The expertise and assistance of
problems at the cone tip, preventing definite conclusions. the technical staff at the University of Sheffield are also
Notwithstanding the simplified nature of the Teh & Houlsby gratefully acknowledged.
theory, the present results suggest that, for a given piezo-
cone, it would be reasonable to adopt a common value of Ir
in conjunction with the theory for tip, face and shoulder
filter positions.
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